$294 Million is the total value of Cowen Prime Advisors LLC's 174 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 3.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INC COMstock | $55,401,000 | +24.1% | 1,742,725 | -10.1% | 18.84% | +13.4% |
| FRG | Sell | FRANCHISE GROUP INC COMstock | $18,981,000 | +44.7% | 363,900 | -1.8% | 6.45% | +32.2% |
| ASPN | Sell | ASPEN AEROGELS INC COMstock | $15,629,000 | -9.8% | 313,900 | -16.7% | 5.32% | -17.6% |
| VG | Sell | VONAGE HLDGS CORP COMstock | $11,952,000 | -20.8% | 574,900 | -38.6% | 4.06% | -27.6% |
| THRY | New | THRYV HLDGS INC COM NEWstock | $11,901,000 | – | 289,360 | +100.0% | 4.05% | – |
| RMBL | Buy | RUMBLEON INC COM CL Bstock | $11,224,000 | +162.1% | 270,320 | +146.1% | 3.82% | +139.6% |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS INC COMstock | $10,382,000 | -5.8% | 1,549,600 | +5.8% | 3.53% | -13.9% |
| ITI | Buy | ITERIS INC NEW COMstock | $9,400,000 | -2.4% | 2,349,950 | +28.8% | 3.20% | -10.8% |
| SCOR | Buy | COMSCORE INC COMstock | $9,354,000 | -3.9% | 2,800,500 | +12.2% | 3.18% | -12.2% |
| QUOT | Sell | QUOTIENT TECHNOLOGY INC COMstock | $7,991,000 | -34.5% | 1,076,900 | -48.6% | 2.72% | -40.1% |
| KRNT | Sell | KORNIT DIGITAL LTD SHSstock | $7,840,000 | +4.2% | 51,494 | -1.0% | 2.67% | -4.8% |
| REPH | Buy | RECRO PHARMA INC COMstock | $7,189,000 | +0.6% | 4,204,000 | +21.2% | 2.44% | -8.0% |
| DMRC | Sell | DIGIMARC CORP NEW COMstock | $5,191,000 | +3.9% | 131,493 | -9.4% | 1.76% | -5.1% |
| INSE | Buy | INSPIRED ENTMT INC COMstock | $4,692,000 | +69.2% | 362,000 | +52.7% | 1.60% | +54.7% |
| HLIT | HARMONIC INC COMstock | $4,378,000 | +34.4% | 372,294 | 0.0% | 1.49% | +22.9% | |
| Sell | ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock | $4,007,000 | -24.8% | 5,380,000 | -29.0% | 1.36% | -31.3% | |
| PFE | Sell | PFIZER INC COMstock | $3,993,000 | +28.6% | 67,625 | -6.4% | 1.36% | +17.5% |
| NEPH | Sell | NEPHROS INC COMstock | $3,735,000 | -35.5% | 633,050 | -4.1% | 1.27% | -41.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $3,727,000 | +1.4% | 12,465 | -7.4% | 1.27% | -7.3% |
| KKR | Sell | KKR & CO INC COMstock | $3,621,000 | +14.8% | 48,600 | -6.2% | 1.23% | +4.9% |
| MTSI | MACOM TECH SOLUTIONS HLDGS I COMstock | $3,375,000 | +20.7% | 43,108 | 0.0% | 1.15% | +10.4% | |
| APYX | APYX MEDICAL CORPORATION COMstock | $3,228,000 | -7.4% | 251,759 | 0.0% | 1.10% | -15.3% | |
| HTGM | Sell | HTG MOLECULAR DIAGNOSTICS IN COM NEWstock | $3,215,000 | -19.4% | 593,133 | -15.1% | 1.09% | -26.3% |
| APO | Sell | APOLLO GLOBAL MGMT INC COM CL Astock | $3,146,000 | -6.8% | 43,430 | -20.8% | 1.07% | -14.8% |
| Sell | VONAGE HLDGS CORP NOTE 1.750 6/0stock | $3,045,000 | +10.4% | 2,280,000 | -3.8% | 1.04% | +0.9% | |
| JNJ | Sell | JOHNSON & JOHNSON COMstock | $3,021,000 | +0.8% | 17,660 | -4.8% | 1.03% | -7.9% |
| AZN | Sell | ASTRAZENECA PLC SPONSORED ADRstock | $2,995,000 | -8.4% | 51,420 | -5.5% | 1.02% | -16.3% |
| Sell | ACCURAY INC DEL NOTE 3.750 7/1stock | $2,985,000 | +3.8% | 2,755,000 | -2.8% | 1.02% | -5.1% | |
| TACT | TRANSACT TECHNOLOGIES INC COMstock | $2,748,000 | -21.6% | 252,067 | 0.0% | 0.93% | -28.4% | |
| DDD | Buy | 3-D SYS CORP DEL COM NEWstock | $2,683,000 | -21.5% | 124,550 | +0.4% | 0.91% | -28.3% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRA COMstock | $2,539,000 | +6.3% | 16,855 | -5.6% | 0.86% | -2.8% |
| SBUX | Sell | STARBUCKS CORP COMstock | $2,472,000 | -1.0% | 21,135 | -6.6% | 0.84% | -9.5% |
| MSFT | Sell | MICROSOFT CORP COMstock | $2,379,000 | -0.4% | 7,075 | -16.5% | 0.81% | -9.0% |
| DIS | Buy | DISNEY WALT CO COMstock | $2,345,000 | +36.4% | 15,140 | +49.0% | 0.80% | +24.5% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW COMstock | $2,013,000 | +13.3% | 9,645 | -5.9% | 0.68% | +3.6% |
| GAN | Buy | GAN LTD SHSstock | $1,968,000 | +73.9% | 214,100 | +181.3% | 0.67% | +58.9% |
| PTC | PTC INC COMstock | $1,914,000 | +1.1% | 15,800 | 0.0% | 0.65% | -7.5% | |
| ADI | ANALOG DEVICES INC COMstock | $1,626,000 | +5.0% | 9,250 | 0.0% | 0.55% | -4.0% | |
| EPD | ENTERPRISE PRODS PARTNERS L COMstock | $1,627,000 | +1.5% | 74,080 | 0.0% | 0.55% | -7.2% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $1,616,000 | +1.9% | 34,800 | 0.0% | 0.55% | -6.8% | |
| INFINERA CORP NOTE 2.125 9/0stock | $1,519,000 | +7.0% | 1,280,000 | 0.0% | 0.52% | -2.1% | ||
| DD | DUPONT DE NEMOURS INC COMstock | $1,442,000 | +18.8% | 17,849 | 0.0% | 0.49% | +8.4% | |
| DOW | DOW INC COMstock | $1,374,000 | -1.4% | 24,216 | 0.0% | 0.47% | -10.0% | |
| LDOS | Sell | LEIDOS HOLDINGS INC COMstock | $1,269,000 | -16.8% | 14,270 | -10.1% | 0.43% | -23.9% |
| RSSS | Buy | RESEARCH SOLUTIONS INC COMstock | $1,237,000 | +14.4% | 503,000 | +21.9% | 0.42% | +4.7% |
| XGN | Sell | EXAGEN INC COMstock | $1,191,000 | -52.1% | 102,400 | -44.0% | 0.40% | -56.2% |
| EXC | Sell | EXELON CORP COMstock | $1,187,000 | +11.4% | 20,550 | -6.8% | 0.40% | +1.8% |
| OEG | Buy | ORBITAL ENERGY GROUP INC COMstock | $1,155,000 | -0.7% | 527,255 | +39.7% | 0.39% | -9.2% |
| CEVA | CEVA INC COMstock | $1,109,000 | +1.3% | 25,656 | 0.0% | 0.38% | -7.4% | |
| NVEC | Buy | NVE CORP COM NEWstock | $1,003,000 | +15.7% | 14,679 | +8.3% | 0.34% | +5.6% |
| NEOG | Sell | NEOGEN CORP COMstock | $917,000 | +1.0% | 20,200 | -3.3% | 0.31% | -7.7% |
| NEO | NEOGENOMICS INC COM NEWstock | $904,000 | -29.3% | 26,500 | 0.0% | 0.31% | -35.4% | |
| GSIT | Buy | GSI TECHNOLOGY INC COMstock | $862,000 | -5.1% | 186,230 | +8.3% | 0.29% | -13.3% |
| RBBN | RIBBON COMMUNICATIONS INC COMstock | $854,000 | +1.2% | 141,219 | 0.0% | 0.29% | -7.6% | |
| KOPN | KOPIN CORP COMstock | $846,000 | -20.3% | 206,900 | 0.0% | 0.29% | -27.1% | |
| ARAY | Sell | ACCURAY INC COMstock | $816,000 | +20.5% | 171,086 | -0.2% | 0.28% | +9.9% |
| GCI | Buy | GANNETT CO INC COMstock | $733,000 | -19.0% | 137,500 | +1.5% | 0.25% | -26.1% |
| IBM | INTERNATIONAL BUSINESS MACHS COMstock | $718,000 | -3.8% | 5,370 | 0.0% | 0.24% | -12.2% | |
| AAPL | APPLE INC COMstock | $636,000 | +25.4% | 3,580 | 0.0% | 0.22% | +14.3% | |
| TXN | TEXAS INSTRS INC COMstock | $568,000 | -1.9% | 3,012 | 0.0% | 0.19% | -10.2% | |
| NTNX | NUTANIX INC CL Astock | $559,000 | -15.4% | 17,530 | 0.0% | 0.19% | -22.8% | |
| BX | BLACKSTONE INC COMstock | $531,000 | +11.3% | 4,100 | 0.0% | 0.18% | +2.3% | |
| DE | DEERE & CO COMstock | $514,000 | +2.2% | 1,500 | 0.0% | 0.18% | -6.4% | |
| CTVA | CORTEVA INC COMstock | $436,000 | +12.4% | 9,216 | 0.0% | 0.15% | +2.8% | |
| GBDC | Buy | GOLUB CAP BDC INC COMstock | $428,000 | +64.0% | 27,700 | +67.9% | 0.15% | +50.5% |
| ARCC | Buy | ARES CAPITAL CORP COMstock | $424,000 | +39.0% | 20,000 | +33.3% | 0.14% | +27.4% |
| TT | TRANE TECHNOLOGIES PLC SHSstock | $374,000 | +17.2% | 1,850 | 0.0% | 0.13% | +6.7% | |
| NVO | NOVO-NORDISK A S ADRstock | $364,000 | +16.7% | 3,250 | 0.0% | 0.12% | +6.9% | |
| ALLT | Buy | ALLOT LTD SHSstock | $318,000 | +37.1% | 26,775 | +71.6% | 0.11% | +25.6% |
| LNTH | LANTHEUS HLDGS INC COMstock | $295,000 | +12.6% | 10,200 | 0.0% | 0.10% | +3.1% | |
| MET | METLIFE INC COMstock | $291,000 | +1.4% | 4,650 | 0.0% | 0.10% | -7.5% | |
| NRC | NATIONAL RESH CORP COM NEWstock | $291,000 | -1.4% | 7,000 | 0.0% | 0.10% | -10.0% | |
| PEAK | HEALTHPEAK PROPERTIES INC COMstock | $289,000 | +7.8% | 8,000 | 0.0% | 0.10% | -2.0% | |
| KMI | KINDER MORGAN INC DEL COMstock | $257,000 | -5.2% | 16,180 | 0.0% | 0.09% | -13.9% | |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $249,000 | -68.6% | 31,040 | -61.8% | 0.08% | -71.2% |
| UNH | UNITEDHEALTH GROUP INC COMstock | $251,000 | +28.7% | 500 | 0.0% | 0.08% | +16.4% | |
| PAYX | PAYCHEX INC COMstock | $246,000 | +21.8% | 1,800 | 0.0% | 0.08% | +12.0% | |
| JPM | JPMORGAN CHASE & CO COMstock | $221,000 | -3.1% | 1,395 | 0.0% | 0.08% | -11.8% | |
| RADA | RADA ELECTR INDS LTD COM PAR NEWstock | $217,000 | -11.4% | 23,000 | 0.0% | 0.07% | -18.7% | |
| CGNT | Buy | COGNYTE SOFTWARE LTD ORD SHSstock | $210,000 | +79.5% | 13,400 | +135.1% | 0.07% | +61.4% |
| XOM | EXXON MOBIL CORP COMstock | $206,000 | +4.0% | 3,370 | 0.0% | 0.07% | -5.4% | |
| VNRX | Buy | VOLITIONRX LTD COMstock | $203,000 | +5.2% | 64,600 | +3.9% | 0.07% | -4.2% |
| PYPL | PAYPAL HLDGS INC COMstock | $195,000 | -27.5% | 1,034 | 0.0% | 0.07% | -34.0% | |
| MCD | MCDONALDS CORP COMstock | $177,000 | +11.3% | 661 | 0.0% | 0.06% | +1.7% | |
| LEN | LENNAR CORP CL Astock | $174,000 | +23.4% | 1,500 | 0.0% | 0.06% | +13.5% | |
| NOC | NORTHROP GRUMMAN CORP COMstock | $174,000 | +7.4% | 450 | 0.0% | 0.06% | -1.7% | |
| MPLX | MPLX LP COM UNIT REP LTDstock | $168,000 | +3.7% | 5,674 | 0.0% | 0.06% | -5.0% | |
| GENERAL ELECTRIC CO COM NEWstock | $159,000 | -8.1% | 1,681 | 0.0% | 0.05% | -15.6% | ||
| LMT | LOCKHEED MARTIN CORP COMstock | $142,000 | +2.9% | 400 | 0.0% | 0.05% | -5.9% | |
| PHAR | Buy | PHARMING GROUP NV SPON ADSstock | $132,000 | +120.0% | 14,800 | +134.9% | 0.04% | +104.5% |
| BMY | BRISTOL-MYERS SQUIBB CO COMstock | $131,000 | +5.6% | 2,100 | 0.0% | 0.04% | -2.2% | |
| KMB | KIMBERLY-CLARK CORP COMstock | $129,000 | +8.4% | 900 | 0.0% | 0.04% | 0.0% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $118,000 | -3.3% | 2,263 | 0.0% | 0.04% | -11.1% | |
| GOOGL | ALPHABET INC CAP STK CL Astock | $116,000 | +8.4% | 40 | 0.0% | 0.04% | -2.5% | |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $114,000 | -12.3% | 12,904 | 0.0% | 0.04% | -18.8% | |
| GOOG | Sell | ALPHABET INC CAP STK CL Cstock | $116,000 | -68.9% | 40 | -71.4% | 0.04% | -71.9% |
| DRRX | Buy | DURECT CORP COMstock | $112,000 | -1.8% | 113,203 | +27.7% | 0.04% | -9.5% |
| SRE | SEMPRA COMstock | $106,000 | +5.0% | 800 | 0.0% | 0.04% | -5.3% | |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC COMstock | $104,000 | +2.0% | 42,600 | 0.0% | 0.04% | -7.9% | |
| IR | INGERSOLL RAND INC COMstock | $101,000 | +23.2% | 1,632 | 0.0% | 0.03% | +9.7% | |
| GLP | GLOBAL PARTNERS LP COM UNITSstock | $97,000 | +10.2% | 4,150 | 0.0% | 0.03% | 0.0% | |
| NLY | ANNALY CAPITAL MANAGEMENT IN COMstock | $98,000 | -6.7% | 12,500 | 0.0% | 0.03% | -15.4% | |
| PM | PHILIP MORRIS INTL INC COMstock | $95,000 | 0.0% | 1,000 | 0.0% | 0.03% | -8.6% | |
| INTC | INTEL CORP COMstock | $93,000 | -3.1% | 1,800 | 0.0% | 0.03% | -11.1% | |
| LOW | LOWES COS INC COMstock | $88,000 | +27.5% | 340 | 0.0% | 0.03% | +15.4% | |
| ALLE | ALLEGION PLC ORD SHSstock | $88,000 | 0.0% | 666 | 0.0% | 0.03% | -9.1% | |
| WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $85,000 | +6.2% | 3,813 | 0.0% | 0.03% | -3.3% | |
| EMR | EMERSON ELEC CO COMstock | $84,000 | -1.2% | 900 | 0.0% | 0.03% | -9.4% | |
| PG | PROCTER AND GAMBLE CO COMstock | $82,000 | +17.1% | 500 | 0.0% | 0.03% | +7.7% | |
| BMO | BANK MONTREAL QUE COMstock | $81,000 | +8.0% | 753 | 0.0% | 0.03% | 0.0% | |
| UL | UNILEVER PLC SPON ADR NEWstock | $78,000 | 0.0% | 1,445 | 0.0% | 0.03% | -6.9% | |
| SPH | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $73,000 | -5.2% | 5,013 | 0.0% | 0.02% | -13.8% | |
| MO | ALTRIA GROUP INC COMstock | $71,000 | +4.4% | 1,500 | 0.0% | 0.02% | -4.0% | |
| AMD | ADVANCED MICRO DEVICES INC COMstock | $72,000 | +41.2% | 500 | 0.0% | 0.02% | +26.3% | |
| ABT | ABBOTT LABS COMstock | $70,000 | +18.6% | 500 | 0.0% | 0.02% | +9.1% | |
| SWM | Buy | SCHWEITZER-MAUDUIT INTL INC COMstock | $69,000 | +392.9% | 2,300 | +475.0% | 0.02% | +360.0% |
| EBAY | EBAY INC. COMstock | $67,000 | -4.3% | 1,000 | 0.0% | 0.02% | -11.5% | |
| UPS | UNITED PARCEL SERVICE INC CL Bstock | $64,000 | +16.4% | 300 | 0.0% | 0.02% | +10.0% | |
| D | DOMINION ENERGY INC COMstock | $63,000 | +8.6% | 800 | 0.0% | 0.02% | -4.5% | |
| KO | COCA COLA CO COMstock | $59,000 | +13.5% | 1,000 | 0.0% | 0.02% | +5.3% | |
| GLW | CORNING INC COMstock | $50,000 | +2.0% | 1,350 | 0.0% | 0.02% | -5.6% | |
| ATH | New | ATHENE HOLDING LTD CL Astock | $47,000 | – | 561 | +100.0% | 0.02% | – |
| NNN | NATIONAL RETAIL PROPERTIES I COMstock | $48,000 | +11.6% | 1,000 | 0.0% | 0.02% | 0.0% | |
| DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $44,000 | -2.2% | 1,600 | 0.0% | 0.02% | -11.8% | |
| PEP | PEPSICO INC COMstock | $40,000 | +14.3% | 230 | 0.0% | 0.01% | +7.7% | |
| ABBV | ABBVIE INC COMstock | $41,000 | +24.2% | 304 | 0.0% | 0.01% | +16.7% | |
| AEP | AMERICAN ELEC PWR CO INC COMstock | $40,000 | +8.1% | 450 | 0.0% | 0.01% | 0.0% | |
| MRAM | EVERSPIN TECHNOLOGIES INC COMstock | $42,000 | +75.0% | 3,750 | 0.0% | 0.01% | +55.6% | |
| DRI | DARDEN RESTAURANTS INC COMstock | $38,000 | 0.0% | 250 | 0.0% | 0.01% | -7.1% | |
| BAC | BK OF AMERICA CORP COMstock | $34,000 | +6.2% | 760 | 0.0% | 0.01% | 0.0% | |
| ORCL | ORACLE CORP COMstock | $34,000 | 0.0% | 394 | 0.0% | 0.01% | -7.7% | |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $32,000 | -8.6% | 3,400 | 0.0% | 0.01% | -15.4% | |
| AXP | AMERICAN EXPRESS CO COMstock | $33,000 | -2.9% | 200 | 0.0% | 0.01% | -15.4% | |
| MRK | MERCK & CO INC COMstock | $31,000 | +3.3% | 400 | 0.0% | 0.01% | 0.0% | |
| MS | MORGAN STANLEY COM NEWstock | $31,000 | 0.0% | 318 | 0.0% | 0.01% | -8.3% | |
| EXG | EATON VANCE TAX-MANAGED GLOB COMstock | $29,000 | +7.4% | 2,700 | 0.0% | 0.01% | 0.0% | |
| CL | COLGATE PALMOLIVE CO COMstock | $30,000 | +15.4% | 350 | 0.0% | 0.01% | 0.0% | |
| TRGP | TARGA RES CORP COMstock | $26,000 | +8.3% | 496 | 0.0% | 0.01% | 0.0% | |
| WMB | WILLIAMS COS INC COMstock | $26,000 | 0.0% | 1,000 | 0.0% | 0.01% | -10.0% | |
| SLB | SCHLUMBERGER LTD COM STKstock | $25,000 | 0.0% | 835 | 0.0% | 0.01% | 0.0% | |
| KLR | KALEYRA INC COMstock | $20,000 | -9.1% | 2,000 | 0.0% | 0.01% | -12.5% | |
| GOLD | BARRICK GOLD CORP COMstock | $19,000 | +5.6% | 1,000 | 0.0% | 0.01% | -14.3% | |
| NRZ | NEW RESIDENTIAL INVT CORP COM NEWstock | $17,000 | -5.6% | 1,600 | 0.0% | 0.01% | -14.3% | |
| STX | SEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock | $17,000 | +41.7% | 150 | 0.0% | 0.01% | +50.0% | |
| CTSO | Buy | CYTOSORBENTS CORP COM NEWstock | $16,000 | +60.0% | 3,750 | +212.5% | 0.01% | +25.0% |
| New | KYNDRYL HLDGS INC COMMON STOCKstock | $16,000 | – | 860 | +100.0% | 0.01% | – | |
| SYY | SYSCO CORP COMstock | $15,000 | 0.0% | 185 | 0.0% | 0.01% | -16.7% | |
| T | AT&T INC COMstock | $12,000 | -7.7% | 473 | 0.0% | 0.00% | -20.0% | |
| APA | APA CORPORATION COMstock | $12,000 | +20.0% | 450 | 0.0% | 0.00% | 0.0% | |
| MRCY | MERCURY SYS INC COMstock | $11,000 | +22.2% | 200 | 0.0% | 0.00% | +33.3% | |
| HPQ | HP INC COMstock | $8,000 | +60.0% | 200 | 0.0% | 0.00% | +50.0% | |
| NVS | NOVARTIS AG SPONSORED ADRstock | $9,000 | +12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| MSM | New | MSC INDL DIRECT INC CL Astock | $8,000 | – | 100 | +100.0% | 0.00% | – |
| EHTH | EHEALTH INC COMstock | $10,000 | -37.5% | 405 | 0.0% | 0.00% | -50.0% | |
| COIN | New | COINBASE GLOBAL INC COM CL Astock | $9,000 | – | 35 | +100.0% | 0.00% | – |
| HP | HELMERICH & PAYNE INC COMstock | $7,000 | -12.5% | 300 | 0.0% | 0.00% | -33.3% | |
| OXSQ | OXFORD SQUARE CAP CORP COMstock | $7,000 | +16.7% | 1,600 | 0.0% | 0.00% | 0.0% | |
| CSLT | CASTLIGHT HEALTH INC CL Bstock | $6,000 | 0.0% | 3,700 | 0.0% | 0.00% | 0.0% | |
| BKR | BAKER HUGHES COMPANY CL Astock | $7,000 | 0.0% | 300 | 0.0% | 0.00% | -33.3% | |
| CSCO | CISCO SYS INC COMstock | $6,000 | +20.0% | 100 | 0.0% | 0.00% | 0.0% | |
| RDSA | ROYAL DUTCH SHELL PLC SPONS ADR Astock | $5,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| WAB | WABTEC COMstock | $6,000 | 0.0% | 69 | 0.0% | 0.00% | 0.0% | |
| HAL | HALLIBURTON CO COMstock | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| GNLN | GREENLANE HLDGS INC CL Astock | $2,000 | -60.0% | 2,100 | 0.0% | 0.00% | -50.0% | |
| PENN | Sell | PENN NATL GAMING INC COMstock | $4,000 | -63.6% | 75 | -50.0% | 0.00% | -75.0% |
| LENB | LENNAR CORP CL Bstock | $3,000 | +50.0% | 30 | 0.0% | 0.00% | 0.0% | |
| GLD | SPDR GOLD TR GOLD SHSstock | $3,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| C | CITIGROUP INC COM NEWstock | $2,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| ALC | ALCON AG ORD SHSstock | $2,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| BHC | BAUSCH HEALTH COS INC COMstock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| OGN | ORGANON & CO COMMON STOCKstock | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| OXYWS | OCCIDENTAL PETE CORP W EXP 08/03/202stock | $1,000 | 0.0% | 68 | 0.0% | 0.00% | – | |
| DXC | DXC TECHNOLOGY CO COMstock | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| INOV | Exit | INOVALON HLDGS INC COM CL Astock | $0 | – | -7,900 | -100.0% | -0.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INC COM | 10 | Q2 2023 | 19.9% |
| ASPEN AEROGELS INC COM | 10 | Q2 2023 | 6.4% |
| FRANCHISE GROUP INC COM | 10 | Q2 2023 | 7.6% |
| ITERIS INC NEW COM | 10 | Q2 2023 | 6.3% |
| INSPIRED ENTMT INC COM | 10 | Q2 2023 | 6.0% |
| QUOTIENT TECHNOLOGY INC COM | 10 | Q2 2023 | 11.5% |
| HARMONIC INC COM | 10 | Q2 2023 | 4.5% |
| COMSCORE INC COM | 10 | Q2 2023 | 3.6% |
| SOCIETAL CDMO INC COM | 10 | Q2 2023 | 3.2% |
| DIGIMARC CORP NEW COM | 10 | Q2 2023 | 4.3% |
View Cowen Prime Advisors LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ITERIS, INC.Sold out | August 07, 2023 | 0 | 0.0% |
| PDF SOLUTIONS INCSold out | August 07, 2023 | 0 | 0.0% |
| Societal CDMO, Inc.Sold out | August 07, 2023 | 0 | 0.0% |
| HTG MOLECULAR DIAGNOSTICS, INCSold out | February 03, 2023 | 0 | 0.0% |
| NEPHROS INCSold out | February 03, 2023 | 0 | 0.0% |
View Cowen Prime Advisors LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
View Cowen Prime Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.