Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
US BANCORP \DE\ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WealthTrust Axiom LLC | 42 | 42 | 0.02% | 0.07% | 0.15% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 42 | 42 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
AMERIPRISE FINANCIAL INC | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Invesco Ltd. | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Highlander Capital Management, LLC | 42 | 42 | 0.01% | 0.02% | 0.05% | Q2 2013 | Q3 2023 | 42 |
Capital Investment Advisors, LLC | 40 | 40 | 0.01% | 0.03% | 0.08% | Q4 2013 | Q3 2023 | 40 |
MERIDIAN INVESTMENT COUNSEL INC. | 40 | 40 | 0.14% | 0.29% | 0.54% | Q4 2013 | Q3 2023 | 40 |
Cambridge Investment Research Advisors, Inc. | 39 | 39 | 0.01% | 0.01% | 0.02% | Q1 2014 | Q3 2023 | 39 |
LPL Financial LLC | 23 | 16 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 39 |
Cetera Advisors LLC | 22 | 16 | 0.00% | 0.01% | 0.03% | Q1 2014 | Q3 2023 | 38 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 29 | 1 | 0.02% | 0.44% | 1.56% | Q4 2013 | Q2 2023 | 35 |
Shaker Financial Services, LLC | 9 | 1 | 0.04% | 0.49% | 1.36% | Q2 2013 | Q2 2023 | 34 |
Advisors Asset Management, Inc. | 28 | 5 | 0.01% | 0.07% | 0.18% | Q2 2013 | Q4 2021 | 33 |
CITIGROUP INC | 33 | 33 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 33 |
Gardner Russo & Gardner | 29 | 3 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q2 2021 | 32 |
SYMPHONY ASSET MANAGEMENT LLC | 29 | 29 | 0.49% | 0.92% | 1.72% | Q2 2013 | Q2 2020 | 29 |
COHEN & STEERS, INC. | 26 | 2 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q2 2021 | 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.03% | 0.07% | Q2 2013 | Q4 2019 | 27 |
MARINER INVESTMENT GROUP LLC | 14 | 1 | 0.06% | 1.10% | 2.45% | Q3 2013 | Q3 2022 | 27 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 23 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 27 |
HUNTINGTON NATIONAL BANK | 18 | 2 | 0.00% | 0.00% | 0.02% | Q3 2014 | Q3 2023 | 27 |
Marble Harbor Investment Counsel, LLC | 22 | 5 | 0.02% | 0.40% | 0.86% | Q1 2016 | Q3 2023 | 27 |
JPMORGAN CHASE & CO | 25 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 26 |
Institute for Wealth Management, LLC. | 26 | 26 | 0.01% | 0.04% | 0.10% | Q2 2017 | Q3 2023 | 26 |
Steward Partners Investment Advisory, LLC | 26 | 26 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q3 2023 | 26 |
SeaBridge Investment Advisors LLC | 26 | 26 | 0.02% | 0.04% | 0.06% | Q2 2013 | Q3 2019 | 26 |
PNC FINANCIAL SERVICES GROUP, INC. | 15 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 25 |
RAYMOND JAMES & ASSOCIATES | 16 | 8 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 24 |
Camelot Portfolios, LLC | 24 | 24 | 0.03% | 0.06% | 0.14% | Q2 2015 | Q1 2021 | 24 |
STIFEL FINANCIAL CORP | 23 | 23 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 23 |
Bedel Financial Consulting, Inc. | 23 | 23 | 0.01% | 0.04% | 0.07% | Q4 2017 | Q2 2023 | 23 |
Horizon Kinetics | 23 | 23 | 0.00% | 0.02% | 0.03% | Q2 2013 | Q4 2018 | 23 |
Baird Financial Group, Inc. | 22 | 22 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q2 2021 | 22 |
DOLIVER ADVISORS, LP | 9 | 1 | 0.04% | 0.12% | 0.40% | Q3 2013 | Q2 2020 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 1 | 0.00% | 0.00% | 0.02% | Q3 2013 | Q1 2023 | 21 |
Baillie Gifford | 19 | 19 | 0.01% | 0.02% | 0.03% | Q4 2013 | Q2 2018 | 19 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 19 | 19 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 19 |
Virtus ETF Advisers LLC | 18 | 18 | 0.10% | 0.24% | 0.61% | Q2 2019 | Q3 2023 | 18 |
RELIANCE TRUST CO | 10 | 7 | 0.16% | 1.97% | 4.47% | Q2 2013 | Q4 2018 | 17 |
Saba Capital Management, L.P. | 11 | 2 | 0.00% | 0.75% | 2.10% | Q2 2014 | Q2 2021 | 17 |
First Allied Advisory Services, Inc. | 17 | 17 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q3 2020 | 17 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 12 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 17 |
Hilltop Holdings Inc. | 15 | 1 | 0.02% | 0.10% | 0.15% | Q1 2015 | Q4 2019 | 16 |
Element Wealth, LLC | 16 | 16 | 0.05% | 0.10% | 0.24% | Q4 2019 | Q3 2023 | 16 |
INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 16 | 16 | 0.85% | 2.68% | 3.91% | Q4 2017 | Q3 2021 | 16 |
AQR Arbitrage LLC | 7 | 1 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q4 2022 | 16 |
CREDIT SUISSE AG/ | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q4 2016 | 16 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
Janney Montgomery Scott LLC | 9 | 6 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 15 |
Rock Point Advisors, LLC | 14 | 14 | 0.04% | 0.05% | 0.08% | Q2 2013 | Q3 2016 | 14 |
SEI INVESTMENTS CO | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2018 | 14 |
Geneos Wealth Management Inc. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2019 | 14 |
Greenwich Wealth Management LLC | 14 | 14 | 0.02% | 0.07% | 0.13% | Q3 2018 | Q4 2021 | 14 |
Raymond James Financial Services Advisors, Inc. | 6 | 3 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 14 |
PARK AVENUE SECURITIES LLC | 13 | 13 | 0.01% | 0.03% | 0.04% | Q4 2017 | Q4 2020 | 13 |
Carmichael Hill & Associates, Inc. | 13 | 13 | 0.00% | 0.01% | 0.01% | Q4 2019 | Q4 2022 | 13 |
Valeo Financial Advisors, LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2021 | 12 |
North Star Investment Management Corp. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
Penserra Capital Management LLC | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q3 2018 | 12 |
DEUTSCHE BANK AG\ | 11 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2019 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Advisory Services Network, LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 12 |
BLACKROCK ADVISORS LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2016 | 12 |
Next Capital Management LLC | 11 | 1 | 0.03% | 2.66% | 3.65% | Q4 2018 | Q1 2023 | 12 |
ENVESTNET ASSET MANAGEMENT INC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2020 | 11 |
OPTIMUM INVESTMENT ADVISORS | 9 | 2 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q1 2021 | 11 |
Concord Wealth Partners | 7 | 4 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 11 |
SIT INVESTMENT ASSOCIATES INC | 11 | 11 | 0.00% | 0.08% | 0.24% | Q4 2018 | Q2 2021 | 11 |
RMB Capital Management, LLC | 6 | 2 | 0.01% | 0.02% | 0.05% | Q2 2017 | Q2 2020 | 11 |
BARCLAYS PLC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 11 |
AVANTAX ADVISORY SERVICES, INC. | 8 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 10 |
COMMONWEALTH EQUITY SERVICES, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2020 | 10 |
NEWGATE CAPITAL MANAGEMENT LLC | 10 | 10 | 0.14% | 1.02% | 1.88% | Q3 2013 | Q4 2015 | 10 |
Trust Asset Management LLC | 6 | 1 | 0.44% | 1.43% | 1.83% | Q3 2011 | Q1 2016 | 9 |
Altium Wealth Management LLC | 9 | 9 | 0.02% | 0.02% | 0.02% | Q2 2020 | Q2 2022 | 9 |
Yorktown Management & Research Co Inc | 9 | 9 | 0.06% | 0.43% | 0.55% | Q1 2015 | Q1 2017 | 9 |
Cetera Investment Advisers | 7 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2023 | 9 |
Mariner, LLC | 9 | 9 | 0.00% | 0.01% | 0.01% | Q2 2019 | Q2 2021 | 9 |
M&T BANK CORP | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2016 | 9 |
HARBOUR INVESTMENTS, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2023 | 8 |
IFP Advisors, Inc | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2023 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Virtu KCG Holdings LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2016 | 7 |
WFG Advisors, LP | 7 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2014 | 7 |
Creative Planning | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 7 |
Concert Wealth Management Inc. | 7 | 7 | 0.03% | 0.04% | 0.06% | Q3 2015 | Q1 2017 | 7 |
BB&T SECURITIES, LLC | 5 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2019 | 7 |
Charter Oak Capital Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2022 | 7 |
CLOUGH CAPITAL PARTNERS L P | 4 | 3 | 0.01% | 0.05% | 0.08% | Q3 2020 | Q2 2023 | 7 |
NATIONAL PLANNING CORP | 6 | 1 | 0.00% | 0.01% | 0.01% | Q3 2013 | Q4 2015 | 7 |
ZAZOVE ASSOCIATES LLC | 6 | 1 | 0.01% | 0.02% | 0.03% | Q3 2019 | Q2 2021 | 7 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q3 2021 | 7 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2015 | 6 |
Matisse Capital | 6 | 6 | 0.09% | 0.25% | 0.47% | Q1 2019 | Q2 2020 | 6 |
YorkBridge Wealth Partners, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2019 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
PRIVATE TRUST CO NA | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Pinnacle Advisory Group, Inc. | 6 | 6 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q2 2019 | 6 |
FIRST FOUNDATION ADVISORS | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Advocacy Wealth Management Services, LLC | 6 | 6 | 0.01% | 0.02% | 0.03% | Q4 2015 | Q1 2017 | 6 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 3 | 1 | 0.01% | 0.01% | 0.03% | Q1 2020 | Q2 2023 | 6 |
INGALLS & SNYDER LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2017 | 6 |
Wagner Wealth Management, LLC | 6 | 6 | 0.02% | 0.03% | 0.05% | Q2 2022 | Q3 2023 | 6 |
SIGNATUREFD, LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 6 |
E&G Advisors, LP | 6 | 6 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q3 2019 | 6 |
OPPENHEIMER & CO INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2016 | 6 |
MUFG Americas Holdings Corp | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2015 | 6 |
Bain Capital Credit, LP | 2 | 2 | 1.15% | 2.77% | 5.64% | Q3 2014 | Q4 2016 | 6 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 6 | 6 | 0.05% | 0.08% | 0.10% | Q3 2019 | Q4 2020 | 6 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 5 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 6 |
SHEPHERD KAPLAN KROCHUK, LLC | 6 | 6 | 0.08% | 0.15% | 0.27% | Q2 2018 | Q3 2019 | 6 |
Karpus Management, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 6 |
Q Global Advisors, LLC | 5 | 5 | 0.40% | 0.52% | 0.73% | Q4 2018 | Q4 2019 | 5 |
Acrospire Investment Management LLC | 5 | 5 | 0.01% | 0.02% | 0.03% | Q1 2016 | Q1 2017 | 5 |
Eudaimonia Partners, LLC | 5 | 5 | 0.04% | 0.04% | 0.04% | Q3 2022 | Q3 2023 | 5 |
Kestra Advisory Services, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2021 | 5 |
Citadel Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 5 |
BANK OF MONTREAL /CAN/ | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
Arete Wealth Advisors, LLC | 5 | 5 | 0.01% | 0.01% | 0.03% | Q3 2022 | Q3 2023 | 5 |
OAKTREE CAPITAL MANAGEMENT LP | 4 | 1 | 0.00% | 0.01% | 0.02% | Q1 2020 | Q2 2023 | 5 |
Ahrens Investment Partners LLC | 5 | 5 | 0.04% | 0.10% | 0.20% | Q2 2017 | Q2 2018 | 5 |
IMA Wealth, Inc. | 5 | 5 | 0.06% | 0.06% | 0.07% | Q2 2013 | Q2 2014 | 5 |
BNP PARIBAS FINANCIAL MARKETS | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 5 |
BlackRock Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2015 | 5 |
EATON VANCE MANAGEMENT | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2021 | 5 |
ROBINSON CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.06% | 0.28% | 0.47% | Q1 2014 | Q1 2019 | 5 |
Commonwealth Equity Services, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 4 |
Absolute Return Capital, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
6 Meridian | 3 | 1 | 0.03% | 0.04% | 0.04% | Q1 2019 | Q1 2020 | 4 |
NEXT Financial Group, Inc | 2 | 1 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q1 2020 | 4 |
Nuveen Asset Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2021 | 4 |
CSS LLC/IL | 2 | 1 | 0.00% | 0.01% | 0.04% | Q2 2021 | Q3 2023 | 4 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 4 | 4 | 0.09% | 0.14% | 0.27% | Q1 2018 | Q4 2018 | 4 |
Independence Trust CO | 4 | 4 | 0.09% | 0.12% | 0.14% | Q4 2014 | Q3 2015 | 4 |
NATIONAL BANK OF CANADA /FI/ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2022 | 4 |
CAXTON CORP | 4 | 4 | 0.11% | 0.30% | 0.42% | Q4 2014 | Q3 2015 | 4 |
BENNICAS & ASSOCIATES, INC. | 4 | 4 | 0.66% | 0.73% | 0.80% | Q1 2018 | Q4 2018 | 4 |
KENNEDY INVESTMENT GROUP | 4 | 4 | 0.33% | 0.38% | 0.43% | Q4 2022 | Q3 2023 | 4 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 0.11% | 0.11% | 0.13% | Q4 2022 | Q3 2023 | 4 |
Peachtree Investment Advisors, Inc. | 4 | 4 | 0.04% | 0.04% | 0.05% | Q2 2014 | Q1 2015 | 4 |
MML INVESTORS SERVICES, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q2 2019 | 4 |
TRUIST FINANCIAL CORP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 4 |
Relative Value Partners Group, LLC | 4 | 4 | 0.02% | 0.06% | 0.18% | Q2 2015 | Q1 2016 | 4 |
BARRETT & COMPANY, INC. | 4 | 4 | 0.01% | 0.02% | 0.02% | Q3 2022 | Q2 2023 | 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2022 | 4 |
Dynasty Wealth Management, LLC | 4 | 4 | 0.07% | 0.21% | 0.34% | Q4 2017 | Q3 2018 | 4 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.01% | 0.02% | 0.05% | Q4 2015 | Q4 2018 | 3 |
TFS CAPITAL LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2015 | Q2 2016 | 3 |
Logan Stone Capital, LLC | 3 | 3 | 0.06% | 0.08% | 0.11% | Q2 2022 | Q4 2022 | 3 |
TIEDEMANN ADVISORS, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2023 | Q3 2023 | 3 |
BOOTHBAY FUND MANAGEMENT, LLC | 3 | 3 | 0.01% | 0.02% | 0.04% | Q4 2018 | Q2 2019 | 3 |
Eos Management, L.P. | 2 | 1 | 0.02% | 0.12% | 0.20% | Q2 2014 | Q4 2015 | 3 |
Belpointe Asset Management LLC | 3 | 3 | 0.02% | 0.03% | 0.04% | Q1 2018 | Q3 2018 | 3 |
Relative Value Partners, LLC | 3 | 3 | 0.03% | 0.10% | 0.15% | Q3 2014 | Q1 2015 | 3 |
CWM, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 3 |
PATHSTONE FAMILY OFFICE, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2020 | 3 |
Round Table Services, LLC | 3 | 3 | 0.06% | 0.07% | 0.08% | Q1 2018 | Q3 2018 | 3 |
Ionic Capital Management LLC | 3 | 3 | 0.01% | 0.03% | 0.05% | Q3 2017 | Q1 2018 | 3 |
FLAGSHIP HARBOR ADVISORS, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
CITY HOLDING CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2017 | 3 |
Almitas Capital LLC | 3 | 3 | 0.11% | 0.34% | 0.53% | Q2 2020 | Q4 2020 | 3 |
CORNERSTONE ADVISORS INC | 3 | 3 | 0.07% | 0.07% | 0.07% | Q2 2014 | Q4 2014 | 3 |
FNY Investment Advisers, LLC | 2 | 1 | 0.00% | 0.03% | 0.06% | Q3 2019 | Q4 2020 | 3 |
Magnus Financial Group LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q4 2018 | Q1 2019 | 2 |
ROWLAND CARMICHAEL ADVISORS INC /ADV | 2 | 2 | 0.04% | 0.04% | 0.05% | Q1 2020 | Q2 2020 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.02% | 0.03% | Q4 2015 | Q4 2017 | 2 |
HighTower Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Hexagon Capital Partners LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2022 | 2 |
AQR Capital Management | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2020 | Q1 2022 | 2 |
Pekin Hardy Strauss, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2013 | 2 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 2 |
VisionPoint Advisory Group, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
COMERICA BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
WFA of San Diego, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
Private Ocean, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2018 | 2 |
Archer Investment Corp | 2 | 2 | 0.07% | 0.07% | 0.08% | Q4 2020 | Q1 2021 | 2 |
Bulldog Investors, LLP | 1 | 1 | 0.09% | 0.11% | 0.14% | Q4 2009 | Q4 2010 | 2 |
Qube Research & Technologies Ltd | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2020 | 2 |
Laurion Capital Management LP | 1 | 1 | 0.01% | 0.01% | 0.02% | Q1 2016 | Q2 2018 | 2 |
EverSource Wealth Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
PEDDOCK CAPITAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q4 2019 | 2 |
Spire Wealth Management | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
SageView Advisory Group, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
BEDEL FINANCIAL CONSULTING INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Regal Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
1919 Investment Counsel, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Vectors Research Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
ICON ADVISERS INC/CO | 1 | 1 | 0.19% | 0.19% | 0.19% | Q4 2020 | Q4 2020 | 1 |
XTX Topco Ltd | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Field & Main Bank | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2014 | Q2 2014 | 1 |
Arbor Investment Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q1 2019 | 1 |
WADDELL & REED FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
TradeLink Global Equity LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2014 | Q4 2014 | 1 |
Lindbrook Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
Full Value Advisors, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2009 | Q3 2009 | 1 |
ClearBridge Investments | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
ExodusPoint Capital Management, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
DRW Securities, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2015 | Q1 2015 | 1 |
Alexandria Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Essex Financial Services, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
HighMark Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
WASHINGTON TRUST Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Family Management Corp | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2020 | Q4 2020 | 1 |
Sowell Financial Services LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Hilton Capital Management, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
HBK INVESTMENTS L P | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Merriman Wealth Management, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q4 2013 | Q4 2013 | 1 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
External links
This page lists all the filers that currently own EATON VANCE SR INCOME TR or have owned EATON VANCE SR INCOME TR in the past.