BANCROFT FUND LTD shareholder history

Current and past BANCROFT FUND LTD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
RAYMOND JAMES & ASSOCIATES 39390.00%0.00%0.01%Q1 2014Q3 202339
Advisors Asset Management, Inc. 38380.04%0.10%0.24%Q2 2013Q3 202238
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
PNC FINANCIAL SERVICES GROUP, INC. 3050.00%0.00%0.00%Q3 2014Q3 202335
GUGGENHEIM CAPITAL LLC 32320.00%0.01%0.04%Q2 2013Q1 202132
LPL Financial LLC 1610.00%0.00%0.00%Q2 2013Q3 202331
GABELLI & Co INVESTMENT ADVISERS, INC. 2820.10%0.17%0.34%Q4 2015Q3 202330
Bulldog Investors, LLP 1120.08%0.34%0.53%Q2 2010Q3 202327
Geneos Wealth Management Inc. 26260.00%0.00%0.01%Q1 2016Q2 202226
Ancora Advisors LLC 1610.00%0.08%0.64%Q4 2013Q3 202324
WOLVERINE ASSET MANAGEMENT LLC 910.00%0.01%0.03%Q2 2013Q3 202323
Shaker Financial Services, LLC 1110.11%0.37%0.81%Q3 2013Q3 202323
Cambridge Investment Research Advisors, Inc. 23230.00%0.01%0.01%Q1 2018Q3 202323
Institute for Wealth Management, LLC. 23230.04%0.06%0.09%Q2 2017Q4 202223
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 22220.00%0.00%0.01%Q2 2018Q3 202322
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1110.02%0.11%0.36%Q4 2013Q4 202022
AMERIPRISE FINANCIAL INC 1410.00%0.00%0.00%Q2 2013Q3 202322
TRUST CO OF VERMONT 1410.00%0.00%0.00%Q1 2018Q3 202321
Koshinski Asset Management, Inc. 720.04%0.06%0.09%Q2 2017Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
GEODE CAPITAL MANAGEMENT, LLC 1280.00%0.00%0.00%Q3 2013Q4 201920
LADENBURG THALMANN FINANCIAL SERVICES INC. 20200.00%0.00%0.01%Q1 2015Q4 201920
OPPENHEIMER & CO INC 1610.01%0.02%0.03%Q2 2013Q4 201920
Tower Research Capital LLC (TRC) 1110.00%0.00%0.00%Q2 2014Q3 202319
Thomas J. Herzfeld Advisors, Inc. 19190.02%0.22%0.44%Q2 2013Q4 201719
SIGNATUREFD, LLC 1620.01%0.02%0.04%Q1 2014Q3 201818
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 17170.02%0.03%0.05%Q2 2017Q2 202117
Saba Capital Management, L.P. 1520.00%0.07%0.41%Q1 2016Q3 202317
DOLIVER ADVISORS, LP 1430.09%0.55%1.10%Q1 2013Q3 201817
Carroll Financial Associates, Inc. 1250.00%0.00%0.02%Q2 2013Q4 202117
RAYMOND JAMES TRUST N.A. 16160.01%0.01%0.02%Q1 2018Q4 202116
Invesco Ltd. 16160.00%0.00%0.00%Q4 2019Q3 202316
BENJAMIN F. EDWARDS & COMPANY, INC. 16160.00%0.00%0.00%Q2 2016Q1 202016
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 960.00%0.02%0.09%Q4 2016Q3 202315
RMB Capital Management, LLC 510.01%0.02%0.05%Q4 2015Q3 202315
MSI Financial Services Inc 15150.00%0.10%0.19%Q2 2013Q4 201615
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
IFP Advisors, Inc 14140.00%0.00%0.01%Q4 2015Q1 201914
WESTPORT RESOURCES MANAGEMENT INC 13130.01%0.01%0.02%Q2 2013Q2 201613
1607 Capital Partners, LLC 12120.05%0.16%0.24%Q2 2013Q1 201612
COHEN & STEERS, INC. 11110.00%0.01%0.01%Q3 2018Q1 202111
Raymond James Financial Services Advisors, Inc. 830.00%0.00%0.00%Q2 2019Q1 202211
Concert Wealth Management Inc. 610.02%0.03%0.06%Q2 2013Q1 201711
Gramercy Funds Management LLC 650.08%0.24%0.49%Q2 2013Q1 201611
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 10100.23%0.40%0.93%Q2 2013Q3 201510
Advisor Group, Inc. 730.00%0.00%0.00%Q4 2016Q4 201910
Cetera Advisors LLC 10100.00%0.06%0.15%Q3 2019Q4 202110
CITIGROUP INC 410.00%0.00%0.00%Q4 2013Q2 20169
Bogart Wealth, LLC 880.00%0.00%0.00%Q1 2021Q4 20228
OAK HARBOR WEALTH PARTNERS, LLC 880.06%0.08%0.10%Q4 2021Q3 20238
Western Pacific Wealth Management, LP 880.02%0.03%0.03%Q4 2021Q3 20238
Round Rock Advisors, LLC 880.14%0.18%0.23%Q4 2021Q3 20238
Full Value Advisors, LLC 880.21%0.64%0.96%Q1 2007Q4 20088
NewEdge Advisors, LLC 880.00%0.01%0.02%Q4 2021Q3 20238
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 770.00%0.00%0.00%Q1 2020Q3 20217
Dalton Investments LLC 770.05%0.11%0.15%Q2 2013Q4 20147
Lehman Financial Resources, Inc. 770.05%0.05%0.05%Q1 2014Q3 20157
MML INVESTORS SERVICES, LLC 660.01%0.01%0.01%Q1 2018Q2 20196
BESSEMER GROUP INC 330.00%0.00%0.00%Q4 2021Q3 20236
AQR Arbitrage LLC 660.01%0.01%0.02%Q2 2022Q3 20236
Capital Asset Advisory Services LLC 660.26%0.38%0.48%Q4 2015Q1 20176
Matisse Capital 310.12%0.43%0.85%Q4 2015Q1 20206
UBS AG 660.00%0.00%0.01%Q2 2013Q3 20146
FIRST TRUST ADVISORS LP 310.00%0.00%0.00%Q2 2013Q1 20196
CEERA INVESTMENTS, LLC 660.13%0.20%0.29%Q1 2021Q2 20226
Advisory Services Network, LLC 410.00%0.01%0.02%Q3 2016Q2 20216
Cetera Advisor Networks LLC 510.00%0.01%0.02%Q2 2013Q2 20206
Quad-Cities Investment Group, LLC 660.02%0.03%0.05%Q2 2018Q3 20196
David J Yvars Group 550.18%0.20%0.22%Q4 2020Q4 20215
Vigilant Capital Management, LLC 550.00%0.00%0.00%Q2 2022Q2 20235
US BANCORP \DE\ 210.00%0.00%0.00%Q2 2014Q2 20215
ENVESTNET ASSET MANAGEMENT INC 550.00%0.00%0.00%Q4 2019Q4 20205
Kovack Advisors, Inc. 550.07%0.10%0.14%Q3 2016Q3 20175
Ranger International Management, LP 550.00%0.00%0.00%Q2 2014Q2 20155
AMERICAN INTERNATIONAL GROUP, INC. 320.00%0.00%0.00%Q3 2014Q1 20165
McIlrath & Eck, LLC 550.02%0.03%0.03%Q3 2022Q3 20235
Plante Moran Financial Advisors, LLC 310.00%0.00%0.00%Q4 2018Q2 20214
Creative Planning 440.00%0.00%0.00%Q3 2016Q2 20174
Jacobi Capital Management LLC 440.01%0.01%0.02%Q2 2017Q1 20184
SUSQUEHANNA INTERNATIONAL GROUP, LLP 310.00%0.00%0.00%Q2 2013Q2 20184
Baird Financial Group, Inc. 440.00%0.00%0.00%Q2 2021Q1 20224
Karpus Management, Inc. 440.02%0.08%0.11%Q2 2013Q1 20144
B. Riley Wealth Advisors, Inc. 310.00%0.09%0.19%Q2 2013Q4 20144
Atria Wealth Solutions, Inc. 310.00%0.00%0.01%Q1 2022Q2 20234
Sheaff Brock Investment Advisors, LLC 330.03%0.03%0.03%Q3 2016Q1 20173
NWAM LLC 330.08%0.08%0.08%Q2 2012Q4 20123
RIVERNORTH CAPITAL MANAGEMENT, LLC 330.04%0.06%0.07%Q2 2014Q4 20143
PANAGORA ASSET MANAGEMENT INC 330.00%0.00%0.00%Q4 2014Q2 20153
Partnervest Advisory Services LLC 330.01%0.01%0.01%Q4 2013Q2 20143
SIT INVESTMENT ASSOCIATES INC 330.00%0.02%0.03%Q1 2015Q3 20153
JPMORGAN CHASE & CO 330.00%0.00%0.00%Q1 2023Q3 20233
SeaCrest Wealth Management, LLC 220.00%0.00%0.00%Q4 2017Q1 20182
BNP PARIBAS FINANCIAL MARKETS 220.00%0.00%0.00%Q2 2014Q3 20142
FMR LLC 110.00%0.00%0.00%Q3 2018Q2 20212
CASTLE WEALTH MANAGEMENT LLC 220.00%0.00%0.00%Q2 2022Q3 20222
JOHN G ULLMAN & ASSOCIATES INC 110.05%0.36%0.68%Q2 2013Q3 20232
Jolley Asset Management, LLC 110.62%0.80%0.99%Q2 2014Q1 20182
Steward Partners Investment Advisory, LLC 220.00%0.00%0.00%Q4 2016Q1 20172
Laurion Capital Management LP 220.00%0.00%0.01%Q1 2018Q2 20182
PRELUDE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q1 2014Q2 20142
COMMONWEALTH EQUITY SERVICES, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 220.02%0.03%0.04%Q2 2021Q3 20212
TFS CAPITAL LLC 220.01%0.01%0.02%Q2 2013Q3 20132
Logan Stone Capital, LLC 110.06%0.08%0.10%Q4 2022Q2 20232
WealthPLAN Partners, LLC 110.00%0.01%0.02%Q3 2016Q1 20172
TOMPKINS FINANCIAL CORP 110.01%0.01%0.01%Q2 2013Q4 20142
NEXT Financial Group, Inc 220.00%0.00%0.00%Q4 2019Q1 20202
Cornerstone Advisors, LLC 220.01%0.02%0.03%Q2 2023Q3 20232
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q1 2022Q4 20222
JNBA Financial Advisors 110.03%0.03%0.03%Q3 2016Q3 20161
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
CSS LLC/IL 110.01%0.01%0.01%Q2 2019Q2 20191
Sonora Investment Management, LLC 110.01%0.01%0.01%Q3 2021Q3 20211
COMERICA BANK 110.00%0.00%0.00%Q2 2013Q2 20131
HIGHLAND CAPITAL MANAGEMENT LP 110.00%0.00%0.00%Q2 2015Q2 20151
6 Meridian 110.02%0.02%0.02%Q4 2021Q4 20211
FIRST HAWAIIAN BANK 110.00%0.00%0.00%Q1 2019Q1 20191
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2014Q1 20141
RELIANCE TRUST CO OF DELAWARE 110.02%0.02%0.02%Q3 2015Q3 20151
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 110.00%0.00%0.00%Q2 2018Q2 20181
Orion Portfolio Solutions, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Quantedge Capital Pte Ltd 110.04%0.04%0.04%Q2 2022Q2 20221
GAMCO INVESTORS, INC. ET AL 110.01%0.01%0.01%Q3 2015Q3 20151
CWM, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
ADVISOR PARTNERS II, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q3 2015Q3 20151
PARAMETRIC PORTFOLIO ASSOCIATES LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Formidable Asset Management, LLC 110.01%0.01%0.01%Q3 2015Q3 20151
RWA WEALTH PARTNERS, LLC 110.01%0.01%0.01%Q2 2018Q2 20181
Legacy Advisors, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
External links

This page lists all the filers that currently own BANCROFT FUND LTD or have owned BANCROFT FUND LTD in the past.