Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
RAYMOND JAMES & ASSOCIATES | 23 | 23 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2019 | 23 |
ROYAL BANK OF CANADA | 23 | 23 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2019 | 23 |
Bank of New York Mellon Corp | 23 | 23 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q4 2019 | 23 |
WELLS FARGO & COMPANY/MN | 22 | 22 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2019 | 22 |
MORGAN STANLEY | 22 | 22 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2019 | 22 |
CONFLUENCE INVESTMENT MANAGEMENT LLC | 21 | 21 | 0.02% | 0.04% | 0.07% | Q4 2014 | Q4 2019 | 21 |
UBS Group AG | 21 | 21 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2019 | 21 |
CITIGROUP INC | 19 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2019 | 20 |
Advisors Asset Management, Inc. | 20 | 20 | 0.00% | 0.08% | 0.18% | Q1 2015 | Q4 2019 | 20 |
Raymond James Financial Services Advisors, Inc. | 19 | 19 | 0.00% | 0.01% | 0.03% | Q2 2015 | Q4 2019 | 19 |
COLDSTREAM CAPITAL MANAGEMENT INC | 18 | 1 | 0.01% | 0.02% | 0.05% | Q1 2015 | Q4 2019 | 19 |
Tower Research Capital LLC (TRC) | 13 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2019 | 18 |
Muzinich & Co., Inc. | 17 | 17 | 0.02% | 0.52% | 0.72% | Q4 2014 | Q4 2018 | 17 |
OPPENHEIMER & CO INC | 17 | 17 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q4 2019 | 17 |
MOODY NATIONAL BANK TRUST DIVISION | 16 | 16 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2018 | 16 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 10 | 6 | 0.01% | 0.21% | 0.40% | Q3 2014 | Q2 2019 | 16 |
AMERICAN NATIONAL INSURANCE CO | 15 | 15 | 0.03% | 0.04% | 0.09% | Q4 2014 | Q2 2018 | 15 |
American National Registered Investment Advisor, Inc. | 15 | 15 | 0.09% | 0.12% | 0.17% | Q4 2014 | Q2 2018 | 15 |
PORTLAND INVESTMENT COUNSEL INC. | 7 | 4 | 0.10% | 0.22% | 0.41% | Q3 2014 | Q2 2019 | 15 |
ARES MANAGEMENT LLC | 11 | 3 | 0.02% | 0.11% | 0.29% | Q2 2016 | Q4 2019 | 14 |
SALZHAUER MICHAEL | 13 | 13 | 0.09% | 0.35% | 0.61% | Q4 2016 | Q4 2019 | 13 |
MILLENNIUM MANAGEMENT LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2019 | 13 |
BANK OF AMERICA CORP /DE/ | 6 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2018 | 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2019 | 13 |
GUGGENHEIM CAPITAL LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2017 | 12 |
MACKENZIE FINANCIAL CORP | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 12 |
BARCLAYS PLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2019 | 12 |
WASATCH ADVISORS LP | 10 | 10 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q1 2018 | 10 |
GSA CAPITAL PARTNERS LLP | 10 | 10 | 0.01% | 0.04% | 0.07% | Q3 2014 | Q4 2016 | 10 |
BUCKHEAD CAPITAL MANAGEMENT LLC | 10 | 10 | 0.08% | 0.16% | 0.31% | Q4 2015 | Q1 2018 | 10 |
DIALECTIC CAPITAL MANAGEMENT, LP | 9 | 9 | 0.08% | 0.27% | 0.46% | Q2 2014 | Q2 2016 | 9 |
CAXTON CORP | 9 | 9 | 0.12% | 3.83% | 10.02% | Q4 2017 | Q4 2019 | 9 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2019 | 9 |
Stilwell Value LLC | 9 | 9 | 4.73% | 6.17% | 7.36% | Q4 2017 | Q4 2019 | 9 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2018 | 8 |
KEMPER Corp | 8 | 8 | 0.00% | 4.18% | 5.43% | Q4 2014 | Q3 2016 | 8 |
Belpointe Asset Management LLC | 7 | 7 | 0.02% | 0.03% | 0.03% | Q2 2018 | Q4 2019 | 7 |
TCI Wealth Advisors, Inc. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 7 |
Pacific Ridge Capital Partners, LLC | 7 | 7 | 0.31% | 0.77% | 0.98% | Q4 2017 | Q2 2019 | 7 |
Nuveen Fund Advisors, LLC | 7 | 7 | 0.03% | 0.05% | 0.14% | Q1 2017 | Q3 2018 | 7 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
JPMORGAN CHASE & CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2019 | 6 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2019 | 6 |
IFP Advisors, Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
Baird Financial Group, Inc. | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2016 | 6 |
Yorktown Management & Research Co Inc | 6 | 6 | 0.04% | 0.18% | 0.24% | Q3 2014 | Q4 2015 | 6 |
Squarepoint Ops LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 5 |
DELTA ASSET MANAGEMENT LLC/TN | 5 | 5 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2017 | 5 |
Quad-Cities Investment Group, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2019 | 5 |
WEALTHSOURCE PARTNERS, LLC | 5 | 5 | 0.01% | 0.04% | 0.06% | Q2 2017 | Q2 2018 | 5 |
STEPHENS INC /AR/ | 4 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q4 2019 | 5 |
LSV ASSET MANAGEMENT | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 5 |
Penserra Capital Management LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2017 | 5 |
Carnegie Capital Asset Management, LLC | 5 | 5 | 0.02% | 0.03% | 0.03% | Q3 2016 | Q3 2017 | 5 |
Citadel Advisors | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2019 | 5 |
PRICE MICHAEL F | 5 | 5 | 0.18% | 0.20% | 0.23% | Q4 2018 | Q4 2019 | 5 |
ACADIAN ASSET MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2019 | 4 |
Radcliffe Capital Management, L.P. | 4 | 4 | 0.02% | 0.03% | 0.03% | Q3 2015 | Q2 2016 | 4 |
Acrospire Investment Management LLC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q2 2017 | 4 |
Veritable, L.P. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q1 2016 | 4 |
BlackRock Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2017 | 4 |
SHELTON CAPITAL MANAGEMENT | 4 | 4 | 0.04% | 0.05% | 0.06% | Q4 2016 | Q3 2017 | 4 |
GOLDMAN SACHS GROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2017 | 3 |
US BANCORP \DE\ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2018 | 3 |
Steinberg Global Asset Management | 3 | 3 | 0.04% | 0.05% | 0.07% | Q4 2014 | Q2 2015 | 3 |
SIMPLEX TRADING, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2019 | 3 |
Advisor Group, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q3 2015 | 3 |
NORTHERN TRUST CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2015 | 3 |
DEUTSCHE BANK AG\ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2017 | 3 |
BAIRD ROBERT W & CO INC /WI/ | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q1 2015 | 3 |
GLOBEFLEX CAPITAL L P | 3 | 3 | 0.17% | 0.20% | 0.22% | Q4 2018 | Q2 2019 | 3 |
OXFORD ASSET MANAGEMENT LLP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2019 | 3 |
FineMark National Bank & Trust | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
ROYCE & ASSOCIATES LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
TWO SIGMA INVESTMENTS, LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2018 | 2 |
PUTNAM INVESTMENTS LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q4 2019 | 2 |
Dynamic Technology Lab Private Ltd | 1 | 1 | 0.01% | 0.02% | 0.02% | Q3 2017 | Q2 2018 | 2 |
Virtus ETF Advisers LLC | 2 | 2 | 0.36% | 0.38% | 0.41% | Q3 2019 | Q4 2019 | 2 |
Creative Planning | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
STIFEL FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2017 | 2 |
Walleye Trading LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2016 | 2 |
Steward Partners Investment Advisory, LLC | 2 | 2 | 0.00% | 0.01% | 0.03% | Q2 2017 | Q3 2017 | 2 |
NEW VERNON INVESTMENT MANAGEMENT LLC | 2 | 2 | 0.66% | 0.68% | 0.70% | Q2 2014 | Q3 2014 | 2 |
UBS AG | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Almitas Capital LLC | 2 | 2 | 0.60% | 0.60% | 0.61% | Q3 2019 | Q4 2019 | 2 |
Virtu Financial LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q1 2019 | 2 |
Bramshill Investments, LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2017 | Q4 2017 | 1 |
THOMPSON SIEGEL & WALMSLEY LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
COMMONWEALTH EQUITY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2014 | Q4 2014 | 1 |
SALEM INVESTMENT COUNSELORS INC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2017 | Q2 2017 | 1 |
MERCER GLOBAL ADVISORS INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
TORONTO DOMINION BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Sargent Bickham Lagudis LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
COMMERCE BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
IHT Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Sepio Capital, LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
BLB&B Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2017 | Q3 2017 | 1 |
Spectrum Management Group, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2017 | Q3 2017 | 1 |
BLACKTHORN INVESTMENT GROUP LLC | 1 | 1 | 0.54% | 0.54% | 0.54% | Q4 2014 | Q4 2014 | 1 |
Cliffwater LLC | 1 | 1 | 0.20% | 0.20% | 0.20% | Q4 2019 | Q4 2019 | 1 |
MACQUARIE GROUP LTD | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
APPLETON PARTNERS INC/MA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Bulldog Investors, LLP | 1 | 1 | 0.99% | 0.99% | 0.99% | Q4 2019 | Q4 2019 | 1 |
Nine Chapters Capital Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
VICTORY CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Proficio Capital Partners LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2017 | Q1 2017 | 1 |
PEAK6 Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
GROUP ONE TRADING, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
TWO SIGMA ADVISERS, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
EJF Capital LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q2 2017 | 1 |
MARSHALL WACE, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Delpha Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
External links
This page lists all the filers that currently own ALCENTRA CAP CORP or have owned ALCENTRA CAP CORP in the past.