Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2021 | 19 |
UBS Group AG | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2021 | 19 |
MORGAN STANLEY | 19 | 19 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2021 | 19 |
BANK OF AMERICA CORP /DE/ | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2021 | 19 |
BlackRock Inc. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2021 | 19 |
ROYAL BANK OF CANADA | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2021 | 18 |
Steward Partners Investment Advisory, LLC | 16 | 16 | 0.00% | 0.02% | 0.03% | Q4 2017 | Q3 2021 | 16 |
Janney Montgomery Scott LLC | 16 | 16 | 0.00% | 0.00% | 0.02% | Q4 2017 | Q3 2021 | 16 |
COMMONWEALTH EQUITY SERVICES, LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2021 | 13 |
STIFEL FINANCIAL CORP | 11 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2021 | 13 |
RAYMOND JAMES & ASSOCIATES | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2021 | 13 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2021 | 13 |
Family Management Corp | 12 | 12 | 0.08% | 0.17% | 0.24% | Q4 2018 | Q3 2021 | 12 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 12 | 12 | 0.08% | 0.29% | 0.37% | Q4 2018 | Q3 2021 | 12 |
Gladstone Institutional Advisory LLC | 12 | 12 | 0.01% | 0.04% | 0.08% | Q4 2018 | Q3 2021 | 12 |
Invesco Ltd. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2020 | 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 11 | 11 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q4 2019 | 11 |
Cypress Wealth Services, LLC | 11 | 11 | 0.04% | 0.06% | 0.06% | Q1 2019 | Q3 2021 | 11 |
Arete Wealth Advisors, LLC | 7 | 3 | 0.17% | 0.32% | 0.39% | Q1 2019 | Q3 2021 | 10 |
Bienville Capital Management, LLC | 10 | 10 | 0.01% | 0.04% | 0.07% | Q1 2017 | Q2 2019 | 10 |
Tortoise Investment Management, LLC | 9 | 9 | 0.01% | 0.17% | 0.49% | Q3 2018 | Q3 2020 | 9 |
Winslow, Evans & Crocker, Inc. | 9 | 9 | 0.00% | 0.08% | 0.10% | Q4 2018 | Q4 2020 | 9 |
Royal Fund Management, LLC | 9 | 9 | 0.04% | 0.06% | 0.08% | Q1 2019 | Q1 2021 | 9 |
Lindbrook Capital, LLC | 8 | 8 | 0.05% | 0.07% | 0.08% | Q4 2018 | Q3 2020 | 8 |
Narwhal Capital Management | 8 | 8 | 0.01% | 0.03% | 0.04% | Q4 2019 | Q3 2021 | 8 |
Arlington Capital Management, Inc. | 5 | 1 | 0.09% | 0.36% | 1.04% | Q1 2019 | Q3 2021 | 8 |
OSAIC HOLDINGS, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2021 | 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 7 | 7 | 0.01% | 0.07% | 0.15% | Q3 2018 | Q1 2020 | 7 |
Shaker Financial Services, LLC | 5 | 1 | 0.05% | 0.32% | 0.78% | Q4 2017 | Q4 2020 | 7 |
Rockefeller Capital Management L.P. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2021 | 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.00% | 0.15% | 0.39% | Q4 2017 | Q4 2021 | 7 |
TRANSCEND CAPITAL ADVISORS, LLC | 6 | 6 | 0.01% | 0.04% | 0.08% | Q2 2020 | Q3 2021 | 6 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2021 | 5 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2021 | 5 |
LPL Financial LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2021 | 5 |
MARINER INVESTMENT GROUP LLC | 5 | 5 | 0.29% | 0.54% | 1.02% | Q4 2017 | Q4 2018 | 5 |
OPPENHEIMER & CO INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2021 | 4 |
NewEdge Wealth, LLC | 4 | 4 | 0.07% | 0.19% | 0.32% | Q4 2020 | Q3 2021 | 4 |
Moloney Securities Asset Management, LLC | 4 | 4 | 0.05% | 0.07% | 0.08% | Q1 2018 | Q4 2018 | 4 |
Stratos Wealth Partners, LTD. | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2021 | Q3 2021 | 3 |
Thomas J. Herzfeld Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2021 | 3 |
Arkadios Wealth Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
Advisory Services Network, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 3 |
US BANCORP \DE\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2021 | 2 |
Pointe Capital Management LLC | 2 | 2 | 0.13% | 0.16% | 0.19% | Q2 2017 | Q3 2017 | 2 |
Hennion & Walsh Asset Management, Inc. | 2 | 2 | 0.01% | 0.01% | 0.02% | Q1 2021 | Q2 2021 | 2 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2020 | 2 |
B. Riley Wealth Advisors, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2021 | 2 |
CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 2 |
CITY HOLDING CO | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q2 2021 | 2 |
Advisor Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 2 |
Spire Wealth Management | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q2 2021 | 2 |
SIMON QUICK ADVISORS, LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q2 2017 | Q2 2017 | 1 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
CITIZENS FINANCIAL GROUP INC/RI | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Commonwealth Equity Services, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2018 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Neuberger Berman Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Almitas Capital LLC | 1 | 1 | 2.30% | 2.30% | 2.30% | Q4 2018 | Q4 2018 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Benchmark Financial Wealth Advisors, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2020 | Q3 2020 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Penserra Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Oakworth Capital, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
FNY Investment Advisers, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q1 2019 | 1 |
COMMERCE BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
SIT INVESTMENT ASSOCIATES INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2017 | Q4 2017 | 1 |
SeaCrest Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
Kingsview Wealth Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
External links
This page lists all the filers that currently own BLACKROCK 2022 GBL INCM OPP or have owned BLACKROCK 2022 GBL INCM OPP in the past.