This page lists the SEC filings reported by DOLIVER ADVISORS, LP.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2012-08-29 | DOLIVER CAPITAL ADVISORS, INC. | BOULDER GROWTH & INCOME FUND | 1,048,089 | 4.1% | EDGAR |
| SC 13G/A | 2012-01-24 | DOLIVER CAPITAL ADVISORS, INC. | BOULDER GROWTH & INCOME FUND | 2,166,017 | 8.5% | EDGAR |
| SC 13G/A | 2011-02-16 | DOLIVER CAPITAL ADVISORS, INC. | BOULDER GROWTH & INCOME FUND | 3,632,700 | 14.2% | EDGAR |
| SC 13G/A | 2010-10-14 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 417,000 | 4.5% | EDGAR |
| SC 13G/A | 2010-10-12 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 1,114,958 | 11.9% | EDGAR |
| SC 13G/A | 2010-09-14 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 1,967,852 | 21.0% | EDGAR |
| SC 13G/A | 2010-09-14 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 1,840,866 | 19.7% | EDGAR |
| SC 13G/A | 2010-09-14 | DOLIVER CAPITAL ADVISORS, INC. | FORT DEARBORN INCOME SECURITIES INC | 206,974 | 2.4% | EDGAR |
| SC 13G/A | 2010-08-11 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 2,430,880 | 26.0% | EDGAR |
| SC 13G/A | 2010-06-07 | DOLIVER CAPITAL ADVISORS, INC. | FORT DEARBORN INCOME SECURITIES INC | 660,861 | 7.5% | EDGAR |
| SC 13G/A | 2010-05-11 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 2,902,618 | 31.1% | EDGAR |
| SC 13G/A | 2010-02-16 | DOLIVER CAPITAL ADVISORS, INC. | BOULDER GROWTH & INCOME FUND | 3,710,367 | 14.6% | EDGAR |
| SC 13G/A | 2010-02-16 | DOLIVER CAPITAL ADVISORS, INC. | FORT DEARBORN INCOME SECURITIES INC | 1,192,820 | 13.6% | EDGAR |
| SC 13G/A | 2010-02-10 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 3,471,120 | 37.2% | EDGAR |
| SC 13G/A | 2010-01-08 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 4,055,828 | 43.4% | EDGAR |
| SC 13G/A | 2009-12-10 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 4,928,410 | 52.8% | EDGAR |
| SC 13G/A | 2009-11-09 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 5,633,386 | 60.3% | EDGAR |
| SC 13G/A | 2009-10-13 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 6,347,657 | 68.0% | EDGAR |
| SC 13G/A | 2009-09-10 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 6,929,127 | 74.2% | EDGAR |
| SC 13G/A | 2009-08-11 | DOLIVER CAPITAL ADVISORS, INC. | CORNERSTONE PROGRESSIVE RETURN FUND | 7,809,531 | 83.6% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.