NUVEEN NORTH CAROLINA QLTY M shareholder history

Current and past NUVEEN NORTH CAROLINA QLTY M shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
BB&T SECURITIES, LLC 26260.00%0.01%0.01%Q2 2013Q3 201926
Rock Point Advisors, LLC 26260.08%0.10%0.13%Q2 2013Q3 201926
MORGAN STANLEY 26260.00%0.00%0.00%Q2 2013Q3 201926
RAYMOND JAMES & ASSOCIATES 26260.00%0.00%0.00%Q2 2013Q3 201926
BANK OF AMERICA CORP /DE/ 26260.00%0.00%0.00%Q2 2013Q3 201926
Altavista Wealth Management, Inc. 26260.06%0.25%0.36%Q2 2013Q3 201926
WELLS FARGO & COMPANY/MN 26260.00%0.00%0.00%Q2 2013Q3 201926
ROYAL BANK OF CANADA 26260.00%0.00%0.00%Q2 2013Q3 201926
Carroll Financial Associates, Inc. 1950.00%0.01%0.03%Q2 2013Q3 201924
Janney Montgomery Scott LLC 1190.00%0.01%0.02%Q3 2013Q3 201820
HighTower Advisors, LLC 20200.01%0.02%0.03%Q4 2014Q3 201920
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 20200.16%0.19%0.22%Q4 2014Q3 201920
UBS Group AG 20200.00%0.00%0.00%Q4 2014Q3 201920
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1280.02%0.07%0.19%Q2 2014Q3 201920
Oxbow Advisors, LLC 1360.04%0.07%0.14%Q4 2013Q3 201919
DOLIVER ADVISORS, LP 1120.10%0.44%1.23%Q1 2013Q2 201819
WOLVERINE ASSET MANAGEMENT LLC 1210.00%0.01%0.03%Q2 2013Q3 201919
SUNTRUST BANKS INC 1080.00%0.00%0.00%Q2 2013Q2 201818
LADENBURG THALMANN FINANCIAL SERVICES INC. 1620.00%0.00%0.00%Q2 2013Q3 201918
Commonwealth Equity Services, Inc 18180.00%0.00%0.01%Q2 2013Q3 201718
Point View Wealth Management, Inc. 1610.08%0.11%0.12%Q2 2015Q3 201917
LPL Financial LLC 16160.00%0.00%0.01%Q2 2013Q1 201716
AMERIPRISE FINANCIAL INC 1420.00%0.00%0.00%Q1 2014Q3 201816
Creative Planning 880.00%0.00%0.00%Q2 2013Q2 201716
Advisor Group, Inc. 14140.00%0.00%0.01%Q2 2016Q3 201914
CAPTRUST FINANCIAL ADVISORS 1210.01%0.05%0.17%Q2 2013Q1 201714
PNC FINANCIAL SERVICES GROUP, INC. 13130.00%0.00%0.00%Q2 2013Q2 201613
AQR Arbitrage LLC 850.00%0.01%0.01%Q1 2015Q3 201913
TFS CAPITAL LLC 720.01%0.05%0.12%Q2 2013Q2 201713
Matisse Capital 1110.12%0.50%1.15%Q4 2015Q3 201912
Fiera Capital Corp 12120.00%0.01%0.02%Q4 2015Q3 201812
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Armor Investment Advisors, LLC 12122.36%2.67%3.02%Q4 2016Q3 201912
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 740.00%0.00%0.01%Q4 2014Q3 201711
FIRST TRUST ADVISORS LP 10100.00%0.00%0.00%Q3 2013Q4 201510
Capital Investment Advisory Services, LLC 640.04%0.09%0.15%Q4 2016Q3 201910
DEUTSCHE BANK AG\ 10100.00%0.00%0.00%Q3 2013Q4 201510
NAPLES GLOBAL ADVISORS, LLC 10100.03%0.11%0.22%Q2 2016Q3 201810
PARAMETRIC PORTFOLIO ASSOCIATES LLC 10100.00%0.00%0.01%Q3 2013Q4 201510
TRUIST FINANCIAL CORP 710.00%0.00%0.00%Q3 2015Q1 201910
Cornerstone Financial Partners, LLC 990.07%0.12%0.18%Q4 2015Q4 20179
STIFEL FINANCIAL CORP 990.00%0.00%0.00%Q1 2017Q1 20199
Raymond James Financial Services Advisors, Inc. 330.00%0.00%0.00%Q1 2017Q3 20199
US BANCORP \DE\ 990.00%0.00%0.00%Q4 2015Q4 20179
COMMONWEALTH EQUITY SERVICES, LLC 880.00%0.00%0.00%Q4 2017Q3 20198
MSI Financial Services Inc 880.00%0.00%0.01%Q1 2015Q4 20168
Smith Salley Wealth Management 880.04%0.04%0.05%Q1 2017Q4 20188
NEW ENGLAND SECURITIES CORP /MA/ 770.01%0.02%0.04%Q2 2013Q4 20147
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q2 2013Q3 20197
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
Advisory Services Network, LLC 320.00%0.03%0.08%Q4 2013Q3 20167
RMB Capital Management, LLC 310.00%0.01%0.02%Q4 2015Q1 20197
STEPHENS INC /AR/ 660.01%0.01%0.01%Q2 2018Q3 20196
ADVANTAGE INVESTMENT MANAGEMENT, LLC 660.03%0.03%0.04%Q2 2018Q3 20196
Baird Financial Group, Inc. 660.00%0.00%0.00%Q2 2017Q3 20186
BAIRD ROBERT W & CO INC /WI/ 660.00%0.00%0.00%Q2 2013Q3 20146
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
JAMES INVESTMENT RESEARCH INC 660.00%0.00%0.01%Q2 2013Q3 20146
AQR Capital Management 660.00%0.00%0.00%Q3 2013Q4 20146
SALEM INVESTMENT COUNSELORS INC 660.00%0.00%0.00%Q3 2016Q4 20176
WealthShield Partners, LLC 550.08%0.09%0.09%Q4 2017Q4 20185
Triangle Securities Wealth Management 320.08%0.10%0.12%Q1 2016Q2 20175
GEODE CAPITAL MANAGEMENT, LLC 410.00%0.00%0.00%Q4 2015Q2 20175
SUSQUEHANNA INTERNATIONAL GROUP, LLP 550.00%0.00%0.00%Q1 2018Q1 20195
MARINER INVESTMENT GROUP LLC 440.39%0.71%1.22%Q2 2018Q1 20194
Saba Capital Management, L.P. 440.20%0.26%0.32%Q4 2018Q3 20194
Almitas Capital LLC 440.63%1.16%1.41%Q4 2018Q3 20194
CITIGROUP INC 310.00%0.00%0.00%Q3 2013Q4 20144
SEI INVESTMENTS CO 440.00%0.00%0.00%Q2 2017Q1 20184
Virtu KCG Holdings LLC 110.00%0.00%0.01%Q4 2013Q3 20164
RIVERNORTH CAPITAL MANAGEMENT, LLC 440.09%0.22%0.44%Q4 2018Q3 20194
SIT INVESTMENT ASSOCIATES INC 210.04%0.15%0.27%Q2 2019Q3 20203
Milestone Advisory Partners 330.19%0.20%0.20%Q4 2017Q2 20183
Sigma Planning Corp 330.02%0.02%0.03%Q2 2016Q4 20163
PANAGORA ASSET MANAGEMENT INC 330.00%0.00%0.00%Q4 2014Q2 20153
OPPENHEIMER & CO INC 330.01%0.01%0.01%Q1 2019Q3 20193
Family Management Corp 330.12%0.14%0.15%Q1 2019Q3 20193
Hilton Capital Management, LLC 330.03%0.06%0.09%Q4 2018Q2 20193
MCMILLION CAPITAL MANAGEMENT INC 220.01%0.01%0.01%Q2 2019Q3 20192
Private Portfolio Partners LLC 220.07%0.07%0.08%Q1 2019Q2 20192
Thomas J. Herzfeld Advisors, Inc. 220.00%0.00%0.00%Q2 2013Q3 20132
Doyle Wealth Management 110.01%0.01%0.01%Q4 2018Q2 20192
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 110.06%0.07%0.07%Q4 2017Q3 20182
Weiss Asset Management LP 110.06%0.15%0.23%Q4 2013Q2 20142
SANDERS MORRIS HARRIS LLC 220.09%0.09%0.09%Q2 2019Q3 20192
Stearns Financial Services Group 220.13%0.14%0.15%Q2 2013Q3 20132
DAVENPORT & Co LLC 220.00%0.00%0.00%Q2 2013Q3 20132
BDO Wealth Advisors, LLC 220.00%0.00%0.00%Q2 2017Q3 20172
Cetera Advisor Networks LLC 220.02%0.02%0.03%Q1 2013Q2 20132
BB&T INVESTMENT SERVICES, INC. 110.00%0.00%0.00%Q2 2017Q2 20171
Intellectus Partners, LLC 110.02%0.02%0.02%Q1 2019Q1 20191
TWO SIGMA SECURITIES, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
SHEETS SMITH WEALTH MANAGEMENT 110.03%0.03%0.03%Q4 2014Q4 20141
MYCIO WEALTH PARTNERS, LLC 110.02%0.02%0.02%Q1 2017Q1 20171
Samson Capital Advisors LLC 110.86%0.86%0.86%Q3 2015Q3 20151
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20131
THOMPSON SIEGEL & WALMSLEY LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Citadel Advisors 110.00%0.00%0.00%Q4 2017Q4 20171
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2014Q1 20141
HIGH POINT BANK & TRUST CO 110.01%0.01%0.01%Q4 2016Q4 20161
Summit Trail Advisors, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Squarepoint Ops LLC 110.01%0.01%0.01%Q4 2015Q4 20151
OTA Financial Group L.P. 110.13%0.13%0.13%Q4 2013Q4 20131
Laurion Capital Management LP 110.00%0.00%0.00%Q4 2017Q4 20171
WHITENER CAPITAL MANAGEMENT, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
External links

This page lists all the filers that currently own NUVEEN NORTH CAROLINA QLTY M or have owned NUVEEN NORTH CAROLINA QLTY M in the past.