$157 Million is the total value of DOLIVER ADVISORS, LP's 255 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 53.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $4,549,000 | +2.5% | 403,641 | -1.7% | 2.91% | +6.6% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $3,149,000 | +0.2% | 225,932 | -5.8% | 2.01% | +4.3% |
| TY | Buy | TRI CONTL CORP | $2,903,000 | +87.8% | 145,316 | +72.2% | 1.85% | +95.4% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $2,583,000 | +154.0% | 325,311 | +140.4% | 1.65% | +164.4% |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $2,202,000 | +271.3% | 189,997 | +271.1% | 1.41% | +286.5% |
| PEO | Buy | PETROLEUM & RES CORP | $2,090,000 | +27.0% | 76,347 | +25.4% | 1.34% | +32.2% |
| NNC | Buy | NUVEEN N C PREM INCOME MUN Fsh ben int | $1,932,000 | +270.1% | 161,561 | +279.5% | 1.23% | +285.6% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $1,841,000 | +780.9% | 106,904 | +798.1% | 1.18% | +818.8% |
| CFD | Buy | NUVEEN DIVERSIFIED COMMODTY | $1,727,000 | +198.3% | 113,852 | +225.6% | 1.10% | +210.7% |
| T101SC | Sell | AMERICAN STRATEGIC INCOME II | $1,697,000 | -7.2% | 258,668 | -2.2% | 1.08% | -3.4% |
| WIW | Buy | WESTERN ASSET CLYM INFL OPP | $1,692,000 | +69.4% | 150,144 | +74.3% | 1.08% | +76.3% |
| BCV | Buy | BANCROFT FUND LTD | $1,633,000 | +31.5% | 87,770 | +26.6% | 1.04% | +36.9% |
| BUI | Buy | BLACKROCK UTIL & INFRASTRCTU | $1,367,000 | +144.5% | 76,522 | +138.8% | 0.87% | +154.5% |
| BQR | Buy | BLACKROCK ECOSOLUTIONS INVT | $1,329,000 | +87.2% | 169,067 | +85.9% | 0.85% | +94.7% |
| NTC | Buy | NUVEEN CONN PREM INCOME MUNsh ben int | $1,253,000 | +111.3% | 107,977 | +117.0% | 0.80% | +119.8% |
| BCF | Buy | BLACKROCK REAL ASSET EQUITY | $1,213,000 | +97.6% | 139,253 | +103.7% | 0.78% | +105.6% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $1,207,000 | +73.4% | 100,898 | +68.7% | 0.77% | +80.6% |
| ADX | Sell | ADAMS EXPRESS CO | $1,200,000 | -3.2% | 91,789 | -8.3% | 0.77% | +0.7% |
| IRR | Buy | ING RISK MANAGED NAT RES FD | $1,189,000 | +95.2% | 121,154 | +99.3% | 0.76% | +102.9% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $1,153,000 | +22.9% | 275,189 | +18.0% | 0.74% | +27.8% |
| MPA | Buy | BLACKROCK MUNIYIELD PA QLTY | $1,148,000 | +731.9% | 89,640 | +772.7% | 0.73% | +762.4% |
| ERC | Buy | WELLS FARGO ADVANTAGE MULTI | $1,132,000 | +20.9% | 80,526 | +21.7% | 0.72% | +26.0% |
| DHG | Buy | DWS HIGH INCOME OPPORT FD IN | $1,130,000 | +41.1% | 78,504 | +38.7% | 0.72% | +46.7% |
| JGT | Buy | NUVEEN DIVER CURRENCY OPPOR | $1,118,000 | +71.5% | 110,864 | +78.3% | 0.71% | +78.5% |
| T107SC | Buy | NUVEEN EQUITY PREM ADV FD | $1,105,000 | +114.6% | 87,436 | +106.1% | 0.71% | +123.4% |
| KMM | New | DWS MULTI MKT INCOME TR | $1,101,000 | – | 117,297 | +100.0% | 0.70% | – |
| NVG | Buy | NUVEEN DIVID ADVANTAGE MUN I | $1,095,000 | +107.4% | 87,450 | +110.1% | 0.70% | +115.7% |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $1,089,000 | +9.6% | 55,812 | +4.3% | 0.70% | +14.1% |
| NZF | Buy | NUVEEN DIV ADV MUNI FD 3 | $1,076,000 | +239.4% | 87,119 | +249.0% | 0.69% | +252.3% |
| SGL | Buy | STRATEGIC GLOBAL INCOME FD | $1,049,000 | +28.4% | 116,120 | +32.0% | 0.67% | +33.7% |
| BTT | New | BLACKROCK MUN TARGET TERM TR | $1,045,000 | – | 61,038 | +100.0% | 0.67% | – |
| JHP | Buy | NUVEEN QUALITY PFD INC FD 3 | $1,038,000 | +66.9% | 132,190 | +67.7% | 0.66% | +73.6% |
| NMY | Buy | NUVEEN MD PREM INCOME MUN FD | $1,036,000 | +86.7% | 86,903 | +90.2% | 0.66% | +94.1% |
| GDL | Buy | GDL FUND | $1,037,000 | +41.7% | 94,135 | +45.0% | 0.66% | +47.4% |
| FTT | Sell | FEDERATED ENHANC TREAS INCM | $1,028,000 | -6.3% | 80,467 | -5.7% | 0.66% | -2.4% |
| NPV | New | NUVEEN VA PREM INCOME MUN FD | $1,013,000 | – | 85,735 | +100.0% | 0.65% | – |
| VMM | Buy | DELAWARE INV MN MUN INC FD I | $1,010,000 | +390.3% | 82,043 | +412.3% | 0.64% | +411.9% |
| NPY | Buy | NUVEEN PA PREM INCOME MUN FD | $1,010,000 | +141.6% | 84,961 | +149.3% | 0.64% | +152.0% |
| BTZ | Buy | BLACKROCK CREDIT ALL INC TR | $991,000 | +20.4% | 75,867 | +20.2% | 0.63% | +25.3% |
| IGD | Buy | ING GLOBAL EQTY DIV & PREM O | $978,000 | +236.1% | 109,254 | +238.8% | 0.62% | +249.2% |
| MUJ | New | BLACKROCK MUNIHLDGS NJ QLTY | $965,000 | – | 73,521 | +100.0% | 0.62% | – |
| NNJ | Buy | NUVEEN NJ PREM INCOME MUN FD | $947,000 | +303.0% | 72,491 | +314.4% | 0.60% | +320.1% |
| NPF | New | NUVEEN PREMIER MUN INCOME FD | $940,000 | – | 76,006 | +100.0% | 0.60% | – |
| CII | Sell | BLACKROCK ENH CAP & INC FD I | $928,000 | -7.5% | 67,852 | -12.4% | 0.59% | -3.6% |
| NPM | Buy | NUVEEN PREM INCOME MUN FD 2 | $907,000 | +367.5% | 72,300 | +387.2% | 0.58% | +386.6% |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $876,000 | +50.5% | 73,980 | +59.4% | 0.56% | +56.9% |
| JPS | Buy | NUVEEN QUALITY PFD INCOME FD 2 | $862,000 | +61.4% | 105,859 | +61.8% | 0.55% | +68.0% |
| JDD | Sell | NUVEEN DIVERSIFIED DIV INCM | $854,000 | -17.2% | 75,752 | -17.9% | 0.54% | -13.9% |
| RIT | Buy | LMP REAL ESTATE INCOME FD IN | $848,000 | +31.9% | 84,247 | +37.9% | 0.54% | +37.2% |
| MUS | New | BLACROCK MUNIHOLDNGS QLTY I | $847,000 | – | 71,411 | +100.0% | 0.54% | – |
| NMA | Buy | NUVEEN MUN ADVANTAGE FD INC | $836,000 | +461.1% | 68,742 | +476.8% | 0.53% | +486.8% |
| BXMX | Buy | NUVEEN EQUITY PREM INCOME FD | $836,000 | +16.1% | 66,584 | +11.7% | 0.53% | +20.8% |
| EXG | Sell | EATON VANCE TAX MNGD GBL DV | $829,000 | +91.9% | 43,578 | -5.4% | 0.53% | +100.0% |
| FDI | Sell | FORT DEARBORN INCOME SECS IN | $818,000 | -23.9% | 59,283 | -23.0% | 0.52% | -20.9% |
| MYJ | Buy | BLACKROCK MUNIYIELD N J FD I | $814,000 | +477.3% | 59,582 | +484.7% | 0.52% | +497.7% |
| BQY | Buy | BLACKROCK S&P QLTY RK EQ MD | $809,000 | +73.6% | 62,422 | +67.2% | 0.52% | +80.8% |
| NXM | Buy | NUVEEN PA DIV ADVANTAGE MUN | $800,000 | +91.4% | 66,202 | +94.2% | 0.51% | +99.6% |
| JTP | Buy | NUVEEN QUALITY PFD INCOME FD | $799,000 | +20.3% | 103,962 | +18.4% | 0.51% | +25.3% |
| NAN | Buy | NUVEEN NY DIVID ADVNTG MUN F | $792,000 | +91.8% | 62,345 | +95.0% | 0.51% | +100.0% |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $788,000 | +325.9% | 65,186 | +344.2% | 0.50% | +341.2% |
| NUM | Buy | NUVEEN MICH QUALITY INCOME M | $788,000 | +401.9% | 62,940 | +416.3% | 0.50% | +424.0% |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $762,000 | – | 62,545 | +100.0% | 0.49% | – |
| DTF | Buy | DTF TAX-FREE INCOME INC | $758,000 | +77.9% | 54,043 | +81.2% | 0.48% | +85.4% |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $757,000 | +52.0% | 58,160 | +64.5% | 0.48% | +58.2% |
| NXJ | Buy | NUVEEN NJ DIV ADVANTAGE MUN | $745,000 | +60.9% | 59,729 | +62.5% | 0.48% | +67.6% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $740,000 | +17.3% | 32,000 | +20.4% | 0.47% | +22.2% |
| GEQ | Buy | GUGGENHEIM EQ WEIGHT ENHANC | $741,000 | +18.6% | 39,230 | +9.2% | 0.47% | +23.2% |
| NQJ | Buy | NUVEEN NJ INVT QUALITY MUN F | $734,000 | +99.5% | 56,950 | +99.3% | 0.47% | +107.5% |
| FFA | Sell | FIRST TR ENHANCED EQTY INC F | $732,000 | -29.8% | 54,986 | -34.7% | 0.47% | -26.9% |
| JGG | Buy | NUVEEN GBL INCOME OPPORTUN F | $731,000 | -2.4% | 64,209 | +0.6% | 0.47% | +1.5% |
| JTD | Buy | NUVEEN TAX ADVANTAGED DIV GR | $722,000 | +74.8% | 46,097 | +63.0% | 0.46% | +82.2% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $720,000 | +32.1% | 103,704 | +29.9% | 0.46% | +37.7% |
| CMK | Buy | MFS INTERMARKET INCOME TRUSTsh ben int | $718,000 | +28.2% | 88,531 | +26.5% | 0.46% | +33.4% |
| FOF | Buy | COHEN & STEERS CLOSED END OP | $711,000 | +38.9% | 56,545 | +36.4% | 0.45% | +44.6% |
| JGV | Buy | NUVEEN GBL VL OPPORTUNITIES | $707,000 | +14.6% | 53,711 | +13.0% | 0.45% | +19.3% |
| IGA | Sell | ING GLBL ADV & PREM OPP FUND | $706,000 | -5.4% | 59,997 | -4.0% | 0.45% | -1.5% |
| GLV | Buy | CLOUGH GLOBAL ALLOCATION FUN | $705,000 | +11.0% | 45,861 | +10.2% | 0.45% | +15.4% |
| NMT | New | NUVEEN MASS PREM INCOME MUN | $703,000 | – | 57,994 | +100.0% | 0.45% | – |
| NVY | Buy | NUVEEN PA DIVID ADVANTAGE MU 2 | $699,000 | +47.5% | 58,783 | +49.5% | 0.45% | +53.3% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $699,000 | +11.8% | 73,258 | +17.2% | 0.45% | +16.1% |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $696,000 | – | 59,612 | +100.0% | 0.44% | – |
| MJI | New | BLACKROCK MUNIYIELD NJ QLTY | $692,000 | – | 53,331 | +100.0% | 0.44% | – |
| NQS | New | NUVEEN SELECT QUALITY MUN FD | $692,000 | – | 55,798 | +100.0% | 0.44% | – |
| BAF | New | BLACKROCK MUNI INCOME INV QL | $687,000 | – | 53,353 | +100.0% | 0.44% | – |
| GAM | Sell | GENERAL AMERN INVS INC | $684,000 | -39.2% | 19,435 | -41.0% | 0.44% | -36.7% |
| GBAB | New | GUGGENHEIM BLD AMR BDS MNG D | $683,000 | – | 34,456 | +100.0% | 0.44% | – |
| NAZ | Buy | NUVEEN ARIZ PREM INCOME MUN | $680,000 | +22.1% | 56,124 | +24.8% | 0.43% | +26.9% |
| NNY | Buy | NUVEEN NY MUN VALUE FD | $669,000 | +343.0% | 76,383 | +353.7% | 0.43% | +359.1% |
| BNA | Buy | BLACKROCK INCOME OPP TRUST I | $666,000 | +32.4% | 68,629 | +35.1% | 0.42% | +37.5% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $657,000 | +22.6% | 167,087 | +22.9% | 0.42% | +27.7% |
| NKG | Buy | NUVEEN GA DIV ADV MUN FD 2 | $656,000 | +132.6% | 55,884 | +137.7% | 0.42% | +142.2% |
| NXK | Buy | NUVEEN NY DIV ADVANTG MUN FD | $656,000 | +113.7% | 52,455 | +117.1% | 0.42% | +122.9% |
| MUA | Buy | BLACKROCK MUNIASSETS FD INC | $655,000 | +424.0% | 56,697 | +440.0% | 0.42% | +442.9% |
| SPXX | Buy | NUVEEN EQUITY PREM & GROWTH | $652,000 | +20.1% | 46,154 | +14.7% | 0.42% | +24.9% |
| NVX | New | NUVEEN CA DIV ADVANTG MUN FD | $648,000 | – | 51,332 | +100.0% | 0.41% | – |
| MYM | Buy | BLACKROCK MUNIYLD MICH QLTY | $644,000 | +73.1% | 56,045 | +76.6% | 0.41% | +80.3% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $642,000 | -27.8% | 49,137 | -28.9% | 0.41% | -24.9% |
| BSE | Buy | BLACKROCK NY MUNI INC QLTY T | $638,000 | +135.4% | 52,833 | +139.7% | 0.41% | +145.8% |
| GLU | New | GABELLI GLOBL UTIL & INCOME | $634,000 | – | 31,674 | +100.0% | 0.40% | – |
| VGI | Buy | VIRTUS GLOBAL MULTI-SEC INC | $629,000 | +84.5% | 37,192 | +85.2% | 0.40% | +92.3% |
| VFL | Buy | DELAWARE INVT NAT MUNI INC Fsh ben int | $620,000 | +46.2% | 53,118 | +49.1% | 0.40% | +52.3% |
| MCN | Sell | MADISON CLAYMORE CALL &EQTY | $620,000 | -25.0% | 75,905 | -27.3% | 0.40% | -21.9% |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $614,000 | -52.3% | 86,117 | -52.9% | 0.39% | -50.3% |
| CTF | Buy | NUVEEN LG/SHT COMMODITY TOTR | $604,000 | +25.1% | 35,082 | +25.1% | 0.39% | +30.4% |
| ECF | Sell | ELLSWORTH FUND LTD | $605,000 | -41.7% | 73,892 | -43.9% | 0.39% | -39.3% |
| AYN | Buy | ALLIANCE NEW YORK MUN INC FD | $598,000 | +29.7% | 50,414 | +32.3% | 0.38% | +35.0% |
| 0295SC | Buy | AMERICAN SELECT PORTFOLIO IN | $596,000 | +2.1% | 64,351 | +5.9% | 0.38% | +6.4% |
| NTX | New | NUVEEN TEX QUALITY INCOM MU | $596,000 | – | 46,411 | +100.0% | 0.38% | – |
| VLT | Buy | INVESCO HIGH INCOME TR II | $597,000 | +204.6% | 37,121 | +201.2% | 0.38% | +217.5% |
| NQP | Buy | NUVEEN PA INVT QUALITY MUN F | $589,000 | +5.6% | 47,771 | +8.0% | 0.38% | +9.9% |
| VPV | New | INVESCO PA VALUE MUN INCOME | $588,000 | – | 48,459 | +100.0% | 0.38% | – |
| ICB | Sell | MORGAN STANLEY TRUSTS | $578,000 | -49.7% | 34,368 | -50.3% | 0.37% | -47.7% |
| MRF | Buy | AMERICAN INCOME FD INC | $576,000 | +48.1% | 78,588 | +49.9% | 0.37% | +54.0% |
| NQU | Buy | NUVEEN QUALITY INCOME MUN FD | $575,000 | +212.5% | 46,915 | +221.0% | 0.37% | +224.8% |
| FPT | Buy | FEDERATED PREM INTR MUN INC | $569,000 | +66.9% | 46,721 | +71.5% | 0.36% | +73.7% |
| MFT | New | BLACKROCK MUNIYLD INVST QLTY | $569,000 | – | 46,510 | +100.0% | 0.36% | – |
| NUJ | Buy | NUVEEN NEW JERSEY DIVID | $567,000 | +35.6% | 45,909 | +37.0% | 0.36% | +41.4% |
| BFY | Buy | BLACKROCK NY MUN INCOME TR I | $563,000 | +143.7% | 44,498 | +150.2% | 0.36% | +153.5% |
| SBW | Sell | WESTERN ASSET WORLDWIDE INCO | $564,000 | -6.8% | 46,331 | -3.7% | 0.36% | -3.0% |
| WIA | Sell | WESTERN ASSET CLYM INFL SEC | $559,000 | -31.2% | 48,976 | -29.9% | 0.36% | -28.5% |
| GHI | Sell | GLOBAL HIGH INCOME FUND INC | $552,000 | -37.1% | 55,647 | -34.8% | 0.35% | -34.5% |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $552,000 | -21.9% | 54,530 | -24.6% | 0.35% | -18.7% |
| IDE | Sell | ING INFRASTRUCTURE INDLS & M | $536,000 | -35.1% | 31,316 | -36.1% | 0.34% | -32.5% |
| BBF | New | BLACKROCK MUNIC INCM INVST Tsh ben int | $530,000 | – | 42,475 | +100.0% | 0.34% | – |
| EMI | Buy | EATON VANCE MI MUNI INCOME Tsh ben int | $527,000 | +88.9% | 47,544 | +91.8% | 0.34% | +97.1% |
| NPI | New | NUVEEN PREM INCOME MUN FD | $526,000 | – | 42,637 | +100.0% | 0.34% | – |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $520,000 | +63.5% | 40,956 | +67.2% | 0.33% | +70.3% |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $520,000 | – | 51,883 | +100.0% | 0.33% | – |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY | $519,000 | – | 41,684 | +100.0% | 0.33% | – |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $518,000 | +217.8% | 43,197 | +223.9% | 0.33% | +231.0% |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $509,000 | -27.3% | 117,254 | -24.3% | 0.32% | -24.4% |
| EOT | Buy | EATON VANCE NATL MUN OPPORT | $489,000 | +27.3% | 26,464 | +29.5% | 0.31% | +32.2% |
| MNE | Buy | BLACKROCK MUNI N Y INTER DUR | $487,000 | +109.9% | 37,041 | +116.0% | 0.31% | +119.0% |
| NQI | New | NUVEEN QUALITY MUN FD INC | $482,000 | – | 39,912 | +100.0% | 0.31% | – |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $480,000 | +1.5% | 27,934 | +6.0% | 0.31% | +5.9% |
| BLE | New | BLACKROCK MUNI INCOME TR II | $479,000 | – | 36,230 | +100.0% | 0.31% | – |
| 8107SC | Sell | AMERICAN STRATEGIC INCM PTFL | $477,000 | -43.8% | 53,084 | -38.9% | 0.30% | -41.5% |
| LDP | Buy | COHEN & STEERS LTD DUR PFD I | $466,000 | +106.2% | 20,616 | +104.4% | 0.30% | +114.4% |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $460,000 | -40.4% | 18,938 | -36.7% | 0.29% | -38.0% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $460,000 | +95.7% | 37,746 | +100.5% | 0.29% | +104.2% |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $454,000 | – | 37,741 | +100.0% | 0.29% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $449,000 | – | 35,414 | +100.0% | 0.29% | – |
| RVT | Sell | ROYCE VALUE TR INC | $445,000 | -42.8% | 27,819 | -42.4% | 0.28% | -40.5% |
| BZM | Buy | BLACKROCK MD MUNICIPAL BOND | $438,000 | +98.2% | 34,644 | +103.9% | 0.28% | +105.9% |
| EXD | Sell | EATON VANCE TAX-ADV BD & OPT | $436,000 | -14.0% | 30,671 | -9.1% | 0.28% | -10.6% |
| EOS | Buy | EATON VANCE ENH EQTY INC FD | $430,000 | +167.1% | 33,083 | +148.2% | 0.28% | +177.8% |
| NNP | Buy | NUVEEN NY PERFORM PLUS MUN F | $429,000 | +10.9% | 32,220 | +14.0% | 0.27% | +15.6% |
| MHY | Buy | WESTERN ASSET MGD HI INCM FD | $429,000 | +34.9% | 75,836 | +35.8% | 0.27% | +40.5% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $427,000 | -42.6% | 47,130 | -43.3% | 0.27% | -40.3% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $408,000 | -41.8% | 45,993 | -43.1% | 0.26% | -39.3% |
| RMRM | Sell | RMR REAL ESTATE INCOME FUND | $408,000 | -27.1% | 24,118 | -25.6% | 0.26% | -24.1% |
| NYV | Buy | NUVEEN NEW YORK MUN VALUE FD | $406,000 | +18.7% | 29,959 | +22.6% | 0.26% | +23.3% |
| NJV | Buy | NUVEEN NEW JERSEY MUN VALUE | $403,000 | +6.6% | 29,586 | +10.1% | 0.26% | +10.8% |
| BTA | Buy | BLACKROCK LONG-TERM MUNI ADV | $403,000 | +121.4% | 39,549 | +130.5% | 0.26% | +129.5% |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $399,000 | +55.3% | 46,261 | +56.4% | 0.26% | +61.4% |
| JPI | Sell | NUVEEN PFD & INCOME TERM FD | $390,000 | -9.7% | 17,653 | -7.3% | 0.25% | -6.0% |
| MMV | Buy | EATON VANCE MA MUNI INCOME Tsh ben int | $386,000 | +37.4% | 31,475 | +43.5% | 0.25% | +43.6% |
| IRL | Sell | NEW IRELAND FUND INC | $384,000 | -43.6% | 29,927 | -48.2% | 0.24% | -41.4% |
| NMB | Buy | NUVEEN MASS DIVID ADVANTAG M | $381,000 | +128.1% | 31,572 | +147.0% | 0.24% | +138.2% |
| BSP | New | AMERN STRATEGIC INCOME PTFL | $377,000 | – | 48,911 | +100.0% | 0.24% | – |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $374,000 | -40.0% | 18,133 | -42.5% | 0.24% | -37.4% |
| IHD | Sell | ING EMERGING MKTS HGH DIV EQ | $374,000 | -18.7% | 31,790 | -11.7% | 0.24% | -15.2% |
| EVP | Buy | EATON VANCE PA MUNI INCOME Tsh ben int | $369,000 | +23.8% | 33,262 | +26.9% | 0.24% | +29.0% |
| ENX | Buy | EATON VANCE NEW YORK MUN BD | $368,000 | +21.9% | 32,486 | +24.0% | 0.24% | +27.0% |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $364,000 | – | 32,371 | +100.0% | 0.23% | – |
| BIE | Buy | BLACKROCK MUNIC BD INVST TR | $362,000 | +81.0% | 27,046 | +87.1% | 0.23% | +87.8% |
| NZH | New | NUVEEN CA DIV ADV MUNI FD 3 | $357,000 | – | 31,258 | +100.0% | 0.23% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $353,000 | – | 25,802 | +100.0% | 0.22% | – |
| EVO | Buy | EATON VANCE OH MUNI INCOME Tsh ben int | $353,000 | +41.2% | 29,140 | +43.6% | 0.22% | +47.1% |
| KHI | New | DWS HIGH INCOME TR | $351,000 | – | 38,380 | +100.0% | 0.22% | – |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $341,000 | +55.7% | 26,469 | +55.8% | 0.22% | +62.7% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $338,000 | +28.5% | 19,202 | +23.4% | 0.22% | +34.2% |
| EFT | New | EATON VANCE FLTING RATE INC | $337,000 | – | 22,062 | +100.0% | 0.22% | – |
| BKT | Sell | BLACKROCK INCOME TR INC | $335,000 | -52.3% | 51,760 | -50.9% | 0.21% | -50.3% |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $329,000 | – | 36,473 | +100.0% | 0.21% | – |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $325,000 | – | 24,044 | +100.0% | 0.21% | – |
| RNP | Sell | COHEN & STEERS REIT & PFD IN | $326,000 | -58.6% | 20,754 | -59.1% | 0.21% | -56.9% |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $317,000 | -45.3% | 13,800 | -42.8% | 0.20% | -43.1% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $315,000 | -55.0% | 47,523 | -55.1% | 0.20% | -53.3% |
| RNE | Sell | MORGAN STANLEY EASTN EUR FD | $306,000 | -35.8% | 15,126 | -40.7% | 0.20% | -33.4% |
| MHN | New | BLACKROCK MUNIHLDGS NY QLTY | $300,000 | – | 24,000 | +100.0% | 0.19% | – |
| MFL | New | BLACKROCK MUNIHLDS INVSTM QL | $290,000 | – | 23,193 | +100.0% | 0.18% | – |
| Sell | ALLIANCE CALIF MUN INCOME FD | $288,000 | -33.5% | 23,733 | -33.1% | 0.18% | -30.8% | |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $287,000 | – | 22,382 | +100.0% | 0.18% | – |
| MZF | Sell | MANAGED DURATION INVT GRD FU | $283,000 | -28.9% | 22,844 | -26.8% | 0.18% | -25.8% |
| HIH | Sell | HELIOS HIGH INCOME FD INC | $279,000 | -38.3% | 33,803 | -37.9% | 0.18% | -35.7% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $275,000 | +47.8% | 24,738 | +54.0% | 0.18% | +54.4% |
| JFC | Sell | J F CHINA REGION FD INC | $270,000 | -35.7% | 17,791 | -38.1% | 0.17% | -33.3% |
| EVM | Buy | EATON VANCE CALIF MUN BD FD | $267,000 | +1.5% | 26,077 | +2.3% | 0.17% | +6.2% |
| BSD | New | BLACKROCK STRATEGIC MUN TR | $268,000 | – | 22,132 | +100.0% | 0.17% | – |
| NKX | Buy | NUVEEN CAL AMT-FREE MUN INC | $266,000 | +9.9% | 21,860 | +11.4% | 0.17% | +14.9% |
| FEO | New | FIRST TR ABERDEEN EMERG OPT | $263,000 | – | 14,576 | +100.0% | 0.17% | – |
| BLJ | Buy | BLACKROCK NJ MUNICIPAL BOND | $261,000 | +90.5% | 19,636 | +96.1% | 0.17% | +98.8% |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPALsh ben int | $260,000 | +12.1% | 24,669 | +13.7% | 0.17% | +16.9% |
| PSF | Sell | COHEN & STEERS SLT PFD INCM | $260,000 | -30.7% | 10,530 | -32.8% | 0.17% | -27.8% |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $258,000 | – | 19,496 | +100.0% | 0.16% | – |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $253,000 | -56.4% | 14,382 | -58.5% | 0.16% | -54.5% |
| NPN | Buy | NUVEEN PA MUN VALUE FD | $252,000 | +60.5% | 18,495 | +60.0% | 0.16% | +67.7% |
| EMJ | Sell | EATON VANCE N J MUN BD FD | $249,000 | -20.2% | 21,391 | -19.7% | 0.16% | -16.8% |
| EIP | Sell | EATON VANCE PA MUN BD FD | $246,000 | -31.1% | 21,397 | -30.5% | 0.16% | -28.3% |
| FHY | Sell | FIRST TR STRATEGIC HIGH INC | $241,000 | -51.2% | 15,046 | -51.6% | 0.15% | -49.2% |
| CXE | Buy | MFS HIGH INCOME MUN TRsh ben int | $240,000 | +51.9% | 53,660 | +57.7% | 0.15% | +57.7% |
| TLI | Sell | LMP CORPORATE LN FD INC | $240,000 | -7.3% | 19,594 | -6.2% | 0.15% | -3.8% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $238,000 | -76.0% | 15,916 | -77.5% | 0.15% | -75.0% |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $234,000 | -6.0% | 18,003 | -5.9% | 0.15% | -2.6% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $229,000 | -65.9% | 28,948 | -65.1% | 0.15% | -64.6% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $228,000 | -65.0% | 12,627 | -65.5% | 0.15% | -63.5% |
| NYH | Sell | EATON VANCE N Y MUN BD FD II | $227,000 | -6.2% | 20,569 | -5.7% | 0.14% | -2.0% |
| FAV | Sell | FIRST TR ACTIVE DIVID INCOME | $226,000 | -38.9% | 25,688 | -41.7% | 0.14% | -36.6% |
| BNJ | Sell | BLACKROCK N J MUN INCOME TRsh ben int | $225,000 | -13.8% | 17,149 | -10.0% | 0.14% | -10.0% |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY | $222,000 | – | 18,356 | +100.0% | 0.14% | – |
| MYC | New | BLACKROCK MUNIYIELD CALIF FD | $223,000 | – | 16,186 | +100.0% | 0.14% | – |
| Buy | ABERDEEN ASIA-PACIFIC INC | $217,000 | +45.6% | 37,752 | +54.0% | 0.14% | +52.7% | |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $218,000 | -37.7% | 14,238 | -36.4% | 0.14% | -35.3% |
| NAD | Buy | NUVEEN DIVID ADVANTAGE MUN F | $214,000 | +18.9% | 16,967 | +22.7% | 0.14% | +24.5% |
| MAB | Buy | EATON VANCE MASS MUN BD FD | $208,000 | +17.5% | 16,958 | +19.5% | 0.13% | +22.0% |
| FUND | Sell | ROYCE FOCUS TR | $209,000 | -51.1% | 27,408 | -53.7% | 0.13% | -49.2% |
| MGU | Sell | MACQUARIE GLBL INFRA TOTL RE | $207,000 | -62.4% | 9,388 | -63.1% | 0.13% | -60.8% |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $206,000 | – | 15,926 | +100.0% | 0.13% | – |
| DDF | Sell | DELAWARE INVTS DIV & INCOME | $205,000 | -47.3% | 21,790 | -50.3% | 0.13% | -45.2% |
| NQC | New | NUVEEN CA INVT QUALITY MUN F | $204,000 | – | 15,515 | +100.0% | 0.13% | – |
| LOR | Sell | LAZARD WORLD DIVID & INCOME | $201,000 | -51.4% | 13,864 | -55.2% | 0.13% | -49.6% |
| Sell | ABERDEEN GLOBAL INCOME | $199,000 | -59.1% | 19,153 | -57.4% | 0.13% | -57.5% | |
| MNP | Sell | WESTERN ASST MN PRT FD INC | $199,000 | -59.6% | 14,466 | -59.4% | 0.13% | -58.1% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $194,000 | -4.9% | 10,929 | -4.2% | 0.12% | -0.8% |
| EIA | Sell | EATON VANCE CALIF MUN BD FD II | $194,000 | -19.5% | 18,159 | -15.3% | 0.12% | -16.2% |
| BPS | Buy | BLACKROCK PA STRATEGIC MUN T | $192,000 | +7.3% | 16,602 | +12.0% | 0.12% | +11.8% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $191,000 | -69.0% | 12,477 | -68.7% | 0.12% | -67.8% |
| DVM | Sell | COHEN & STEERS DIV MJRS FDIN | $189,000 | -73.2% | 12,978 | -74.9% | 0.12% | -72.1% |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $188,000 | -81.1% | 25,810 | -82.0% | 0.12% | -80.4% |
| VBF | Sell | INVESCO BD FD | $188,000 | -75.0% | 10,612 | -75.2% | 0.12% | -74.0% |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $187,000 | -64.8% | 15,322 | -65.7% | 0.12% | -63.5% |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $184,000 | – | 13,235 | +100.0% | 0.12% | – |
| NXC | Buy | NUVEEN CA SELECT TAX FREE PRsh ben int | $185,000 | +6.9% | 13,727 | +7.4% | 0.12% | +11.3% |
| ISL | Sell | ABERDEEN ISRAEL FUND INC | $183,000 | -46.0% | 10,881 | -50.7% | 0.12% | -43.8% |
| HEQ | Sell | JOHN HANCOCK HDG EQ & INC FD | $181,000 | -62.6% | 10,621 | -63.5% | 0.12% | -60.9% |
| CCA | Sell | MFS CALIF MUN FD | $179,000 | -10.9% | 17,951 | -8.4% | 0.11% | -7.3% |
| ZF | Sell | ZWEIG FD | $177,000 | -79.7% | 11,900 | -81.5% | 0.11% | -78.8% |
| NAC | New | NUVEEN CA DIVIDEND ADV MUN F | $170,000 | – | 13,222 | +100.0% | 0.11% | – |
| KST | New | DWS STRATEGIC INCOME TR | $165,000 | – | 12,669 | +100.0% | 0.10% | – |
| VKQ | Buy | INVESCO MUN TR | $162,000 | 0.0% | 14,007 | +1.0% | 0.10% | +4.0% |
| MTS | Sell | MONTGOMERY STR INCOME SECS I | $160,000 | -81.9% | 10,311 | -81.7% | 0.10% | -81.2% |
| HMH | Sell | HELIOS MULTI SEC HI INC FD I | $159,000 | -67.7% | 26,484 | -68.8% | 0.10% | -66.2% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $153,000 | -80.3% | 12,160 | -81.6% | 0.10% | -79.4% |
| BKN | New | BLACKROCK INVT QUALITY MUN T | $154,000 | – | 10,792 | +100.0% | 0.10% | – |
| VCF | Sell | DELAWARE INV CO MUN INC FD I | $136,000 | -40.9% | 10,950 | -39.7% | 0.09% | -38.3% |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $130,000 | -74.9% | 15,937 | -76.3% | 0.08% | -73.8% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $127,000 | -77.8% | 11,661 | -79.4% | 0.08% | -76.9% |
| PDT | Sell | HANCOCK JOHN PREMIUM DIV FD | $127,000 | -81.4% | 10,940 | -80.8% | 0.08% | -80.6% |
| MIW | Sell | EATON VANCE MICH MUN BD FD | $119,000 | -21.7% | 10,314 | -19.8% | 0.08% | -18.3% |
| HSA | Sell | HELIOS STRATEGIC INCOME FD I | $118,000 | -76.5% | 17,852 | -77.4% | 0.08% | -75.7% |
| IID | Sell | ING INTL HIGH DIVD EQTY INC | $116,000 | -49.6% | 12,302 | -51.5% | 0.07% | -47.5% |
| LBF | Sell | DWS GLOBAL HIGH INCOME FD | $100,000 | -66.0% | 12,528 | -65.9% | 0.06% | -64.4% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $86,000 | -76.9% | 21,520 | -76.8% | 0.06% | -76.0% |
| CIF | Sell | MFS INTERMEDIATE HIGH INC FDsh ben int | $44,000 | -86.8% | 15,260 | -87.3% | 0.03% | -86.3% |
| DSM | Exit | DREYFUS STRATEGIC MUN BD FD | $0 | – | -10,147 | -100.0% | -0.05% | – |
| OIA | Exit | INVESCO MUNI INCOME OPP TRST | $0 | – | -16,045 | -100.0% | -0.06% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -19,410 | -100.0% | -0.08% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -14,915 | -100.0% | -0.08% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -10,689 | -100.0% | -0.08% | – |
| FMN | Exit | FEDERATED PREM MUN INC FD | $0 | – | -10,094 | -100.0% | -0.08% | – |
| JTA | Exit | NUVEEN TX ADV TOTAL RET STRG | $0 | – | -10,617 | -100.0% | -0.08% | – |
| CUBA | Exit | HERZFELD CARIBBEAN BASIN FD | $0 | – | -16,025 | -100.0% | -0.09% | – |
| JEQ | Exit | JAPAN EQUITY FD INC | $0 | – | -20,825 | -100.0% | -0.09% | – |
| EVY | Exit | EATON VANCE NY MUNI INCOME Tsh ben int | $0 | – | -11,519 | -100.0% | -0.09% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD IN | $0 | – | -14,015 | -100.0% | -0.09% | – |
| GGT | Exit | GABELLI MULTIMEDIA TR INC | $0 | – | -15,528 | -100.0% | -0.09% | – |
| MHF | Exit | WESTERN ASSET MUN HI INCM FD | $0 | – | -22,150 | -100.0% | -0.09% | – |
| NXN | Exit | NUVEEN NY SELECT TAX FREE PRsh ben int | $0 | – | -11,808 | -100.0% | -0.09% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -11,981 | -100.0% | -0.10% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIES TRsh ben int | $0 | – | -15,273 | -100.0% | -0.10% | – |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEsh ben int | $0 | – | -42,216 | -100.0% | -0.10% | – |
| NIO | Exit | NUVEEN MUN OPPORTUNITY FD IN | $0 | – | -13,528 | -100.0% | -0.11% | – |
| NUO | Exit | NUVEEN OHIO QUALITY INCOME M | $0 | – | -12,799 | -100.0% | -0.11% | – |
| GGE | Exit | GUGGENHEIM ENHANCED EQUITY S | $0 | – | -10,420 | -100.0% | -0.11% | – |
| IF | Exit | ABERDEEN INDONESIA FD INC | $0 | – | -18,970 | -100.0% | -0.12% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -14,974 | -100.0% | -0.12% | – |
| JOF | Exit | JAPAN SMALLER CAPTLZTN FD IN | $0 | – | -21,110 | -100.0% | -0.12% | – |
| DMF | Exit | DREYFUS MUN INCOME INC | $0 | – | -22,640 | -100.0% | -0.12% | – |
| STK | Exit | COLUMBIA SELIGM PREM TECH GR | $0 | – | -13,726 | -100.0% | -0.12% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -23,458 | -100.0% | -0.12% | – |
| EIV | Exit | EATON VANCE MUN BD FD II | $0 | – | -17,702 | -100.0% | -0.12% | – |
| KEF | Exit | KOREA EQUITY FD INC | $0 | – | -23,045 | -100.0% | -0.12% | – |
| BHL | Exit | BLACKROCK DEFINED OPPRTY CR | $0 | – | -14,321 | -100.0% | -0.12% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -21,634 | -100.0% | -0.12% | – |
| EIO | Exit | EATON VANCE OHIO MUN BD FD | $0 | – | -17,961 | -100.0% | -0.12% | – |
| NMI | Exit | NUVEEN MUN INCOME FD INC | $0 | – | -20,437 | -100.0% | -0.13% | – |
| Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -16,132 | -100.0% | -0.13% | – | |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -16,733 | -100.0% | -0.13% | – |
| Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -17,006 | -100.0% | -0.13% | – | |
| ETV | Exit | EATON VANCE TX MNG BY WRT OP | $0 | – | -16,359 | -100.0% | -0.13% | – |
| HTY | Exit | HANCOCK JOHN INV TRUSTtax adv glb sh | $0 | – | -18,702 | -100.0% | -0.13% | – |
| CGO | Exit | CALAMOS GLOBAL TOTAL RETURN | $0 | – | -16,100 | -100.0% | -0.13% | – |
| EVJ | Exit | EATON VANCE NJ MUNI INCOME Tsh ben int | $0 | – | -18,144 | -100.0% | -0.13% | – |
| NBO | Exit | NEUBERGER BERMAN NY INT MUN | $0 | – | -16,833 | -100.0% | -0.13% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVS FD | $0 | – | -14,518 | -100.0% | -0.13% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -37,016 | -100.0% | -0.14% | – |
| GF | Exit | NEW GERMANY FD INC | $0 | – | -10,763 | -100.0% | -0.14% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -18,954 | -100.0% | -0.14% | – |
| GCH | Exit | GREATER CHINA FD INC | $0 | – | -19,747 | -100.0% | -0.14% | – |
| SBI | Exit | WESTERN ASSET INTM MUNI FD I | $0 | – | -24,886 | -100.0% | -0.14% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FD | $0 | – | -11,973 | -100.0% | -0.14% | – |
| TRF | Exit | TEMPLETON RUS AND EAST EUR F | $0 | – | -16,099 | -100.0% | -0.14% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -19,425 | -100.0% | -0.15% | – |
| ETO | Exit | EATON VANCE TX ADV GLB DIV O | $0 | – | -10,882 | -100.0% | -0.15% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CR | $0 | – | -14,138 | -100.0% | -0.15% | – |
| CHN | Exit | CHINA FD INC | $0 | – | -11,587 | -100.0% | -0.16% | – |
| JHI | Exit | HANCOCK JOHN INVS TR | $0 | – | -13,541 | -100.0% | -0.16% | – |
| LDF | Exit | LATIN AMERN DISCOVERY FD INC | $0 | – | -18,838 | -100.0% | -0.16% | – |
| APB | Exit | ASIA PAC FD INC | $0 | – | -26,242 | -100.0% | -0.16% | – |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -37,715 | -100.0% | -0.16% | – |
| HHY | Exit | HELIOS HIGH YIELD FD | $0 | – | -27,477 | -100.0% | -0.17% | – |
| NCB | Exit | NUVEEN CALIF MUNICPAL VALU F | $0 | – | -18,343 | -100.0% | -0.17% | – |
| HIS | Exit | BLACKROCK HIGH INCOME SH | $0 | – | -135,435 | -100.0% | -0.17% | – |
| SGF | Exit | SINGAPORE FD INC | $0 | – | -21,682 | -100.0% | -0.17% | – |
| NRK | Exit | NUVEEN NY AMT-FREE MUN INCOM | $0 | – | -23,218 | -100.0% | -0.17% | – |
| FIF | Exit | FIRST TR ENERGY INFRASTRCTR | $0 | – | -13,246 | -100.0% | -0.18% | – |
| ETW | Exit | EATON VANCE TXMGD GL BUYWR O | $0 | – | -25,515 | -100.0% | -0.18% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -20,023 | -100.0% | -0.18% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -70,252 | -100.0% | -0.18% | – |
| GRR | Exit | ASIA TIGERS FD INC | $0 | – | -25,557 | -100.0% | -0.18% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -55,269 | -100.0% | -0.18% | – |
| IAE | Exit | ING ASIA PAC HGH DIVID EQ IN | $0 | – | -22,530 | -100.0% | -0.18% | – |
| TDF | Exit | TEMPLETON DRAGON FD INC | $0 | – | -11,657 | -100.0% | -0.19% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -25,312 | -100.0% | -0.19% | – |
| UTG | Exit | REAVES UTIL INCOME FD | $0 | – | -12,230 | -100.0% | -0.19% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -17,334 | -100.0% | -0.19% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -24,367 | -100.0% | -0.20% | – |
| BQH | Exit | BLACKROCK NY MUNICIPAL BOND | $0 | – | -24,704 | -100.0% | -0.20% | – |
| GDF | Exit | WESTERN ASSET GLB PTNRS INCO | $0 | – | -29,006 | -100.0% | -0.20% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -24,918 | -100.0% | -0.20% | – |
| TKF | Exit | TURKISH INVT FD INC | $0 | – | -22,231 | -100.0% | -0.20% | – |
| NCU | Exit | NUVEEN CALIF PREM INCOME MUN | $0 | – | -25,166 | -100.0% | -0.20% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -69,194 | -100.0% | -0.21% | – |
| EAD | Exit | WELLS FARGO ADVANTAGE INCOME | $0 | – | -37,637 | -100.0% | -0.21% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTL RTRNF | $0 | – | -18,123 | -100.0% | -0.21% | – |
| NBD | Exit | NUVEEN BUILD AMER BD OPPTNY | $0 | – | -19,072 | -100.0% | -0.22% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -25,298 | -100.0% | -0.22% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -18,248 | -100.0% | -0.22% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -31,139 | -100.0% | -0.22% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -75,050 | -100.0% | -0.23% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -37,813 | -100.0% | -0.23% | – |
| BHD | Exit | BLACKROCK STRTGC BOND TR | $0 | – | -28,553 | -100.0% | -0.23% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -29,556 | -100.0% | -0.23% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -71,325 | -100.0% | -0.23% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD V | $0 | – | -32,473 | -100.0% | -0.23% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -104,611 | -100.0% | -0.24% | – |
| CYE | Exit | BLACKROCK CORPOR HI YLD III | $0 | – | -52,896 | -100.0% | -0.24% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -26,608 | -100.0% | -0.24% | – |
| WEA | Exit | WESTERN ASSET PREMIER BD FD | $0 | – | -28,160 | -100.0% | -0.24% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -30,684 | -100.0% | -0.24% | – |
| COY | Exit | BLACKROCK CORPOR HIGH YLD FD | $0 | – | -57,151 | -100.0% | -0.25% | – |
| DUC | Exit | DUFF & PHELPS UTIL CORP BD T | $0 | – | -39,564 | -100.0% | -0.25% | – |
| ISD | Exit | PRUDENTIAL SHT DURATION HG Y | $0 | – | -23,245 | -100.0% | -0.26% | – |
| HYF | Exit | MANAGED HIGH YIELD PLUS FD I | $0 | – | -208,382 | -100.0% | -0.26% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -59,564 | -100.0% | -0.26% | – |
| BHY | Exit | BLACKROCK HIGH YIELD TR | $0 | – | -63,066 | -100.0% | -0.27% | – |
| BGH | Exit | BABSON CAP GLB SHT DURHGH YL | $0 | – | -19,247 | -100.0% | -0.27% | – |
| Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -25,094 | -100.0% | -0.28% | – | |
| HYV | Exit | BLACKROCK CORPOR HI YLD FD V | $0 | – | -39,061 | -100.0% | -0.29% | – |
| MFD | Exit | MACQUARIE FT TR GB INF UT DI | $0 | – | -31,506 | -100.0% | -0.30% | – |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -105,556 | -100.0% | -0.31% | – |
| ARK | Exit | BLACKROCK SR HIGH INCOME FD | $0 | – | -128,825 | -100.0% | -0.31% | – |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -102,611 | -100.0% | -0.33% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -31,175 | -100.0% | -0.34% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -76,295 | -100.0% | -0.34% | – |
| IMF | Exit | WESTERN ASSET INFL MGMT FD I | $0 | – | -34,198 | -100.0% | -0.34% | – |
| FMY | Exit | FIRST TRUST MORTGAGE INCM FD | $0 | – | -36,448 | -100.0% | -0.35% | – |
| TAI | Exit | TRANSAMERICA INCOME SHS INC | $0 | – | -27,798 | -100.0% | -0.35% | – |
| DPG | Exit | DUFF & PHELPS GLB UTL INC FD | $0 | – | -31,173 | -100.0% | -0.36% | – |
| HAV | Exit | HELIOS ADVANTAGE INCOME FD I | $0 | – | -69,093 | -100.0% | -0.36% | – |
| M102SC | Exit | NUVEEN EQTY PRM OPPORTUNITYF | $0 | – | -49,941 | -100.0% | -0.37% | – |
| MGF | Exit | MFS GOVT MKTS INCOME TRsh ben int | $0 | – | -108,564 | -100.0% | -0.38% | – |
| BWG | Exit | LEGG MASON BW GLB INC OPP FD | $0 | – | -37,170 | -100.0% | -0.38% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -60,076 | -100.0% | -0.39% | – |
| GFY | Exit | WESTERN ASSET VAR RT STRG FD | $0 | – | -38,440 | -100.0% | -0.40% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -36,526 | -100.0% | -0.40% | – |
| JHS | Exit | HANCOCK JOHN INCOME SECS TR | $0 | – | -46,614 | -100.0% | -0.40% | – |
| ABE | Exit | ABERDEEN EMERG MKTS TELE&INF | $0 | – | -35,018 | -100.0% | -0.41% | – |
| SCD | Exit | LMP CAP & INCOME FD INC | $0 | – | -46,585 | -100.0% | -0.42% | – |
| IGI | Exit | WESTERN ASSET INVT GRADE DEF | $0 | – | -35,872 | -100.0% | -0.43% | – |
| PAI | Exit | WESTERN ASSET INCOME FD | $0 | – | -57,125 | -100.0% | -0.44% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUND | $0 | – | -92,261 | -100.0% | -0.44% | – |
| EOD | Exit | WELLS FARGO ADV GLB DIV OPP | $0 | – | -100,505 | -100.0% | -0.45% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -51,037 | -100.0% | -0.46% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -55,407 | -100.0% | -0.51% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -88,922 | -100.0% | -0.55% | – |
| CSI | Exit | CUTWATER SELECT INCOME FD | $0 | – | -52,807 | -100.0% | -0.58% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -134,617 | -100.0% | -0.70% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -93,394 | -100.0% | -1.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BlackRock Resources & Commodit | 33 | Q4 2021 | 2.1% |
| CBRE GBL REAL ESTATE INC FD | 32 | Q2 2023 | 1.7% |
| GAMCO Global Gold Natural Reso | 29 | Q1 2023 | 2.2% |
| Royce Micro-Cap Trust Inc | 29 | Q3 2020 | 0.9% |
| ADAMS EXPRESS CO | 28 | Q3 2021 | 2.0% |
| BLACKROCK INTL GRWTH & INC T | 28 | Q2 2022 | 2.1% |
| EXXON MOBIL CORP | 27 | Q4 2023 | 46.5% |
| PHILIP MORRIS INTL INC | 27 | Q4 2023 | 1.7% |
| ALTRIA GROUP INC | 27 | Q4 2023 | 1.6% |
| SUPERCOM LTD NEW | 27 | Q4 2023 | 1.5% |
View DOLIVER ADVISORS, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BOULDER GROWTH & INCOME FUND | August 29, 2012 | 1,048,089 | 4.1% |
| CORNERSTONE PROGRESSIVE RETURN FUND | October 14, 2010 | 417,000 | 4.5% |
| FORT DEARBORN INCOME SECURITIES INC | September 14, 2010 | 206,974 | 2.4% |
| RIVUS BOND FUND | June 10, 2009 | 18,295 | 0.4% |
| FIRST TRUST VALUE LINE R 100 FUNDSold out | August 07, 2007 | 0 | 0.0% |
| FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDSold out | August 06, 2007 | 0 | 0.0% |
| PIONEER INTEREST SHARES | April 10, 2007 | 1,696,100 | 22.9% |
| BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC | February 14, 2007 | 637,800 | 5.0% |
| RIVUS BOND FUND | February 14, 2007 | 253,700 | 5.2% |
| CORNERSTONE STRATEGIC VALUE FUND INC/ NEW | April 03, 2006 | 319,490 | 1.3% |
View DOLIVER ADVISORS, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-01-03 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-07 |
View DOLIVER ADVISORS, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.