Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 22 |
BANK OF AMERICA CORP /DE/ | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 22 |
SIT INVESTMENT ASSOCIATES INC | 22 | 22 | 0.07% | 0.26% | 0.50% | Q2 2013 | Q3 2018 | 22 |
MORGAN STANLEY | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 22 |
ROYAL BANK OF CANADA | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 22 |
Tortoise Investment Management, LLC | 21 | 21 | 0.24% | 5.51% | 7.40% | Q3 2013 | Q3 2018 | 21 |
RAYMOND JAMES & ASSOCIATES | 11 | 8 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q3 2018 | 19 |
Invesco Ltd. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
OPTIMUM INVESTMENT ADVISORS | 10 | 7 | 0.01% | 0.09% | 0.18% | Q3 2013 | Q3 2018 | 17 |
Oxbow Advisors, LLC | 15 | 2 | 0.15% | 0.56% | 0.70% | Q2 2013 | Q3 2018 | 17 |
Commonwealth Equity Services, Inc | 17 | 17 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2017 | 17 |
FIRST FOUNDATION ADVISORS | 16 | 16 | 0.01% | 0.05% | 0.08% | Q3 2013 | Q2 2017 | 16 |
UBS Group AG | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2018 | 16 |
LPL Financial LLC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2017 | 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2018 | 15 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 13 | 1 | 0.06% | 0.28% | 0.47% | Q2 2013 | Q2 2018 | 14 |
Karpus Management, Inc. | 4 | 3 | 0.01% | 0.10% | 0.24% | Q2 2013 | Q3 2018 | 11 |
PNC FINANCIAL SERVICES GROUP, INC. | 9 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 11 |
1607 Capital Partners, LLC | 11 | 11 | 0.20% | 0.37% | 0.47% | Q2 2013 | Q4 2015 | 11 |
HighVista Strategies LLC | 10 | 10 | 0.13% | 0.16% | 0.19% | Q4 2013 | Q1 2016 | 10 |
Advisor Group, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2018 | 10 |
Tower Research Capital LLC (TRC) | 6 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 9 |
Proficio Capital Partners LLC | 9 | 9 | 0.00% | 0.05% | 0.09% | Q4 2015 | Q4 2017 | 9 |
Farmers & Merchants Trust Co of Chambersburg PA | 8 | 8 | 0.41% | 0.42% | 0.44% | Q4 2016 | Q3 2018 | 8 |
Horizon Kinetics | 7 | 1 | 0.02% | 0.06% | 0.09% | Q3 2016 | Q3 2018 | 8 |
Thomas J. Herzfeld Advisors, Inc. | 7 | 7 | 0.21% | 0.28% | 0.32% | Q2 2013 | Q4 2014 | 7 |
Veritable, L.P. | 7 | 7 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q4 2014 | 7 |
Private Advisor Group, LLC | 7 | 7 | 0.01% | 0.06% | 0.12% | Q4 2013 | Q2 2015 | 7 |
GOLDMAN SACHS GROUP INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2015 | 7 |
CITIGROUP INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2018 | 7 |
Fieldpoint Private Securities, LLC | 5 | 1 | 0.01% | 0.02% | 0.02% | Q1 2017 | Q3 2018 | 6 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.01% | 0.02% | Q1 2016 | Q3 2018 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
JANUS HENDERSON GROUP PLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2018 | 6 |
DOLIVER ADVISORS, LP | 3 | 1 | 0.16% | 0.23% | 0.38% | Q1 2013 | Q1 2017 | 6 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 3 | 1 | 0.04% | 0.10% | 0.26% | Q1 2014 | Q4 2015 | 5 |
CWM, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
ICON ADVISERS INC/CO | 3 | 1 | 0.04% | 0.14% | 0.34% | Q3 2017 | Q3 2018 | 4 |
SIGNATUREFD, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q4 2014 | 4 |
JANUS HENDERSON INVESTORS US LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2017 | 4 |
AQR Capital Management | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 4 |
CENTRAL TRUST Co | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2017 | 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 4 |
COMMONWEALTH EQUITY SERVICES, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
CORNERSTONE ADVISORS INC | 3 | 3 | 0.09% | 0.33% | 0.59% | Q2 2013 | Q4 2013 | 3 |
FIFTH THIRD BANCORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2018 | 3 |
IFP Advisors, Inc | 3 | 3 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q4 2016 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2017 | 2 |
NEXT Financial Group, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
Hefty Wealth Partners | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2017 | 2 |
Alpha Cubed Investments, LLC | 2 | 2 | 0.05% | 0.05% | 0.06% | Q1 2017 | Q2 2017 | 2 |
Visium Asset Management, LP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Penserra Capital Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
FNY Investment Advisers, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
Bridgecreek Investment Management, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q3 2013 | 2 |
Wealthcare Advisory Partners LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2018 | 2 |
ROBINSON CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.17% | 0.21% | 0.24% | Q4 2015 | Q1 2016 | 2 |
TFS CAPITAL LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q3 2013 | 2 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
Willingdon Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
WFG Advisors, LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2016 | Q3 2016 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
NEW ENGLAND SECURITIES CORP /MA/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
THRIVENT FINANCIAL FOR LUTHERANS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Concert Wealth Management Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2016 | Q3 2016 | 1 |
Townsend & Associates, Inc | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2017 | Q4 2017 | 1 |
Edgemoor Investment Advisors, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2013 | Q2 2013 | 1 |
External links
This page lists all the filers that currently own NUVEEN BUILD AMER BD OPPTNY or have owned NUVEEN BUILD AMER BD OPPTNY in the past.