NUVEEN NEW YORK QLT MUN INC shareholder history

Current and past NUVEEN NEW YORK QLT MUN INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Tortoise Investment Management, LLC 44440.17%2.17%7.20%Q4 2012Q3 202344
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
LAZARD ASSET MANAGEMENT LLC 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
GUGGENHEIM CAPITAL LLC 42420.01%0.03%0.05%Q2 2013Q3 202342
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
CITIGROUP INC 3010.00%0.00%0.00%Q3 2013Q3 202235
Invesco Ltd. 35350.00%0.00%0.00%Q2 2013Q4 202135
Karpus Management, Inc. 23110.01%0.23%0.73%Q4 2013Q3 202334
RAYMOND JAMES & ASSOCIATES 2510.00%0.00%0.00%Q2 2014Q3 202333
Cetera Advisor Networks LLC 22100.00%0.01%0.02%Q3 2015Q3 202332
Focused Wealth Management, Inc 2830.00%0.01%0.02%Q4 2015Q3 202331
Raymond James Financial Services Advisors, Inc. 19110.00%0.00%0.00%Q1 2016Q3 202330
HighTower Advisors, LLC 2370.00%0.01%0.02%Q2 2015Q3 202330
AMERIPRISE FINANCIAL INC 1930.00%0.00%0.00%Q2 2015Q3 202328
Janney Montgomery Scott LLC 28280.00%0.00%0.00%Q4 2016Q3 202328
MML INVESTORS SERVICES, LLC 27270.00%0.01%0.02%Q1 2017Q3 202327
Steward Partners Investment Advisory, LLC 1870.00%0.00%0.01%Q1 2017Q3 202325
TOMPKINS FINANCIAL CORP 1010.00%0.02%0.03%Q2 2013Q4 202323
COMMONWEALTH EQUITY SERVICES, LLC 23230.00%0.00%0.00%Q1 2018Q3 202323
Claybrook Capital, LLC 942.69%3.67%5.52%Q4 2017Q3 202322
Horizon Kinetics 1660.01%0.02%0.03%Q2 2013Q4 201822
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 22220.00%0.00%0.00%Q2 2018Q3 202322
SHUFRO ROSE & CO LLC 21210.01%0.02%0.02%Q3 2018Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
Next Capital Management LLC 20200.16%0.40%0.58%Q4 2018Q3 202320
Fiera Capital Corp 1420.00%0.01%0.01%Q4 2015Q3 202220
American Portfolios Advisors 20200.00%0.01%0.04%Q4 2017Q3 202220
LADENBURG THALMANN FINANCIAL SERVICES INC. 19190.00%0.00%0.00%Q2 2015Q4 201919
RIVERNORTH CAPITAL MANAGEMENT, LLC 1630.01%0.17%0.42%Q4 2018Q3 202319
COHEN & STEERS, INC. 19190.00%0.00%0.00%Q1 2019Q3 202319
HORIZON KINETICS ASSET MANAGEMENT LLC 19190.00%0.02%0.03%Q1 2019Q3 202319
CITY HOLDING CO 19190.01%0.01%0.02%Q2 2015Q4 201919
BENJAMIN F. EDWARDS & COMPANY, INC. 18180.00%0.00%0.01%Q2 2019Q3 202318
AQR Arbitrage LLC 720.00%0.02%0.10%Q1 2015Q3 202318
FIC CAPITAL INC 18180.06%0.08%0.11%Q2 2013Q3 201718
DEUTSCHE BANK AG\ 1260.00%0.00%0.00%Q2 2015Q4 202118
Baker Avenue Asset Management, LP 1070.01%0.01%0.02%Q1 2019Q3 202317
DOLIVER ADVISORS, LP 1110.06%0.29%0.76%Q1 2013Q2 201817
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 510.02%0.06%0.17%Q3 2014Q3 202316
Alexandria Capital, LLC 16160.02%0.02%0.03%Q4 2017Q3 202116
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Private Advisor Group, LLC 960.00%0.00%0.01%Q3 2016Q2 202015
Dakota Wealth Management 1140.01%0.09%0.18%Q3 2018Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
WOLVERINE ASSET MANAGEMENT LLC 610.00%0.01%0.02%Q3 2013Q3 202314
INFRASTRUCTURE CAPITAL ADVISORS, LLC 13130.03%0.08%0.20%Q4 2016Q4 201913
Strategic Advisors LLC 610.02%0.23%0.57%Q4 2015Q3 202313
Avestar Capital, LLC 13130.03%0.08%0.18%Q3 2019Q3 202213
PINNACLE ASSOCIATES LTD 1020.00%0.00%0.00%Q4 2017Q3 202312
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
FNY Investment Advisers, LLC 310.00%0.00%0.02%Q2 2018Q3 202312
Hennion & Walsh Asset Management, Inc. 11110.13%0.34%0.50%Q1 2021Q3 202311
Financial Network Wealth Management LLC 11110.16%0.24%0.35%Q4 2020Q2 202311
SVB WEALTH LLC 10100.00%0.00%0.00%Q4 2019Q1 202210
Kestra Advisory Services, LLC 10100.00%0.00%0.00%Q3 2020Q4 202210
MACKAY SHIELDS LLC 10100.01%0.01%0.01%Q2 2013Q3 201510
LPL Financial LLC 910.00%0.00%0.00%Q1 2015Q3 202310
Creative Planning 820.00%0.00%0.00%Q3 2015Q3 201810
FLAGSHIP HARBOR ADVISORS, LLC 10100.00%0.00%0.00%Q2 2018Q3 202010
RMB Capital Management, LLC 420.00%0.02%0.04%Q4 2016Q4 202010
SEI INVESTMENTS CO 820.00%0.00%0.00%Q4 2015Q2 201810
MSI Financial Services Inc 10100.00%0.02%0.04%Q3 2014Q4 201610
GOLDMAN SACHS GROUP INC 720.00%0.00%0.00%Q3 2013Q2 20209
Edge Wealth Management LLC 990.00%0.01%0.01%Q2 2018Q2 20209
BANK OF MONTREAL /CAN/ 630.00%0.00%0.00%Q4 2019Q3 20229
Integrated Wealth Concepts LLC 990.00%0.01%0.01%Q3 2021Q3 20239
683 Capital Management, LLC 990.18%0.46%0.73%Q4 2013Q4 20159
STIFEL FINANCIAL CORP 420.00%0.00%0.00%Q3 2020Q3 20239
Joel Isaacson & Co., LLC 880.02%0.02%0.04%Q4 2012Q3 20148
SANDERS MORRIS HARRIS LLC 420.03%0.08%0.16%Q2 2019Q2 20228
Washington Trust Advisors, Inc. 880.00%0.00%0.00%Q4 2021Q3 20238
IHT Wealth Management, LLC 880.01%0.01%0.02%Q4 2021Q3 20238
Veritable, L.P. 880.00%0.01%0.02%Q1 2021Q4 20228
IBEX WEALTH ADVISORS 710.01%0.04%0.04%Q2 2019Q4 20228
GARRISON BRADFORD & ASSOCIATES INC 610.18%0.20%0.24%Q2 2015Q4 20207
Commonwealth Equity Services, Inc 770.00%0.00%0.00%Q2 2015Q4 20167
Opal Wealth Advisors, LLC 430.06%0.13%0.16%Q4 2021Q3 20237
Winslow, Evans & Crocker, Inc. 610.00%0.01%0.02%Q1 2014Q3 20167
SeaCrest Wealth Management, LLC 610.00%0.00%0.00%Q4 2017Q2 20227
Bridgewater Advisors Inc. 660.08%0.17%0.38%Q1 2021Q2 20226
PenderFund Capital Management Ltd. 660.32%0.88%1.38%Q1 2018Q2 20196
GPS Wealth Strategies Group, LLC 330.01%0.02%0.02%Q1 2022Q3 20236
Circle Wealth Management, LLC 660.01%0.01%0.02%Q2 2022Q3 20236
Logan Stone Capital, LLC 510.49%0.92%1.16%Q1 2022Q3 20236
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
O'Keefe Stevens Advisory, Inc. 660.12%0.15%0.18%Q3 2017Q4 20186
Rockefeller Capital Management L.P. 420.00%0.00%0.00%Q3 2020Q2 20226
WASHINGTON TRUST Co 550.00%0.00%0.00%Q3 2020Q3 20215
Laurion Capital Management LP 210.00%0.01%0.01%Q4 2015Q2 20185
Saba Capital Management, L.P. 410.03%0.08%0.17%Q4 2018Q3 20235
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q4 2013Q4 20205
Allworth Financial LP 550.00%0.00%0.00%Q3 2022Q3 20235
NOTTINGHAM ADVISORS, INC. 550.01%0.01%0.02%Q3 2022Q3 20235
MRA Advisory Group 440.08%0.08%0.09%Q3 2022Q2 20234
UMB Bank, n.a. 440.00%0.00%0.00%Q4 2021Q3 20224
Frisch Financial Group, Inc. 440.10%0.12%0.15%Q4 2022Q3 20234
Gupta Wealth Management LLC 440.01%0.01%0.01%Q2 2015Q1 20164
PRENTISS SMITH & CO INC 310.01%0.02%0.02%Q3 2017Q3 20184
Clear Harbor Asset Management, LLC 440.06%0.08%0.08%Q2 2015Q1 20164
AQR Capital Management 310.00%0.00%0.00%Q4 2013Q4 20144
Samson Capital Advisors LLC 440.17%0.47%0.86%Q4 2014Q3 20154
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q3 2018Q3 20233
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q4 2019Q3 20233
Geneos Wealth Management Inc. 330.00%0.00%0.00%Q1 2018Q3 20183
FMR LLC 110.00%0.00%0.00%Q1 2017Q2 20233
NWAM LLC 110.07%0.08%0.09%Q4 2013Q4 20153
Wealth Quarterback LLC 210.01%0.01%0.01%Q4 2019Q2 20213
Ionic Capital Management LLC 330.04%0.04%0.05%Q1 2022Q3 20223
IFP Advisors, Inc 330.00%0.00%0.00%Q4 2017Q2 20183
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2016Q2 20183
ADIRONDACK TRUST CO 330.01%0.02%0.02%Q1 2023Q3 20233
JOYN Advisors, Inc. 330.00%0.00%0.00%Q2 2018Q4 20183
ROBINSON CAPITAL MANAGEMENT, LLC 110.05%0.16%0.28%Q3 2018Q3 20233
TFS CAPITAL LLC 110.01%0.01%0.02%Q3 2013Q4 20143
PRIMORIS WEALTH ADVISORS, LLC 330.14%0.16%0.19%Q4 2021Q2 20223
FIFTH THIRD BANCORP 220.00%0.00%0.00%Q2 2022Q3 20222
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
St. James Investment Advisors, LLC 220.01%0.01%0.01%Q4 2021Q1 20222
BARCLAYS PLC 220.00%0.00%0.00%Q2 2014Q3 20142
Fort Point Capital Partners LLC 220.02%0.04%0.05%Q2 2023Q3 20232
ALLIANCEBERNSTEIN L.P. 220.00%0.00%0.00%Q4 2013Q1 20142
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q4 2020Q4 20212
Spire Wealth Management 110.00%0.00%0.00%Q1 2021Q4 20212
AJ WEALTH STRATEGIES, LLC 220.04%0.06%0.08%Q1 2020Q2 20202
GEODE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
Squarepoint Ops LLC 110.00%0.01%0.01%Q4 2016Q4 20172
Herold Advisors, Inc. 110.01%0.01%0.01%Q3 2021Q1 20222
COMMONS CAPITAL, LLC 220.10%0.10%0.11%Q4 2021Q1 20222
Samalin Investment Counsel, LLC 110.02%0.02%0.02%Q4 2019Q4 20191
Prospera Financial Services Inc 110.00%0.00%0.00%Q1 2022Q1 20221
Weiss Asset Management LP 110.03%0.03%0.03%Q4 2016Q4 20161
Sowell Financial Services LLC 110.00%0.00%0.00%Q1 2021Q1 20211
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2023Q3 20231
CALTON & ASSOCIATES, INC. 110.02%0.02%0.02%Q4 2017Q4 20171
Hoxton Financial, Inc. 110.01%0.01%0.01%Q1 2016Q1 20161
Bank of New York Mellon Corp 110.00%0.00%0.00%Q4 2017Q4 20171
U.S. Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Capital Analysts, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q1 2021Q1 20211
EVOKE WEALTH, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
GFS Advisors, LLC 110.01%0.01%0.01%Q1 2016Q1 20161
Virtu KCG Holdings LLC 110.01%0.01%0.01%Q4 2016Q4 20161
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Lebenthal Global Advisors, LLC 110.02%0.02%0.02%Q4 2020Q4 20201
HOWE & RUSLING INC 110.01%0.01%0.01%Q2 2013Q2 20131
Reby Advisors, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q4 2017Q4 20171
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
TRANSCEND CAPITAL ADVISORS, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
NORTHERN TRUST CORP 110.00%0.00%0.00%Q2 2013Q2 20131
WEDBUSH SECURITIES INC 110.02%0.02%0.02%Q1 2021Q1 20211
Summit Trail Advisors, LLC 110.02%0.02%0.02%Q4 2020Q4 20201
PATHSTONE FAMILY OFFICE, LLC 110.00%0.00%0.00%Q2 2019Q2 20191
NewEdge Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
MISSION WEALTH MANAGEMENT, LP 110.03%0.03%0.03%Q2 2022Q2 20221
United Asset Strategies, Inc. 110.03%0.03%0.03%Q2 2022Q2 20221
INGALLS & SNYDER LLC 110.01%0.01%0.01%Q2 2016Q2 20161
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 110.00%0.00%0.00%Q1 2023Q1 20231
External links

This page lists all the filers that currently own NUVEEN NEW YORK QLT MUN INC or have owned NUVEEN NEW YORK QLT MUN INC in the past.