Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
US BANCORP \DE\ | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
BANK OF AMERICA CORP /DE/ | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
ROYAL BANK OF CANADA | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
MORGAN STANLEY | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
GUGGENHEIM CAPITAL LLC | 31 | 31 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q4 2020 | 31 |
LPL Financial LLC | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
WELLS FARGO & COMPANY/MN | 31 | 31 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2020 | 31 |
1607 Capital Partners, LLC | 30 | 30 | 0.01% | 0.49% | 0.93% | Q3 2013 | Q4 2020 | 30 |
SIT INVESTMENT ASSOCIATES INC | 30 | 30 | 0.10% | 0.70% | 1.13% | Q3 2013 | Q4 2020 | 30 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC | 28 | 28 | 0.02% | 0.03% | 0.04% | Q1 2014 | Q4 2020 | 28 |
Invesco Ltd. | 22 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
HUNTINGTON NATIONAL BANK | 26 | 1 | 0.00% | 0.00% | 0.00% | Q1 2009 | Q3 2023 | 27 |
Karpus Management, Inc. | 26 | 26 | 0.05% | 1.44% | 3.84% | Q3 2014 | Q4 2020 | 26 |
UBS Group AG | 25 | 25 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2020 | 25 |
Cetera Advisors LLC | 19 | 3 | 0.01% | 0.04% | 0.16% | Q2 2013 | Q4 2018 | 22 |
Mariner, LLC | 21 | 21 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q2 2019 | 21 |
Sargent Bickham Lagudis LLC | 20 | 20 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2020 | 20 |
Geneos Wealth Management Inc. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2020 | 19 |
REILLY FINANCIAL ADVISORS, LLC | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2020 | 19 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
Shaker Financial Services, LLC | 5 | 1 | 0.12% | 0.61% | 1.45% | Q2 2013 | Q3 2020 | 18 |
North Star Investment Management Corp. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2018 | 18 |
Bartlett & Co. LLC | 17 | 17 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 17 |
WEBSTER BANK, N. A. | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2020 | 17 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
Windsor Capital Management, LLC | 14 | 14 | 0.06% | 0.13% | 0.24% | Q2 2013 | Q3 2016 | 14 |
CITIGROUP INC | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 13 |
Horizon Kinetics | 13 | 13 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q4 2018 | 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6 | 1 | 0.01% | 0.04% | 0.13% | Q4 2013 | Q2 2019 | 13 |
MUFG Americas Holdings Corp | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q3 2013 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2019 | 12 |
Tower Research Capital LLC (TRC) | 4 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 11 |
Raymond James Financial Services Advisors, Inc. | 10 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2018 | 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2020 | 11 |
FLAGSHIP HARBOR ADVISORS, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2020 | 10 |
RAYMOND JAMES & ASSOCIATES | 6 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2019 | 10 |
IFP Advisors, Inc | 9 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2018 | 10 |
WFG Advisors, LP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 10 |
Dakota Wealth Management | 10 | 10 | 0.10% | 0.15% | 0.20% | Q3 2018 | Q4 2020 | 10 |
DOLIVER ADVISORS, LP | 7 | 1 | 0.07% | 0.16% | 0.39% | Q3 2013 | Q1 2018 | 10 |
Cambridge Investment Research Advisors, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2019 | 10 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2020 | 10 |
ICON ADVISERS INC/CO | 10 | 10 | 0.02% | 0.52% | 1.33% | Q2 2018 | Q3 2020 | 10 |
Lido Advisors, LLC | 9 | 9 | 0.01% | 0.03% | 0.05% | Q4 2018 | Q4 2020 | 9 |
Proficio Capital Partners LLC | 9 | 9 | 0.32% | 0.73% | 1.17% | Q4 2015 | Q4 2017 | 9 |
MENLO ADVISORS LLC | 9 | 9 | 0.16% | 0.20% | 0.24% | Q4 2015 | Q4 2017 | 9 |
Royal Fund Management, LLC | 8 | 8 | 0.03% | 0.04% | 0.05% | Q1 2019 | Q4 2020 | 8 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q4 2020 | 8 |
HBK Sorce Advisory LLC | 8 | 8 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q3 2019 | 8 |
Fiera Capital Corp | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q4 2020 | 7 |
NEW ENGLAND SECURITIES CORP /MA/ | 7 | 7 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q4 2014 | 7 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2019 | 6 |
NEXT Financial Group, Inc | 4 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2020 | 6 |
Cowen Prime Services LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
Rehmann Capital Advisory Group | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
Sandy Spring Bank | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
PNC FINANCIAL SERVICES GROUP, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2015 | 6 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2018 | 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 6 | 6 | 0.02% | 0.35% | 1.14% | Q3 2019 | Q4 2020 | 6 |
MSI Financial Services Inc | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2016 | 5 |
GILL CAPITAL PARTNERS, LLC | 4 | 1 | 0.24% | 0.29% | 0.31% | Q4 2018 | Q4 2020 | 5 |
Janney Montgomery Scott LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2014 | 5 |
SeaCrest Wealth Management, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2018 | 5 |
COMMONWEALTH EQUITY SERVICES, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
ATWOOD & PALMER INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2015 | 5 |
MID CONTINENT CAPITAL LLC/IL | 5 | 5 | 0.06% | 0.10% | 0.19% | Q2 2013 | Q2 2014 | 5 |
SeaBridge Investment Advisors LLC | 3 | 2 | 0.00% | 0.22% | 0.39% | Q1 2016 | Q2 2017 | 5 |
SECURITY NATIONAL TRUST CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
FRANKLIN RESOURCES INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
Aevitas Wealth Management, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
Bulldog Investors, LLP | 4 | 4 | 0.42% | 0.76% | 1.04% | Q3 2018 | Q2 2019 | 4 |
Anchor Investment Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
OSAIC HOLDINGS, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
FNY Investment Advisers, LLC | 4 | 4 | 0.01% | 0.05% | 0.08% | Q2 2019 | Q1 2020 | 4 |
INVESTMENT CENTERS OF AMERICA INC | 3 | 1 | 0.03% | 0.06% | 0.09% | Q3 2013 | Q3 2014 | 4 |
WHALEROCK POINT PARTNERS, LLC | 4 | 4 | 0.04% | 0.05% | 0.05% | Q4 2013 | Q3 2014 | 4 |
Kovack Advisors, Inc. | 4 | 4 | 0.04% | 0.05% | 0.06% | Q1 2020 | Q4 2020 | 4 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2017 | 4 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2020 | 3 |
HighTower Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q4 2015 | 3 |
First Horizon Advisors, Inc. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q4 2019 | 3 |
Westwind Capital | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2018 | 3 |
QCI ASSET MANAGEMENT INC/NY | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2014 | 3 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 3 |
FIFTH THIRD BANCORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2016 | 3 |
Carroll Financial Associates, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
AQR Capital Management | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2014 | 3 |
CLOUGH CAPITAL PARTNERS L P | 2 | 1 | 0.01% | 0.09% | 0.23% | Q4 2019 | Q4 2020 | 3 |
KMS FINANCIAL SERVICES, INC | 3 | 3 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q4 2013 | 3 |
GOLDMAN SACHS GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2013 | 2 |
TCG Advisors, LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
HIGHLAND CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
MILLENNIUM MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2020 | 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 2 |
Brookstone Capital Management | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
Alpine Global Management, LLC | 1 | 1 | 0.03% | 0.04% | 0.05% | Q1 2018 | Q4 2018 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 2 |
Thomas J. Herzfeld Advisors, Inc. | 2 | 2 | 0.07% | 0.16% | 0.26% | Q2 2019 | Q3 2019 | 2 |
Dynamic Advisor Solutions LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q4 2020 | 2 |
AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Key FInancial Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2014 | Q3 2014 | 1 |
INVESTMENT PARTNERS, LTD. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2016 | Q1 2016 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Kingfisher Capital LLC | 1 | 1 | 0.99% | 0.99% | 0.99% | Q2 2013 | Q2 2013 | 1 |
Evercore Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
Avior Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
MCF Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Harbour Capital Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Camarda Financial Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
RMB Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
JANUS HENDERSON GROUP PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Ruggie Capital Group | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
KANALY TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Orion Portfolio Solutions, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
SHELTON CAPITAL MANAGEMENT | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2020 | Q3 2020 | 1 |
Apriem Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
TRUIST FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Maryland Capital Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Risk Paradigm Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
THRIVENT FINANCIAL FOR LUTHERANS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Glassman Wealth Services | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Sigma Planning Corp | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q3 2016 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
GIRARD PARTNERS LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
American Portfolios Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
US FINANCIAL ADVISORS, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2015 | Q3 2015 | 1 |
Saba Capital Management, L.P. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Ellevest, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
LVW Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2020 | Q3 2020 | 1 |
Community Bank, N.A. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Ausdal Financial Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
External links
This page lists all the filers that currently own DUFF & PHELPS UTIL CORP BD T or have owned DUFF & PHELPS UTIL CORP BD T in the past.