DUFF & PHELPS UTIL CORP BD T shareholder history

Current and past DUFF & PHELPS UTIL CORP BD T shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
US BANCORP \DE\ 31310.00%0.00%0.00%Q2 2013Q4 202031
BANK OF AMERICA CORP /DE/ 31310.00%0.00%0.00%Q2 2013Q4 202031
ROYAL BANK OF CANADA 31310.00%0.00%0.00%Q2 2013Q4 202031
MORGAN STANLEY 31310.00%0.00%0.00%Q2 2013Q4 202031
GUGGENHEIM CAPITAL LLC 31310.00%0.00%0.02%Q2 2013Q4 202031
LPL Financial LLC 31310.00%0.00%0.00%Q2 2013Q4 202031
WELLS FARGO & COMPANY/MN 31310.00%0.01%0.01%Q2 2013Q4 202031
1607 Capital Partners, LLC 30300.01%0.49%0.93%Q3 2013Q4 202030
SIT INVESTMENT ASSOCIATES INC 30300.10%0.70%1.13%Q3 2013Q4 202030
MARK SHEPTOFF FINANCIAL PLANNING, LLC 28280.02%0.03%0.04%Q1 2014Q4 202028
Invesco Ltd. 2260.00%0.00%0.00%Q2 2013Q4 202028
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.00%Q2 2013Q4 201927
HUNTINGTON NATIONAL BANK 2610.00%0.00%0.00%Q1 2009Q3 202327
Karpus Management, Inc. 26260.05%1.44%3.84%Q3 2014Q4 202026
UBS Group AG 25250.00%0.00%0.00%Q4 2014Q4 202025
Cetera Advisors LLC 1930.01%0.04%0.16%Q2 2013Q4 201822
Mariner, LLC 21210.00%0.01%0.02%Q2 2014Q2 201921
Sargent Bickham Lagudis LLC 20200.00%0.00%0.00%Q1 2016Q4 202020
Geneos Wealth Management Inc. 19190.00%0.00%0.00%Q1 2016Q3 202019
REILLY FINANCIAL ADVISORS, LLC 19190.00%0.00%0.00%Q2 2016Q4 202019
Commonwealth Equity Services, Inc 18180.00%0.00%0.01%Q2 2013Q3 201718
Shaker Financial Services, LLC 510.12%0.61%1.45%Q2 2013Q3 202018
North Star Investment Management Corp. 18180.00%0.00%0.00%Q1 2014Q2 201818
Bartlett & Co. LLC 17170.00%0.00%0.00%Q2 2013Q2 201717
WEBSTER BANK, N. A. 17170.00%0.00%0.00%Q4 2016Q4 202017
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
Windsor Capital Management, LLC 14140.06%0.13%0.24%Q2 2013Q3 201614
CITIGROUP INC 910.00%0.00%0.00%Q2 2013Q3 201813
Horizon Kinetics 13130.00%0.00%0.01%Q4 2015Q4 201813
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 610.01%0.04%0.13%Q4 2013Q2 201913
MUFG Americas Holdings Corp 12120.00%0.00%0.00%Q4 2010Q3 201312
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
WOLVERINE ASSET MANAGEMENT LLC 410.00%0.01%0.03%Q2 2013Q2 201912
Tower Research Capital LLC (TRC) 430.00%0.00%0.00%Q2 2013Q1 201711
Raymond James Financial Services Advisors, Inc. 1010.00%0.00%0.01%Q2 2013Q2 201811
SUSQUEHANNA INTERNATIONAL GROUP, LLP 910.00%0.00%0.00%Q2 2015Q4 202011
FLAGSHIP HARBOR ADVISORS, LLC 10100.00%0.00%0.00%Q2 2018Q3 202010
RAYMOND JAMES & ASSOCIATES 620.00%0.00%0.00%Q2 2014Q1 201910
IFP Advisors, Inc 910.00%0.00%0.00%Q4 2015Q2 201810
WFG Advisors, LP 10100.00%0.00%0.00%Q2 2013Q3 201510
Creative Planning 810.00%0.00%0.00%Q2 2013Q2 201710
Dakota Wealth Management 10100.10%0.15%0.20%Q3 2018Q4 202010
DOLIVER ADVISORS, LP 710.07%0.16%0.39%Q3 2013Q1 201810
Cambridge Investment Research Advisors, Inc. 10100.00%0.00%0.00%Q2 2017Q3 201910
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 10100.00%0.00%0.00%Q3 2018Q4 202010
ICON ADVISERS INC/CO 10100.02%0.52%1.33%Q2 2018Q3 202010
Lido Advisors, LLC 990.01%0.03%0.05%Q4 2018Q4 20209
Proficio Capital Partners LLC 990.32%0.73%1.17%Q4 2015Q4 20179
MENLO ADVISORS LLC 990.16%0.20%0.24%Q4 2015Q4 20179
Royal Fund Management, LLC 880.03%0.04%0.05%Q1 2019Q4 20208
HORIZON KINETICS ASSET MANAGEMENT LLC 880.00%0.00%0.01%Q1 2019Q4 20208
HBK Sorce Advisory LLC 880.01%0.01%0.01%Q4 2017Q3 20198
Fiera Capital Corp 610.00%0.00%0.01%Q4 2016Q4 20207
NEW ENGLAND SECURITIES CORP /MA/ 770.01%0.01%0.02%Q2 2013Q4 20147
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Quad-Cities Investment Group, LLC 660.01%0.01%0.01%Q2 2018Q3 20196
NEXT Financial Group, Inc 420.00%0.00%0.00%Q2 2019Q4 20206
Cowen Prime Services LLC 660.00%0.00%0.00%Q3 2013Q4 20146
Rehmann Capital Advisory Group 660.00%0.00%0.00%Q2 2018Q3 20196
Sandy Spring Bank 660.00%0.00%0.00%Q2 2013Q3 20146
PNC FINANCIAL SERVICES GROUP, INC. 660.00%0.00%0.00%Q3 2014Q4 20156
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q3 20186
RIVERNORTH CAPITAL MANAGEMENT, LLC 660.02%0.35%1.14%Q3 2019Q4 20206
MSI Financial Services Inc 550.00%0.00%0.00%Q1 2015Q1 20165
GILL CAPITAL PARTNERS, LLC 410.24%0.29%0.31%Q4 2018Q4 20205
Janney Montgomery Scott LLC 550.00%0.00%0.01%Q3 2013Q3 20145
SeaCrest Wealth Management, LLC 550.01%0.01%0.01%Q4 2017Q4 20185
COMMONWEALTH EQUITY SERVICES, LLC 550.00%0.00%0.00%Q4 2017Q4 20185
ATWOOD & PALMER INC 550.00%0.00%0.00%Q2 2014Q2 20155
MID CONTINENT CAPITAL LLC/IL 550.06%0.10%0.19%Q2 2013Q2 20145
SeaBridge Investment Advisors LLC 320.00%0.22%0.39%Q1 2016Q2 20175
SECURITY NATIONAL TRUST CO 550.00%0.00%0.00%Q2 2013Q2 20145
FRANKLIN RESOURCES INC 440.00%0.00%0.00%Q1 2020Q4 20204
Aevitas Wealth Management, Inc. 440.00%0.00%0.00%Q4 2017Q3 20184
Bulldog Investors, LLP 440.42%0.76%1.04%Q3 2018Q2 20194
Anchor Investment Management, LLC 440.00%0.00%0.00%Q1 2020Q4 20204
OSAIC HOLDINGS, INC. 440.00%0.00%0.00%Q1 2020Q4 20204
FNY Investment Advisers, LLC 440.01%0.05%0.08%Q2 2019Q1 20204
INVESTMENT CENTERS OF AMERICA INC 310.03%0.06%0.09%Q3 2013Q3 20144
WHALEROCK POINT PARTNERS, LLC 440.04%0.05%0.05%Q4 2013Q3 20144
Kovack Advisors, Inc. 440.04%0.05%0.06%Q1 2020Q4 20204
Laurion Capital Management LP 110.00%0.00%0.01%Q4 2015Q3 20174
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q4 2016Q3 20203
HighTower Advisors, LLC 330.00%0.00%0.01%Q2 2015Q4 20153
First Horizon Advisors, Inc. 330.02%0.02%0.02%Q2 2019Q4 20193
Westwind Capital 330.00%0.00%0.01%Q4 2017Q2 20183
QCI ASSET MANAGEMENT INC/NY 330.00%0.00%0.00%Q3 2013Q1 20143
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q4 2013Q4 20153
FIFTH THIRD BANCORP 210.00%0.00%0.00%Q3 2014Q1 20163
Carroll Financial Associates, Inc. 330.00%0.00%0.00%Q2 2013Q4 20133
AQR Capital Management 330.00%0.00%0.00%Q3 2013Q1 20143
CLOUGH CAPITAL PARTNERS L P 210.01%0.09%0.23%Q4 2019Q4 20203
KMS FINANCIAL SERVICES, INC 330.02%0.03%0.04%Q2 2013Q4 20133
GOLDMAN SACHS GROUP INC 220.00%0.00%0.00%Q3 2013Q4 20132
TCG Advisors, LP 220.00%0.00%0.00%Q1 2019Q2 20192
HIGHLAND CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q2 2015Q3 20152
MILLENNIUM MANAGEMENT LLC 220.00%0.00%0.00%Q3 2020Q4 20202
PARAMETRIC PORTFOLIO ASSOCIATES LLC 220.00%0.00%0.00%Q1 2015Q2 20152
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q4 2017Q3 20182
Brookstone Capital Management 220.00%0.00%0.00%Q2 2015Q3 20152
Alpine Global Management, LLC 110.03%0.04%0.05%Q1 2018Q4 20182
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q4 20142
Thomas J. Herzfeld Advisors, Inc. 220.07%0.16%0.26%Q2 2019Q3 20192
Dynamic Advisor Solutions LLC 220.01%0.01%0.01%Q3 2020Q4 20202
AMERIPRISE FINANCIAL INC 220.00%0.00%0.00%Q2 2013Q3 20132
Key FInancial Inc 110.00%0.00%0.00%Q1 2020Q4 20202
Cornerstone Wealth Management, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 110.02%0.02%0.02%Q3 2014Q3 20141
INVESTMENT PARTNERS, LTD. 110.10%0.10%0.10%Q1 2016Q1 20161
Plante Moran Financial Advisors, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
Kingfisher Capital LLC 110.99%0.99%0.99%Q2 2013Q2 20131
Evercore Wealth Management, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
TFS CAPITAL LLC 110.01%0.01%0.01%Q3 2014Q3 20141
Avior Wealth Management, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20201
MCF Advisors LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Harbour Capital Advisors, LLC 110.00%0.00%0.00%Q1 2017Q1 20171
Camarda Financial Advisors, LLC 110.01%0.01%0.01%Q2 2013Q2 20131
RMB Capital Management, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
FMR LLC 110.00%0.00%0.00%Q3 2019Q3 20191
JANUS HENDERSON GROUP PLC 110.00%0.00%0.00%Q4 2017Q4 20171
Ruggie Capital Group 110.00%0.00%0.00%Q4 2018Q4 20181
KANALY TRUST CO 110.00%0.00%0.00%Q4 2016Q4 20161
Orion Portfolio Solutions, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
SHELTON CAPITAL MANAGEMENT 110.13%0.13%0.13%Q3 2020Q3 20201
Apriem Advisors 110.00%0.00%0.00%Q2 2015Q2 20151
TRUIST FINANCIAL CORP 110.00%0.00%0.00%Q3 2017Q3 20171
Maryland Capital Management 110.01%0.01%0.01%Q4 2018Q4 20181
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q3 2013Q3 20131
Risk Paradigm Group, LLC 110.00%0.00%0.00%Q1 2015Q1 20151
THRIVENT FINANCIAL FOR LUTHERANS 110.00%0.00%0.00%Q4 2014Q4 20141
Glassman Wealth Services 110.00%0.00%0.00%Q4 2017Q4 20171
Sigma Planning Corp 110.01%0.01%0.01%Q3 2016Q3 20161
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
GIRARD PARTNERS LTD. 110.00%0.00%0.00%Q3 2018Q3 20181
American Portfolios Advisors 110.00%0.00%0.00%Q2 2018Q2 20181
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
US FINANCIAL ADVISORS, LLC 110.05%0.05%0.05%Q3 2015Q3 20151
Saba Capital Management, L.P. 110.02%0.02%0.02%Q4 2020Q4 20201
TCI Wealth Advisors, Inc. 110.01%0.01%0.01%Q2 2014Q2 20141
Ellevest, Inc. 110.00%0.00%0.00%Q4 2020Q4 20201
Independent Advisor Alliance 110.01%0.01%0.01%Q4 2019Q4 20191
LVW Advisors, LLC 110.03%0.03%0.03%Q3 2020Q3 20201
Community Bank, N.A. 110.00%0.00%0.00%Q4 2020Q4 20201
Ausdal Financial Partners, Inc. 110.00%0.00%0.00%Q4 2015Q4 20151
External links

This page lists all the filers that currently own DUFF & PHELPS UTIL CORP BD T or have owned DUFF & PHELPS UTIL CORP BD T in the past.