FIRST TR SR FLOATING RATE 20 shareholder history

Current and past FIRST TR SR FLOATING RATE 20 shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
STIFEL FINANCIAL CORP 20200.00%0.00%0.00%Q4 2016Q3 202120
UBS Group AG 20200.00%0.00%0.00%Q4 2016Q3 202120
LPL Financial LLC 20200.00%0.00%0.00%Q4 2016Q3 202120
MORGAN STANLEY 20200.00%0.00%0.01%Q4 2016Q3 202120
WELLS FARGO & COMPANY/MN 20200.00%0.00%0.00%Q4 2016Q3 202120
ROYAL BANK OF CANADA 20200.00%0.00%0.00%Q4 2016Q3 202120
AMERIPRISE FINANCIAL INC 19190.00%0.00%0.00%Q1 2017Q3 202119
BANK OF AMERICA CORP /DE/ 19190.00%0.00%0.00%Q1 2017Q3 202119
CITY HOLDING CO 18180.00%0.00%0.01%Q1 2017Q2 202118
Pointe Capital Management LLC 18180.15%0.20%0.31%Q2 2017Q3 202118
Sterneck Capital Management, LLC 16160.34%1.20%1.89%Q4 2017Q3 202116
BOKF, NA 1420.00%0.00%0.01%Q4 2017Q4 202116
American Portfolios Advisors 16160.00%0.00%0.01%Q4 2017Q3 202116
Shaker Financial Services, LLC 1140.17%0.47%0.91%Q4 2017Q3 202115
WEDBUSH SECURITIES INC 1210.01%0.02%0.02%Q1 2017Q1 202115
RAYMOND JAMES & ASSOCIATES 1220.00%0.00%0.01%Q4 2017Q3 202114
RIVERNORTH CAPITAL MANAGEMENT, LLC 730.04%0.49%1.19%Q4 2017Q3 202114
StoneX Group Inc. 13130.04%0.16%0.27%Q2 2017Q2 202013
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 13130.00%0.00%0.01%Q3 2018Q3 202113
B. Riley Wealth Management, Inc. 13130.02%0.06%0.14%Q3 2018Q3 202113
Steward Partners Investment Advisory, LLC 12120.02%0.05%0.10%Q4 2018Q3 202112
Raymond James Financial Services Advisors, Inc. 1020.00%0.00%0.00%Q2 2018Q2 202112
Relative Value Partners Group, LLC 12120.24%0.31%0.58%Q4 2018Q3 202112
Invesco Ltd. 12120.00%0.00%0.00%Q3 2017Q2 202012
Cetera Advisor Networks LLC 710.01%0.01%0.01%Q4 2017Q1 202112
LADENBURG THALMANN FINANCIAL SERVICES INC. 12120.00%0.00%0.00%Q1 2017Q4 201912
Arlington Capital Management, Inc. 11110.15%0.90%2.45%Q1 2019Q3 202111
Clear Harbor Asset Management, LLC 11110.03%0.07%0.09%Q4 2018Q2 202111
Cypress Wealth Services, LLC 11110.07%0.08%0.10%Q1 2019Q3 202111
BB&T SECURITIES, LLC 10100.00%0.01%0.02%Q2 2017Q3 201910
Janney Montgomery Scott LLC 910.00%0.00%0.00%Q3 2017Q3 202110
Narwhal Capital Management 10100.02%0.10%0.24%Q2 2019Q3 202110
SVB WEALTH LLC 10100.00%0.00%0.01%Q2 2019Q3 202110
Virtus ETF Advisers LLC 990.07%0.20%0.57%Q3 2019Q3 20219
MARINER INVESTMENT GROUP LLC 990.65%1.43%3.32%Q4 2017Q4 20199
Avantax Planning Partners, Inc. 810.01%0.01%0.01%Q3 2018Q3 20219
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 990.01%0.01%0.02%Q3 2019Q3 20219
Advisor Group, Inc. 880.00%0.00%0.02%Q1 2018Q4 20198
Cambridge Investment Research Advisors, Inc. 880.00%0.00%0.00%Q4 2019Q3 20218
Sound Income Strategies, LLC 880.00%0.00%0.00%Q4 2019Q3 20218
Ellis Investment Partners, LLC 880.01%0.01%0.01%Q2 2019Q1 20218
IFP Advisors, Inc 880.00%0.00%0.01%Q4 2016Q3 20188
TRUIST FINANCIAL CORP 880.00%0.00%0.00%Q4 2019Q3 20218
MILLENNIUM MANAGEMENT LLC 610.00%0.00%0.00%Q4 2017Q3 20217
Partnervest Advisory Services LLC 770.12%0.20%0.27%Q4 2017Q2 20197
Biltmore Capital Advisors LLC 770.61%1.24%1.76%Q1 2020Q3 20217
Advisory Services Network, LLC 770.01%0.01%0.02%Q1 2018Q3 20197
OSAIC HOLDINGS, INC. 770.00%0.00%0.01%Q1 2020Q3 20217
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 610.02%0.06%0.09%Q4 2019Q3 20217
OPPENHEIMER & CO INC 770.00%0.00%0.01%Q2 2017Q4 20187
Private Advisor Group, LLC 510.01%0.01%0.01%Q4 2017Q2 20196
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 660.00%0.00%0.00%Q2 2020Q3 20216
ACG Wealth 320.01%0.22%0.63%Q1 2017Q2 20185
WOLVERINE ASSET MANAGEMENT LLC 320.00%0.01%0.02%Q3 2017Q3 20195
Belpointe Asset Management LLC 220.01%0.03%0.05%Q3 2019Q2 20214
Moors & Cabot, Inc. 440.01%0.01%0.02%Q4 2020Q3 20214
Bramshill Investments, LLC 440.01%0.02%0.02%Q1 2018Q4 20184
B. Riley Financial, Inc. 440.03%0.04%0.06%Q3 2017Q2 20184
Penserra Capital Management LLC 310.00%0.01%0.01%Q3 2017Q3 20184
Oder Investment Management, LLC 442.05%2.80%3.26%Q4 2020Q3 20214
COMMONWEALTH EQUITY SERVICES, LLC 310.00%0.00%0.00%Q4 2019Q3 20214
BESSEMER GROUP INC 330.00%0.00%0.00%Q1 2021Q3 20213
Equitable Holdings, Inc. 330.00%0.00%0.00%Q1 2021Q3 20213
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q4 2018Q3 20213
Glassman Wealth Services 330.00%0.00%0.00%Q4 2019Q2 20203
Royal Fund Management, LLC 330.05%0.06%0.06%Q1 2019Q3 20193
Arkadios Wealth Advisors 330.01%0.01%0.01%Q4 2020Q2 20213
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q1 2017Q4 20173
Axiom Investment Management LLC 330.04%0.05%0.06%Q4 2018Q2 20193
Gladstone Institutional Advisory LLC 330.01%0.01%0.02%Q1 2021Q3 20213
AQR Arbitrage LLC 330.00%0.01%0.01%Q1 2020Q3 20203
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q4 2018Q1 20213
Citadel Advisors 110.00%0.00%0.00%Q4 2017Q2 20212
Geneos Wealth Management Inc. 220.00%0.00%0.00%Q3 2018Q4 20182
Weiss Asset Management LP 110.01%0.02%0.03%Q4 2017Q4 20182
Mariner, LLC 220.00%0.00%0.00%Q2 2021Q3 20212
CITIGROUP INC 110.00%0.00%0.00%Q3 2018Q4 20192
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20212
ICON ADVISERS INC/CO 220.09%0.09%0.09%Q3 2017Q4 20172
PNC FINANCIAL SERVICES GROUP, INC. 110.00%0.00%0.00%Q2 2019Q2 20212
EPG Wealth Management LLC 220.02%0.02%0.02%Q4 2019Q1 20202
D.A. DAVIDSON & CO. 220.00%0.00%0.00%Q1 2019Q2 20192
BerganKDV Wealth Management, LLC 220.00%0.01%0.01%Q2 2019Q3 20192
Cribstone Capital Management, LLC 220.01%0.04%0.08%Q2 2018Q3 20182
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.04%0.06%0.07%Q1 2020Q2 20202
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q3 2020Q3 20212
Kestra Advisory Services, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Tuttle Capital Management, LLC 110.04%0.04%0.04%Q2 2021Q2 20211
NORTHERN TRUST CORP 110.00%0.00%0.00%Q3 2019Q3 20191
Tower View Wealth Management LLC 110.01%0.01%0.01%Q3 2021Q3 20211
Tidal Investments LLC 110.10%0.10%0.10%Q1 2020Q1 20201
CHILDRESS CAPITAL ADVISORS, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Squarepoint Ops LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Almitas Capital LLC 111.83%1.83%1.83%Q4 2020Q4 20201
NINE MASTS CAPITAL Ltd 110.02%0.02%0.02%Q2 2018Q2 20181
CREATIVE FINANCIAL DESIGNS INC /ADV 110.00%0.00%0.00%Q4 2019Q4 20191
Walleye Capital LLC 110.02%0.02%0.02%Q1 2020Q1 20201
Financial Management Professionals, Inc. 110.00%0.00%0.00%Q4 2018Q4 20181
Klingman & Associates, LLC 110.03%0.03%0.03%Q4 2018Q4 20181
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.02%0.02%0.02%Q1 2020Q1 20201
COMERICA BANK 110.01%0.01%0.01%Q2 2017Q2 20171
Qube Research & Technologies Ltd 110.00%0.00%0.00%Q4 2020Q4 20201
Eudaimonia Partners, LLC 110.01%0.01%0.01%Q4 2019Q4 20191
Starfire Investment Advisers, Inc. 110.24%0.24%0.24%Q4 2017Q4 20171
Creative Planning 110.00%0.00%0.00%Q2 2017Q2 20171
SIT INVESTMENT ASSOCIATES INC 110.09%0.09%0.09%Q3 2021Q3 20211
BB&T INVESTMENT SERVICES, INC. 110.01%0.01%0.01%Q3 2017Q3 20171
Fisher Asset Management, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
HRT FINANCIAL LP 110.01%0.01%0.01%Q3 2020Q3 20201
FNY Investment Advisers, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
External links

This page lists all the filers that currently own FIRST TR SR FLOATING RATE 20 or have owned FIRST TR SR FLOATING RATE 20 in the past.