CLEARBRIDGE MLP AND MIDSTRM shareholder history

Current and past CLEARBRIDGE MLP AND MIDSTRM shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
CULLEN/FROST BANKERS, INC. 13130.00%0.00%0.00%Q3 2020Q3 202313
UBS Group AG 13130.00%0.00%0.00%Q3 2020Q3 202313
KAYNE ANDERSON CAPITAL ADVISORS LP 13130.04%0.06%0.08%Q3 2020Q3 202313
OSAIC HOLDINGS, INC. 13130.00%0.00%0.02%Q3 2020Q3 202313
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13130.00%0.00%0.00%Q3 2020Q3 202313
GUGGENHEIM CAPITAL LLC 13130.00%0.01%0.01%Q3 2020Q3 202313
McGowan Group Asset Management, Inc. 13130.68%1.53%1.98%Q3 2020Q3 202313
Steward Partners Investment Advisory, LLC 13130.00%0.01%0.02%Q3 2020Q3 202313
RAYMOND JAMES & ASSOCIATES 13130.00%0.00%0.00%Q3 2020Q3 202313
AMERIPRISE FINANCIAL INC 13130.00%0.00%0.00%Q3 2020Q3 202313
Raymond James Financial Services Advisors, Inc. 13130.00%0.01%0.01%Q3 2020Q3 202313
Advisors Asset Management, Inc. 13130.02%0.05%0.15%Q3 2020Q3 202313
BANK OF AMERICA CORP /DE/ 13130.00%0.00%0.00%Q3 2020Q3 202313
HARBOR INVESTMENT ADVISORY, LLC 13130.00%0.01%0.01%Q3 2020Q3 202313
ROYAL BANK OF CANADA 13130.00%0.00%0.00%Q3 2020Q3 202313
SIT INVESTMENT ASSOCIATES INC 13130.02%0.13%0.47%Q3 2020Q3 202313
WELLS FARGO & COMPANY/MN 13130.00%0.00%0.00%Q3 2020Q3 202313
MORGAN STANLEY 13130.00%0.00%0.00%Q3 2020Q3 202313
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 13130.00%0.00%0.00%Q3 2020Q3 202313
TERRIL BROTHERS, INC. 13130.50%1.46%2.86%Q3 2020Q3 202313
US BANCORP \DE\ 13130.00%0.00%0.00%Q3 2020Q3 202313
Aristides Capital LLC 13131.49%2.98%4.87%Q3 2020Q3 202313
SOA Wealth Advisors, LLC. 12120.00%0.00%0.00%Q4 2020Q3 202312
Quantedge Capital Pte Ltd 12120.46%1.37%3.25%Q4 2020Q3 202312
Thomas J. Herzfeld Advisors, Inc. 12120.18%1.03%1.78%Q4 2020Q3 202312
WOLFF WIESE MAGANA LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
Tradition Wealth Management, LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
Geneos Wealth Management Inc. 12120.00%0.00%0.00%Q4 2020Q3 202312
JPMORGAN CHASE & CO 840.00%0.00%0.00%Q3 2020Q3 202312
Edgemoor Investment Advisors, Inc. 12120.04%0.11%0.16%Q4 2020Q3 202312
Oxbow Advisors, LLC 1010.03%0.05%0.18%Q3 2020Q3 202311
TRANSCEND CAPITAL ADVISORS, LLC 11110.07%0.09%0.14%Q1 2021Q3 202311
Invesco Ltd. 1010.00%0.00%0.00%Q3 2020Q3 202311
PNC FINANCIAL SERVICES GROUP, INC. 11110.00%0.00%0.00%Q3 2020Q1 202311
ClearBridge Investments 1010.00%0.00%0.00%Q3 2020Q2 202311
COMMONWEALTH EQUITY SERVICES, LLC 11110.00%0.00%0.01%Q1 2021Q3 202311
Icon Wealth Partners, LLC 830.02%0.03%0.04%Q3 2020Q3 202311
D.A. DAVIDSON & CO. 10100.00%0.00%0.00%Q2 2021Q3 202310
Cribstone Capital Management, LLC 10100.00%0.00%0.01%Q3 2020Q4 202210
GPS Wealth Strategies Group, LLC 730.01%0.01%0.02%Q1 2021Q3 202310
WOLVERINE ASSET MANAGEMENT LLC 610.00%0.02%0.04%Q4 2020Q3 202310
Bogart Wealth, LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
HighTower Advisors, LLC 540.00%0.00%0.00%Q3 2020Q3 20239
Cornerstone Advisors, LLC 810.03%0.30%0.56%Q3 2020Q4 20229
Eagle Bay Advisors LLC 630.04%0.05%0.07%Q2 2021Q3 20239
Ellis Investment Partners, LLC 990.01%0.01%0.02%Q3 2020Q3 20229
STIFEL FINANCIAL CORP 710.00%0.00%0.00%Q4 2020Q2 20239
LPL Financial LLC 990.00%0.00%0.00%Q3 2021Q3 20239
HARBOUR INVESTMENTS, INC. 440.00%0.00%0.00%Q1 2021Q1 20238
FourThought Financial, LLC 880.01%0.02%0.03%Q4 2020Q3 20228
Laurel Wealth Advisors, Inc. 880.02%0.03%0.05%Q1 2021Q4 20228
Matisse Capital 881.05%1.53%2.19%Q4 2021Q3 20238
Laidlaw Wealth Management LLC 320.04%0.05%0.06%Q3 2020Q2 20238
Cambridge Investment Research Advisors, Inc. 880.00%0.00%0.00%Q1 2021Q4 20228
M&T BANK CORP 770.00%0.00%0.00%Q1 2022Q3 20237
IFP Advisors, Inc 770.00%0.01%0.02%Q1 2022Q3 20237
CAMBRIDGE TRUST CO 770.00%0.00%0.00%Q1 2022Q3 20237
Avion Wealth 770.00%0.00%0.01%Q1 2022Q3 20237
Tower Research Capital LLC (TRC) 310.00%0.00%0.00%Q3 2020Q2 20237
ENVESTNET ASSET MANAGEMENT INC 770.00%0.00%0.00%Q1 2021Q3 20227
VERUS CAPITAL PARTNERS, LLC 770.06%0.07%0.09%Q1 2022Q3 20237
Rockefeller Capital Management L.P. 770.00%0.00%0.00%Q2 2021Q4 20227
TRUIST FINANCIAL CORP 770.00%0.00%0.00%Q1 2021Q3 20227
Saba Capital Management, L.P. 660.06%0.69%1.42%Q2 2022Q3 20236
BESSEMER GROUP INC 510.00%0.00%0.00%Q4 2021Q2 20236
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 660.09%0.36%0.56%Q3 2020Q4 20216
STEPHENS INC /AR/ 660.00%0.01%0.01%Q2 2022Q3 20236
6 Meridian 660.07%0.11%0.14%Q3 2020Q4 20216
PRIVATE TRUST CO NA 660.00%0.00%0.00%Q2 2022Q3 20236
Proficio Capital Partners LLC 330.05%0.07%0.14%Q1 2022Q3 20236
J.W. COLE ADVISORS, INC. 550.04%0.04%0.05%Q1 2021Q1 20225
Eukles Asset Management 550.00%0.00%0.00%Q3 2020Q3 20215
InterOcean Capital Group, LLC 550.01%0.01%0.01%Q3 2022Q3 20235
CITIGROUP INC 550.00%0.00%0.00%Q3 2020Q3 20215
Spire Wealth Management 410.00%0.00%0.00%Q1 2021Q2 20225
J.P. Morgan Private Wealth Advisors LLC 410.00%0.00%0.00%Q1 2022Q3 20235
Realta Investment Advisors 440.05%0.05%0.06%Q4 2022Q3 20234
Strategic Asset Management, LLC 440.00%0.00%0.00%Q4 2021Q3 20224
Arkadios Wealth Advisors 440.01%0.01%0.01%Q4 2020Q3 20214
1832 Asset Management L.P. 440.00%0.01%0.01%Q1 2022Q4 20224
Cetera Advisor Networks LLC 440.00%0.00%0.00%Q2 2021Q1 20224
CAROLINAS WEALTH CONSULTING LLC 440.00%0.01%0.01%Q3 2020Q2 20214
OPTIMUM INVESTMENT ADVISORS 440.00%0.00%0.01%Q3 2020Q2 20214
EATON VANCE MANAGEMENT 440.00%0.00%0.00%Q1 2021Q4 20214
Black Maple Capital Management LP 440.16%0.19%0.22%Q4 2020Q3 20214
Woodline Partners LP 440.04%0.07%0.09%Q4 2022Q3 20234
Jacobi Capital Management LLC 440.00%0.00%0.00%Q4 2020Q3 20214
GOLDMAN SACHS GROUP INC 330.00%0.00%0.00%Q1 2023Q3 20233
Stratos Wealth Partners, LTD. 210.01%0.01%0.01%Q3 2020Q2 20213
Capital Analysts, LLC 330.00%0.00%0.00%Q4 2021Q2 20223
Hightower 6M Holding, LLC 330.02%0.03%0.05%Q1 2022Q3 20223
Ellevest, Inc. 330.00%0.00%0.00%Q1 2021Q3 20213
CSS LLC/IL 330.02%0.02%0.03%Q1 2023Q3 20233
CREATIVE FINANCIAL DESIGNS INC /ADV 330.00%0.00%0.00%Q1 2023Q3 20233
Larson Financial Group LLC 330.00%0.00%0.00%Q1 2023Q3 20233
FNY Investment Advisers, LLC 330.02%0.02%0.03%Q1 2021Q3 20213
Lansing Street Advisors 330.00%0.00%0.00%Q4 2022Q2 20233
Integrated Wealth Concepts LLC 330.01%0.01%0.01%Q1 2023Q3 20233
Sunbelt Securities, Inc. 330.02%0.02%0.02%Q1 2023Q3 20233
ROBINSON CAPITAL MANAGEMENT, LLC 330.00%0.00%0.01%Q2 2022Q4 20223
CLOUGH CAPITAL PARTNERS L P 110.02%0.03%0.03%Q3 2020Q3 20233
West Branch Capital LLC 220.00%0.00%0.00%Q2 2021Q3 20212
Icon Wealth Advisors, LLC 220.03%0.03%0.03%Q3 2022Q4 20222
HORIZON KINETICS ASSET MANAGEMENT LLC 110.00%0.00%0.01%Q3 2020Q2 20212
FMR LLC 110.00%0.00%0.00%Q4 2020Q4 20222
Allworth Financial LP 220.00%0.00%0.00%Q4 2020Q1 20212
RMB Capital Management, LLC 220.02%0.02%0.02%Q3 2020Q4 20202
Citadel Advisors 220.00%0.00%0.00%Q4 2020Q1 20212
American Portfolios Advisors 220.00%0.00%0.00%Q2 2022Q3 20222
Herold Advisors, Inc. 110.00%0.00%0.00%Q3 2021Q1 20222
Covestor Ltd 220.03%0.03%0.03%Q2 2023Q3 20232
Segantii Capital Management Ltd 220.01%0.03%0.05%Q4 2021Q1 20222
OTA Financial Group L.P. 220.30%0.59%0.87%Q2 2022Q3 20222
Penserra Capital Management LLC 220.20%0.21%0.22%Q1 2023Q2 20232
Anchor Investment Management, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
FIDUCIARY TRUST CO 110.01%0.01%0.01%Q3 2020Q3 20201
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q4 2021Q4 20211
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
NewEdge Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Capital Advisory Group Advisory Services, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
GLENMEDE TRUST CO NA 110.00%0.00%0.00%Q3 2020Q3 20201
Elequin Capital, LP 110.02%0.02%0.02%Q1 2023Q1 20231
Blackstone Inc. 110.00%0.00%0.00%Q3 2023Q3 20231
Snowden Capital Advisors LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Walleye Capital LLC 110.03%0.03%0.03%Q4 2021Q4 20211
Alpine Global Management, LLC 110.30%0.30%0.30%Q3 2023Q3 20231
Weiss Asset Management LP 110.02%0.02%0.02%Q4 2022Q4 20221
Edge Wealth Management LLC 110.01%0.01%0.01%Q2 2020Q2 20201
ASSETMARK, INC 110.00%0.00%0.00%Q4 2021Q4 20211
Altus Wealth Group LLC 110.03%0.03%0.03%Q4 2020Q4 20201
Paragon Capital Management Ltd 110.00%0.00%0.00%Q4 2021Q4 20211
Quinn Opportunity Partners LLC 110.02%0.02%0.02%Q4 2020Q4 20201
Piscataqua Savings Bank 110.01%0.01%0.01%Q3 2023Q3 20231
HBK Sorce Advisory LLC 110.01%0.01%0.01%Q3 2022Q3 20221
Quarry LP 110.06%0.06%0.06%Q3 2023Q3 20231
Glassy Mountain Advisors, Inc. 110.11%0.11%0.11%Q1 2022Q1 20221
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
CORNERSTONE ADVISORS INC 110.00%0.00%0.00%Q4 2021Q4 20211
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q3 2023Q3 20231
SeaBridge Investment Advisors LLC 110.05%0.05%0.05%Q3 2020Q3 20201
Amplius Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Highlander Capital Management, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
FREEDOM WEALTH ALLIANCE, LLC 110.02%0.02%0.02%Q4 2022Q4 20221
Lakewood Asset Management LLC 110.01%0.01%0.01%Q4 2022Q4 20221
GW&K Investment Management, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Accurate Wealth Management, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Sea Otter Advisors LLC 110.20%0.20%0.20%Q3 2023Q3 20231
Almitas Capital LLC 110.47%0.47%0.47%Q4 2022Q4 20221
Virtu Financial LLC 110.04%0.04%0.04%Q4 2020Q4 20201
TCWP LLC 110.02%0.02%0.02%Q1 2022Q1 20221
Disciplined Investments, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
HM PAYSON & CO 110.00%0.00%0.00%Q3 2022Q3 20221
External links

This page lists all the filers that currently own CLEARBRIDGE MLP AND MIDSTRM or have owned CLEARBRIDGE MLP AND MIDSTRM in the past.