Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Invesco Ltd. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
PNC FINANCIAL SERVICES GROUP, INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
DELTA ASSET MANAGEMENT LLC/TN | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
BANK OF AMERICA CORP /DE/ | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
WELLS FARGO & COMPANY/MN | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
ROYAL BANK OF CANADA | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
GUGGENHEIM CAPITAL LLC | 14 | 14 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2016 | 14 |
MSI Financial Services Inc | 14 | 14 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2016 | 14 |
MORGAN STANLEY | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2016 | 14 |
CITIGROUP INC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
DOLIVER ADVISORS, LP | 10 | 3 | 0.08% | 0.27% | 0.57% | Q2 2013 | Q3 2016 | 13 |
Karpus Management, Inc. | 12 | 12 | 0.02% | 0.53% | 1.36% | Q4 2013 | Q3 2016 | 12 |
1607 Capital Partners, LLC | 12 | 12 | 0.04% | 0.14% | 0.19% | Q4 2013 | Q3 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12 | 12 | 0.01% | 0.09% | 0.19% | Q4 2013 | Q3 2016 | 12 |
Advisors Asset Management, Inc. | 11 | 11 | 0.01% | 0.03% | 0.05% | Q1 2014 | Q3 2016 | 11 |
Tower Research Capital LLC (TRC) | 6 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2016 | 11 |
CORNERSTONE ADVISORS INC | 11 | 11 | 0.23% | 0.38% | 0.53% | Q2 2013 | Q4 2015 | 11 |
D.A. DAVIDSON & CO. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2016 | 11 |
VSR Financial Services, Inc. | 10 | 10 | 0.02% | 0.03% | 0.05% | Q2 2013 | Q3 2015 | 10 |
Winslow, Evans & Crocker, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 7 | 2 | 0.01% | 0.07% | 0.17% | Q3 2013 | Q1 2016 | 9 |
Raymond James Financial Services Advisors, Inc. | 6 | 3 | 0.00% | 0.04% | 0.08% | Q4 2013 | Q3 2016 | 9 |
WFG Advisors, LP | 5 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 8 |
Thomas J. Herzfeld Advisors, Inc. | 8 | 8 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q1 2016 | 8 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2016 | 8 |
SIGNATUREFD, LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q1 2015 | 8 |
SHEPHERD KAPLAN KROCHUK, LLC | 8 | 8 | 0.03% | 0.04% | 0.06% | Q4 2013 | Q3 2015 | 8 |
UBS Group AG | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2016 | 8 |
LPL Financial LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2016 | 7 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5 | 2 | 0.04% | 0.12% | 0.27% | Q4 2013 | Q4 2015 | 7 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 3 | 0.00% | 0.04% | 0.10% | Q3 2013 | Q3 2015 | 7 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Janney Montgomery Scott LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2014 | 6 |
TFS CAPITAL LLC | 4 | 1 | 0.01% | 0.03% | 0.04% | Q2 2013 | Q3 2014 | 5 |
AQR Capital Management | 3 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 5 |
Creative Planning | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2014 | 5 |
Bulldog Investors, LLP | 5 | 5 | 0.75% | 4.51% | 7.41% | Q3 2015 | Q3 2016 | 5 |
Shaker Financial Services, LLC | 3 | 2 | 0.14% | 0.43% | 1.03% | Q3 2014 | Q2 2016 | 5 |
Cypress Capital Management LLC (WY) | 5 | 5 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q4 2015 | 5 |
Private Advisor Group, LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q3 2015 | Q3 2016 | 5 |
M&T BANK CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
RAYMOND JAMES & ASSOCIATES | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2016 | 5 |
Alexandria Capital, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
Weiss Asset Management LP | 3 | 2 | 0.09% | 1.29% | 2.40% | Q2 2014 | Q3 2016 | 5 |
B. Riley Wealth Management, Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q4 2014 | 4 |
Crosspoint Capital Strategies, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
AQR Arbitrage LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q4 2015 | 4 |
NEXT Financial Group, Inc | 4 | 4 | 0.01% | 0.02% | 0.02% | Q2 2015 | Q1 2016 | 4 |
US BANCORP \DE\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2016 | 4 |
MUFG Americas Holdings Corp | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
Arete Wealth Advisors, LLC | 3 | 3 | 0.12% | 0.13% | 0.13% | Q3 2014 | Q1 2015 | 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.22% | 0.51% | Q4 2015 | Q3 2016 | 3 |
IFP Advisors, Inc | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 3 |
ICON ADVISERS INC/CO | 3 | 3 | 0.22% | 0.35% | 0.47% | Q1 2016 | Q3 2016 | 3 |
BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2015 | 3 |
Saba Capital Management, L.P. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q3 2016 | 3 |
SIT INVESTMENT ASSOCIATES INC | 3 | 3 | 0.03% | 0.14% | 0.21% | Q1 2016 | Q3 2016 | 3 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2014 | 2 |
PANAGORA ASSET MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
COMERICA BANK | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q3 2013 | 2 |
CSS LLC/IL | 2 | 2 | 0.02% | 0.05% | 0.08% | Q2 2016 | Q3 2016 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 2 |
CLOUGH CAPITAL PARTNERS L P | 2 | 2 | 0.02% | 0.03% | 0.04% | Q2 2016 | Q3 2016 | 2 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.16% | 0.17% | 0.18% | Q2 2014 | Q1 2016 | 2 |
AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
GOLDMAN SACHS GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2013 | 2 |
BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
Advisor Group, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
FIRST FOUNDATION ADVISORS | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q2 2016 | 1 |
ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Yakira Capital Management, Inc. | 1 | 1 | 0.50% | 0.50% | 0.50% | Q3 2016 | Q3 2016 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Matisse Capital | 1 | 1 | 0.26% | 0.26% | 0.26% | Q4 2015 | Q4 2015 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Windsor Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
ING GROEP NV | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q3 2016 | 1 |
Relative Value Partners Group, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2016 | Q2 2016 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
External links
This page lists all the filers that currently own NUVEEN GLOBAL EQUITY INCOME or have owned NUVEEN GLOBAL EQUITY INCOME in the past.