ALCENTRA CAP CORP shareholder history

Current and past ALCENTRA CAP CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
RAYMOND JAMES & ASSOCIATES 23230.00%0.00%0.01%Q2 2014Q4 201923
ROYAL BANK OF CANADA 23230.00%0.00%0.00%Q2 2014Q4 201923
Bank of New York Mellon Corp 23230.00%0.01%0.01%Q2 2014Q4 201923
WELLS FARGO & COMPANY/MN 22220.00%0.00%0.00%Q3 2014Q4 201922
MORGAN STANLEY 22220.00%0.00%0.00%Q3 2014Q4 201922
CONFLUENCE INVESTMENT MANAGEMENT LLC 21210.02%0.04%0.07%Q4 2014Q4 201921
UBS Group AG 21210.00%0.00%0.00%Q4 2014Q4 201921
CITIGROUP INC 1910.00%0.00%0.00%Q2 2014Q4 201920
Advisors Asset Management, Inc. 20200.00%0.08%0.18%Q1 2015Q4 201920
Raymond James Financial Services Advisors, Inc. 19190.00%0.01%0.03%Q2 2015Q4 201919
COLDSTREAM CAPITAL MANAGEMENT INC 1810.01%0.02%0.05%Q1 2015Q4 201919
Tower Research Capital LLC (TRC) 1310.00%0.00%0.00%Q4 2014Q4 201918
Muzinich & Co., Inc. 17170.02%0.52%0.72%Q4 2014Q4 201817
OPPENHEIMER & CO INC 17170.00%0.00%0.01%Q4 2015Q4 201917
MOODY NATIONAL BANK TRUST DIVISION 16160.00%0.01%0.02%Q4 2014Q3 201816
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 1060.01%0.21%0.40%Q3 2014Q2 201916
AMERICAN NATIONAL INSURANCE CO 15150.03%0.04%0.09%Q4 2014Q2 201815
American National Registered Investment Advisor, Inc. 15150.09%0.12%0.17%Q4 2014Q2 201815
PORTLAND INVESTMENT COUNSEL INC. 740.10%0.22%0.41%Q3 2014Q2 201915
ARES MANAGEMENT LLC 1130.02%0.11%0.29%Q2 2016Q4 201914
SALZHAUER MICHAEL 13130.09%0.35%0.61%Q4 2016Q4 201913
MILLENNIUM MANAGEMENT LLC 510.00%0.00%0.00%Q2 2014Q4 201913
BANK OF AMERICA CORP /DE/ 630.00%0.00%0.00%Q3 2014Q3 201813
SUSQUEHANNA INTERNATIONAL GROUP, LLP 510.00%0.00%0.00%Q3 2015Q4 201913
GUGGENHEIM CAPITAL LLC 12120.00%0.00%0.00%Q3 2014Q2 201712
MACKENZIE FINANCIAL CORP 12120.00%0.00%0.00%Q1 2017Q4 201912
BARCLAYS PLC 12120.00%0.00%0.00%Q2 2016Q1 201912
WASATCH ADVISORS LP 10100.00%0.01%0.02%Q4 2015Q1 201810
GSA CAPITAL PARTNERS LLP 10100.01%0.04%0.07%Q3 2014Q4 201610
BUCKHEAD CAPITAL MANAGEMENT LLC 10100.08%0.16%0.31%Q4 2015Q1 201810
DIALECTIC CAPITAL MANAGEMENT, LP 990.08%0.27%0.46%Q2 2014Q2 20169
CAXTON CORP 990.12%3.83%10.02%Q4 2017Q4 20199
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 990.00%0.00%0.00%Q4 2017Q4 20199
Stilwell Value LLC 994.73%6.17%7.36%Q4 2017Q4 20199
MANUFACTURERS LIFE INSURANCE COMPANY, THE 510.00%0.00%0.00%Q3 2014Q2 20188
KEMPER Corp 880.00%4.18%5.43%Q4 2014Q3 20168
Belpointe Asset Management LLC 770.02%0.03%0.03%Q2 2018Q4 20197
TCI Wealth Advisors, Inc. 770.00%0.00%0.00%Q1 2016Q3 20177
Pacific Ridge Capital Partners, LLC 770.31%0.77%0.98%Q4 2017Q2 20197
Nuveen Fund Advisors, LLC 770.03%0.05%0.14%Q1 2017Q3 20187
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
JPMORGAN CHASE & CO 310.00%0.00%0.00%Q1 2016Q2 20196
LADENBURG THALMANN FINANCIAL SERVICES INC. 310.00%0.00%0.00%Q4 2014Q1 20196
IFP Advisors, Inc 660.00%0.00%0.00%Q2 2016Q3 20176
Baird Financial Group, Inc. 660.01%0.01%0.01%Q2 2015Q3 20166
Yorktown Management & Research Co Inc 660.04%0.18%0.24%Q3 2014Q4 20156
Squarepoint Ops LLC 550.00%0.00%0.00%Q4 2018Q4 20195
DELTA ASSET MANAGEMENT LLC/TN 550.02%0.02%0.02%Q1 2016Q1 20175
Quad-Cities Investment Group, LLC 550.00%0.00%0.00%Q3 2018Q3 20195
WEALTHSOURCE PARTNERS, LLC 550.01%0.04%0.06%Q2 2017Q2 20185
STEPHENS INC /AR/ 410.00%0.00%0.01%Q3 2017Q4 20195
LSV ASSET MANAGEMENT 550.00%0.00%0.00%Q4 2018Q4 20195
Penserra Capital Management LLC 550.00%0.00%0.00%Q3 2016Q3 20175
Carnegie Capital Asset Management, LLC 550.02%0.03%0.03%Q3 2016Q3 20175
Citadel Advisors 410.00%0.00%0.00%Q4 2014Q1 20195
PRICE MICHAEL F 550.18%0.20%0.23%Q4 2018Q4 20195
ACADIAN ASSET MANAGEMENT LLC 440.00%0.00%0.00%Q1 2019Q4 20194
Radcliffe Capital Management, L.P. 440.02%0.03%0.03%Q3 2015Q2 20164
Acrospire Investment Management LLC 310.01%0.01%0.01%Q1 2016Q2 20174
Veritable, L.P. 440.00%0.00%0.01%Q2 2015Q1 20164
BlackRock Inc. 440.00%0.00%0.00%Q1 2017Q4 20174
SHELTON CAPITAL MANAGEMENT 440.04%0.05%0.06%Q4 2016Q3 20174
GOLDMAN SACHS GROUP INC 210.00%0.00%0.00%Q3 2016Q3 20173
US BANCORP \DE\ 210.00%0.00%0.00%Q3 2015Q2 20183
Steinberg Global Asset Management 330.04%0.05%0.07%Q4 2014Q2 20153
SIMPLEX TRADING, LLC 110.00%0.00%0.00%Q4 2017Q4 20193
Advisor Group, Inc. 330.00%0.00%0.00%Q2 2019Q4 20193
Virtu KCG Holdings LLC 210.00%0.01%0.01%Q4 2014Q3 20153
NORTHERN TRUST CORP 330.00%0.00%0.00%Q2 2015Q4 20153
DEUTSCHE BANK AG\ 210.00%0.00%0.00%Q2 2015Q1 20173
BAIRD ROBERT W & CO INC /WI/ 330.01%0.01%0.01%Q3 2014Q1 20153
GLOBEFLEX CAPITAL L P 330.17%0.20%0.22%Q4 2018Q2 20193
OXFORD ASSET MANAGEMENT LLP 330.01%0.01%0.01%Q4 2018Q2 20193
FineMark National Bank & Trust 220.00%0.00%0.00%Q4 2015Q1 20162
ROYCE & ASSOCIATES LP 220.00%0.00%0.00%Q1 2015Q2 20152
TWO SIGMA INVESTMENTS, LP 220.00%0.00%0.00%Q4 2018Q1 20192
Cornerstone Wealth Management, LLC 220.00%0.00%0.01%Q2 2018Q3 20182
PUTNAM INVESTMENTS LLC 220.00%0.00%0.01%Q3 2019Q4 20192
Dynamic Technology Lab Private Ltd 110.01%0.02%0.02%Q3 2017Q2 20182
Virtus ETF Advisers LLC 220.36%0.38%0.41%Q3 2019Q4 20192
Creative Planning 220.00%0.00%0.00%Q4 2016Q1 20172
AMERIPRISE FINANCIAL INC 220.00%0.00%0.00%Q3 2014Q4 20142
STIFEL FINANCIAL CORP 110.00%0.00%0.00%Q3 2014Q2 20172
Walleye Trading LLC 110.00%0.00%0.00%Q3 2015Q2 20162
Steward Partners Investment Advisory, LLC 220.00%0.01%0.03%Q2 2017Q3 20172
NEW VERNON INVESTMENT MANAGEMENT LLC 220.66%0.68%0.70%Q2 2014Q3 20142
UBS AG 220.00%0.00%0.00%Q2 2014Q3 20142
Almitas Capital LLC 220.60%0.60%0.61%Q3 2019Q4 20192
Virtu Financial LLC 220.00%0.00%0.01%Q4 2018Q1 20192
Bramshill Investments, LLC 110.14%0.14%0.14%Q4 2017Q4 20171
THOMPSON SIEGEL & WALMSLEY LLC 110.00%0.00%0.00%Q3 2017Q3 20171
Ground Swell Capital, LLC 110.01%0.01%0.01%Q2 2014Q2 20141
COMMONWEALTH EQUITY SERVICES, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
RIVERNORTH CAPITAL MANAGEMENT, LLC 110.07%0.07%0.07%Q4 2014Q4 20141
SALEM INVESTMENT COUNSELORS INC 110.08%0.08%0.08%Q2 2017Q2 20171
MERCER GLOBAL ADVISORS INC /ADV 110.00%0.00%0.00%Q1 2019Q1 20191
TORONTO DOMINION BANK 110.00%0.00%0.00%Q4 2019Q4 20191
Sargent Bickham Lagudis LLC 110.00%0.00%0.00%Q4 2019Q4 20191
COMMERCE BANK 110.00%0.00%0.00%Q3 2017Q3 20171
FMR LLC 110.00%0.00%0.00%Q2 2019Q2 20191
IHT Wealth Management, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Sepio Capital, LP 110.02%0.02%0.02%Q4 2018Q4 20181
BLB&B Advisors, LLC 110.03%0.03%0.03%Q3 2017Q3 20171
Spectrum Management Group, LLC 110.04%0.04%0.04%Q3 2017Q3 20171
BLACKTHORN INVESTMENT GROUP LLC 110.54%0.54%0.54%Q4 2014Q4 20141
Cliffwater LLC 110.20%0.20%0.20%Q4 2019Q4 20191
MACQUARIE GROUP LTD 110.00%0.00%0.00%Q4 2018Q4 20181
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q2 2017Q2 20171
APPLETON PARTNERS INC/MA 110.01%0.01%0.01%Q2 2019Q2 20191
Bulldog Investors, LLP 110.99%0.99%0.99%Q4 2019Q4 20191
Nine Chapters Capital Management LLC 110.01%0.01%0.01%Q2 2015Q2 20151
VICTORY CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q3 2019Q3 20191
Proficio Capital Partners LLC 110.04%0.04%0.04%Q1 2017Q1 20171
PEAK6 Group LLC 110.00%0.00%0.00%Q1 2018Q1 20181
GROUP ONE TRADING, L.P. 110.00%0.00%0.00%Q1 2019Q1 20191
TWO SIGMA ADVISERS, LP 110.00%0.00%0.00%Q2 2019Q2 20191
EJF Capital LLC 110.02%0.02%0.02%Q2 2017Q2 20171
MARSHALL WACE, LLP 110.00%0.00%0.00%Q1 2019Q1 20191
Delpha Capital Management, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
External links

This page lists all the filers that currently own ALCENTRA CAP CORP or have owned ALCENTRA CAP CORP in the past.