$170 Million is the total value of DOLIVER ADVISORS, LP's 330 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was 74.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $4,496,000 | -6.7% | 412,519 | -5.9% | 2.65% | +0.3% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $3,126,000 | -4.1% | 243,088 | -2.9% | 1.84% | +3.0% |
| T101SC | Buy | AMERICAN STRATEGIC INCOME II | $1,895,000 | -2.0% | 269,570 | +1.6% | 1.12% | +5.3% |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $1,888,000 | +335.0% | 277,430 | +448.8% | 1.11% | +367.2% |
| BCV | Buy | BANCROFT FUND LTD | $1,608,000 | +14.5% | 92,762 | +15.7% | 0.95% | +23.0% |
| GAM | Sell | GENERAL AMERN INVS INC | $1,589,000 | -10.9% | 49,750 | -12.9% | 0.94% | -4.3% |
| TY | Sell | TRI CONTL CORP | $1,575,000 | -47.3% | 87,966 | -48.3% | 0.93% | -43.4% |
| ECF | Buy | ELLSWORTH FUND LTD | $1,477,000 | +10.0% | 192,762 | +9.6% | 0.87% | +18.2% |
| PEO | Sell | PETROLEUM & RES CORP | $1,256,000 | -54.9% | 48,913 | -54.3% | 0.74% | -51.5% |
| BSP | Buy | AMERN STRATEGIC INCOME PTFL | $1,107,000 | -4.2% | 134,843 | +3.8% | 0.65% | +3.0% |
| 0295SC | Sell | AMERICAN SELECT PORTFOLIO IN | $1,076,000 | -25.3% | 105,850 | -21.6% | 0.63% | -19.6% |
| ADX | Sell | ADAMS EXPRESS CO | $1,068,000 | -58.4% | 89,289 | -59.2% | 0.63% | -55.3% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $1,058,000 | -53.3% | 89,243 | -47.8% | 0.62% | -49.8% |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR | $999,000 | -14.0% | 76,997 | -7.1% | 0.59% | -7.5% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3 | $991,000 | -43.6% | 74,766 | -36.4% | 0.58% | -39.4% |
| NAZ | New | NUVEEN ARIZ PREM INCOME MUN | $990,000 | – | 74,714 | +100.0% | 0.58% | – |
| NVG | Sell | NUVEEN DIVID ADVANTAGE MUN I | $983,000 | -32.4% | 73,627 | -24.6% | 0.58% | -27.4% |
| NQU | Buy | NUVEEN QUALITY INCOME MUN FD | $978,000 | -10.8% | 72,416 | +0.7% | 0.58% | -4.2% |
| VBF | Buy | INVESCO BD FD | $963,000 | +90.3% | 52,520 | +106.4% | 0.57% | +104.7% |
| MNE | New | BLACKROCK MUNI N Y INTER DUR | $958,000 | – | 65,408 | +100.0% | 0.56% | – |
| NQS | Sell | NUVEEN SELECT QUALITY MUN FD | $955,000 | -54.3% | 70,193 | -49.6% | 0.56% | -50.9% |
| ICB | Sell | MORGAN STANLEY | $955,000 | -26.1% | 56,096 | -21.6% | 0.56% | -20.6% |
| NMY | Buy | NUVEEN MD PREM INCOME MUN FD | $944,000 | -4.0% | 70,451 | +4.0% | 0.56% | +3.2% |
| FTT | Sell | FEDERATED ENHANC TREAS INCM | $932,000 | -21.4% | 71,606 | -17.3% | 0.55% | -15.5% |
| IRL | Sell | NEW IRELAND FUND INC | $930,000 | -6.7% | 89,447 | -6.8% | 0.55% | +0.2% |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $920,000 | -10.7% | 70,599 | -1.5% | 0.54% | -4.1% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $900,000 | -31.1% | 67,083 | -23.6% | 0.53% | -26.0% |
| NEA | Buy | NUVEEN AMT-FREE MUN INCOME F | $862,000 | +58.2% | 66,947 | +80.1% | 0.51% | +69.9% |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $857,000 | -52.7% | 112,562 | -51.4% | 0.50% | -49.1% |
| New | FIRST TR STRATEGIC HIGH INC | $854,000 | – | 54,237 | +100.0% | 0.50% | – | |
| PAI | Buy | WESTERN ASSET INCOME FD | $840,000 | +27.1% | 65,293 | +41.1% | 0.50% | +36.7% |
| IFN | Sell | INDIA FD INC | $838,000 | -57.7% | 43,720 | -53.2% | 0.49% | -54.6% |
| AKP | New | ALLIANCE CALIF MUN INCOME FD | $833,000 | – | 63,630 | +100.0% | 0.49% | – |
| NXJ | Buy | NUVEEN NJ DIV ADVANTAGE MUN | $831,000 | +25.0% | 61,502 | +38.3% | 0.49% | +34.2% |
| FAV | Buy | FIRST TR ACTIVE DIVID INCOME | $828,000 | +58.9% | 101,729 | +62.2% | 0.49% | +70.6% |
| TDF | Sell | TEMPLETON DRAGON FD INC | $821,000 | -44.5% | 32,722 | -38.2% | 0.48% | -40.2% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $817,000 | -29.7% | 152,617 | -27.3% | 0.48% | -24.5% |
| SGL | New | STRATEGIC GLOBAL INCOME FD | $811,000 | – | 86,086 | +100.0% | 0.48% | – |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $805,000 | -38.0% | 57,717 | -32.6% | 0.47% | -33.4% |
| NPF | Buy | NUVEEN PREMIER MUN INCOME FD | $801,000 | -3.5% | 60,250 | +7.2% | 0.47% | +3.7% |
| DHG | Buy | DWS HIGH INCOME OPPORT FD IN | $793,000 | +218.5% | 55,022 | +242.5% | 0.47% | +240.9% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $788,000 | -38.1% | 58,355 | -36.3% | 0.46% | -33.4% |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $783,000 | – | 44,564 | +100.0% | 0.46% | – |
| IIF | Sell | MORGAN STANLEY INDIA INVS FD | $782,000 | -47.3% | 50,777 | -39.2% | 0.46% | -43.3% |
| NUO | Buy | NUVEEN OHIO QUALITY INCOME M | $783,000 | -7.6% | 52,564 | +9.0% | 0.46% | -0.6% |
| BNA | Sell | BLACKROCK INCOME OPP TRUST I | $769,000 | -14.8% | 76,466 | -4.8% | 0.45% | -8.5% |
| CHN | Sell | CHINA FD INC | $759,000 | -20.2% | 37,992 | -16.1% | 0.45% | -14.2% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $759,000 | -14.8% | 55,147 | -5.3% | 0.45% | -8.4% |
| 8107SC | Sell | AMERICAN STRATEGIC INCM PTFL | $740,000 | -16.6% | 70,636 | -9.5% | 0.44% | -10.3% |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $732,000 | -53.3% | 98,117 | -48.9% | 0.43% | -49.9% |
| VMM | New | DELAWARE INV MN MUN INC FD I | $731,000 | – | 53,493 | +100.0% | 0.43% | – |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $728,000 | -42.3% | 63,282 | -36.8% | 0.43% | -37.9% |
| OIA | Buy | INVESCO MUNI INCOME OPP TRST | $728,000 | -2.3% | 110,359 | +8.9% | 0.43% | +5.1% |
| TAI | Sell | TRANSAMERICA INCOME SHS INC | $721,000 | -41.4% | 34,988 | -38.6% | 0.42% | -37.0% |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $721,000 | +155.7% | 39,676 | +180.6% | 0.42% | +174.2% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $721,000 | -69.2% | 184,318 | -67.8% | 0.42% | -66.9% |
| MCN | Sell | MADISON CLAYMORE CALL &EQTY | $719,000 | -6.7% | 90,654 | -5.6% | 0.42% | +0.2% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $720,000 | +86.0% | 104,264 | +93.9% | 0.42% | +100.0% |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND | $718,000 | -28.3% | 90,899 | -25.6% | 0.42% | -23.0% |
| NQP | Buy | NUVEEN PA INVT QUALITY MUN F | $701,000 | +8.2% | 50,295 | +16.3% | 0.41% | +16.3% |
| PIM | Buy | PUTNAM MASTER INTER INCOME Tsh ben int | $694,000 | +0.1% | 139,383 | +4.8% | 0.41% | +7.6% |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $694,000 | -54.7% | 60,075 | -54.2% | 0.41% | -51.3% |
| BBF | New | BLACKROCK MUNIC INCM INVST Tsh ben int | $692,000 | – | 50,908 | +100.0% | 0.41% | – |
| MTS | Buy | MONTGOMERY STR INCOME SECS I | $687,000 | +148.9% | 42,496 | +165.5% | 0.40% | +168.2% |
| DMO | New | WESTERN ASSET MTG DEF OPPTY | $686,000 | – | 29,653 | +100.0% | 0.40% | – |
| SGF | Buy | SINGAPORE FD INC | $681,000 | +28.7% | 52,676 | +41.4% | 0.40% | +38.3% |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $680,000 | -1.2% | 72,727 | +7.7% | 0.40% | +6.4% |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION FUN | $679,000 | -44.7% | 44,817 | -45.0% | 0.40% | -40.6% |
| NQI | New | NUVEEN QUALITY MUN FD INC | $674,000 | – | 51,846 | +100.0% | 0.40% | – |
| FEO | New | FIRST TR/ABERDEEN EMERG OPT | $664,000 | – | 35,272 | +100.0% | 0.39% | – |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $660,000 | +20.2% | 52,283 | +24.0% | 0.39% | +29.2% |
| FDI | Buy | FORT DEARBORN INCOME SECS IN | $659,000 | +202.3% | 45,908 | +226.6% | 0.39% | +223.3% |
| NPP | Sell | NUVEEN PERFORMANCE PLUS MUN | $656,000 | -35.6% | 45,620 | -28.5% | 0.39% | -30.8% |
| AYN | Buy | ALLIANCE NEW YORK MUN INC FD | $653,000 | -6.2% | 50,253 | +0.0% | 0.38% | +0.8% |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $651,000 | -45.3% | 25,993 | -43.6% | 0.38% | -41.3% |
| JLS | New | NUVEEN MTG OPPORTUNITY TERM | $649,000 | – | 25,560 | +100.0% | 0.38% | – |
| RNE | Buy | MORGAN STANLEY EASTN EUR FD | $646,000 | +41.4% | 39,953 | +45.4% | 0.38% | +51.8% |
| EGF | New | BLACKROCK ENHANCED GOVT FD I | $645,000 | – | 45,536 | +100.0% | 0.38% | – |
| ENX | New | EATON VANCE NEW YORK MUN BD | $643,000 | – | 51,702 | +100.0% | 0.38% | – |
| NQM | Buy | NUVEEN INVT QUALITY MUN FD I | $644,000 | +163.9% | 45,141 | +196.1% | 0.38% | +182.8% |
| RNP | New | COHEN & STEERS REIT & PFD IN | $637,000 | – | 36,886 | +100.0% | 0.38% | – |
| NVY | Buy | NUVEEN PA DIVID ADVANTAGE MU | $635,000 | +83.5% | 48,961 | +102.4% | 0.37% | +96.8% |
| NXM | Buy | NUVEEN PA DIV ADVANTAGE MUN | $629,000 | +130.4% | 47,150 | +149.7% | 0.37% | +147.3% |
| MHF | New | WESTERN ASSET MUN HI INCM FD | $628,000 | – | 87,626 | +100.0% | 0.37% | – |
| ZF | Sell | ZWEIG FD | $624,000 | -72.0% | 48,701 | -71.6% | 0.37% | -69.8% |
| MHY | New | WESTERN ASSET MGD HI INCM FD | $625,000 | – | 106,966 | +100.0% | 0.37% | – |
| NTC | Buy | NUVEEN CONN PREM INCOME MUNsh ben int | $614,000 | +37.4% | 46,712 | +49.5% | 0.36% | +47.8% |
| MPA | Buy | BLACKROCK MUNIYIELD PA QLTY | $614,000 | +15.4% | 43,265 | +25.2% | 0.36% | +24.0% |
| NPY | Buy | NUVEEN PA PREM INCOME MUN FD | $611,000 | +211.7% | 45,978 | +237.9% | 0.36% | +236.4% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $607,000 | +15.0% | 52,336 | +15.9% | 0.36% | +23.9% |
| SWZ | Sell | SWISS HELVETIA FD INC | $607,000 | -64.3% | 49,271 | -64.5% | 0.36% | -61.5% |
| FMY | Sell | FIRST TRUST MORTGAGE INCM FD | $608,000 | -53.8% | 38,230 | -52.3% | 0.36% | -50.3% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $606,000 | -58.2% | 47,124 | -58.2% | 0.36% | -55.1% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $605,000 | -23.9% | 44,647 | -15.9% | 0.36% | -18.3% |
| VLT | New | INVESCO HIGH INCOME TR II | $599,000 | – | 37,657 | +100.0% | 0.35% | – |
| GCH | Buy | GREATER CHINA FD INC | $600,000 | +102.7% | 54,707 | +123.2% | 0.35% | +117.9% |
| IF | Buy | ABERDEEN INDONESIA FD INC | $596,000 | +139.4% | 50,434 | +158.2% | 0.35% | +156.2% |
| ABE | Buy | ABERDEEN EMERG MKTS TELE&INF | $594,000 | -5.1% | 29,841 | +0.5% | 0.35% | +2.0% |
| GDL | Buy | GDL FUND | $587,000 | +10.8% | 51,291 | +14.1% | 0.35% | +18.9% |
| NKX | Buy | NUVEEN CAL AMT-FREE MUN INC | $588,000 | -3.3% | 43,581 | +5.4% | 0.35% | +3.9% |
| SBW | New | WESTERN ASSET WORLDWIDE INCO | $585,000 | – | 44,700 | +100.0% | 0.34% | – |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $584,000 | -57.0% | 112,345 | -57.2% | 0.34% | -53.8% |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $582,000 | -57.9% | 78,929 | -56.4% | 0.34% | -54.7% |
| NJV | Buy | NUVEEN NEW JERSEY MUN VALUE | $582,000 | +80.2% | 38,573 | +89.7% | 0.34% | +93.8% |
| FFA | Buy | FIRST TR ENHANCED EQTY INC F | $581,000 | +25.5% | 46,088 | +27.7% | 0.34% | +34.6% |
| NPV | Buy | NUVEEN VA PREM INCOME MUN FD | $579,000 | +209.6% | 41,454 | +235.9% | 0.34% | +231.1% |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD | $578,000 | +56.2% | 40,289 | +70.9% | 0.34% | +67.5% |
| IIM | Sell | INVESCO VALUE MUN INCOME TR | $574,000 | -60.1% | 40,270 | -54.7% | 0.34% | -57.1% |
| GHI | New | GLOBAL HIGH INCOME FUND INC | $573,000 | – | 52,210 | +100.0% | 0.34% | – |
| DDF | New | DELAWARE INVTS DIV & INCOME | $569,000 | – | 63,772 | +100.0% | 0.34% | – |
| BHD | New | BLACKROCK STRTGC BOND TR | $569,000 | – | 43,546 | +100.0% | 0.34% | – |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $565,000 | -26.0% | 57,724 | -26.4% | 0.33% | -20.3% |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $565,000 | – | 91,182 | +100.0% | 0.33% | – |
| BBK | New | BLACKROCK MUNICIPAL BOND TR | $564,000 | – | 37,608 | +100.0% | 0.33% | – |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $564,000 | -45.0% | 42,395 | -39.5% | 0.33% | -41.0% |
| NGZ | Sell | AGIC GLOBAL EQUITY & CONV IN | $562,000 | -40.9% | 40,347 | -38.6% | 0.33% | -36.5% |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $561,000 | -41.6% | 46,287 | -35.8% | 0.33% | -37.4% |
| NKG | New | NUVEEN GA DIV ADV MUN FD 2 | $557,000 | – | 43,941 | +100.0% | 0.33% | – |
| BSE | New | BLACKROCK NY MUNI INC QLTY T | $557,000 | – | 41,896 | +100.0% | 0.33% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $556,000 | – | 43,400 | +100.0% | 0.33% | – |
| BQR | New | BLACKROCK ECOSOLUTIONS INVT | $554,000 | – | 69,022 | +100.0% | 0.33% | – |
| JGT | Buy | NUVEEN DIVER CURRENCY OPPOR | $553,000 | +36.9% | 49,294 | +58.2% | 0.33% | +47.5% |
| NVX | New | NUVEEN CA DIV ADVANTG MUN FD | $546,000 | – | 39,689 | +100.0% | 0.32% | – |
| GFY | New | WESTERN ASSET GLB PTNRS INCO | $544,000 | – | 31,552 | +100.0% | 0.32% | – |
| FPT | New | FEDERATED PREM INTR MUN INC | $542,000 | – | 41,531 | +100.0% | 0.32% | – |
| BTA | New | BLACKROCK LONG-TERM MUNI ADV | $539,000 | – | 47,667 | +100.0% | 0.32% | – |
| TKF | Sell | TURKISH INVT FD INC | $537,000 | -60.7% | 33,804 | -54.7% | 0.32% | -57.9% |
| EIV | Buy | EATON VANCE MUN BD FD II | $537,000 | +137.6% | 46,786 | +173.6% | 0.32% | +154.8% |
| VPV | Buy | INVESCO PA VALUE MUN INCOME | $536,000 | +67.5% | 39,628 | +83.7% | 0.32% | +80.6% |
| BHK | Buy | BLACKROCK CORE BD TR | $531,000 | -8.8% | 40,381 | +2.3% | 0.31% | -1.9% |
| MYM | New | BLACKROCK MUNIYLD MICH QLTY | $528,000 | – | 41,482 | +100.0% | 0.31% | – |
| CTF | Sell | NUVEEN LG/SHT COMMODITY TOTR | $527,000 | -40.4% | 26,546 | -39.3% | 0.31% | -36.1% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $526,000 | +42.2% | 135,974 | +51.2% | 0.31% | +52.7% |
| FTF | New | FRANKLIN TEMPLETON LTD DUR I | $525,000 | – | 39,079 | +100.0% | 0.31% | – |
| JRI | Buy | NUVEEN REAL ASSET INC & GROW | $522,000 | +67.8% | 27,911 | +80.7% | 0.31% | +80.1% |
| FUND | Buy | ROYCE FOCUS TR | $523,000 | +112.6% | 74,955 | +112.8% | 0.31% | +128.1% |
| GEQ | Sell | GUGGENHEIM EQ WEIGHT ENHANC | $519,000 | -57.4% | 28,538 | -56.2% | 0.31% | -54.2% |
| NIO | Buy | NUVEEN MUN OPPORTUNITY FD IN | $518,000 | +83.0% | 37,011 | +96.1% | 0.30% | +96.8% |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $517,000 | -37.0% | 33,002 | -35.0% | 0.30% | -32.2% |
| PDT | New | HANCOCK JOHN PREMUIM DIV FD | $518,000 | – | 39,052 | +100.0% | 0.30% | – |
| NXK | Buy | NUVEEN NY DIV ADVANTG MUN FD | $516,000 | +41.4% | 37,041 | +49.4% | 0.30% | +52.0% |
| BSD | New | BLACKROCK STRATEGIC MUN TR | $516,000 | – | 39,453 | +100.0% | 0.30% | – |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $516,000 | -45.9% | 106,970 | -42.1% | 0.30% | -41.9% |
| NNC | Sell | NUVEEN N C PREM INCOME MUN Fsh ben int | $514,000 | -27.5% | 39,413 | -19.8% | 0.30% | -22.1% |
| HAV | New | HELIOS ADVANTAGE INCOME FD I | $514,000 | – | 61,720 | +100.0% | 0.30% | – |
| ISL | Buy | ABERDEEN ISRAEL FUND INC | $513,000 | +18.2% | 35,003 | +17.8% | 0.30% | +26.9% |
| NZH | Sell | NUVEEN CA DIV ADV MUNI FD 3 | $505,000 | -22.3% | 40,614 | -13.3% | 0.30% | -16.6% |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $503,000 | +10.1% | 112,359 | +9.6% | 0.30% | +17.9% |
| IMF | Sell | WESTERN ASSET INFL MGMT FD I | $502,000 | -44.5% | 30,379 | -37.9% | 0.30% | -40.3% |
| FCO | New | ABERDEEN GLOBAL INCOME FD IN | $501,000 | – | 45,358 | +100.0% | 0.30% | – |
| TTF | Sell | THAI FD INC | $497,000 | -72.9% | 23,022 | -70.0% | 0.29% | -70.8% |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $493,000 | – | 48,439 | +100.0% | 0.29% | – |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $491,000 | +37.2% | 34,002 | +58.3% | 0.29% | +47.4% |
| JPS | New | NUVEEN QUALITY PFD INCOME FD | $490,000 | – | 56,208 | +100.0% | 0.29% | – |
| EVM | New | EATON VANCE CALIF MUN BD FD | $487,000 | – | 44,536 | +100.0% | 0.29% | – |
| TWN | Buy | TAIWAN FD INC | $486,000 | +24.6% | 29,906 | +25.7% | 0.29% | +33.6% |
| MMV | Buy | EATON VANCE MA MUNI INCOME Tsh ben int | $485,000 | +38.2% | 37,310 | +55.1% | 0.29% | +49.0% |
| PMM | New | PUTNAM MANAGED MUN INCOM TR | $482,000 | – | 67,458 | +100.0% | 0.28% | – |
| NPT | New | NUVEEN PREM INCOME MUN FD 4 | $480,000 | – | 37,879 | +100.0% | 0.28% | – |
| NUJ | New | NUVEEN NEW JERSEY DIVID | $481,000 | – | 35,963 | +100.0% | 0.28% | – |
| NIE | Sell | AGIC EQUITY & CONV INCOME FD | $481,000 | -78.3% | 26,248 | -78.7% | 0.28% | -76.7% |
| NAN | Buy | NUVEEN NY DIVID ADVNTG MUN F | $477,000 | +93.1% | 34,249 | +109.3% | 0.28% | +108.1% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $476,000 | -9.5% | 35,401 | +1.7% | 0.28% | -2.8% |
| BAF | Buy | BLACKROCK MUNI INCOME INV QL | $474,000 | +37.4% | 34,012 | +53.9% | 0.28% | +47.6% |
| NQJ | Sell | NUVEEN NJ INVT QUALITY MUN F | $474,000 | -22.5% | 34,570 | -15.0% | 0.28% | -17.0% |
| MZF | New | MANAGED DURATION INVT GRD FU | $470,000 | – | 34,839 | +100.0% | 0.28% | – |
| DVM | Buy | COHEN & STEERS DIV MJRS FDIN | $471,000 | +72.5% | 32,891 | +79.5% | 0.28% | +84.7% |
| JHP | Buy | NUVEEN QUALITY PFD INC FD 3 | $466,000 | +217.0% | 55,383 | +241.6% | 0.28% | +239.5% |
| NGX | Buy | NUVEEN MASS AMT-FREE MUN INC | $461,000 | +97.0% | 34,384 | +98.4% | 0.27% | +112.5% |
| NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $460,000 | – | 34,464 | +100.0% | 0.27% | – |
| JTP | New | NUVEEN QUALITY PFD INCOME FD | $446,000 | – | 53,791 | +100.0% | 0.26% | – |
| NNJ | Sell | NUVEEN NJ PREM INCOME MUN FD | $447,000 | -14.2% | 31,293 | -4.5% | 0.26% | -8.0% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $446,000 | +333.0% | 75,120 | +363.6% | 0.26% | +369.6% |
| VFL | New | DELAWARE INVT NAT MUNI INC Fsh ben int | $446,000 | – | 35,089 | +100.0% | 0.26% | – |
| COY | New | BLACKROCK CORPOR HIGH YLD FD | $445,000 | – | 61,079 | +100.0% | 0.26% | – |
| NQC | New | NUVEEN CA INVT QUALITY MUN F | $443,000 | – | 31,062 | +100.0% | 0.26% | – |
| NUM | Buy | NUVEEN MICH QUALITY INCOME M | $441,000 | +1.6% | 32,170 | +12.2% | 0.26% | +9.2% |
| JMT | New | NUVEEN MTG OPPTY TERM FD 2 | $442,000 | – | 17,226 | +100.0% | 0.26% | – |
| WIA | Sell | WESTERN ASSET CLYM INFL SEC | $439,000 | -73.7% | 36,689 | -70.2% | 0.26% | -71.7% |
| JFC | Buy | J F CHINA REGION FD INC | $439,000 | +66.3% | 33,277 | +81.3% | 0.26% | +78.6% |
| MUA | Buy | BLACKROCK MUNIASSETS FD INC | $436,000 | +77.2% | 34,525 | +90.6% | 0.26% | +90.4% |
| HEQ | Sell | JOHN HANCOCK HDG EQ & INC FD | $436,000 | -66.8% | 25,839 | -66.9% | 0.26% | -64.3% |
| ERC | New | WELLS FARGO ADVANTAGE MULTI | $437,000 | – | 29,802 | +100.0% | 0.26% | – |
| GF | Sell | NEW GERMANY FD INC | $435,000 | -54.1% | 24,702 | -56.1% | 0.26% | -50.8% |
| KF | Buy | KOREA FD | $434,000 | -7.3% | 12,603 | +5.3% | 0.26% | -0.4% |
| TRF | Sell | TEMPLETON RUS AND EAST EUR F | $426,000 | -41.7% | 31,137 | -37.0% | 0.25% | -37.4% |
| NXP | Buy | NUVEEN SELECT TAX FREE INCMsh ben int | $423,000 | +147.4% | 31,565 | +170.8% | 0.25% | +164.9% |
| CEE | Sell | CENTRAL EUROPE & RUSSIA FD I | $422,000 | -60.1% | 14,158 | -56.1% | 0.25% | -57.0% |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $418,000 | – | 16,712 | +100.0% | 0.25% | – |
| LDF | Buy | LATIN AMERN DISCOVERY FD INC | $418,000 | +88.3% | 30,990 | +122.4% | 0.25% | +101.6% |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $416,000 | – | 43,568 | +100.0% | 0.24% | – |
| APB | Sell | ASIA PAC FD INC | $410,000 | -35.1% | 40,599 | -30.9% | 0.24% | -30.1% |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVD F | $410,000 | -68.7% | 89,067 | -67.3% | 0.24% | -66.2% |
| NRK | Sell | NUVEEN NY AMT-FREE MUN INCOM | $409,000 | -23.4% | 30,831 | -16.7% | 0.24% | -17.7% |
| EOT | Sell | EATON VANCE NATL MUN OPPORT | $409,000 | -44.4% | 20,701 | -37.4% | 0.24% | -40.3% |
| GRR | Buy | ASIA TIGERS FD INC | $406,000 | +92.4% | 35,391 | +107.7% | 0.24% | +106.0% |
| BFY | New | BLACKROCK NY MUN INCOME TR I | $404,000 | – | 28,109 | +100.0% | 0.24% | – |
| BIE | New | BLACKROCK MUNIC BD INVST TR | $395,000 | – | 27,292 | +100.0% | 0.23% | – |
| MFM | New | MFS MUN INCOME TRsh ben int | $394,000 | – | 57,657 | +100.0% | 0.23% | – |
| MHN | New | BLACKROCK MUNIHLDGS NY QLTY | $387,000 | – | 27,653 | +100.0% | 0.23% | – |
| VCV | New | INVESCO CALIF VALUE MUN INC | $378,000 | – | 31,330 | +100.0% | 0.22% | – |
| SPXX | Buy | NUVEEN EQUITY PREM & GROWTH | $377,000 | +63.2% | 27,311 | +60.9% | 0.22% | +74.8% |
| VKQ | Sell | INVESCO MUN TR | $376,000 | -26.1% | 29,749 | -17.8% | 0.22% | -20.8% |
| CSI | Sell | CUTWATER SELECT INCOME FD | $376,000 | -15.9% | 20,481 | -8.2% | 0.22% | -9.8% |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $374,000 | – | 21,180 | +100.0% | 0.22% | – |
| CCA | Buy | MFS CALIF MUN FD | $373,000 | +123.4% | 34,536 | +147.6% | 0.22% | +139.1% |
| NBD | Sell | NUVEEN BUILD AMER BD OPPTNY | $371,000 | -46.8% | 18,530 | -41.3% | 0.22% | -42.8% |
| HSA | Buy | HELIOS STRATEGIC INCOME FD I | $367,000 | +105.0% | 60,087 | +115.6% | 0.22% | +120.4% |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $364,000 | – | 22,510 | +100.0% | 0.21% | – |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QLTY I | $364,000 | +34.3% | 28,430 | +55.0% | 0.21% | +43.6% |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $363,000 | -33.5% | 31,525 | -25.7% | 0.21% | -28.4% |
| NMB | New | NUVEEN MASS DIVID ADVANTAG M | $362,000 | – | 24,196 | +100.0% | 0.21% | – |
| MGU | Sell | MACQUARIE GLBL INFRA TOTL RE | $361,000 | -59.8% | 17,686 | -58.3% | 0.21% | -56.8% |
| EIA | New | EATON VANCE CALIF MUN BD FD | $360,000 | – | 31,334 | +100.0% | 0.21% | – |
| NMD | Sell | NUVEEN MUN HIGH INC OPPTY FD | $358,000 | -65.4% | 29,336 | -63.5% | 0.21% | -62.8% |
| MFL | Sell | BLACKROCK MUNIHLDS INVSTM QL | $358,000 | -39.2% | 25,192 | -33.6% | 0.21% | -34.7% |
| BQY | Buy | BLACKROCK S&P QLTY RK EQ MD | $352,000 | +66.8% | 28,163 | +72.1% | 0.21% | +78.4% |
| BNY | New | BLACKROCK N Y MUN INCOME TRsh ben int | $348,000 | – | 24,668 | +100.0% | 0.20% | – |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $348,000 | – | 37,602 | +100.0% | 0.20% | – |
| LAQ | Sell | ABERDEEN LATIN AMER EQTY FD | $348,000 | -32.2% | 11,106 | -18.8% | 0.20% | -27.0% |
| PDI | New | PIMCO DYNAMIC INCOME FD | $347,000 | – | 11,863 | +100.0% | 0.20% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $347,000 | – | 50,851 | +100.0% | 0.20% | – |
| MGF | Buy | MFS GOVT MKTS INCOME TRsh ben int | $346,000 | +302.3% | 57,755 | +342.8% | 0.20% | +334.0% |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $344,000 | – | 41,191 | +100.0% | 0.20% | – |
| DNIF | Sell | DIVIDEND & INCOME FUND | $345,000 | -74.3% | 21,617 | -75.4% | 0.20% | -72.4% |
| BBN | New | BLACKROCK BUILD AMER BD TR | $343,000 | – | 16,999 | +100.0% | 0.20% | – |
| CFD | New | NUVEEN DIVERSIFIED COMMODTY | $336,000 | – | 19,665 | +100.0% | 0.20% | – |
| MIY | Sell | BLACKROCK MUNIYLD MICH QLTY | $335,000 | -14.3% | 24,316 | -4.8% | 0.20% | -7.9% |
| E103PS | New | WESTERN ASSET EMRG MKT INCM | $332,000 | – | 25,050 | +100.0% | 0.20% | – |
| NAC | Buy | NUVEEN CA DIVIDEND ADV MUN F | $329,000 | +29.0% | 24,061 | +44.5% | 0.19% | +38.6% |
| LBF | Buy | DWS GLOBAL HIGH INCOME FD | $329,000 | +186.1% | 40,775 | +218.4% | 0.19% | +207.9% |
| MTT | Buy | WESTERN ASSET MUN DEF OPP TR | $328,000 | +56.2% | 15,118 | +64.1% | 0.19% | +67.8% |
| EEA | Buy | EUROPEAN EQUITY FUND | $325,000 | +16.9% | 45,425 | +16.0% | 0.19% | +25.7% |
| IRR | Buy | ING RISK MANAGED NAT RES FD | $325,000 | +21.7% | 29,994 | +25.2% | 0.19% | +30.8% |
| HMH | Buy | HELIOS MULTI SEC HI INC FD I | $320,000 | +357.1% | 55,988 | +401.1% | 0.19% | +397.4% |
| KST | New | DWS STRATEGIC INCOME TR | $315,000 | – | 24,420 | +100.0% | 0.19% | – |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $315,000 | – | 25,724 | +100.0% | 0.19% | – |
| NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $313,000 | – | 24,175 | +100.0% | 0.18% | – |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $312,000 | -55.2% | 19,115 | -55.0% | 0.18% | -51.8% |
| MUJ | Sell | BLACKROCK MUNIHLDGS NJ QLTY | $308,000 | -70.0% | 21,496 | -66.9% | 0.18% | -67.8% |
| LOR | New | LAZARD WORLD DIVID & INCOME | $305,000 | – | 23,248 | +100.0% | 0.18% | – |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY | $300,000 | – | 22,122 | +100.0% | 0.18% | – |
| CXE | New | MFS HIGH INCOME MUN TRsh ben int | $301,000 | – | 61,627 | +100.0% | 0.18% | – |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $299,000 | -26.0% | 15,803 | -19.0% | 0.18% | -20.4% |
| DSM | New | DREYFUS STRATEGIC MUN BD FD | $295,000 | – | 36,165 | +100.0% | 0.17% | – |
| MYJ | Sell | BLACKROCK MUNIYIELD N J FD I | $293,000 | -31.7% | 19,960 | -23.0% | 0.17% | -26.4% |
| KEF | Buy | KOREA EQUITY FD INC | $293,000 | -4.9% | 37,510 | +9.1% | 0.17% | +2.4% |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $290,000 | – | 19,717 | +100.0% | 0.17% | – |
| BKT | Sell | BLACKROCK INCOME TR INC | $291,000 | -69.4% | 42,540 | -67.7% | 0.17% | -67.2% |
| DPG | Buy | DUFF & PHELPS GLB UTL INC FD | $287,000 | +7.9% | 15,366 | +10.0% | 0.17% | +15.8% |
| EIM | Sell | EATON VANCE MUN BD FD | $287,000 | -41.8% | 23,917 | -33.3% | 0.17% | -37.4% |
| T107SC | Sell | NUVEEN EQUITY PREM ADV FD | $286,000 | -14.1% | 23,164 | -13.5% | 0.17% | -8.2% |
| EMF | Sell | TEMPLETON EMERGING MKTS FD I | $283,000 | -37.5% | 16,177 | -27.3% | 0.17% | -32.7% |
| EOS | Sell | EATON VANCE ENH EQTY INC FD | $283,000 | -75.0% | 24,605 | -75.3% | 0.17% | -73.1% |
| NTX | New | NUVEEN TEX QUALITY INCOME MU | $283,000 | – | 20,169 | +100.0% | 0.17% | – |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $281,000 | -79.8% | 19,157 | -78.1% | 0.17% | -78.2% |
| HIH | New | HELIOS HIGH INCOME FD INC | $280,000 | – | 34,416 | +100.0% | 0.16% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $279,000 | – | 18,748 | +100.0% | 0.16% | – |
| BGH | Sell | BABSON CAP GLB SHT DURHGH YL | $274,000 | -18.5% | 11,944 | -11.0% | 0.16% | -12.5% |
| HHY | New | HELIOS HIGH YIELD FD | $272,000 | – | 28,325 | +100.0% | 0.16% | – |
| EIP | Buy | EATON VANCE PA MUN BD FD | $266,000 | +49.4% | 21,324 | +69.3% | 0.16% | +60.2% |
| KMM | New | DWS MULTI MKT INCOME TR | $264,000 | – | 27,162 | +100.0% | 0.16% | – |
| HIS | New | BLACKROCK HIGH INCOME SHS | $259,000 | – | 120,671 | +100.0% | 0.15% | – |
| MHD | New | BLACKROCK MUNIHOLDINGS FD IN | $258,000 | – | 15,399 | +100.0% | 0.15% | – |
| RVT | Sell | ROYCE VALUE TR INC | $258,000 | -81.6% | 17,034 | -81.7% | 0.15% | -80.2% |
| EMJ | Buy | EATON VANCE N J MUN BD FD | $254,000 | +10.0% | 20,211 | +25.5% | 0.15% | +18.1% |
| BUI | Sell | BLACKROCK UTIL & INFRASTRCTU | $254,000 | -12.1% | 14,021 | -5.0% | 0.15% | -5.1% |
| MYF | Buy | BLACKROCK MUNIYIELD INVST FD | $252,000 | -1.2% | 17,339 | +11.8% | 0.15% | +5.7% |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $251,000 | – | 12,041 | +100.0% | 0.15% | – |
| NVC | New | NUVEEN CA SELECT QUALITY MUN | $247,000 | – | 16,299 | +100.0% | 0.15% | – |
| BYM | Sell | BLACKROCK MUNICIPL INC QLTY | $247,000 | -73.6% | 17,411 | -70.5% | 0.15% | -71.5% |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $246,000 | – | 10,132 | +100.0% | 0.14% | – |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $245,000 | – | 16,830 | +100.0% | 0.14% | – |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $239,000 | – | 25,145 | +100.0% | 0.14% | – |
| JGG | New | NUVEEN GBL INCOME OPPORTUN F | $237,000 | – | 19,192 | +100.0% | 0.14% | – |
| EVO | Sell | EATON VANCE OH MUNI INCOME Tsh ben int | $232,000 | -25.9% | 18,042 | -15.2% | 0.14% | -20.3% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $233,000 | -73.4% | 15,560 | -73.9% | 0.14% | -71.5% |
| MJI | Sell | BLACKROCK MUNIYIELD NJ QLTY | $228,000 | -51.5% | 15,992 | -46.9% | 0.13% | -48.1% |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN | $225,000 | – | 14,949 | +100.0% | 0.13% | – |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $225,000 | -52.8% | 17,343 | -48.3% | 0.13% | -49.2% |
| BQH | New | BLACKROCK NY MUNICIPAL BOND | $212,000 | – | 15,211 | +100.0% | 0.12% | – |
| NIM | New | NUVEEN SELECT MAT MUN FDsh ben int | $210,000 | – | 21,343 | +100.0% | 0.12% | – |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $208,000 | -82.0% | 19,215 | -82.2% | 0.12% | -80.6% |
| NMT | New | NUVEEN MASS PREM INCOME MUN | $209,000 | – | 15,135 | +100.0% | 0.12% | – |
| MZA | New | BLACKROCK MUNIYIELD ARIZ FD | $208,000 | – | 15,511 | +100.0% | 0.12% | – |
| EVT | New | EATON VANCE TAX ADVT DIV INC | $209,000 | – | 11,458 | +100.0% | 0.12% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $208,000 | – | 11,274 | +100.0% | 0.12% | – |
| MAB | New | EATON VANCE MASS MUN BD FD | $207,000 | – | 15,367 | +100.0% | 0.12% | – |
| BNJ | New | BLACKROCK N J MUN INCOME TRsh ben int | $206,000 | – | 14,295 | +100.0% | 0.12% | – |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $202,000 | – | 7,062 | +100.0% | 0.12% | – |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $197,000 | – | 44,300 | +100.0% | 0.12% | – |
| EVP | New | EATON VANCE PA MUNI INCOME Tsh ben int | $196,000 | – | 16,210 | +100.0% | 0.12% | – |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $190,000 | -48.2% | 10,708 | -41.4% | 0.11% | -44.3% |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $190,000 | – | 28,525 | +100.0% | 0.11% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $189,000 | – | 44,466 | +100.0% | 0.11% | – |
| NNP | Buy | NUVEEN NY PERFORM PLUS MUN F | $189,000 | +6.2% | 12,898 | +19.8% | 0.11% | +13.3% |
| HYT | New | BLACKROCK CORPOR HI YLD FD V | $185,000 | – | 15,454 | +100.0% | 0.11% | – |
| EAD | New | WELLS FARGO ADVANTAGE INCOME | $183,000 | – | 19,286 | +100.0% | 0.11% | – |
| NYV | New | NUVEEN NEW YORK MUN VALUE FD | $183,000 | – | 12,744 | +100.0% | 0.11% | – |
| ACP | New | AVENUE INCOME CR STRATEGIES | $181,000 | – | 10,566 | +100.0% | 0.11% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $177,000 | – | 17,734 | +100.0% | 0.10% | – |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $175,000 | – | 13,136 | +100.0% | 0.10% | – |
| CYE | New | BLACKROCK CORPOR HI YLD III | $173,000 | – | 23,367 | +100.0% | 0.10% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $171,000 | – | 16,843 | +100.0% | 0.10% | – |
| NCU | New | NUVEEN CALIF PREM INCOME MUN | $169,000 | – | 12,029 | +100.0% | 0.10% | – |
| MFT | Sell | BLACKROCK MUNIYLD INVST QLTY | $169,000 | -64.0% | 12,717 | -59.1% | 0.10% | -61.1% |
| ARK | New | BLACKROCK SR HIGH INCOME FD | $166,000 | – | 40,084 | +100.0% | 0.10% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $159,000 | – | 12,806 | +100.0% | 0.09% | – |
| STK | New | COLUMBIA SELIGM PREM TECH GR | $160,000 | – | 11,106 | +100.0% | 0.09% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $156,000 | – | 12,766 | +100.0% | 0.09% | – |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $155,000 | – | 10,581 | +100.0% | 0.09% | – |
| IAE | New | ING ASIA PAC HGH DIVID EQ IN | $153,000 | – | 11,223 | +100.0% | 0.09% | – |
| KTF | New | DWS MUN INCOME TR | $150,000 | – | 11,593 | +100.0% | 0.09% | – |
| NCA | New | NUVEEN CALIF MUN VALUE FD | $145,000 | – | 15,362 | +100.0% | 0.08% | – |
| JGV | New | NUVEEN GBL VL OPPORTUNITIES | $139,000 | – | 10,803 | +100.0% | 0.08% | – |
| VCF | New | DELAWARE INV CO MUN INC FD I | $138,000 | – | 10,180 | +100.0% | 0.08% | – |
| BXMX | New | NUVEEN EQUITY PREM INCOME FD | $136,000 | – | 10,805 | +100.0% | 0.08% | – |
| NMI | New | NUVEEN MUN INCOME FD INC | $136,000 | – | 12,586 | +100.0% | 0.08% | – |
| EMI | New | EATON VANCE MI MUNI INCOME Tsh ben int | $126,000 | – | 10,277 | +100.0% | 0.07% | – |
| RIT | Sell | LMP REAL ESTATE INCOME FD IN | $123,000 | -33.2% | 10,340 | -26.1% | 0.07% | -28.7% |
| NYH | New | EATON VANCE N Y MUN BD FD II | $123,000 | – | 10,425 | +100.0% | 0.07% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $119,000 | – | 13,217 | +100.0% | 0.07% | – |
| LEO | New | DREYFUS STRATEGIC MUNS INC | $115,000 | – | 13,328 | +100.0% | 0.07% | – |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $112,000 | +148.9% | 38,953 | +173.9% | 0.07% | +164.0% |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $104,000 | – | 12,260 | +100.0% | 0.06% | – |
| HYF | Buy | MANAGED HIGH YIELD PLUS FD I | $97,000 | +26.0% | 48,597 | +36.3% | 0.06% | +35.7% |
| JEQ | Buy | JAPAN EQUITY FD INC | $95,000 | +33.8% | 14,754 | +29.9% | 0.06% | +43.6% |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $44,000 | – | 11,630 | +100.0% | 0.03% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -10,047 | -100.0% | -0.06% | – |
| GCV | Exit | GABELLI CONV & INCOME SECS Fconv sec fd | $0 | – | -18,566 | -100.0% | -0.06% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNICIPALsh ben int | $0 | – | -11,451 | -100.0% | -0.08% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -20,061 | -100.0% | -0.08% | – |
| XAA | Exit | AMERICAN MUN INCOME PORTFOLI | $0 | – | -10,838 | -100.0% | -0.09% | – |
| NBJ | Exit | NUVEEN OH DIV ADV MUNI FD 2 | $0 | – | -11,053 | -100.0% | -0.10% | – |
| NNY | Exit | NUVEEN NY MUN VALUE FD | $0 | – | -17,328 | -100.0% | -0.10% | – |
| NXI | Exit | NUVEEN OH DIV ADVANTAGE MUN | $0 | – | -11,218 | -100.0% | -0.10% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -22,264 | -100.0% | -0.10% | – |
| MYC | Exit | BLACKROCK MUNIYIELD CALIF FD | $0 | – | -11,769 | -100.0% | -0.11% | – |
| NVJ | Exit | NUVEEN OHIO DIVID ADVANTAGE | $0 | – | -13,136 | -100.0% | -0.12% | – |
| 2101SC | Exit | DOW 30 PREMIUM & DIV INC FD | $0 | – | -15,349 | -100.0% | -0.12% | – |
| VGM | Exit | INVESCO TR INVT GRADE MUNS | $0 | – | -15,169 | -100.0% | -0.12% | – |
| MMD | Exit | MAINSTAY DEFINEDTERM MN OPP | $0 | – | -11,842 | -100.0% | -0.13% | – |
| RMRM | Exit | RMR REAL ESTATE INCOME FUND | $0 | – | -11,482 | -100.0% | -0.13% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -17,302 | -100.0% | -0.13% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -14,833 | -100.0% | -0.13% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -21,053 | -100.0% | -0.14% | – |
| M102SC | Exit | NUVEEN EQTY PRM OPPORTUNITYF | $0 | – | -21,122 | -100.0% | -0.15% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -28,600 | -100.0% | -0.16% | – |
| JTD | Exit | NUVEEN TAX ADVANTAGED DIV GR | $0 | – | -19,847 | -100.0% | -0.17% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QLTY FD | $0 | – | -20,333 | -100.0% | -0.17% | – |
| IGD | Exit | ING GLOBAL EQTY DIV & PREM O | $0 | – | -34,795 | -100.0% | -0.18% | – |
| SCD | Exit | LMP CAP & INCOME FD INC | $0 | – | -27,558 | -100.0% | -0.24% | – |
| NAI | Exit | AGIC INTL & PREM STRATEGY FD | $0 | – | -43,996 | -100.0% | -0.24% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -22,306 | -100.0% | -0.24% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -42,311 | -100.0% | -0.27% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -26,767 | -100.0% | -0.28% | – |
| ETB | Exit | EATON VANCE TAX MNGED BUY WR | $0 | – | -35,282 | -100.0% | -0.28% | – |
| VGI | Exit | VIRTUS GLOBAL MULTI-SEC INC | $0 | – | -30,725 | -100.0% | -0.32% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -33,183 | -100.0% | -0.38% | – |
| 7105SC | Exit | DOW 30SM ENHANCED PREM & INC | $0 | – | -62,920 | -100.0% | -0.41% | – |
| GBAB | Exit | GUGGENHEIM BLD AMR BDS MNG D | $0 | – | -37,435 | -100.0% | -0.46% | – |
| NPX | Exit | NUVEEN PREM INCOME MUN OPPTY | $0 | – | -60,287 | -100.0% | -0.47% | – |
| NIF | Exit | NUVEEN PREMIER OPPURTUNITY F | $0 | – | -56,564 | -100.0% | -0.47% | – |
| EDI | Exit | STONE HBR EMERG MKTS TL INC | $0 | – | -37,227 | -100.0% | -0.49% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT OP | $0 | – | -71,077 | -100.0% | -0.51% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OP | $0 | – | -73,126 | -100.0% | -0.54% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -97,283 | -100.0% | -0.54% | – |
| ETW | Exit | EATON VANCE TXMGD GL BUYWR O | $0 | – | -90,907 | -100.0% | -0.56% | – |
| MNP | Exit | WESTERN ASST MN PRT FD INC | $0 | – | -62,887 | -100.0% | -0.56% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -72,570 | -100.0% | -0.66% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -71,891 | -100.0% | -0.67% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -351,690 | -100.0% | -1.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BlackRock Resources & Commodit | 33 | Q4 2021 | 2.1% |
| CBRE GBL REAL ESTATE INC FD | 32 | Q2 2023 | 1.7% |
| GAMCO Global Gold Natural Reso | 29 | Q1 2023 | 2.2% |
| Royce Micro-Cap Trust Inc | 29 | Q3 2020 | 0.9% |
| ADAMS EXPRESS CO | 28 | Q3 2021 | 2.0% |
| BLACKROCK INTL GRWTH & INC T | 28 | Q2 2022 | 2.1% |
| EXXON MOBIL CORP | 27 | Q4 2023 | 46.5% |
| PHILIP MORRIS INTL INC | 27 | Q4 2023 | 1.7% |
| ALTRIA GROUP INC | 27 | Q4 2023 | 1.6% |
| SUPERCOM LTD NEW | 27 | Q4 2023 | 1.5% |
View DOLIVER ADVISORS, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BOULDER GROWTH & INCOME FUND | August 29, 2012 | 1,048,089 | 4.1% |
| CORNERSTONE PROGRESSIVE RETURN FUND | October 14, 2010 | 417,000 | 4.5% |
| FORT DEARBORN INCOME SECURITIES INC | September 14, 2010 | 206,974 | 2.4% |
| RIVUS BOND FUND | June 10, 2009 | 18,295 | 0.4% |
| FIRST TRUST VALUE LINE R 100 FUNDSold out | August 07, 2007 | 0 | 0.0% |
| FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDSold out | August 06, 2007 | 0 | 0.0% |
| PIONEER INTEREST SHARES | April 10, 2007 | 1,696,100 | 22.9% |
| BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC | February 14, 2007 | 637,800 | 5.0% |
| RIVUS BOND FUND | February 14, 2007 | 253,700 | 5.2% |
| CORNERSTONE STRATEGIC VALUE FUND INC/ NEW | April 03, 2006 | 319,490 | 1.3% |
View DOLIVER ADVISORS, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-01-03 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-07 |
View DOLIVER ADVISORS, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.