Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 40 | 40 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2023 | 40 |
CITIGROUP INC | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
BANK OF AMERICA CORP /DE/ | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
ROYAL BANK OF CANADA | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
MORGAN STANLEY | 40 | 40 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2023 | 40 |
Invesco Ltd. | 30 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 35 |
UBS Group AG | 34 | 34 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2023 | 34 |
GUGGENHEIM CAPITAL LLC | 13 | 1 | 0.00% | 0.01% | 0.06% | Q2 2013 | Q1 2023 | 32 |
Raymond James Financial Services Advisors, Inc. | 30 | 30 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2023 | 30 |
Cambridge Investment Research Advisors, Inc. | 26 | 3 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2023 | 29 |
Sonora Investment Management, LLC | 23 | 23 | 0.01% | 0.01% | 0.02% | Q1 2016 | Q3 2021 | 23 |
LPL Financial LLC | 20 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2023 | 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 21 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q4 2019 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2023 | 19 |
RAYMOND JAMES & ASSOCIATES | 8 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2020 | 19 |
DOLIVER ADVISORS, LP | 8 | 2 | 0.06% | 0.29% | 1.20% | Q3 2013 | Q3 2018 | 17 |
STIFEL FINANCIAL CORP | 15 | 15 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2022 | 15 |
&PARTNERS | 15 | 15 | 0.15% | 0.29% | 0.47% | Q3 2019 | Q1 2023 | 15 |
Proficio Capital Partners LLC | 15 | 15 | 0.03% | 1.31% | 3.15% | Q4 2015 | Q2 2019 | 15 |
First Allied Advisory Services, Inc. | 14 | 14 | 0.01% | 0.02% | 0.04% | Q2 2017 | Q3 2020 | 14 |
IFP Advisors, Inc | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2019 | 14 |
INFRASTRUCTURE CAPITAL ADVISORS, LLC | 14 | 14 | 0.01% | 0.07% | 0.18% | Q4 2016 | Q1 2020 | 14 |
Advisors Asset Management, Inc. | 14 | 14 | 0.01% | 0.02% | 0.03% | Q4 2019 | Q1 2023 | 14 |
WEDBUSH SECURITIES INC | 8 | 6 | 0.02% | 0.04% | 0.06% | Q2 2013 | Q3 2017 | 14 |
OSAIC HOLDINGS, INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2023 | 13 |
Lindbrook Capital, LLC | 8 | 5 | 0.00% | 0.03% | 0.06% | Q1 2019 | Q3 2022 | 13 |
TFS CAPITAL LLC | 5 | 1 | 0.01% | 0.06% | 0.11% | Q2 2013 | Q2 2017 | 12 |
Shaker Financial Services, LLC | 2 | 1 | 0.07% | 0.36% | 1.28% | Q2 2014 | Q2 2021 | 12 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2021 | 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 4 | 3 | 0.01% | 0.03% | 0.06% | Q2 2015 | Q4 2020 | 10 |
Geneos Wealth Management Inc. | 9 | 9 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q1 2018 | 9 |
Advisor Group, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2019 | 9 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.01% | 0.04% | Q3 2013 | Q4 2020 | 9 |
GEODE CAPITAL MANAGEMENT, LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2019 | 9 |
American Portfolios Advisors | 6 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 9 |
K.J. Harrison & Partners Inc | 9 | 9 | 0.02% | 0.06% | 0.10% | Q3 2016 | Q3 2018 | 9 |
MARINER INVESTMENT GROUP LLC | 5 | 3 | 0.29% | 1.19% | 2.92% | Q4 2013 | Q2 2019 | 8 |
AMERICAN INTERNATIONAL GROUP, INC. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2015 | 8 |
Stockman Wealth Management, Inc. | 5 | 2 | 0.02% | 0.02% | 0.03% | Q1 2021 | Q1 2023 | 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 6 | 1 | 0.02% | 0.17% | 0.25% | Q3 2015 | Q1 2020 | 7 |
CLOUGH CAPITAL PARTNERS L P | 3 | 1 | 0.01% | 0.02% | 0.05% | Q2 2015 | Q3 2019 | 7 |
CORNERSTONE ADVISORS INC | 4 | 1 | 0.01% | 0.12% | 0.28% | Q4 2013 | Q3 2018 | 7 |
Vivaldi Capital Management LP | 6 | 6 | 0.06% | 0.19% | 0.57% | Q3 2017 | Q4 2018 | 6 |
Mariner, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2023 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Advisory Services Network, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2023 | 6 |
AQR Arbitrage LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 5 |
Cascadia Advisory Services, LLC | 3 | 2 | 0.05% | 0.09% | 0.12% | Q2 2020 | Q3 2021 | 5 |
Rockefeller Capital Management L.P. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 5 |
SIT INVESTMENT ASSOCIATES INC | 4 | 1 | 0.00% | 0.07% | 0.11% | Q2 2015 | Q1 2020 | 5 |
PVG Asset Management | 5 | 5 | 0.04% | 0.06% | 0.12% | Q4 2014 | Q4 2015 | 5 |
Worth Asset Management, LLC | 5 | 5 | 0.10% | 0.13% | 0.19% | Q1 2022 | Q1 2023 | 5 |
Pine River Capital Management L.P. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2016 | 5 |
AMERIPRISE FINANCIAL INC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 5 |
B. Riley Wealth Advisors, Inc. | 5 | 5 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q1 2023 | 5 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2018 | 5 |
DUBUQUE BANK & TRUST CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2016 | 4 |
Atria Wealth Solutions, Inc. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2023 | 4 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
AQR Capital Management | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
Spire Wealth Management | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
MSI Financial Services Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2016 | 4 |
Raleigh Capital Management Inc. | 4 | 4 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q4 2022 | 4 |
Point View Wealth Management, Inc. | 2 | 2 | 0.05% | 0.06% | 0.07% | Q2 2017 | Q2 2018 | 4 |
Ancora Advisors LLC | 1 | 1 | 0.00% | 0.09% | 0.27% | Q2 2015 | Q3 2018 | 3 |
First Horizon Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2014 | 3 |
NEXT Financial Group, Inc | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q2 2016 | 3 |
B. Riley Wealth Management, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q2 2015 | 3 |
Cetera Advisor Networks LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q2 2020 | 3 |
Cetera Investment Advisers | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q2 2021 | 3 |
Americana Partners, LLC | 3 | 3 | 0.04% | 0.05% | 0.06% | Q3 2021 | Q1 2022 | 3 |
NewEdge Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q4 2022 | 3 |
Cornerstone Wealth Management, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q1 2020 | 3 |
Thomas J. Herzfeld Advisors, Inc. | 3 | 3 | 0.06% | 0.07% | 0.07% | Q4 2018 | Q2 2019 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q4 2022 | 3 |
Janney Montgomery Scott LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
Relative Value Partners Group, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q3 2019 | 3 |
Matisse Capital | 3 | 3 | 0.86% | 1.78% | 2.58% | Q3 2018 | Q1 2019 | 3 |
Clean Yield Group | 2 | 2 | 0.00% | 0.02% | 0.04% | Q4 2018 | Q1 2019 | 2 |
Vectors Research Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Magnetar Financial LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
RPg Family Wealth Advisory, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q3 2016 | 2 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2023 | 2 |
Measured Wealth Private Client Group, LLC | 2 | 2 | 0.30% | 0.32% | 0.34% | Q2 2019 | Q3 2019 | 2 |
LBA Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
BROWN ADVISORY INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 2 | 2 | 0.08% | 0.09% | 0.09% | Q1 2014 | Q2 2014 | 2 |
Capital Investment Advisory Services, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
Allen Investment Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2015 | 2 |
GOLDMAN SACHS GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2013 | 2 |
BDO Wealth Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2021 | 2 |
Polaris Wealth Advisory Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 2 |
Ausdal Financial Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Procyon Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2020 | Q2 2020 | 1 |
PNC FINANCIAL SERVICES GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
STRATEGIC INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q3 2016 | Q3 2016 | 1 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2014 | Q3 2014 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2013 | Q4 2013 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2013 | Q4 2013 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Venture Visionary Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Windsor Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Steward Partners Investment Advisory, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
GIRARD PARTNERS LTD. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2017 | Q2 2017 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Ahrens Investment Partners LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
Saba Capital Management, L.P. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
Disciplined Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
Arkadios Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
External links
This page lists all the filers that currently own EATON VANCE TAX MNGD BUY WRI or have owned EATON VANCE TAX MNGD BUY WRI in the past.