Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
FCA CORP /TX | 42 | 42 | 0.70% | 1.30% | 1.92% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
NORTH STAR ASSET MANAGEMENT INC | 42 | 42 | 0.12% | 0.48% | 1.25% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
RAYMOND JAMES & ASSOCIATES | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
D.A. DAVIDSON & CO. | 27 | 14 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 41 |
Raymond James Financial Services Advisors, Inc. | 17 | 8 | 0.00% | 0.03% | 0.05% | Q2 2013 | Q3 2023 | 39 |
ORLEANS CAPITAL MANAGEMENT CORP/LA | 27 | 12 | 0.25% | 1.06% | 1.79% | Q2 2013 | Q1 2023 | 39 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Janney Montgomery Scott LLC | 35 | 35 | 0.02% | 0.05% | 0.08% | Q1 2015 | Q3 2023 | 35 |
J.P. Morgan Private Wealth Advisors LLC | 34 | 34 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2023 | 34 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 14 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 33 |
Geneos Wealth Management Inc. | 31 | 31 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 31 |
WEDBUSH SECURITIES INC | 15 | 4 | 0.01% | 0.03% | 0.06% | Q1 2015 | Q3 2023 | 31 |
Cambridge Investment Research Advisors, Inc. | 28 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 31 |
PNC FINANCIAL SERVICES GROUP, INC. | 20 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 31 |
Point View Wealth Management, Inc. | 29 | 29 | 0.24% | 0.56% | 0.93% | Q4 2013 | Q4 2020 | 29 |
Winslow, Evans & Crocker, Inc. | 29 | 29 | 0.03% | 0.09% | 0.19% | Q4 2013 | Q4 2020 | 29 |
Patten Group, Inc. | 21 | 7 | 0.08% | 0.20% | 0.34% | Q4 2014 | Q3 2022 | 28 |
Invesco Ltd. | 15 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 28 |
Community Bank of Raymore | 28 | 28 | 0.11% | 0.20% | 0.26% | Q4 2014 | Q3 2021 | 28 |
US BANCORP \DE\ | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
PATTEN & PATTEN INC/TN | 27 | 27 | 0.95% | 1.16% | 1.39% | Q2 2013 | Q4 2019 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
BB&T SECURITIES, LLC | 26 | 26 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2019 | 26 |
STIFEL FINANCIAL CORP | 20 | 5 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q3 2023 | 25 |
Steward Partners Investment Advisory, LLC | 18 | 7 | 0.00% | 0.02% | 0.05% | Q1 2017 | Q3 2023 | 25 |
Institute for Wealth Management, LLC. | 19 | 6 | 0.05% | 0.08% | 0.14% | Q2 2017 | Q3 2023 | 25 |
Bogart Wealth, LLC | 25 | 25 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 25 |
Creative Planning | 8 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 24 |
NEXT Financial Group, Inc | 13 | 1 | 0.00% | 0.01% | 0.05% | Q3 2014 | Q4 2021 | 23 |
Oakworth Capital, Inc. | 22 | 22 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q1 2022 | 22 |
BANK OF MONTREAL /CAN/ | 16 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2021 | 22 |
AMERIPRISE FINANCIAL INC | 19 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2023 | 21 |
NICOLET BANKSHARES INC | 17 | 3 | 0.06% | 0.20% | 0.39% | Q4 2015 | Q3 2021 | 20 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2023 | 18 |
American Portfolios Advisors | 10 | 8 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2022 | 18 |
CWM, LLC | 10 | 8 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 18 |
TimeScale Financial, Inc. | 17 | 17 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q2 2023 | 17 |
People's United Financial, Inc. | 17 | 17 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2017 | 17 |
Concert Wealth Management Inc. | 16 | 16 | 0.03% | 0.05% | 0.09% | Q2 2013 | Q1 2017 | 16 |
HSBC HOLDINGS PLC | 16 | 16 | 0.00% | 0.01% | 0.01% | Q1 2012 | Q4 2015 | 16 |
FIRST MANHATTAN CO. LLC. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2017 | 16 |
WOLVERINE ASSET MANAGEMENT LLC | 5 | 1 | 0.00% | 0.01% | 0.03% | Q4 2013 | Q4 2022 | 16 |
AdvisorNet Financial, Inc | 15 | 1 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 16 |
Sharkey, Howes & Javer | 16 | 16 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q2 2019 | 16 |
Private Advisor Group, LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q3 2023 | 16 |
Commonwealth Equity Services, Inc | 15 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2017 | 16 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Allworth Financial LP | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
CITIGROUP INC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2020 | 15 |
COHEN & STEERS, INC. | 14 | 14 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q4 2020 | 14 |
STEPHENS INC /AR/ | 13 | 1 | 0.00% | 0.02% | 0.03% | Q3 2017 | Q3 2023 | 14 |
CENTRAL TRUST Co | 13 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2021 | 14 |
OPPENHEIMER & CO INC | 11 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2023 | 14 |
B. Riley Wealth Advisors, Inc. | 11 | 1 | 0.00% | 0.02% | 0.03% | Q2 2014 | Q3 2023 | 13 |
GOLDMAN SACHS GROUP INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q1 2021 | 12 |
First Horizon Advisors, Inc. | 12 | 12 | 0.01% | 0.01% | 0.02% | Q3 2013 | Q2 2016 | 12 |
Rockefeller Capital Management L.P. | 7 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2022 | 12 |
Bulldog Investors, LLP | 12 | 12 | 0.08% | 0.17% | 0.31% | Q4 2009 | Q3 2012 | 12 |
Highlander Capital Management, LLC | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 12 |
FIRST TRUST ADVISORS LP | 9 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2021 | 12 |
DEUTSCHE BANK AG\ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 12 |
TRUIST FINANCIAL CORP | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2022 | 11 |
North Star Investment Management Corp. | 9 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 11 |
WINTRUST INVESTMENTS LLC | 9 | 2 | 0.03% | 0.06% | 0.11% | Q2 2020 | Q1 2023 | 11 |
PEAPACK GLADSTONE FINANCIAL CORP | 11 | 11 | 0.01% | 0.02% | 0.02% | Q1 2021 | Q3 2023 | 11 |
Advisory Services Network, LLC | 4 | 1 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q3 2023 | 11 |
Global Retirement Partners, LLC | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
FIFTH THIRD BANCORP | 10 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2019 | 11 |
Aurora Investment Counsel | 7 | 1 | 0.23% | 0.94% | 1.43% | Q2 2013 | Q3 2023 | 11 |
Advisor Group, Inc. | 10 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 11 |
Royal Fund Management, LLC | 10 | 10 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2020 | 10 |
DOLIVER ADVISORS, LP | 4 | 1 | 0.09% | 0.61% | 1.85% | Q1 2014 | Q2 2019 | 10 |
GUGGENHEIM CAPITAL LLC | 7 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2021 | 10 |
Formidable Asset Management, LLC | 3 | 2 | 0.04% | 0.23% | 0.54% | Q1 2018 | Q3 2023 | 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 7 | 3 | 0.03% | 0.06% | 0.09% | Q3 2014 | Q1 2020 | 10 |
Wealthcare Advisory Partners LLC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2021 | 9 |
First City Capital Management, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2016 | 9 |
Csenge Advisory Group | 9 | 9 | 0.02% | 0.06% | 0.09% | Q1 2021 | Q1 2023 | 9 |
HighTower Advisors, LLC | 7 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 9 |
Sargent Bickham Lagudis LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2022 | 9 |
Bartlett & Co. LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 9 |
WHITTIER TRUST CO OF NEVADA INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 8 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2019 | 8 |
CORNERSTONE ADVISORS INC | 7 | 1 | 0.04% | 0.31% | 0.60% | Q1 2014 | Q4 2018 | 8 |
Regal Investment Advisors LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2015 | 8 |
LINCOLN NATIONAL CORP | 7 | 1 | 0.01% | 0.02% | 0.02% | Q4 2017 | Q3 2023 | 8 |
Avidian Wealth Solutions, LLC | 8 | 8 | 0.01% | 0.02% | 0.03% | Q4 2021 | Q3 2023 | 8 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2016 | 8 |
Manchester Capital Management LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q4 2015 | 8 |
FourThought Financial, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2022 | 8 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q3 2023 | 8 |
Moors & Cabot, Inc. | 7 | 1 | 0.02% | 0.02% | 0.02% | Q2 2020 | Q3 2022 | 8 |
HUNTINGTON NATIONAL BANK | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Mariner, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Weaver Consulting Group | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2020 | 7 |
BUCKINGHAM STRATEGIC WEALTH, LLC | 4 | 3 | 0.02% | 0.03% | 0.05% | Q1 2018 | Q4 2019 | 7 |
J.W. COLE ADVISORS, INC. | 7 | 7 | 0.02% | 0.02% | 0.03% | Q3 2021 | Q1 2023 | 7 |
L.M. KOHN & COMPANY | 7 | 7 | 0.09% | 0.12% | 0.14% | Q1 2022 | Q3 2023 | 7 |
JPMORGAN CHASE & CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 7 |
Cordasco Financial Network | 7 | 7 | 0.03% | 0.03% | 0.04% | Q1 2018 | Q3 2019 | 7 |
ENVESTNET ASSET MANAGEMENT INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2017 | 7 |
Stratos Wealth Partners, LTD. | 6 | 1 | 0.00% | 0.02% | 0.05% | Q4 2016 | Q3 2018 | 7 |
Hudson Capital Management LLC | 4 | 3 | 0.12% | 0.17% | 0.20% | Q4 2017 | Q3 2019 | 7 |
Atria Wealth Solutions, Inc. | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 6 |
FinTrust Capital Advisors, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 6 |
PRIVATE TRUST CO NA | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Hudock, Inc. | 6 | 6 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q3 2014 | 6 |
Legacy Financial Advisors, Inc. | 6 | 6 | 0.02% | 0.03% | 0.04% | Q4 2017 | Q1 2019 | 6 |
GLENMEDE TRUST CO NA | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
HARBOUR INVESTMENTS, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Shaker Financial Services, LLC | 6 | 6 | 0.13% | 0.32% | 0.47% | Q3 2013 | Q4 2014 | 6 |
Carroll Financial Associates, Inc. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2021 | 6 |
Eudaimonia Partners, LLC | 6 | 6 | 0.00% | 0.01% | 0.03% | Q4 2019 | Q1 2021 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Smith Salley Wealth Management | 6 | 6 | 0.16% | 0.22% | 0.28% | Q4 2013 | Q1 2015 | 6 |
SeaBridge Investment Advisors LLC | 6 | 6 | 0.03% | 0.03% | 0.03% | Q3 2013 | Q4 2014 | 6 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2023 | 5 |
BNP PARIBAS FINANCIAL MARKETS | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2015 | 5 |
VSR Financial Services, Inc. | 5 | 5 | 0.03% | 0.04% | 0.05% | Q1 2014 | Q1 2015 | 5 |
MSI Financial Services Inc | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2016 | 5 |
FNY Investment Advisers, LLC | 3 | 1 | 0.01% | 0.03% | 0.04% | Q2 2019 | Q2 2021 | 5 |
CSS LLC/IL | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q2 2015 | 4 |
NewEdge Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
AMERICAN NATIONAL BANK & TRUST CO /VA/ | 4 | 4 | 0.10% | 0.20% | 0.25% | Q2 2014 | Q1 2015 | 4 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q2 2015 | 4 |
Karpus Management, Inc. | 2 | 1 | 0.02% | 0.07% | 0.11% | Q4 2014 | Q1 2020 | 4 |
&PARTNERS | 4 | 4 | 0.27% | 0.28% | 0.29% | Q1 2019 | Q4 2019 | 4 |
IFP Advisors, Inc | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 4 |
Parallel Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2019 | 4 |
BANK OF NOVA SCOTIA | 2 | 1 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q3 2018 | 4 |
Lebenthal Asset Management, LLC | 4 | 4 | 0.15% | 0.27% | 0.32% | Q2 2016 | Q1 2017 | 4 |
JOYN Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 4 |
Tradition Wealth Management, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q3 2022 | 4 |
Jacobi Capital Management LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 4 |
Concorde Financial Corp | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 4 |
Wealth Quarterback LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q3 2021 | 4 |
Arlington Financial Advisors, LLC | 4 | 4 | 0.91% | 1.08% | 1.21% | Q4 2017 | Q3 2018 | 4 |
Plante Moran Financial Advisors, LLC | 3 | 1 | 0.00% | 0.02% | 0.03% | Q4 2016 | Q4 2020 | 4 |
American Research & Management Co. | 4 | 4 | 0.00% | 0.01% | 0.01% | Q3 2020 | Q2 2021 | 4 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2018 | 4 |
MASSMUTUAL TRUST CO FSB/ADV | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2019 | 4 |
Capital Investment Advisory Services, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2019 | 4 |
DFPG INVESTMENTS, LLC | 4 | 4 | 0.02% | 0.06% | 0.12% | Q4 2022 | Q3 2023 | 4 |
SEI INVESTMENTS CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2018 | 4 |
Baird Financial Group, Inc. | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2015 | Q3 2016 | 4 |
TOTH FINANCIAL ADVISORY CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
MUFG Americas Holdings Corp | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q2 2011 | 3 |
NWAM LLC | 3 | 3 | 0.09% | 0.10% | 0.10% | Q2 2012 | Q4 2012 | 3 |
CULLEN/FROST BANKERS, INC. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q1 2018 | 3 |
SANDERS MORRIS HARRIS LLC | 3 | 3 | 0.09% | 0.11% | 0.12% | Q2 2019 | Q4 2019 | 3 |
Lebenthal Holdings,LLC | 2 | 1 | 0.29% | 0.45% | 0.57% | Q1 2015 | Q2 2016 | 3 |
Global Trust Asset Management, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q2 2018 | 3 |
HERITAGE WEALTH MANAGEMENT, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2022 | Q3 2022 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Ancora Advisors LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q4 2019 | 3 |
THOMPSON INVESTMENT MANAGEMENT, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Mach-1 Financial Group, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q2 2022 | Q1 2023 | 3 |
NATIONAL PLANNING CORP | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2016 | Q2 2017 | 3 |
Proficio Capital Partners LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q1 2019 | 3 |
Oxbow Advisors, LLC | 3 | 3 | 0.06% | 0.08% | 0.09% | Q3 2019 | Q1 2020 | 3 |
V Wealth Advisors LLC | 2 | 1 | 0.01% | 0.03% | 0.05% | Q2 2017 | Q1 2023 | 3 |
Spire Wealth Management | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Cetera Advisor Networks LLC | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2020 | Q3 2020 | 3 |
US FINANCIAL ADVISORS, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q3 2015 | 3 |
M&T BANK CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
USCA RIA LLC | 2 | 1 | 0.03% | 0.05% | 0.07% | Q2 2016 | Q4 2017 | 3 |
Essex Savings Bank | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2018 | Q2 2019 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.04% | 0.05% | Q1 2018 | Q3 2019 | 3 |
AMERICAN INTERNATIONAL GROUP, INC. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 3 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2021 | 3 |
Sound Income Strategies, LLC | 3 | 3 | 0.03% | 0.04% | 0.04% | Q4 2018 | Q2 2019 | 3 |
All Season Financial Advisors, Inc. | 2 | 2 | 0.30% | 0.32% | 0.35% | Q2 2023 | Q3 2023 | 2 |
TRUSTMARK NATIONAL BANK TRUST DEPARTMENT | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
Stonebridge Financial Planning Group, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2020 | 2 |
RWA WEALTH PARTNERS, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q3 2013 | 2 |
Bedel Financial Consulting, Inc. | 2 | 2 | 0.03% | 0.03% | 0.03% | Q4 2021 | Q1 2022 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 2 |
CENTAURUS FINANCIAL, INC. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q4 2021 | 2 |
Mendota Financial Group, LLC | 2 | 2 | 0.12% | 0.13% | 0.14% | Q2 2023 | Q3 2023 | 2 |
Tradewinds Capital Management, LLC | 1 | 1 | 0.00% | 0.02% | 0.03% | Q4 2017 | Q3 2020 | 2 |
SIGNATUREFD, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
MML INVESTORS SERVICES, LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q2 2018 | Q3 2018 | 2 |
Capital Analysts, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 2 |
RESOURCES MANAGEMENT CORP /CT/ /ADV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Samalin Investment Counsel, LLC | 2 | 2 | 0.14% | 0.19% | 0.24% | Q2 2023 | Q3 2023 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 2 |
Marathon Trading Investment Management LLC | 2 | 2 | 0.02% | 0.02% | 0.03% | Q1 2014 | Q2 2014 | 2 |
BBVA USA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
FIRST INTERSTATE BANK | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q2 2017 | 2 |
JFS WEALTH ADVISORS, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2022 | 2 |
Belpointe Asset Management LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2021 | Q1 2023 | 2 |
NINE MASTS CAPITAL Ltd | 2 | 2 | 0.18% | 0.21% | 0.23% | Q2 2018 | Q3 2018 | 2 |
WealthBridge Capital Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q1 2019 | 2 |
Clear Harbor Asset Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q3 2020 | 2 |
THRIVENT FINANCIAL FOR LUTHERANS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
TD Waterhouse Canada Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
AMUSSEN HUNSAKER ASSOCIATES LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2018 | 2 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
1832 Asset Management L.P. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2015 | 2 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.04% | 0.07% | 0.10% | Q1 2015 | Q3 2018 | 2 |
Cedar Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
Total Clarity Wealth Management, Inc. | 2 | 2 | 0.00% | 0.01% | 0.02% | Q3 2021 | Q4 2021 | 2 |
Horan Securities, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
Redwood Wealth Management Group, LLC | 2 | 2 | 0.25% | 0.28% | 0.30% | Q4 2022 | Q1 2023 | 2 |
PIERSHALE FINANCIAL GROUP, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2020 | Q1 2020 | 1 |
FIRST HORIZON CORP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2017 | Q1 2017 | 1 |
CERTUITY, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2021 | Q4 2021 | 1 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Elequin Capital, LP | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2022 | Q4 2022 | 1 |
REGIONS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
TRUE Private Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Euro Pacific Asset Management, LLC | 1 | 1 | 0.27% | 0.27% | 0.27% | Q2 2022 | Q2 2022 | 1 |
Litman Gregory Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
C-J Advisory, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q1 2019 | 1 |
FIRST HAWAIIAN BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Crosspoint Capital Strategies, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
FLAGSHIP HARBOR ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Widmann Financial Services, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2021 | Q4 2021 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Clearstead Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
JAMES INVESTMENT RESEARCH INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
LODESTAR INVESTMENT COUNSEL LLC/IL | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2013 | Q2 2013 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Winthrop Partners - WNY, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2018 | Q1 2018 | 1 |
MONROE BANK & TRUST/MI | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
Johnson Financial Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
TSFG, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
WADE G W & INC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2016 | Q3 2016 | 1 |
ClearBridge Investments | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
GW&K Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
IAG Wealth Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
PRW Wealth Management LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2021 | Q2 2021 | 1 |
Activest Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Axiom Investment Management LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2022 | Q3 2022 | 1 |
Live Your Vision, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Venture Visionary Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Mosaic Family Wealth, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Sowell Financial Services LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Capital Advisory Group Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Crestwood Advisors Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Capital Investment Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
Baystate Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
CENTRAL BANK & TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
HAZLETT, BURT & WATSON, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Cetera Advisors LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Realta Investment Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Wealthspire Advisors, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Confluence Wealth Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
TUCKER ASSET MANAGEMENT LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2021 | Q3 2021 | 1 |
External links
This page lists all the filers that currently own HANCOCK JOHN FINL OPPTYS FD or have owned HANCOCK JOHN FINL OPPTYS FD in the past.