$163 Million is the total value of DOLIVER ADVISORS, LP's 343 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 55.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $4,440,000 | -1.2% | 410,719 | -0.4% | 2.72% | +2.9% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $3,144,000 | +0.6% | 239,963 | -1.3% | 1.93% | +4.8% |
| T101SC | Sell | AMERICAN STRATEGIC INCOME II | $1,829,000 | -3.5% | 264,370 | -1.9% | 1.12% | +0.5% |
| PEO | Buy | PETROLEUM & RES CORP | $1,646,000 | +31.1% | 60,862 | +24.4% | 1.01% | +36.5% |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $1,626,000 | – | 93,394 | +100.0% | 1.00% | – |
| TY | Sell | TRI CONTL CORP | $1,546,000 | -1.8% | 84,373 | -4.1% | 0.95% | +2.3% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $1,286,000 | +75.7% | 182,727 | +86.2% | 0.79% | +83.1% |
| BCV | Sell | BANCROFT FUND LTD | $1,242,000 | -22.8% | 69,321 | -25.3% | 0.76% | -19.5% |
| ADX | Buy | ADAMS EXPRESS CO | $1,240,000 | +16.1% | 100,104 | +12.1% | 0.76% | +21.0% |
| ICB | Buy | MORGAN STANLEY TRUSTS | $1,150,000 | +20.4% | 69,146 | +23.3% | 0.71% | +25.4% |
| CHW | Buy | CALAMOS GBL DYN INCOME FUND | $1,146,000 | +233.1% | 134,617 | +226.8% | 0.70% | +246.3% |
| GAM | Sell | GENERAL AMERN INVS INC | $1,125,000 | -29.2% | 32,967 | -33.7% | 0.69% | -26.3% |
| FTT | Buy | FEDERATED ENHANC TREAS INCM | $1,097,000 | +17.7% | 85,335 | +19.2% | 0.67% | +22.6% |
| FDI | Buy | FORT DEARBORN INCOME SECS IN | $1,075,000 | +63.1% | 76,981 | +67.7% | 0.66% | +70.1% |
| FFA | Buy | FIRST TR ENHANCED EQTY INC F | $1,043,000 | +79.5% | 84,255 | +82.8% | 0.64% | +87.1% |
| ECF | Sell | ELLSWORTH FUND LTD | $1,037,000 | -29.8% | 131,724 | -31.7% | 0.64% | -26.9% |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $1,031,000 | – | 92,247 | +100.0% | 0.63% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $1,017,000 | +18.7% | 135,297 | +20.2% | 0.62% | +23.6% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $1,003,000 | +52.0% | 77,493 | +48.2% | 0.62% | +58.1% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $999,000 | -5.6% | 86,143 | -3.5% | 0.61% | -1.6% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $996,000 | +38.3% | 143,370 | +37.5% | 0.61% | +44.1% |
| NIE | New | ALLIANZGI EQUITY & CONV INCO | $994,000 | – | 53,519 | +100.0% | 0.61% | – |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $990,000 | +25.6% | 70,754 | +21.2% | 0.61% | +30.8% |
| CSI | Buy | CUTWATER SELECT INCOME FD | $939,000 | +149.7% | 52,807 | +157.8% | 0.58% | +160.6% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $938,000 | +30.1% | 233,228 | +26.5% | 0.58% | +35.5% |
| ERC | Buy | WELLS FARGO ADVANTAGE MULTI | $936,000 | +114.2% | 66,184 | +122.1% | 0.57% | +123.3% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $889,000 | +419.9% | 88,922 | +427.9% | 0.55% | +440.6% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $889,000 | +46.7% | 69,072 | +46.6% | 0.55% | +52.9% |
| MTS | Buy | MONTGOMERY STR INCOME SECS I | $886,000 | +29.0% | 56,378 | +32.7% | 0.54% | +34.3% |
| GHI | Buy | GLOBAL HIGH INCOME FUND INC | $878,000 | +53.2% | 85,333 | +63.4% | 0.54% | +59.5% |
| ZF | Buy | ZWEIG FD | $871,000 | +39.6% | 64,458 | +32.4% | 0.53% | +45.1% |
| 8107SC | Buy | AMERICAN STRATEGIC INCM PTFL | $849,000 | +14.7% | 86,920 | +23.1% | 0.52% | +19.5% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $832,000 | +257.1% | 55,407 | +256.1% | 0.51% | +273.0% |
| MCN | Buy | MADISON CLAYMORE CALL &EQTY | $827,000 | +15.0% | 104,344 | +15.1% | 0.51% | +19.6% |
| IDE | New | ING INFRASTRUCTURE INDLS & M | $826,000 | – | 48,970 | +100.0% | 0.51% | – |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR | $823,000 | -17.6% | 63,143 | -18.0% | 0.50% | -14.3% |
| SGL | Buy | STRATEGIC GLOBAL INCOME FD | $817,000 | +0.7% | 87,986 | +2.2% | 0.50% | +4.8% |
| WIA | Buy | WESTERN ASSET CLYM INFL SEC | $813,000 | +85.2% | 69,853 | +90.4% | 0.50% | +92.7% |
| DHG | Buy | DWS HIGH INCOME OPPORT FD IN | $801,000 | +1.0% | 56,583 | +2.8% | 0.49% | +5.4% |
| RNP | Buy | COHEN & STEERS REIT & PFD IN | $787,000 | +23.5% | 50,720 | +37.5% | 0.48% | +28.8% |
| RVT | Buy | ROYCE VALUE TR INC | $778,000 | +201.6% | 48,269 | +183.4% | 0.48% | +213.8% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $775,000 | +272.6% | 66,178 | +244.4% | 0.48% | +287.0% |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $772,000 | +18.6% | 29,921 | +15.1% | 0.47% | +23.8% |
| VBF | Sell | INVESCO BD FD | $751,000 | -22.0% | 42,815 | -18.5% | 0.46% | -18.7% |
| JGG | Buy | NUVEEN GBL INCOME OPPORTUN F | $749,000 | +216.0% | 63,849 | +232.7% | 0.46% | +228.6% |
| IGA | New | ING GLBL ADV & PREM OPP FUND | $746,000 | – | 62,506 | +100.0% | 0.46% | – |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $744,000 | +113.8% | 83,177 | +121.2% | 0.46% | +122.9% |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $743,000 | – | 51,037 | +100.0% | 0.46% | – |
| GDL | Buy | GDL FUND | $732,000 | +24.7% | 64,912 | +26.6% | 0.45% | +29.8% |
| EOD | New | WELLS FARGO ADV GLB DIV OPP | $727,000 | – | 100,505 | +100.0% | 0.45% | – |
| PCF | Buy | PUTMAN HIGH INCOME SEC FUND | $726,000 | +1.1% | 92,261 | +1.5% | 0.44% | +5.2% |
| PAI | Sell | WESTERN ASSET INCOME FD | $726,000 | -13.6% | 57,125 | -12.5% | 0.44% | -10.1% |
| BXMX | Buy | NUVEEN EQUITY PREM INCOME FD | $720,000 | +429.4% | 59,616 | +451.7% | 0.44% | +452.5% |
| BQR | Buy | BLACKROCK ECOSOLUTIONS INVT | $710,000 | +28.2% | 90,934 | +31.7% | 0.44% | +33.7% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $707,000 | +25.1% | 72,329 | +25.3% | 0.43% | +30.3% |
| DVM | Buy | COHEN & STEERS DIV MJRS FDIN | $706,000 | +49.9% | 51,717 | +57.2% | 0.43% | +56.3% |
| IGI | New | WESTERN ASSET INVT GRADE DEF | $705,000 | – | 35,872 | +100.0% | 0.43% | – |
| BKT | Buy | BLACKROCK INCOME TR INC | $703,000 | +141.6% | 105,369 | +147.7% | 0.43% | +152.0% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $700,000 | +35.7% | 154,942 | +44.8% | 0.43% | +41.4% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $701,000 | +68.5% | 80,793 | +85.4% | 0.43% | +75.5% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $700,000 | +268.4% | 105,926 | +271.3% | 0.43% | +283.9% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $696,000 | +14.7% | 59,823 | +14.3% | 0.43% | +19.3% |
| SCD | New | LMP CAP & INCOME FD INC | $693,000 | – | 46,585 | +100.0% | 0.42% | – |
| IRL | Sell | NEW IRELAND FUND INC | $681,000 | -26.8% | 57,825 | -35.4% | 0.42% | -23.7% |
| PDT | Buy | HANCOCK JOHN PREMUIM DIV FD | $682,000 | +31.7% | 57,014 | +46.0% | 0.42% | +37.0% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $671,000 | +463.9% | 82,981 | +527.8% | 0.41% | +488.6% |
| ABE | Buy | ABERDEEN EMERG MKTS TELE&INF | $668,000 | +12.5% | 35,018 | +17.3% | 0.41% | +17.1% |
| JTP | Buy | NUVEEN QUALITY PFD INCOME FD | $664,000 | +48.9% | 87,838 | +63.3% | 0.41% | +54.8% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $658,000 | +214.8% | 36,526 | +218.8% | 0.40% | +228.5% |
| JHS | New | HANCOCK JOHN INCOME SECS TR | $658,000 | – | 46,614 | +100.0% | 0.40% | – |
| GFY | Buy | WESTERN ASSET VAR RT STRG FD | $653,000 | +20.0% | 38,440 | +21.8% | 0.40% | +25.3% |
| JGT | Buy | NUVEEN DIVER CURRENCY OPPOR | $652,000 | +17.9% | 62,173 | +26.1% | 0.40% | +22.7% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $652,000 | -9.6% | 36,651 | -7.6% | 0.40% | -5.9% |
| RIT | Buy | LMP REAL ESTATE INCOME FD IN | $643,000 | +422.8% | 61,073 | +490.6% | 0.40% | +448.6% |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION FUN | $635,000 | -6.5% | 41,631 | -7.1% | 0.39% | -2.5% |
| INB | New | COHEN & STEERS GLOBAL INC BL | $632,000 | – | 60,076 | +100.0% | 0.39% | – |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $631,000 | -2.8% | 26,573 | +4.0% | 0.39% | +1.3% |
| GEQ | Buy | GUGGENHEIM EQ WEIGHT ENHANC | $625,000 | +20.4% | 35,926 | +25.9% | 0.38% | +25.5% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $625,000 | +26.8% | 62,530 | +29.1% | 0.38% | +32.4% |
| JHP | Buy | NUVEEN QUALITY PFD INC FD 3 | $622,000 | +33.5% | 78,831 | +42.3% | 0.38% | +38.9% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $623,000 | +108.4% | 31,553 | +99.7% | 0.38% | +117.0% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $622,000 | +227.4% | 37,170 | +247.1% | 0.38% | +241.1% |
| JGV | Buy | NUVEEN GBL VL OPPORTUNITIES | $617,000 | +343.9% | 47,513 | +339.8% | 0.38% | +362.2% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $617,000 | +69.5% | 39,821 | +76.9% | 0.38% | +77.1% |
| MGF | Buy | MFS GOVT MKTS INCOME TRsh ben int | $616,000 | +78.0% | 108,564 | +88.0% | 0.38% | +85.3% |
| BCF | New | BLACKROCK REAL ASSET EQUITY | $614,000 | – | 68,352 | +100.0% | 0.38% | – |
| IRR | Buy | ING RISK MANAGED NAT RES FD | $609,000 | +87.4% | 60,786 | +102.7% | 0.37% | +95.8% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $605,000 | +3.4% | 48,091 | +7.6% | 0.37% | +7.5% |
| M102SC | New | NUVEEN EQTY PRM OPPORTUNITYF | $602,000 | – | 49,941 | +100.0% | 0.37% | – |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $593,000 | +63.4% | 51,203 | +62.4% | 0.36% | +70.1% |
| NTC | Buy | NUVEEN CONN PREM INCOME MUNsh ben int | $593,000 | -3.4% | 49,756 | +6.5% | 0.36% | +0.6% |
| HAV | Buy | HELIOS ADVANTAGE INCOME FD I | $589,000 | +14.6% | 69,093 | +11.9% | 0.36% | +19.1% |
| 0295SC | Sell | AMERICAN SELECT PORTFOLIO IN | $584,000 | -45.7% | 60,793 | -42.6% | 0.36% | -43.5% |
| DPG | Buy | DUFF & PHELPS GLB UTL INC FD | $583,000 | +103.1% | 31,173 | +102.9% | 0.36% | +111.8% |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $582,000 | +75.3% | 46,409 | +85.3% | 0.36% | +82.1% |
| LGI | Buy | LAZARD GLB TTL RET&INCM FD I | $580,000 | +85.9% | 34,671 | +81.4% | 0.36% | +93.5% |
| JMT | Buy | NUVEEN MTG OPPTY TERM FD 2 | $579,000 | +31.0% | 24,117 | +40.0% | 0.36% | +36.5% |
| CFD | Buy | NUVEEN DIVERSIFIED COMMODTY | $579,000 | +72.3% | 34,969 | +77.8% | 0.36% | +79.3% |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $571,000 | – | 56,607 | +100.0% | 0.35% | – |
| TAI | Sell | TRANSAMERICA INCOME SHS INC | $568,000 | -21.2% | 27,798 | -20.5% | 0.35% | -17.9% |
| FMY | Sell | FIRST TRUST MORTGAGE INCM FD | $567,000 | -6.7% | 36,448 | -4.7% | 0.35% | -2.8% |
| IMF | Buy | WESTERN ASSET INFL MGMT FD I | $562,000 | +12.0% | 34,198 | +12.6% | 0.34% | +16.6% |
| CMK | New | MFS INTERMARKET INCOME TRUSTsh ben int | $560,000 | – | 69,963 | +100.0% | 0.34% | – |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $560,000 | – | 32,437 | +100.0% | 0.34% | – |
| BUI | Buy | BLACKROCK UTIL & INFRASTRCTU | $559,000 | +120.1% | 32,047 | +128.6% | 0.34% | +128.7% |
| NAZ | Sell | NUVEEN ARIZ PREM INCOME MUN | $557,000 | -43.7% | 44,961 | -39.8% | 0.34% | -41.3% |
| NQP | Sell | NUVEEN PA INVT QUALITY MUN F | $558,000 | -20.4% | 44,222 | -12.1% | 0.34% | -17.2% |
| NMY | Sell | NUVEEN MD PREM INCOME MUN FD | $555,000 | -41.2% | 45,693 | -35.1% | 0.34% | -38.7% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $550,000 | +52.4% | 25,434 | +43.8% | 0.34% | +58.2% |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $550,000 | – | 76,295 | +100.0% | 0.34% | – |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $548,000 | – | 31,175 | +100.0% | 0.34% | – |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $545,000 | +57.1% | 79,810 | +56.9% | 0.33% | +63.7% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $545,000 | -71.1% | 102,611 | -63.0% | 0.33% | -70.0% |
| SPXX | Buy | NUVEEN EQUITY PREM & GROWTH | $543,000 | +44.0% | 40,233 | +47.3% | 0.33% | +50.0% |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $536,000 | +1.9% | 135,929 | -0.0% | 0.33% | +6.1% |
| JPS | Buy | NUVEEN QUALITY PFD INCOME FD | $534,000 | +9.0% | 65,443 | +16.4% | 0.33% | +13.5% |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $532,000 | – | 44,690 | +100.0% | 0.33% | – |
| NVG | Sell | NUVEEN DIVID ADVANTAGE MUN I | $528,000 | -46.3% | 41,618 | -43.5% | 0.32% | -44.0% |
| NNC | Buy | NUVEEN N C PREM INCOME MUN Fsh ben int | $522,000 | +1.6% | 42,570 | +8.0% | 0.32% | +5.6% |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $517,000 | -11.2% | 67,136 | -14.9% | 0.32% | -7.6% |
| T107SC | Buy | NUVEEN EQUITY PREM ADV FD | $515,000 | +80.1% | 42,426 | +83.2% | 0.32% | +88.1% |
| FOF | New | COHEN & STEERS CLOSED END OP | $512,000 | – | 41,457 | +100.0% | 0.31% | – |
| ARK | Buy | BLACKROCK SR HIGH INCOME FD | $508,000 | +206.0% | 128,825 | +221.4% | 0.31% | +218.4% |
| EXD | New | EATON VANCE TAX-ADV BD & OPT | $507,000 | – | 33,737 | +100.0% | 0.31% | – |
| BNA | Sell | BLACKROCK INCOME OPP TRUST I | $503,000 | -34.6% | 50,792 | -33.6% | 0.31% | -31.8% |
| HSA | Buy | HELIOS STRATEGIC INCOME FD I | $503,000 | +37.1% | 79,164 | +31.7% | 0.31% | +43.1% |
| AGD | Buy | ALPINE GLOBAL DYNAMIC DIVD F | $502,000 | +22.4% | 105,556 | +18.5% | 0.31% | +27.3% |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $498,000 | +1.4% | 35,354 | +4.0% | 0.31% | +5.9% |
| MNP | New | WESTERN ASST MN PRT FD INC | $493,000 | – | 35,616 | +100.0% | 0.30% | – |
| FHY | New | FIRST TR STRATEGIC HIGH INC | $494,000 | – | 31,057 | +100.0% | 0.30% | – |
| HMH | Buy | HELIOS MULTI SEC HI INC FD I | $492,000 | +53.8% | 84,765 | +51.4% | 0.30% | +59.8% |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $491,000 | – | 31,506 | +100.0% | 0.30% | – |
| New | ABERDEEN GLOBAL INCOME | $487,000 | – | 44,927 | +100.0% | 0.30% | – | |
| HEQ | Buy | JOHN HANCOCK HDG EQ & INC FD | $484,000 | +11.0% | 29,084 | +12.6% | 0.30% | +15.6% |
| CTF | Buy | NUVEEN LG/SHT COMMODITY TOTR | $483,000 | -8.3% | 28,034 | +5.6% | 0.30% | -4.5% |
| RNE | Sell | MORGAN STANLEY EASTN EUR FD | $477,000 | -26.2% | 25,516 | -36.1% | 0.29% | -23.1% |
| NVY | Sell | NUVEEN PA DIVID ADVANTAGE MU 2 | $474,000 | -25.4% | 39,309 | -19.7% | 0.29% | -22.2% |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $473,000 | +127.4% | 26,345 | +133.7% | 0.29% | +135.8% |
| HYV | New | BLACKROCK CORPOR HI YLD FD V | $473,000 | – | 39,061 | +100.0% | 0.29% | – |
| BQY | Buy | BLACKROCK S&P QLTY RK EQ MD | $466,000 | +32.4% | 37,330 | +32.5% | 0.29% | +38.2% |
| NXJ | Sell | NUVEEN NJ DIV ADVANTAGE MUN | $463,000 | -44.3% | 36,751 | -40.2% | 0.28% | -42.0% |
| AYN | Sell | ALLIANCE NEW YORK MUN INC FD | $461,000 | -29.4% | 38,098 | -24.2% | 0.28% | -26.5% |
| IHD | New | ING EMERGING MKTS HGH DIV EQ | $460,000 | – | 36,006 | +100.0% | 0.28% | – |
| HIH | Buy | HELIOS HIGH INCOME FD INC | $452,000 | +61.4% | 54,411 | +58.1% | 0.28% | +67.9% |
| New | APOLLO SR FLOATING RATE FD I | $448,000 | – | 25,094 | +100.0% | 0.28% | – | |
| BGH | Buy | BABSON CAP GLB SHT DURHGH YL | $439,000 | +60.2% | 19,247 | +61.1% | 0.27% | +67.1% |
| BHY | New | BLACKROCK HIGH YIELD TR | $436,000 | – | 63,066 | +100.0% | 0.27% | – |
| New | ALLIANCE CALIF MUN INCOME FD | $433,000 | – | 35,487 | +100.0% | 0.27% | – | |
| JPI | Buy | NUVEEN PFD & INCOME TERM FD | $432,000 | +75.6% | 19,044 | +88.0% | 0.26% | +82.8% |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $432,000 | – | 46,048 | +100.0% | 0.26% | – |
| NSL | New | NUVEEN SR INCOME FD | $428,000 | – | 59,564 | +100.0% | 0.26% | – |
| FUND | Sell | ROYCE FOCUS TR | $427,000 | -18.4% | 59,140 | -21.1% | 0.26% | -14.9% |
| DTF | New | DTF TAX-FREE INCOME INC | $426,000 | – | 29,825 | +100.0% | 0.26% | – |
| VFL | Buy | DELAWARE INVT NAT MUNI INC Fsh ben int | $424,000 | -4.9% | 35,617 | +1.5% | 0.26% | -1.1% |
| JFC | Sell | J F CHINA REGION FD INC | $420,000 | -4.3% | 28,721 | -13.7% | 0.26% | -0.4% |
| HYF | Buy | MANAGED HIGH YIELD PLUS FD I | $417,000 | +329.9% | 208,382 | +328.8% | 0.26% | +349.1% |
| NUJ | Sell | NUVEEN NEW JERSEY DIVID | $418,000 | -13.1% | 33,498 | -6.9% | 0.26% | -9.5% |
| NXM | Sell | NUVEEN PA DIV ADVANTAGE MUN | $418,000 | -33.5% | 34,094 | -27.7% | 0.26% | -31.0% |
| ISD | New | PRUDENTIAL SHT DURATION HG Y | $418,000 | – | 23,245 | +100.0% | 0.26% | – |
| NPY | Sell | NUVEEN PA PREM INCOME MUN FD | $418,000 | -31.6% | 34,082 | -25.9% | 0.26% | -28.9% |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $414,000 | +35.7% | 30,954 | +33.1% | 0.25% | +41.1% |
| DUC | New | DUFF & PHELPS UTIL CORP BD T | $413,000 | – | 39,564 | +100.0% | 0.25% | – |
| JTD | New | NUVEEN TAX ADVANTAGED DIV GR | $413,000 | – | 28,279 | +100.0% | 0.25% | – |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $413,000 | -13.4% | 31,974 | -6.6% | 0.25% | -10.0% |
| COY | Sell | BLACKROCK CORPOR HIGH YLD FD | $411,000 | -7.6% | 57,151 | -6.4% | 0.25% | -3.8% |
| BHK | Sell | BLACKROCK CORE BD TR | $399,000 | -24.9% | 30,684 | -24.0% | 0.24% | -21.7% |
| WEA | New | WESTERN ASSET PREMIER BD FD | $398,000 | – | 28,160 | +100.0% | 0.24% | – |
| MZF | Sell | MANAGED DURATION INVT GRD FU | $398,000 | -15.3% | 31,213 | -10.4% | 0.24% | -11.9% |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $395,000 | – | 26,608 | +100.0% | 0.24% | – |
| MRF | New | AMERICAN INCOME FD INC | $389,000 | – | 52,436 | +100.0% | 0.24% | – |
| DDF | Sell | DELAWARE INVTS DIV & INCOME | $389,000 | -31.6% | 43,853 | -31.2% | 0.24% | -28.7% |
| CYE | Buy | BLACKROCK CORPOR HI YLD III | $386,000 | +123.1% | 52,896 | +126.4% | 0.24% | +132.4% |
| NNP | Buy | NUVEEN NY PERFORM PLUS MUN F | $387,000 | +104.8% | 28,263 | +119.1% | 0.24% | +113.5% |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $384,000 | +772.7% | 104,611 | +799.5% | 0.24% | +807.7% |
| EOT | Sell | EATON VANCE NATL MUN OPPORT | $384,000 | -6.1% | 20,428 | -1.3% | 0.24% | -2.1% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD V | $382,000 | +106.5% | 32,473 | +110.1% | 0.23% | +114.7% |
| NJV | Sell | NUVEEN NEW JERSEY MUN VALUE | $378,000 | -35.1% | 26,861 | -30.4% | 0.23% | -32.4% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $375,000 | -54.1% | 71,325 | -53.3% | 0.23% | -52.2% |
| PSF | New | COHEN & STEERS SLT PFD INCM | $375,000 | – | 15,671 | +100.0% | 0.23% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $373,000 | +97.4% | 92,713 | +108.5% | 0.23% | +106.3% |
| MYM | Sell | BLACKROCK MUNIYLD MICH QLTY | $372,000 | -29.5% | 31,736 | -23.5% | 0.23% | -26.7% |
| BHD | Sell | BLACKROCK STRTGC BOND TR | $370,000 | -35.0% | 28,553 | -34.4% | 0.23% | -32.2% |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $370,000 | – | 29,556 | +100.0% | 0.23% | – |
| FAV | Sell | FIRST TR ACTIVE DIVID INCOME | $370,000 | -55.3% | 44,044 | -56.7% | 0.23% | -53.5% |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $369,000 | -26.6% | 75,050 | -33.2% | 0.23% | -23.6% |
| RQI | New | COHEN & STEERS QUALITY RLTY | $369,000 | – | 37,813 | +100.0% | 0.23% | – |
| NQJ | Sell | NUVEEN NJ INVT QUALITY MUN F | $368,000 | -22.4% | 28,580 | -17.3% | 0.23% | -19.0% |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $365,000 | -47.4% | 31,139 | -48.2% | 0.22% | -45.2% |
| GDV | New | GABELLI DIVD & INCOME TR | $363,000 | – | 18,248 | +100.0% | 0.22% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $358,000 | – | 25,298 | +100.0% | 0.22% | – |
| EIP | Buy | EATON VANCE PA MUN BD FD | $357,000 | +34.2% | 30,800 | +44.4% | 0.22% | +39.5% |
| NBD | Buy | NUVEEN BUILD AMER BD OPPTNY | $354,000 | -4.6% | 19,072 | +2.9% | 0.22% | -0.9% |
| EVV | New | EATON VANCE LTD DUR INCOME F | $350,000 | – | 22,404 | +100.0% | 0.22% | – |
| NYV | Buy | NUVEEN NEW YORK MUN VALUE FD | $342,000 | +86.9% | 24,431 | +91.7% | 0.21% | +94.4% |
| FPT | Sell | FEDERATED PREM INTR MUN INC | $341,000 | -37.1% | 27,244 | -34.4% | 0.21% | -34.5% |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $341,000 | – | 20,079 | +100.0% | 0.21% | – |
| ISL | Sell | ABERDEEN ISRAEL FUND INC | $339,000 | -33.9% | 22,062 | -37.0% | 0.21% | -31.1% |
| JMF | New | NUVEEN ENERGY MLP TOTL RTRNF | $339,000 | – | 18,123 | +100.0% | 0.21% | – |
| EAD | Buy | WELLS FARGO ADVANTAGE INCOME | $339,000 | +85.2% | 37,637 | +95.2% | 0.21% | +92.6% |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $338,000 | -51.3% | 69,194 | -50.4% | 0.21% | -49.4% |
| TKF | Sell | TURKISH INVT FD INC | $334,000 | -37.8% | 22,231 | -34.2% | 0.20% | -35.1% |
| NCU | Buy | NUVEEN CALIF PREM INCOME MUN | $334,000 | +97.6% | 25,166 | +109.2% | 0.20% | +105.0% |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $333,000 | +197.3% | 120,190 | +208.6% | 0.20% | +209.1% |
| GDF | New | WESTERN ASSET GLB PTNRS INCO | $323,000 | – | 29,006 | +100.0% | 0.20% | – |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUNI | $322,000 | -32.4% | 24,918 | -29.6% | 0.20% | -29.3% |
| BQH | Buy | BLACKROCK NY MUNICIPAL BOND | $321,000 | +51.4% | 24,704 | +62.4% | 0.20% | +57.6% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $318,000 | -42.8% | 24,367 | -43.9% | 0.20% | -40.5% |
| MHY | Sell | WESTERN ASSET MGD HI INCM FD | $318,000 | -49.1% | 55,856 | -47.8% | 0.20% | -47.0% |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $318,000 | -60.5% | 24,498 | -57.6% | 0.20% | -58.9% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3 | $317,000 | -68.0% | 24,964 | -66.6% | 0.20% | -66.6% |
| NBB | New | NUVEEN BUILD AMER BD FD | $313,000 | – | 17,334 | +100.0% | 0.19% | – |
| EMJ | Buy | EATON VANCE N J MUN BD FD | $312,000 | +22.8% | 26,627 | +31.7% | 0.19% | +27.3% |
| UTG | New | REAVES UTIL INCOME FD | $307,000 | – | 12,230 | +100.0% | 0.19% | – |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $307,000 | -40.5% | 24,166 | -34.8% | 0.19% | -38.2% |
| JFR | New | NUVEEN FLOATING RATE INCOME | $303,000 | – | 25,312 | +100.0% | 0.19% | – |
| TDF | Sell | TEMPLETON DRAGON FD INC | $303,000 | -63.1% | 11,657 | -64.4% | 0.19% | -61.6% |
| ENX | Sell | EATON VANCE NEW YORK MUN BD | $302,000 | -53.0% | 26,202 | -49.3% | 0.18% | -51.2% |
| IAE | Buy | ING ASIA PAC HGH DIVID EQ IN | $302,000 | +97.4% | 22,530 | +100.7% | 0.18% | +105.6% |
| EVP | Buy | EATON VANCE PA MUNI INCOME Tsh ben int | $298,000 | +52.0% | 26,218 | +61.7% | 0.18% | +59.1% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $299,000 | -48.8% | 55,269 | -50.8% | 0.18% | -46.8% |
| GRR | Sell | ASIA TIGERS FD INC | $296,000 | -27.1% | 25,557 | -27.8% | 0.18% | -23.8% |
| LBF | Sell | DWS GLOBAL HIGH INCOME FD | $294,000 | -10.6% | 36,706 | -10.0% | 0.18% | -7.2% |
| IGD | New | ING GLOBAL EQTY DIV & PREM O | $291,000 | – | 32,252 | +100.0% | 0.18% | – |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $291,000 | – | 70,252 | +100.0% | 0.18% | – |
| DNIF | Sell | DIVIDEND & INCOME FUND | $288,000 | -16.5% | 20,023 | -7.4% | 0.18% | -12.8% |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $289,000 | – | 25,515 | +100.0% | 0.18% | – |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $285,000 | – | 13,246 | +100.0% | 0.18% | – |
| NRK | Sell | NUVEEN NY AMT-FREE MUN INCOM | $284,000 | -30.6% | 23,218 | -24.7% | 0.17% | -27.8% |
| SGF | Sell | SINGAPORE FD INC | $284,000 | -58.3% | 21,682 | -58.8% | 0.17% | -56.6% |
| NKG | Sell | NUVEEN GA DIV ADV MUN FD 2 | $282,000 | -49.4% | 23,509 | -46.5% | 0.17% | -47.3% |
| HIS | Buy | BLACKROCK HIGH INCOME SH | $282,000 | +8.9% | 135,435 | +12.2% | 0.17% | +13.1% |
| MMV | Sell | EATON VANCE MA MUNI INCOME Tsh ben int | $281,000 | -42.1% | 21,933 | -41.2% | 0.17% | -39.9% |
| EMI | Buy | EATON VANCE MI MUNI INCOME Tsh ben int | $279,000 | +121.4% | 24,793 | +141.2% | 0.17% | +131.1% |
| NCB | New | NUVEEN CALIF MUNICPAL VALU F | $273,000 | – | 18,343 | +100.0% | 0.17% | – |
| BSE | Sell | BLACKROCK NY MUNI INC QLTY T | $271,000 | -51.3% | 22,044 | -47.4% | 0.17% | -49.4% |
| HHY | Sell | HELIOS HIGH YIELD FD | $271,000 | -0.4% | 27,477 | -3.0% | 0.17% | +3.8% |
| APB | Sell | ASIA PAC FD INC | $266,000 | -35.1% | 26,242 | -35.4% | 0.16% | -32.6% |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $265,000 | – | 37,715 | +100.0% | 0.16% | – |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $263,000 | -46.0% | 25,498 | -42.7% | 0.16% | -43.9% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $263,000 | +45.3% | 15,565 | +47.3% | 0.16% | +50.5% |
| BNJ | Buy | BLACKROCK N J MUN INCOME TR | $261,000 | +26.7% | 19,065 | +33.4% | 0.16% | +32.2% |
| LDF | Sell | LATIN AMERN DISCOVERY FD INC | $261,000 | -37.6% | 18,838 | -39.2% | 0.16% | -35.0% |
| TLI | New | LMP CORPORATE LN FD INC | $259,000 | – | 20,896 | +100.0% | 0.16% | – |
| CXH | Sell | MFS INVT GRADE MUN TRsh ben int | $257,000 | -62.2% | 29,570 | -59.3% | 0.16% | -60.6% |
| JHI | New | HANCOCK JOHN INVS TR | $256,000 | – | 13,541 | +100.0% | 0.16% | – |
| CHN | Sell | CHINA FD INC | $252,000 | -66.8% | 11,587 | -69.5% | 0.16% | -65.3% |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $249,000 | -52.6% | 19,141 | -51.0% | 0.15% | -50.5% |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $250,000 | – | 14,138 | +100.0% | 0.15% | – |
| EVO | Buy | EATON VANCE OH MUNI INCOME Tsh ben int | $250,000 | +7.8% | 20,293 | +12.5% | 0.15% | +11.7% |
| ETO | New | EATON VANCE TX ADV GLB DIV O | $246,000 | – | 10,882 | +100.0% | 0.15% | – |
| EIA | Sell | EATON VANCE CALIF MUN BD FD | $241,000 | -33.1% | 21,442 | -31.6% | 0.15% | -30.2% |
| NKX | Sell | NUVEEN CAL AMT-FREE MUN INC | $242,000 | -58.8% | 19,630 | -55.0% | 0.15% | -57.2% |
| NYH | Buy | EATON VANCE N Y MUN BD FD II | $242,000 | +96.7% | 21,803 | +109.1% | 0.15% | +105.6% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $240,000 | +53.8% | 19,425 | +52.2% | 0.15% | +59.8% |
| TRF | Sell | TEMPLETON RUS AND EAST EUR F | $236,000 | -44.6% | 16,099 | -48.3% | 0.14% | -42.2% |
| VGM | New | INVESCO TR INVT GRADE MUNS | $235,000 | – | 18,823 | +100.0% | 0.14% | – |
| NNJ | Sell | NUVEEN NJ PREM INCOME MUN FD | $235,000 | -47.4% | 17,492 | -44.1% | 0.14% | -45.2% |
| MNE | Sell | BLACKROCK MUNI N Y INTER DUR | $232,000 | -75.8% | 17,150 | -73.8% | 0.14% | -74.8% |
| VKI | New | INVESCO ADVANTAGE MUNICIPALsh ben int | $232,000 | – | 21,706 | +100.0% | 0.14% | – |
| BFY | Sell | BLACKROCK NY MUN INCOME TR I | $231,000 | -42.8% | 17,787 | -36.7% | 0.14% | -40.3% |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $229,000 | – | 11,973 | +100.0% | 0.14% | – |
| VCF | Buy | DELAWARE INV CO MUN INC FD I | $230,000 | +66.7% | 18,156 | +78.3% | 0.14% | +74.1% |
| IID | New | ING INTL HIGH DIVD EQTY INC | $230,000 | – | 25,362 | +100.0% | 0.14% | – |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $226,000 | -45.9% | 10,084 | -39.7% | 0.14% | -43.5% |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $227,000 | -5.0% | 24,886 | -1.0% | 0.14% | -1.4% |
| GCH | Sell | GREATER CHINA FD INC | $225,000 | -62.5% | 19,747 | -63.9% | 0.14% | -60.9% |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $223,000 | – | 18,954 | +100.0% | 0.14% | – |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $221,000 | -50.4% | 37,016 | -50.7% | 0.14% | -48.3% |
| BZM | New | BLACKROCK MD MUNICIPAL BOND | $221,000 | – | 16,994 | +100.0% | 0.14% | – |
| GF | Sell | NEW GERMANY FD INC | $222,000 | -49.0% | 10,763 | -56.4% | 0.14% | -46.9% |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $219,000 | – | 16,991 | +100.0% | 0.13% | – |
| NBO | New | NEUBERGER BERMAN NY INT MUN | $218,000 | – | 16,833 | +100.0% | 0.13% | – |
| IIF | Sell | MORGAN STANLEY INDIA INVS FD | $219,000 | -72.0% | 14,518 | -71.4% | 0.13% | -70.9% |
| EVJ | New | EATON VANCE NJ MUNI INCOME Tsh ben int | $216,000 | – | 18,144 | +100.0% | 0.13% | – |
| CGO | New | CALAMOS GLOBAL TOTAL RETURN | $217,000 | – | 16,100 | +100.0% | 0.13% | – |
| HTY | New | HANCOCK JOHN INV TRUSTtax adv glb sh | $215,000 | – | 18,702 | +100.0% | 0.13% | – |
| ETV | New | EATON VANCE TX MNG BY WRT OP | $214,000 | – | 16,359 | +100.0% | 0.13% | – |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $209,000 | -73.3% | 11,904 | -73.3% | 0.13% | -72.2% |
| New | NUVEEN QUALITY MUN FD INC | $209,000 | – | 17,006 | +100.0% | 0.13% | – | |
| New | NUVEEN SELECT TAX FREE INCMsh ben int | $207,000 | – | 16,132 | +100.0% | 0.13% | – | |
| RFI | New | COHEN & STEERS TOTAL RETURN | $207,000 | – | 16,733 | +100.0% | 0.13% | – |
| NMI | Buy | NUVEEN MUN INCOME FD INC | $205,000 | +50.7% | 20,437 | +62.4% | 0.13% | +57.5% |
| VMM | Sell | DELAWARE INV MN MUN INC FD I | $206,000 | -71.8% | 16,015 | -70.1% | 0.13% | -70.8% |
| EIO | New | EATON VANCE OHIO MUN BD FD | $204,000 | – | 17,961 | +100.0% | 0.12% | – |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $204,000 | -45.5% | 11,405 | -46.2% | 0.12% | -43.2% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $202,000 | +14.1% | 21,634 | +22.0% | 0.12% | +19.2% |
| KEF | Sell | KOREA EQUITY FD INC | $200,000 | -31.7% | 23,045 | -38.6% | 0.12% | -28.9% |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $200,000 | -49.4% | 14,456 | -47.0% | 0.12% | -47.2% |
| BHL | New | BLACKROCK DEFINED OPPRTY CR | $200,000 | – | 14,321 | +100.0% | 0.12% | – |
| CCA | Sell | MFS CALIF MUN FD | $201,000 | -46.1% | 19,604 | -43.2% | 0.12% | -44.1% |
| EIV | Sell | EATON VANCE MUN BD FD II | $198,000 | -63.1% | 17,702 | -62.2% | 0.12% | -61.7% |
| STK | Buy | COLUMBIA SELIGM PREM TECH GR | $195,000 | +21.9% | 13,726 | +23.6% | 0.12% | +27.7% |
| VLT | Sell | INVESCO HIGH INCOME TR II | $196,000 | -67.3% | 12,323 | -67.3% | 0.12% | -66.0% |
| DMF | New | DREYFUS MUN INCOME INC | $196,000 | – | 22,640 | +100.0% | 0.12% | – |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $195,000 | – | 23,458 | +100.0% | 0.12% | – |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $194,000 | -67.9% | 14,840 | -66.8% | 0.12% | -66.6% |
| JOF | New | JAPAN SMALLER CAPTLZTN FD IN | $192,000 | – | 21,110 | +100.0% | 0.12% | – |
| IF | Sell | ABERDEEN INDONESIA FD INC | $188,000 | -68.5% | 18,970 | -62.4% | 0.12% | -67.2% |
| PHD | New | PIONEER FLOATING RATE TR | $188,000 | – | 14,974 | +100.0% | 0.12% | – |
| GGE | New | GUGGENHEIM ENHANCED EQUITY S | $186,000 | – | 10,420 | +100.0% | 0.11% | – |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $186,000 | -66.8% | 16,062 | -65.3% | 0.11% | -65.5% |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY II | $185,000 | – | 14,676 | +100.0% | 0.11% | – |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $184,000 | -81.2% | 14,616 | -79.8% | 0.11% | -80.4% |
| BTA | Sell | BLACKROCK LONG-TERM MUNI ADV | $182,000 | -66.2% | 17,157 | -64.0% | 0.11% | -64.8% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $180,000 | -76.3% | 13,825 | -74.9% | 0.11% | -75.4% |
| NUO | Sell | NUVEEN OHIO QUALITY INCOME M | $180,000 | -77.0% | 12,799 | -75.7% | 0.11% | -76.1% |
| BPS | New | BLACKROCK PA STRATEGIC MUN T | $179,000 | – | 14,821 | +100.0% | 0.11% | – |
| MAB | Sell | EATON VANCE MASS MUN BD FD | $177,000 | -14.5% | 14,188 | -7.7% | 0.11% | -10.7% |
| NIO | Sell | NUVEEN MUN OPPORTUNITY FD IN | $176,000 | -66.0% | 13,528 | -63.4% | 0.11% | -64.6% |
| NXC | New | NUVEEN CA SELECT TAX FREE PRsh ben int | $173,000 | – | 12,781 | +100.0% | 0.11% | – |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $169,000 | – | 42,216 | +100.0% | 0.10% | – |
| NMB | Sell | NUVEEN MASS DIVID ADVANTAG M | $167,000 | -53.9% | 12,781 | -47.2% | 0.10% | -52.1% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $167,000 | -77.1% | 15,273 | -75.9% | 0.10% | -76.2% |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $163,000 | -82.3% | 13,336 | -81.1% | 0.10% | -81.5% |
| EOS | Sell | EATON VANCE ENH EQTY INC FD | $161,000 | -43.1% | 13,330 | -45.8% | 0.10% | -40.7% |
| VKQ | Sell | INVESCO MUN TR | $162,000 | -56.9% | 13,871 | -53.4% | 0.10% | -55.2% |
| IIM | Sell | INVESCO VALUE MUN INCOME TR | $162,000 | -71.8% | 11,981 | -70.2% | 0.10% | -70.7% |
| CXE | Sell | MFS HIGH INCOME MUN TRsh ben int | $158,000 | -47.5% | 34,017 | -44.8% | 0.10% | -45.2% |
| NPN | New | NUVEEN PA MUN VALUE FD | $157,000 | – | 11,559 | +100.0% | 0.10% | – |
| NUM | Sell | NUVEEN MICH QUALITY INCOME M | $157,000 | -64.4% | 12,190 | -62.1% | 0.10% | -63.1% |
| NXN | New | NUVEEN NY SELECT TAX FREE PRsh ben int | $154,000 | – | 11,808 | +100.0% | 0.09% | – |
| MHF | Sell | WESTERN ASSET MUN HI INCM FD | $151,000 | -76.0% | 22,150 | -74.7% | 0.09% | -74.9% |
| MIW | New | EATON VANCE MICH MUN BD FD | $152,000 | – | 12,867 | +100.0% | 0.09% | – |
| NNY | New | NUVEEN NY MUN VALUE FD | $151,000 | – | 16,837 | +100.0% | 0.09% | – |
| GGT | New | GABELLI MULTIMEDIA TR INC | $151,000 | – | 15,528 | +100.0% | 0.09% | – |
| New | ABERDEEN ASIA-PACIFIC INC | $149,000 | – | 24,517 | +100.0% | 0.09% | – | |
| MEN | New | BLACKROCK MUNIENHANCED FD IN | $149,000 | – | 14,015 | +100.0% | 0.09% | – |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $149,000 | -83.4% | 11,917 | -82.2% | 0.09% | -82.8% |
| EVY | New | EATON VANCE NY MUNI INCOME Tsh ben int | $144,000 | – | 11,519 | +100.0% | 0.09% | – |
| JEQ | Buy | JAPAN EQUITY FD INC | $142,000 | +49.5% | 20,825 | +41.1% | 0.09% | +55.4% |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $141,000 | +35.6% | 16,025 | +30.7% | 0.09% | +42.6% |
| MYJ | Sell | BLACKROCK MUNIYIELD N J FD I | $141,000 | -51.9% | 10,190 | -48.9% | 0.09% | -49.7% |
| MPA | Sell | BLACKROCK MUNIYIELD PA QLTY | $138,000 | -77.5% | 10,272 | -76.3% | 0.08% | -76.5% |
| BLJ | New | BLACKROCK NJ MUNICIPAL BOND | $137,000 | – | 10,012 | +100.0% | 0.08% | – |
| FMN | New | FEDERATED PREM MUN INC FD | $133,000 | – | 10,094 | +100.0% | 0.08% | – |
| NXQ | Sell | NUVEEN SELECT TAX FREE INCMsh ben int | $134,000 | -57.2% | 10,689 | -55.8% | 0.08% | -55.4% |
| JTA | Sell | NUVEEN TX ADV TOTAL RET STRG | $133,000 | -16.4% | 10,617 | -17.1% | 0.08% | -12.8% |
| MUA | Sell | BLACKROCK MUNIASSETS FD INC | $125,000 | -71.3% | 10,500 | -69.6% | 0.08% | -70.0% |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $125,000 | – | 14,915 | +100.0% | 0.08% | – |
| MFM | Sell | MFS MUN INCOME TRsh ben int | $124,000 | -68.5% | 19,410 | -66.3% | 0.08% | -67.2% |
| OIA | Sell | INVESCO MUNI INCOME OPP TRST | $102,000 | -86.0% | 16,045 | -85.5% | 0.06% | -85.3% |
| DSM | Sell | DREYFUS STRATEGIC MUN BD FD | $78,000 | -73.6% | 10,147 | -71.9% | 0.05% | -72.4% |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -13,328 | -100.0% | -0.07% | – |
| NCA | Exit | NUVEEN CALIF MUN VALUE FD | $0 | – | -15,362 | -100.0% | -0.08% | – |
| KTF | Exit | DWS MUN INCOME TR | $0 | – | -11,593 | -100.0% | -0.09% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -10,581 | -100.0% | -0.09% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QLTY | $0 | – | -12,717 | -100.0% | -0.10% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD INC | $0 | – | -13,136 | -100.0% | -0.10% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -44,300 | -100.0% | -0.12% | – |
| PKO | Exit | PIMCO INCOME OPPORTUNITY FD | $0 | – | -7,062 | -100.0% | -0.12% | – |
| MZA | Exit | BLACKROCK MUNIYIELD ARIZ FD | $0 | – | -15,511 | -100.0% | -0.12% | – |
| NMT | Exit | NUVEEN MASS PREM INCOME MUN | $0 | – | -15,135 | -100.0% | -0.12% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FDsh ben int | $0 | – | -21,343 | -100.0% | -0.12% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -17,343 | -100.0% | -0.13% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA FUN | $0 | – | -14,949 | -100.0% | -0.13% | – |
| MJI | Exit | BLACKROCK MUNIYIELD NJ QLTY | $0 | – | -15,992 | -100.0% | -0.13% | – |
| MUC | Exit | BLACKROCK MUNIHLDNGS CALI QL | $0 | – | -16,830 | -100.0% | -0.14% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -17,411 | -100.0% | -0.15% | – |
| NVC | Exit | NUVEEN CA SELECT QUALITY MUN | $0 | – | -16,299 | -100.0% | -0.15% | – |
| MYF | Exit | BLACKROCK MUNIYIELD INVST FD | $0 | – | -17,339 | -100.0% | -0.15% | – |
| HPI | Exit | HANCOCK JOHN PFD INCOME FDsh ben int | $0 | – | -12,041 | -100.0% | -0.15% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS FD IN | $0 | – | -15,399 | -100.0% | -0.15% | – |
| KMM | Exit | DWS MULTI MKT INCOME TR | $0 | – | -27,162 | -100.0% | -0.16% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -18,748 | -100.0% | -0.16% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD I | $0 | – | -19,157 | -100.0% | -0.17% | – |
| EMF | Exit | TEMPLETON EMERGING MKTS FD I | $0 | – | -16,177 | -100.0% | -0.17% | – |
| NTX | Exit | NUVEEN TEX QUALITY INCOME MU | $0 | – | -20,169 | -100.0% | -0.17% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -23,917 | -100.0% | -0.17% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALI QLT | $0 | – | -19,717 | -100.0% | -0.17% | – |
| MYN | Exit | BLACKROCK MUNIYIELD NY QLTY | $0 | – | -22,122 | -100.0% | -0.18% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -21,496 | -100.0% | -0.18% | – |
| CEV | Exit | EATON VANCE CA MUNI INCOME Tsh ben int | $0 | – | -25,724 | -100.0% | -0.19% | – |
| KST | Exit | DWS STRATEGIC INCOME TR | $0 | – | -24,420 | -100.0% | -0.19% | – |
| EEA | Exit | EUROPEAN EQUITY FUND | $0 | – | -45,425 | -100.0% | -0.19% | – |
| MTT | Exit | WESTERN ASSET MUN DEF OPP TR | $0 | – | -15,118 | -100.0% | -0.19% | – |
| NAC | Exit | NUVEEN CA DIVIDEND ADV MUN F | $0 | – | -24,061 | -100.0% | -0.19% | – |
| MIY | Exit | BLACKROCK MUNIYLD MICH QLTY | $0 | – | -24,316 | -100.0% | -0.20% | – |
| BBN | Exit | BLACKROCK BUILD AMER BD TR | $0 | – | -16,999 | -100.0% | -0.20% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -11,863 | -100.0% | -0.20% | – |
| BNY | Exit | BLACKROCK N Y MUN INCOME TRsh ben int | $0 | – | -24,668 | -100.0% | -0.20% | – |
| LAQ | Exit | ABERDEEN LATIN AMER EQTY FD | $0 | – | -11,106 | -100.0% | -0.20% | – |
| NMD | Exit | NUVEEN MUN HIGH INC OPPTY FD | $0 | – | -29,336 | -100.0% | -0.21% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -25,192 | -100.0% | -0.21% | – |
| MUS | Exit | BLACKROCK MUNIHOLDNGS QLTY I | $0 | – | -28,430 | -100.0% | -0.21% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INC | $0 | – | -31,330 | -100.0% | -0.22% | – |
| MHN | Exit | BLACKROCK MUNIHLDGS NY QLTY | $0 | – | -27,653 | -100.0% | -0.23% | – |
| NXP | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -31,565 | -100.0% | -0.25% | – |
| CEE | Exit | CENTRAL EUROPE & RUSSIA FD I | $0 | – | -14,158 | -100.0% | -0.25% | – |
| KF | Exit | KOREA FD | $0 | – | -12,603 | -100.0% | -0.26% | – |
| NQC | Exit | NUVEEN CA INVT QUALITY MUN F | $0 | – | -31,062 | -100.0% | -0.26% | – |
| NXR | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -34,464 | -100.0% | -0.27% | – |
| NGX | Exit | NUVEEN MASS AMT-FREE MUN INC | $0 | – | -34,384 | -100.0% | -0.27% | – |
| BAF | Exit | BLACKROCK MUNI INCOME INV QL | $0 | – | -34,012 | -100.0% | -0.28% | – |
| NPT | Exit | NUVEEN PREM INCOME MUN FD 4 | $0 | – | -37,879 | -100.0% | -0.28% | – |
| NIE | Exit | AGIC EQUITY & CONV INCOME FD | $0 | – | -26,248 | -100.0% | -0.28% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -67,458 | -100.0% | -0.28% | – |
| TWN | Exit | TAIWAN FD INC | $0 | – | -29,906 | -100.0% | -0.29% | – |
| TTF | Exit | THAI FD INC | $0 | – | -23,022 | -100.0% | -0.29% | – |
| FCO | Exit | ABERDEEN GLOBAL INCOME FD IN | $0 | – | -45,358 | -100.0% | -0.30% | – |
| NZH | Exit | NUVEEN CA DIV ADV MUNI FD 3 | $0 | – | -40,614 | -100.0% | -0.30% | – |
| BSD | Exit | BLACKROCK STRATEGIC MUN TR | $0 | – | -39,453 | -100.0% | -0.30% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD I | $0 | – | -33,002 | -100.0% | -0.30% | – |
| JRI | Exit | NUVEEN REAL ASSET INC & GROW | $0 | – | -27,911 | -100.0% | -0.31% | – |
| VPV | Exit | INVESCO PA VALUE MUN INCOME | $0 | – | -39,628 | -100.0% | -0.32% | – |
| NVX | Exit | NUVEEN CA DIV ADVANTG MUN FD | $0 | – | -39,689 | -100.0% | -0.32% | – |
| NGZ | Exit | AGIC GLOBAL EQUITY & CONV IN | $0 | – | -40,347 | -100.0% | -0.33% | – |
| BBK | Exit | BLACKROCK MUNICIPAL BOND TR | $0 | – | -37,608 | -100.0% | -0.33% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -42,395 | -100.0% | -0.33% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -91,182 | -100.0% | -0.33% | – |
| MSF | Exit | MORGAN STANLEY EMER MKTS FD | $0 | – | -40,289 | -100.0% | -0.34% | – |
| NPV | Exit | NUVEEN VA PREM INCOME MUN FD | $0 | – | -41,454 | -100.0% | -0.34% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -49,271 | -100.0% | -0.36% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -45,141 | -100.0% | -0.38% | – |
| EGF | Exit | BLACKROCK ENHANCED GOVT FD I | $0 | – | -45,536 | -100.0% | -0.38% | – |
| NPP | Exit | NUVEEN PERFORMANCE PLUS MUN | $0 | – | -45,620 | -100.0% | -0.39% | – |
| FEO | Exit | FIRST TR/ABERDEEN EMERG OPT | $0 | – | -35,272 | -100.0% | -0.39% | – |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -51,846 | -100.0% | -0.40% | – |
| DMO | Exit | WESTERN ASSET MTG DEF OPPTY | $0 | – | -29,653 | -100.0% | -0.40% | – |
| BBF | Exit | BLACKROCK MUNIC INCM INVST Tsh ben int | $0 | – | -50,908 | -100.0% | -0.41% | – |
| NPF | Exit | NUVEEN PREMIER MUN INCOME FD | $0 | – | -60,250 | -100.0% | -0.47% | – |
| AKP | Exit | ALLIANCE CALIF MUN INCOME FD | $0 | – | -63,630 | -100.0% | -0.49% | – |
| IFN | Exit | INDIA FD INC | $0 | – | -43,720 | -100.0% | -0.49% | – |
| Exit | FIRST TR STRATEGIC HIGH INC | $0 | – | -54,237 | -100.0% | -0.50% | – | |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -66,947 | -100.0% | -0.51% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FD | $0 | – | -70,193 | -100.0% | -0.56% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -134,843 | -100.0% | -0.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-12-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BlackRock Resources & Commodit | 33 | Q4 2021 | 2.1% |
| CBRE GBL REAL ESTATE INC FD | 32 | Q2 2023 | 1.7% |
| GAMCO Global Gold Natural Reso | 29 | Q1 2023 | 2.2% |
| Royce Micro-Cap Trust Inc | 29 | Q3 2020 | 0.9% |
| ADAMS EXPRESS CO | 28 | Q3 2021 | 2.0% |
| BLACKROCK INTL GRWTH & INC T | 28 | Q2 2022 | 2.1% |
| EXXON MOBIL CORP | 27 | Q4 2023 | 46.5% |
| PHILIP MORRIS INTL INC | 27 | Q4 2023 | 1.7% |
| ALTRIA GROUP INC | 27 | Q4 2023 | 1.6% |
| SUPERCOM LTD NEW | 27 | Q4 2023 | 1.5% |
View DOLIVER ADVISORS, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BOULDER GROWTH & INCOME FUND | August 29, 2012 | 1,048,089 | 4.1% |
| CORNERSTONE PROGRESSIVE RETURN FUND | October 14, 2010 | 417,000 | 4.5% |
| FORT DEARBORN INCOME SECURITIES INC | September 14, 2010 | 206,974 | 2.4% |
| RIVUS BOND FUND | June 10, 2009 | 18,295 | 0.4% |
| FIRST TRUST VALUE LINE R 100 FUNDSold out | August 07, 2007 | 0 | 0.0% |
| FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDSold out | August 06, 2007 | 0 | 0.0% |
| PIONEER INTEREST SHARES | April 10, 2007 | 1,696,100 | 22.9% |
| BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC | February 14, 2007 | 637,800 | 5.0% |
| RIVUS BOND FUND | February 14, 2007 | 253,700 | 5.2% |
| CORNERSTONE STRATEGIC VALUE FUND INC/ NEW | April 03, 2006 | 319,490 | 1.3% |
View DOLIVER ADVISORS, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-01-03 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-07 |
View DOLIVER ADVISORS, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.