ADVENT CLAY CONV SEC INC FD shareholder history

Current and past ADVENT CLAY CONV SEC INC FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
LADENBURG THALMANN FINANCIAL SERVICES INC. 21210.00%0.02%0.04%Q2 2013Q2 201821
BANK OF AMERICA CORP /DE/ 21210.00%0.00%0.00%Q2 2013Q2 201821
RIVERNORTH CAPITAL MANAGEMENT, LLC 21210.18%0.43%0.80%Q2 2013Q2 201821
LPL Financial LLC 21210.00%0.01%0.01%Q2 2013Q2 201821
ROYAL BANK OF CANADA 21210.00%0.00%0.00%Q2 2013Q2 201821
US BANCORP \DE\ 21210.00%0.00%0.00%Q2 2013Q2 201821
MORGAN STANLEY 21210.00%0.00%0.00%Q2 2013Q2 201821
Advisors Asset Management, Inc. 21210.06%0.30%0.59%Q2 2013Q2 201821
WELLS FARGO & COMPANY/MN 21210.00%0.00%0.00%Q2 2013Q2 201821
JPMORGAN CHASE & CO 21210.00%0.00%0.00%Q2 2013Q2 201821
RAYMOND JAMES & ASSOCIATES 18180.00%0.00%0.00%Q1 2014Q2 201818
CITIGROUP INC 18180.00%0.00%0.00%Q1 2014Q2 201818
GUGGENHEIM CAPITAL LLC 1610.00%0.00%0.00%Q2 2013Q1 201817
Shaker Financial Services, LLC 710.07%0.60%1.48%Q2 2013Q2 201817
AMERIPRISE FINANCIAL INC 1060.00%0.00%0.00%Q2 2013Q3 201716
OPPENHEIMER & CO INC 1050.00%0.01%0.01%Q2 2013Q2 201815
DOLIVER ADVISORS, LP 610.07%0.28%0.61%Q1 2013Q2 201815
UBS Group AG 15150.00%0.00%0.00%Q4 2014Q2 201815
SHEPHERD KAPLAN KROCHUK, LLC 14140.02%0.02%0.03%Q3 2013Q4 201614
WOLVERINE ASSET MANAGEMENT LLC 510.00%0.04%0.06%Q2 2013Q2 201814
1607 Capital Partners, LLC 14140.02%0.04%0.06%Q1 2015Q2 201814
Raymond James Financial Services Advisors, Inc. 1210.00%0.01%0.01%Q2 2013Q2 201813
PARAMETRIC PORTFOLIO ASSOCIATES LLC 850.00%0.01%0.01%Q2 2014Q2 201813
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Saba Capital Management, L.P. 1020.01%1.49%3.02%Q3 2013Q2 201812
ROBINSON CAPITAL MANAGEMENT, LLC 810.09%0.42%1.08%Q3 2014Q2 201811
Invesco Ltd. 11110.00%0.00%0.00%Q2 2013Q4 201511
SIT INVESTMENT ASSOCIATES INC 830.00%0.11%0.26%Q1 2015Q2 201811
CLOUGH CAPITAL PARTNERS L P 420.00%0.02%0.05%Q4 2014Q2 201810
SG Americas Securities, LLC 820.00%0.00%0.00%Q2 2013Q1 201610
Point View Wealth Management, Inc. 10100.04%0.05%0.05%Q1 2016Q2 201810
Advisor Group, Inc. 990.00%0.01%0.01%Q2 2016Q2 20189
Tower Research Capital LLC (TRC) 410.00%0.00%0.00%Q2 2013Q4 20169
Curi RMB Capital, LLC 410.01%0.05%0.09%Q1 2015Q2 20189
PNC FINANCIAL SERVICES GROUP, INC. 710.00%0.00%0.00%Q2 2014Q2 20188
IFC Holdings Incorporated/FL 880.02%0.03%0.04%Q3 2013Q2 20158
STEEL GROVE CAPITAL ADVISORS, LLC 620.04%0.06%0.08%Q2 2013Q2 20158
AQR Arbitrage LLC 880.00%0.01%0.02%Q1 2015Q4 20168
AQR Capital Management 710.00%0.01%0.01%Q4 2012Q4 20148
Thomas J. Herzfeld Advisors, Inc. 710.01%0.02%0.02%Q1 2016Q2 20188
TFS CAPITAL LLC 210.01%0.02%0.02%Q3 2013Q4 20168
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 510.00%0.02%0.15%Q2 2016Q2 20187
Round Table Services, LLC 660.07%0.21%0.28%Q4 2014Q1 20166
MARINER INVESTMENT GROUP LLC 510.04%0.13%0.20%Q4 2014Q4 20166
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Penserra Capital Management LLC 660.00%0.00%0.00%Q1 2016Q2 20176
MUFG Americas Holdings Corp 420.00%0.00%0.00%Q2 2014Q2 20176
Arete Wealth Advisors, LLC 320.04%0.16%0.29%Q3 2014Q1 20165
DUBUQUE BANK & TRUST CO 550.01%0.01%0.01%Q2 2017Q2 20185
Ahrens Investment Partners LLC 550.02%0.03%0.03%Q4 2016Q4 20175
Steward Partners Investment Advisory, LLC 550.00%0.00%0.00%Q4 2016Q4 20175
BNP PARIBAS FINANCIAL MARKETS 550.00%0.00%0.00%Q4 2013Q4 20145
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 410.03%0.06%0.11%Q4 2014Q1 20165
ADVENT CAPITAL MANAGEMENT /DE/ 440.00%0.05%0.07%Q4 2016Q3 20174
THOMPSON DAVIS & CO., INC. 220.00%0.02%0.04%Q4 2013Q2 20174
Laurion Capital Management LP 440.01%0.02%0.02%Q3 2017Q2 20184
Virtu KCG Holdings LLC 210.00%0.00%0.00%Q4 2013Q4 20164
Karpus Management, Inc. 440.01%0.03%0.05%Q3 2013Q2 20144
Creative Planning 310.00%0.00%0.00%Q2 2014Q3 20164
HUNTINGTON NATIONAL BANK 310.00%0.00%0.00%Q1 2010Q2 20184
WHITTIER TRUST CO 310.00%0.00%0.00%Q3 2016Q3 20174
MSI Financial Services Inc 330.00%0.00%0.00%Q3 2015Q1 20163
Vanguard Capital Wealth Advisors 330.13%0.13%0.14%Q4 2017Q2 20183
STIFEL FINANCIAL CORP 330.00%0.00%0.00%Q1 2016Q3 20163
MANUFACTURERS LIFE INSURANCE COMPANY, THE 330.00%0.00%0.00%Q4 2017Q2 20183
PANAGORA ASSET MANAGEMENT INC 330.00%0.00%0.00%Q4 2014Q2 20153
JD CAPITAL MANAGEMENT LLC 330.04%0.05%0.06%Q4 2015Q2 20163
SEI INVESTMENTS CO 110.00%0.00%0.00%Q3 2016Q2 20183
Stratos Wealth Partners, LTD. 220.00%0.00%0.00%Q4 2017Q1 20182
BOOTHBAY FUND MANAGEMENT, LLC 110.13%0.14%0.14%Q4 2014Q4 20152
Matisse Capital 221.59%2.65%3.72%Q4 2015Q1 20162
Sensible Financial Planning & Management, LLC. 220.03%0.03%0.03%Q1 2018Q2 20182
Regal Investment Advisors LLC 110.00%0.00%0.00%Q4 2013Q1 20152
MGO ONE SEVEN LLC 220.02%0.02%0.02%Q4 2017Q1 20182
Squarepoint Ops LLC 110.00%0.01%0.02%Q4 2015Q4 20172
ACCURATE INVESTMENT SOLUTIONS, INC. 220.01%0.01%0.01%Q1 2016Q2 20162
MIDAS MANAGEMENT CORP 220.12%0.13%0.14%Q4 2015Q1 20162
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q2 2013Q4 20142
CORNERSTONE ADVISORS INC 110.11%0.17%0.23%Q2 2013Q4 20152
Koshinski Asset Management, Inc. 110.24%0.32%0.41%Q2 2015Q2 20182
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q1 2016Q2 20182
Portfolio Strategies, Inc. 220.00%0.00%0.00%Q4 2017Q1 20182
AE Wealth Management LLC 220.08%0.09%0.10%Q2 2017Q3 20172
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q2 2015Q2 20151
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q4 2017Q4 20171
6 Meridian 110.02%0.02%0.02%Q1 2018Q1 20181
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Fore Research & Management, LP 110.10%0.10%0.10%Q4 2016Q4 20161
Baystate Wealth Management LLC 110.00%0.00%0.00%Q2 2018Q2 20181
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2013Q3 20131
HOLLENCREST CAPITAL MANAGEMENT 110.01%0.01%0.01%Q4 2013Q4 20131
Mutual Advisors, LLC 110.02%0.02%0.02%Q2 2018Q2 20181
Alpine Global Management, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Ancora Advisors LLC 110.00%0.00%0.00%Q4 2016Q4 20161
Citadel Advisors 110.00%0.00%0.00%Q4 2017Q4 20171
Coe Capital Management, LLC 110.08%0.08%0.08%Q3 2015Q3 20151
TELEMUS CAPITAL, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q3 2017Q3 20171
Cable Hill Partners, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
CALTON & ASSOCIATES, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
CTC Alternative Strategies, Ltd. 110.30%0.30%0.30%Q4 2014Q4 20141
WASHINGTON TRUST BANK 110.00%0.00%0.00%Q4 2017Q4 20171
GEODE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2015Q1 20151
NINE MASTS CAPITAL Ltd 110.01%0.01%0.01%Q2 2018Q2 20181
Advisory Services Network, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Ionic Capital Management LLC 110.04%0.04%0.04%Q4 2015Q4 20151
Private Advisor Group, LLC 110.01%0.01%0.01%Q4 2016Q4 20161
Concert Wealth Management Inc. 110.03%0.03%0.03%Q3 2016Q3 20161
BlackRock Finance, Inc. 110.00%0.00%0.00%Q2 2018Q2 20181
Weiss Asset Management LP 110.05%0.05%0.05%Q4 2015Q4 20151
Quad-Cities Investment Group, LLC 110.02%0.02%0.02%Q2 2018Q2 20181
BENJAMIN F. EDWARDS & COMPANY, INC. 110.00%0.00%0.00%Q1 2015Q1 20151
BLACKROCK ADVISORS LLC 110.00%0.00%0.00%Q4 2015Q4 20151
WEDBUSH SECURITIES INC 110.01%0.01%0.01%Q2 2018Q2 20181
External links

This page lists all the filers that currently own ADVENT CLAY CONV SEC INC FD or have owned ADVENT CLAY CONV SEC INC FD in the past.