Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BB&T SECURITIES, LLC | 26 | 26 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2019 | 26 |
Rock Point Advisors, LLC | 26 | 26 | 0.08% | 0.10% | 0.13% | Q2 2013 | Q3 2019 | 26 |
MORGAN STANLEY | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2019 | 26 |
RAYMOND JAMES & ASSOCIATES | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2019 | 26 |
BANK OF AMERICA CORP /DE/ | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2019 | 26 |
Altavista Wealth Management, Inc. | 26 | 26 | 0.06% | 0.25% | 0.36% | Q2 2013 | Q3 2019 | 26 |
WELLS FARGO & COMPANY/MN | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2019 | 26 |
ROYAL BANK OF CANADA | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2019 | 26 |
Carroll Financial Associates, Inc. | 19 | 5 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2019 | 24 |
Janney Montgomery Scott LLC | 11 | 9 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q3 2018 | 20 |
HighTower Advisors, LLC | 20 | 20 | 0.01% | 0.02% | 0.03% | Q4 2014 | Q3 2019 | 20 |
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | 20 | 20 | 0.16% | 0.19% | 0.22% | Q4 2014 | Q3 2019 | 20 |
UBS Group AG | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2019 | 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12 | 8 | 0.02% | 0.07% | 0.19% | Q2 2014 | Q3 2019 | 20 |
Oxbow Advisors, LLC | 13 | 6 | 0.04% | 0.07% | 0.14% | Q4 2013 | Q3 2019 | 19 |
DOLIVER ADVISORS, LP | 11 | 2 | 0.10% | 0.44% | 1.23% | Q1 2013 | Q2 2018 | 19 |
WOLVERINE ASSET MANAGEMENT LLC | 12 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2019 | 19 |
SUNTRUST BANKS INC | 10 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2018 | 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 16 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2019 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
Point View Wealth Management, Inc. | 16 | 1 | 0.08% | 0.11% | 0.12% | Q2 2015 | Q3 2019 | 17 |
LPL Financial LLC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2017 | 16 |
AMERIPRISE FINANCIAL INC | 14 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2018 | 16 |
Creative Planning | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 16 |
Advisor Group, Inc. | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2019 | 14 |
CAPTRUST FINANCIAL ADVISORS | 12 | 1 | 0.01% | 0.05% | 0.17% | Q2 2013 | Q1 2017 | 14 |
PNC FINANCIAL SERVICES GROUP, INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
AQR Arbitrage LLC | 8 | 5 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q3 2019 | 13 |
TFS CAPITAL LLC | 7 | 2 | 0.01% | 0.05% | 0.12% | Q2 2013 | Q2 2017 | 13 |
Matisse Capital | 11 | 1 | 0.12% | 0.50% | 1.15% | Q4 2015 | Q3 2019 | 12 |
Fiera Capital Corp | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q3 2018 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Armor Investment Advisors, LLC | 12 | 12 | 2.36% | 2.67% | 3.02% | Q4 2016 | Q3 2019 | 12 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2017 | 11 |
FIRST TRUST ADVISORS LP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2015 | 10 |
Capital Investment Advisory Services, LLC | 6 | 4 | 0.04% | 0.09% | 0.15% | Q4 2016 | Q3 2019 | 10 |
DEUTSCHE BANK AG\ | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2015 | 10 |
NAPLES GLOBAL ADVISORS, LLC | 10 | 10 | 0.03% | 0.11% | 0.22% | Q2 2016 | Q3 2018 | 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2015 | 10 |
TRUIST FINANCIAL CORP | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2019 | 10 |
Cornerstone Financial Partners, LLC | 9 | 9 | 0.07% | 0.12% | 0.18% | Q4 2015 | Q4 2017 | 9 |
STIFEL FINANCIAL CORP | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2019 | 9 |
Raymond James Financial Services Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2019 | 9 |
US BANCORP \DE\ | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2017 | 9 |
COMMONWEALTH EQUITY SERVICES, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
MSI Financial Services Inc | 8 | 8 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2016 | 8 |
Smith Salley Wealth Management | 8 | 8 | 0.04% | 0.04% | 0.05% | Q1 2017 | Q4 2018 | 8 |
NEW ENGLAND SECURITIES CORP /MA/ | 7 | 7 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q4 2014 | 7 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2019 | 7 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
Advisory Services Network, LLC | 3 | 2 | 0.00% | 0.03% | 0.08% | Q4 2013 | Q3 2016 | 7 |
RMB Capital Management, LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q1 2019 | 7 |
STEPHENS INC /AR/ | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2019 | 6 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 6 | 6 | 0.03% | 0.03% | 0.04% | Q2 2018 | Q3 2019 | 6 |
Baird Financial Group, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2018 | 6 |
BAIRD ROBERT W & CO INC /WI/ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
JAMES INVESTMENT RESEARCH INC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
AQR Capital Management | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
SALEM INVESTMENT COUNSELORS INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2017 | 6 |
WealthShield Partners, LLC | 5 | 5 | 0.08% | 0.09% | 0.09% | Q4 2017 | Q4 2018 | 5 |
Triangle Securities Wealth Management | 3 | 2 | 0.08% | 0.10% | 0.12% | Q1 2016 | Q2 2017 | 5 |
GEODE CAPITAL MANAGEMENT, LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2017 | 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 5 |
MARINER INVESTMENT GROUP LLC | 4 | 4 | 0.39% | 0.71% | 1.22% | Q2 2018 | Q1 2019 | 4 |
Saba Capital Management, L.P. | 4 | 4 | 0.20% | 0.26% | 0.32% | Q4 2018 | Q3 2019 | 4 |
Almitas Capital LLC | 4 | 4 | 0.63% | 1.16% | 1.41% | Q4 2018 | Q3 2019 | 4 |
CITIGROUP INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 4 |
SEI INVESTMENTS CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 4 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q3 2016 | 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.09% | 0.22% | 0.44% | Q4 2018 | Q3 2019 | 4 |
SIT INVESTMENT ASSOCIATES INC | 2 | 1 | 0.04% | 0.15% | 0.27% | Q2 2019 | Q3 2020 | 3 |
Milestone Advisory Partners | 3 | 3 | 0.19% | 0.20% | 0.20% | Q4 2017 | Q2 2018 | 3 |
Sigma Planning Corp | 3 | 3 | 0.02% | 0.02% | 0.03% | Q2 2016 | Q4 2016 | 3 |
PANAGORA ASSET MANAGEMENT INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
OPPENHEIMER & CO INC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q3 2019 | 3 |
Family Management Corp | 3 | 3 | 0.12% | 0.14% | 0.15% | Q1 2019 | Q3 2019 | 3 |
Hilton Capital Management, LLC | 3 | 3 | 0.03% | 0.06% | 0.09% | Q4 2018 | Q2 2019 | 3 |
MCMILLION CAPITAL MANAGEMENT INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q3 2019 | 2 |
Private Portfolio Partners LLC | 2 | 2 | 0.07% | 0.07% | 0.08% | Q1 2019 | Q2 2019 | 2 |
Thomas J. Herzfeld Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Doyle Wealth Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2019 | 2 |
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | 1 | 1 | 0.06% | 0.07% | 0.07% | Q4 2017 | Q3 2018 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.06% | 0.15% | 0.23% | Q4 2013 | Q2 2014 | 2 |
SANDERS MORRIS HARRIS LLC | 2 | 2 | 0.09% | 0.09% | 0.09% | Q2 2019 | Q3 2019 | 2 |
Stearns Financial Services Group | 2 | 2 | 0.13% | 0.14% | 0.15% | Q2 2013 | Q3 2013 | 2 |
DAVENPORT & Co LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
BDO Wealth Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
Cetera Advisor Networks LLC | 2 | 2 | 0.02% | 0.02% | 0.03% | Q1 2013 | Q2 2013 | 2 |
BB&T INVESTMENT SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Intellectus Partners, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q1 2019 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
SHEETS SMITH WEALTH MANAGEMENT | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2014 | Q4 2014 | 1 |
MYCIO WEALTH PARTNERS, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
Samson Capital Advisors LLC | 1 | 1 | 0.86% | 0.86% | 0.86% | Q3 2015 | Q3 2015 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
THOMPSON SIEGEL & WALMSLEY LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
HIGH POINT BANK & TRUST CO | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
Summit Trail Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2013 | Q4 2013 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
WHITENER CAPITAL MANAGEMENT, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
External links
This page lists all the filers that currently own NUVEEN NORTH CAROLINA QLTY M or have owned NUVEEN NORTH CAROLINA QLTY M in the past.