NUVEEN QUALITY PFD INCOME FD shareholder history

Current and past NUVEEN QUALITY PFD INCOME FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SHUFRO ROSE & CO LLC 1210.01%0.01%0.02%Q3 2012Q1 201613
GUGGENHEIM CAPITAL LLC 12120.00%0.01%0.02%Q2 2013Q1 201612
CREDIT SUISSE AG/ 12120.00%0.00%0.00%Q1 2013Q4 201512
IFC Holdings Incorporated/FL 12120.04%0.05%0.07%Q2 2013Q1 201612
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Commonwealth Equity Services, Inc 12120.01%0.02%0.02%Q2 2013Q1 201612
MORGAN STANLEY 12120.00%0.00%0.00%Q2 2013Q1 201612
Invesco Ltd. 12120.00%0.00%0.00%Q2 2013Q1 201612
WELLS FARGO & COMPANY/MN 12120.00%0.00%0.00%Q2 2013Q1 201612
WEDBUSH SECURITIES INC 12120.04%0.05%0.07%Q2 2013Q1 201612
SCOTIA CAPITAL INC. 12120.00%0.00%0.01%Q2 2013Q1 201612
Bartlett & Co. LLC 12120.00%0.00%0.00%Q2 2013Q1 201612
WFG Advisors, LP 12120.00%0.02%0.04%Q2 2013Q1 201612
Mariner, LLC 12120.00%0.02%0.06%Q2 2013Q1 201612
RAYMOND JAMES & ASSOCIATES 12120.00%0.00%0.01%Q2 2013Q1 201612
ROYAL BANK OF CANADA 12120.00%0.00%0.01%Q2 2013Q1 201612
BANK OF AMERICA CORP /DE/ 12120.00%0.00%0.00%Q2 2013Q1 201612
CITIGROUP INC 12120.00%0.00%0.00%Q2 2013Q1 201612
LADENBURG THALMANN FINANCIAL SERVICES INC. 12120.01%0.01%0.01%Q2 2013Q1 201612
Cambridge Investment Research Advisors, Inc. 12120.01%0.02%0.03%Q2 2013Q1 201612
MSI Financial Services Inc 12120.01%0.02%0.04%Q2 2013Q1 201612
FIFTH THIRD BANCORP 12120.00%0.00%0.00%Q2 2013Q1 201612
People's United Financial, Inc. 12120.00%0.00%0.00%Q2 2013Q1 201612
CLIFFORD SWAN INVESTMENT COUNSEL LLC 12120.00%0.01%0.01%Q2 2013Q1 201612
Horizon Kinetics 12120.00%0.00%0.01%Q2 2013Q1 201612
First Allied Advisory Services, Inc. 12120.01%0.03%0.09%Q2 2013Q1 201612
WealthTrust Axiom LLC 12120.03%0.04%0.06%Q2 2013Q1 201612
LPL Financial LLC 12120.01%0.02%0.03%Q2 2013Q1 201612
PNC FINANCIAL SERVICES GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
AMERIPRISE FINANCIAL INC 12120.00%0.00%0.00%Q2 2013Q1 201612
ENVESTNET ASSET MANAGEMENT INC 11110.00%0.00%0.01%Q3 2013Q1 201611
PARAMETRIC PORTFOLIO ASSOCIATES LLC 11110.00%0.00%0.00%Q3 2013Q1 201611
Cetera Advisor Networks LLC 830.01%0.01%0.01%Q1 2013Q1 201611
KING LUTHER CAPITAL MANAGEMENT CORP 11110.00%0.00%0.00%Q2 2013Q4 201511
CHEMICAL BANK 11110.02%0.03%0.03%Q3 2013Q1 201611
Creative Planning 830.00%0.00%0.00%Q2 2013Q1 201611
MUFG Americas Holdings Corp 10100.00%0.00%0.00%Q4 2013Q1 201610
Capital Investment Advisors, LLC 10100.02%0.02%0.03%Q4 2013Q1 201610
FineMark National Bank & Trust 10100.00%0.00%0.00%Q4 2013Q1 201610
Yellowstone Partners, LLC 10100.04%0.05%0.06%Q4 2013Q1 201610
DOLIVER ADVISORS, LP 630.08%0.32%0.52%Q2 2013Q3 20159
US BANCORP \DE\ 710.00%0.00%0.00%Q2 2013Q1 20169
Winfield Associates, Inc. 990.01%0.01%0.01%Q1 2014Q1 20169
Shaker Financial Services, LLC 990.10%0.68%1.48%Q2 2013Q2 20159
Raymond James Financial Services Advisors, Inc. 330.01%0.04%0.07%Q3 2013Q1 20169
SIT INVESTMENT ASSOCIATES INC 720.00%0.02%0.04%Q2 2013Q1 20169
GOLDMAN SACHS GROUP INC 720.00%0.00%0.00%Q2 2013Q3 20159
BESSEMER GROUP INC 880.00%0.05%0.08%Q3 2014Q2 20168
AQR Capital Management 710.00%0.00%0.01%Q4 2012Q4 20148
BARCLAYS PLC 710.00%0.00%0.00%Q2 2013Q3 20158
STEEL GROVE CAPITAL ADVISORS, LLC 620.04%0.06%0.09%Q2 2013Q2 20158
DEUTSCHE BANK AG\ 880.00%0.00%0.00%Q2 2014Q1 20168
UNITED CAPITAL FINANCIAL ADVISORS, LLC 770.00%0.01%0.02%Q3 2014Q1 20167
WOLVERINE ASSET MANAGEMENT LLC 410.00%0.01%0.03%Q2 2013Q3 20157
Columbia Asset Management 430.03%0.03%0.04%Q3 2014Q2 20167
BAIRD ROBERT W & CO INC /WI/ 770.01%0.01%0.01%Q3 2013Q1 20157
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 660.04%0.06%0.08%Q3 2013Q4 20146
SIGNET FINANCIAL MANAGEMENT, LLC 660.06%0.08%0.12%Q4 2014Q1 20166
First City Capital Management, Inc. 410.01%0.02%0.02%Q1 2014Q1 20166
Tower Research Capital LLC (TRC) 310.00%0.00%0.01%Q3 2013Q3 20156
Saba Capital Management, L.P. 660.08%0.26%0.36%Q4 2013Q1 20156
UBS Group AG 660.01%0.01%0.01%Q4 2014Q1 20166
Klingman & Associates, LLC 660.02%0.02%0.02%Q4 2014Q1 20166
Carroll Financial Associates, Inc. 660.00%0.01%0.01%Q4 2014Q1 20166
UBS AG 660.00%0.00%0.01%Q2 2013Q3 20146
B. Riley Wealth Advisors, Inc. 510.00%0.02%0.02%Q2 2013Q4 20146
Commonwealth Financial Services, LLC 660.01%0.01%0.02%Q4 2014Q1 20166
Transamerica Financial Advisors, Inc. 660.00%0.00%0.01%Q4 2014Q1 20166
DAVENPORT & Co LLC 320.00%0.00%0.00%Q3 2013Q1 20165
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 210.02%0.07%0.12%Q1 2014Q3 20155
Windsor Capital Management, LLC 310.01%0.01%0.01%Q2 2013Q3 20154
Virtu KCG Holdings LLC 310.00%0.01%0.01%Q3 2013Q3 20154
MONROE BANK & TRUST/MI 440.01%0.02%0.05%Q2 2013Q1 20144
Financial Architects, Inc 310.00%0.00%0.00%Q2 2014Q1 20164
OPPENHEIMER & CO INC 440.01%0.01%0.01%Q2 2013Q1 20144
TFS CAPITAL LLC 210.01%0.03%0.05%Q2 2013Q3 20144
Baird Financial Group, Inc. 440.00%0.00%0.00%Q2 2015Q1 20164
Placemark Investments, Inc. 330.00%0.01%0.01%Q2 2014Q4 20143
CORNERSTONE ADVISORS INC 330.02%0.03%0.05%Q3 2013Q1 20143
Diversified Investment Strategies, LLC 330.89%0.91%0.94%Q3 2013Q1 20143
1919 Investment Counsel, LLC 330.00%0.00%0.00%Q2 2013Q4 20133
SEGALL BRYANT & HAMILL, LLC 330.00%0.00%0.00%Q1 2013Q3 20133
Investors Capital Advisory Services 330.04%0.04%0.05%Q2 2013Q4 20133
McGowan Group Asset Management, Inc. 330.72%0.85%1.05%Q3 2015Q1 20163
Yorktown Management & Research Co Inc 330.26%0.36%0.48%Q3 2015Q1 20163
ADVISORY RESEARCH INC 220.00%0.00%0.00%Q2 2013Q3 20132
RIVERNORTH CAPITAL MANAGEMENT, LLC 220.18%0.19%0.20%Q2 2013Q3 20132
CAPTRUST FINANCIAL ADVISORS 110.00%0.00%0.00%Q2 2013Q4 20132
TCI Wealth Advisors, Inc. 220.05%0.05%0.05%Q2 2014Q3 20142
Cottage Street Advisors LLC 220.15%0.15%0.15%Q4 2015Q1 20162
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2014Q1 20152
Curi RMB Capital, LLC 110.01%0.02%0.03%Q2 2015Q1 20162
Penserra Capital Management LLC 220.00%0.00%0.00%Q4 2015Q1 20162
Laurion Capital Management LP 220.00%0.01%0.02%Q3 2015Q4 20152
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20142
St. James Investment Company, LLC 220.06%0.06%0.06%Q1 2015Q2 20152
M&T BANK CORP 220.00%0.00%0.00%Q2 2013Q3 20132
STIFEL FINANCIAL CORP 220.00%0.00%0.00%Q4 2015Q1 20162
NEWGATE CAPITAL MANAGEMENT LLC 220.07%0.28%0.50%Q3 2013Q4 20132
Pine River Capital Management L.P. 220.00%0.00%0.00%Q4 2013Q1 20142
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q4 2014Q4 20152
IFP Advisors, Inc 110.04%0.04%0.04%Q4 2015Q4 20151
THOMPSON SIEGEL & WALMSLEY LLC 110.00%0.00%0.00%Q3 2014Q3 20141
Perella Weinberg Partners Capital Management LP 110.01%0.01%0.01%Q2 2013Q2 20131
First Houston Capital, Inc. 110.00%0.00%0.00%Q3 2013Q3 20131
Argentus Capital Management, LLC 110.02%0.02%0.02%Q1 2014Q1 20141
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q4 2013Q4 20131
Ausdal Financial Partners, Inc. 110.01%0.01%0.01%Q4 2015Q4 20151
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q3 2013Q3 20131
B. Riley Wealth Management, Inc. 110.01%0.01%0.01%Q3 2014Q3 20141
Paloma Partners Management Co 110.02%0.02%0.02%Q4 2013Q4 20131
CWM, LLC 110.00%0.00%0.00%Q4 2013Q4 20131
Plante Moran Financial Advisors, LLC 110.01%0.01%0.01%Q4 2013Q4 20131
Prospera Financial Services Inc 110.02%0.02%0.02%Q1 2016Q1 20161
Weiss Asset Management LP 110.16%0.16%0.16%Q1 2016Q1 20161
SIGNET MANAGEMENT USA, LLC 110.12%0.12%0.12%Q4 2013Q4 20131
Fore Research & Management, LP 110.13%0.13%0.13%Q3 2013Q3 20131
GEODE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
OPTIMUM INVESTMENT ADVISORS 110.00%0.00%0.00%Q3 2013Q3 20131
MANUFACTURERS LIFE INSURANCE COMPANY, THE 110.00%0.00%0.00%Q1 2016Q1 20161
Krilogy Financial LLC 110.01%0.01%0.01%Q1 2016Q1 20161
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
AQR Arbitrage LLC 110.01%0.01%0.01%Q1 2015Q1 20151
Bank of New York Mellon Corp 110.00%0.00%0.00%Q3 2015Q3 20151
CLOUGH CAPITAL PARTNERS L P 110.02%0.02%0.02%Q1 2016Q1 20161
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 110.00%0.00%0.00%Q2 2013Q2 20131
BlueCrest Capital Management LLP 110.00%0.00%0.00%Q2 2014Q2 20141
BLACKROCK ADVISORS LLC 110.00%0.00%0.00%Q4 2014Q4 20141
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q2 2013Q2 20131
NATIONAL PLANNING CORP 110.01%0.01%0.01%Q4 2014Q4 20141
Concert Wealth Management Inc. 110.05%0.05%0.05%Q2 2013Q2 20131
Private Advisor Group, LLC 110.02%0.02%0.02%Q1 2016Q1 20161
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 110.01%0.01%0.01%Q4 2015Q4 20151
External links

This page lists all the filers that currently own NUVEEN QUALITY PFD INCOME FD or have owned NUVEEN QUALITY PFD INCOME FD in the past.