Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
RAYMOND JAMES & ASSOCIATES | 39 | 39 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q3 2023 | 39 |
Advisors Asset Management, Inc. | 38 | 38 | 0.04% | 0.10% | 0.24% | Q2 2013 | Q3 2022 | 38 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
PNC FINANCIAL SERVICES GROUP, INC. | 30 | 5 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 35 |
GUGGENHEIM CAPITAL LLC | 32 | 32 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q1 2021 | 32 |
LPL Financial LLC | 16 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 31 |
GABELLI & Co INVESTMENT ADVISERS, INC. | 28 | 2 | 0.10% | 0.17% | 0.34% | Q4 2015 | Q3 2023 | 30 |
Bulldog Investors, LLP | 11 | 2 | 0.08% | 0.34% | 0.53% | Q2 2010 | Q3 2023 | 27 |
Geneos Wealth Management Inc. | 26 | 26 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q2 2022 | 26 |
Ancora Advisors LLC | 16 | 1 | 0.00% | 0.08% | 0.64% | Q4 2013 | Q3 2023 | 24 |
WOLVERINE ASSET MANAGEMENT LLC | 9 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2023 | 23 |
Shaker Financial Services, LLC | 11 | 1 | 0.11% | 0.37% | 0.81% | Q3 2013 | Q3 2023 | 23 |
Cambridge Investment Research Advisors, Inc. | 23 | 23 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q3 2023 | 23 |
Institute for Wealth Management, LLC. | 23 | 23 | 0.04% | 0.06% | 0.09% | Q2 2017 | Q4 2022 | 23 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 22 | 22 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2023 | 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11 | 1 | 0.02% | 0.11% | 0.36% | Q4 2013 | Q4 2020 | 22 |
AMERIPRISE FINANCIAL INC | 14 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 22 |
TRUST CO OF VERMONT | 14 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 21 |
Koshinski Asset Management, Inc. | 7 | 2 | 0.04% | 0.06% | 0.09% | Q2 2017 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
GEODE CAPITAL MANAGEMENT, LLC | 12 | 8 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2019 | 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 20 | 20 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2019 | 20 |
OPPENHEIMER & CO INC | 16 | 1 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q4 2019 | 20 |
Tower Research Capital LLC (TRC) | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 19 |
Thomas J. Herzfeld Advisors, Inc. | 19 | 19 | 0.02% | 0.22% | 0.44% | Q2 2013 | Q4 2017 | 19 |
SIGNATUREFD, LLC | 16 | 2 | 0.01% | 0.02% | 0.04% | Q1 2014 | Q3 2018 | 18 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 17 | 17 | 0.02% | 0.03% | 0.05% | Q2 2017 | Q2 2021 | 17 |
Saba Capital Management, L.P. | 15 | 2 | 0.00% | 0.07% | 0.41% | Q1 2016 | Q3 2023 | 17 |
DOLIVER ADVISORS, LP | 14 | 3 | 0.09% | 0.55% | 1.10% | Q1 2013 | Q3 2018 | 17 |
Carroll Financial Associates, Inc. | 12 | 5 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q4 2021 | 17 |
RAYMOND JAMES TRUST N.A. | 16 | 16 | 0.01% | 0.01% | 0.02% | Q1 2018 | Q4 2021 | 16 |
Invesco Ltd. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 16 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2020 | 16 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 9 | 6 | 0.00% | 0.02% | 0.09% | Q4 2016 | Q3 2023 | 15 |
RMB Capital Management, LLC | 5 | 1 | 0.01% | 0.02% | 0.05% | Q4 2015 | Q3 2023 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.10% | 0.19% | Q2 2013 | Q4 2016 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
IFP Advisors, Inc | 14 | 14 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2019 | 14 |
WESTPORT RESOURCES MANAGEMENT INC | 13 | 13 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q2 2016 | 13 |
1607 Capital Partners, LLC | 12 | 12 | 0.05% | 0.16% | 0.24% | Q2 2013 | Q1 2016 | 12 |
COHEN & STEERS, INC. | 11 | 11 | 0.00% | 0.01% | 0.01% | Q3 2018 | Q1 2021 | 11 |
Raymond James Financial Services Advisors, Inc. | 8 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2022 | 11 |
Concert Wealth Management Inc. | 6 | 1 | 0.02% | 0.03% | 0.06% | Q2 2013 | Q1 2017 | 11 |
Gramercy Funds Management LLC | 6 | 5 | 0.08% | 0.24% | 0.49% | Q2 2013 | Q1 2016 | 11 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 10 | 10 | 0.23% | 0.40% | 0.93% | Q2 2013 | Q3 2015 | 10 |
Advisor Group, Inc. | 7 | 3 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 10 |
Cetera Advisors LLC | 10 | 10 | 0.00% | 0.06% | 0.15% | Q3 2019 | Q4 2021 | 10 |
CITIGROUP INC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2016 | 9 |
Bogart Wealth, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2022 | 8 |
OAK HARBOR WEALTH PARTNERS, LLC | 8 | 8 | 0.06% | 0.08% | 0.10% | Q4 2021 | Q3 2023 | 8 |
Western Pacific Wealth Management, LP | 8 | 8 | 0.02% | 0.03% | 0.03% | Q4 2021 | Q3 2023 | 8 |
Round Rock Advisors, LLC | 8 | 8 | 0.14% | 0.18% | 0.23% | Q4 2021 | Q3 2023 | 8 |
Full Value Advisors, LLC | 8 | 8 | 0.21% | 0.64% | 0.96% | Q1 2007 | Q4 2008 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.00% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2021 | 7 |
Dalton Investments LLC | 7 | 7 | 0.05% | 0.11% | 0.15% | Q2 2013 | Q4 2014 | 7 |
Lehman Financial Resources, Inc. | 7 | 7 | 0.05% | 0.05% | 0.05% | Q1 2014 | Q3 2015 | 7 |
MML INVESTORS SERVICES, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2019 | 6 |
BESSEMER GROUP INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 6 |
AQR Arbitrage LLC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2022 | Q3 2023 | 6 |
Capital Asset Advisory Services LLC | 6 | 6 | 0.26% | 0.38% | 0.48% | Q4 2015 | Q1 2017 | 6 |
Matisse Capital | 3 | 1 | 0.12% | 0.43% | 0.85% | Q4 2015 | Q1 2020 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
FIRST TRUST ADVISORS LP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2019 | 6 |
CEERA INVESTMENTS, LLC | 6 | 6 | 0.13% | 0.20% | 0.29% | Q1 2021 | Q2 2022 | 6 |
Advisory Services Network, LLC | 4 | 1 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q2 2021 | 6 |
Cetera Advisor Networks LLC | 5 | 1 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q2 2020 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.02% | 0.03% | 0.05% | Q2 2018 | Q3 2019 | 6 |
David J Yvars Group | 5 | 5 | 0.18% | 0.20% | 0.22% | Q4 2020 | Q4 2021 | 5 |
Vigilant Capital Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2023 | 5 |
US BANCORP \DE\ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2021 | 5 |
ENVESTNET ASSET MANAGEMENT INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2020 | 5 |
Kovack Advisors, Inc. | 5 | 5 | 0.07% | 0.10% | 0.14% | Q3 2016 | Q3 2017 | 5 |
Ranger International Management, LP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2015 | 5 |
AMERICAN INTERNATIONAL GROUP, INC. | 3 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2016 | 5 |
McIlrath & Eck, LLC | 5 | 5 | 0.02% | 0.03% | 0.03% | Q3 2022 | Q3 2023 | 5 |
Plante Moran Financial Advisors, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2021 | 4 |
Creative Planning | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2017 | 4 |
Jacobi Capital Management LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2017 | Q1 2018 | 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2018 | 4 |
Baird Financial Group, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2022 | 4 |
Karpus Management, Inc. | 4 | 4 | 0.02% | 0.08% | 0.11% | Q2 2013 | Q1 2014 | 4 |
B. Riley Wealth Advisors, Inc. | 3 | 1 | 0.00% | 0.09% | 0.19% | Q2 2013 | Q4 2014 | 4 |
Atria Wealth Solutions, Inc. | 3 | 1 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q2 2023 | 4 |
Sheaff Brock Investment Advisors, LLC | 3 | 3 | 0.03% | 0.03% | 0.03% | Q3 2016 | Q1 2017 | 3 |
NWAM LLC | 3 | 3 | 0.08% | 0.08% | 0.08% | Q2 2012 | Q4 2012 | 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 3 | 3 | 0.04% | 0.06% | 0.07% | Q2 2014 | Q4 2014 | 3 |
PANAGORA ASSET MANAGEMENT INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
Partnervest Advisory Services LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q2 2014 | 3 |
SIT INVESTMENT ASSOCIATES INC | 3 | 3 | 0.00% | 0.02% | 0.03% | Q1 2015 | Q3 2015 | 3 |
JPMORGAN CHASE & CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
SeaCrest Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2021 | 2 |
CASTLE WEALTH MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
JOHN G ULLMAN & ASSOCIATES INC | 1 | 1 | 0.05% | 0.36% | 0.68% | Q2 2013 | Q3 2023 | 2 |
Jolley Asset Management, LLC | 1 | 1 | 0.62% | 0.80% | 0.99% | Q2 2014 | Q1 2018 | 2 |
Steward Partners Investment Advisory, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
Laurion Capital Management LP | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q2 2018 | 2 |
PRELUDE CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
COMMONWEALTH EQUITY SERVICES, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 2 | 2 | 0.02% | 0.03% | 0.04% | Q2 2021 | Q3 2021 | 2 |
TFS CAPITAL LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2013 | 2 |
Logan Stone Capital, LLC | 1 | 1 | 0.06% | 0.08% | 0.10% | Q4 2022 | Q2 2023 | 2 |
WealthPLAN Partners, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q1 2017 | 2 |
TOMPKINS FINANCIAL CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 2 |
NEXT Financial Group, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Cornerstone Advisors, LLC | 2 | 2 | 0.01% | 0.02% | 0.03% | Q2 2023 | Q3 2023 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 2 |
JNBA Financial Advisors | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2016 | Q3 2016 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
CSS LLC/IL | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Sonora Investment Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
HIGHLAND CAPITAL MANAGEMENT LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
6 Meridian | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
FIRST HAWAIIAN BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
RELIANCE TRUST CO OF DELAWARE | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Orion Portfolio Solutions, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Quantedge Capital Pte Ltd | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2022 | Q2 2022 | 1 |
GAMCO INVESTORS, INC. ET AL | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
ADVISOR PARTNERS II, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Formidable Asset Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
RWA WEALTH PARTNERS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Legacy Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
External links
This page lists all the filers that currently own BANCROFT FUND LTD or have owned BANCROFT FUND LTD in the past.