$269 Million is the total value of Cowen Prime Advisors LLC's 170 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 5.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Buy | PDF SOLUTIONS INC COMstock | $44,645,000 | +30.0% | 1,937,728 | +2.6% | 16.61% | +33.3% |
| ASPN | Sell | ASPEN AEROGELS INC COMstock | $17,334,000 | +26.2% | 376,750 | -18.0% | 6.45% | +29.4% |
| VG | Sell | VONAGE HLDGS CORP COMstock | $15,096,000 | +10.7% | 936,500 | -1.0% | 5.62% | +13.5% |
| FRG | Buy | FRANCHISE GROUP INC COMstock | $13,119,000 | +19.5% | 370,500 | +19.0% | 4.88% | +22.6% |
| QUOT | Sell | QUOTIENT TECHNOLOGY INC COMstock | $12,198,000 | -61.4% | 2,095,800 | -28.4% | 4.54% | -60.4% |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS INC COMstock | $11,019,000 | +44.1% | 1,465,300 | +36.2% | 4.10% | +47.8% |
| SCOR | Buy | COMSCORE INC COMstock | $9,732,000 | +18.7% | 2,495,300 | +52.1% | 3.62% | +21.7% |
| ITI | Buy | ITERIS INC NEW COMstock | $9,631,000 | -9.3% | 1,824,050 | +14.2% | 3.58% | -7.0% |
| KRNT | KORNIT DIGITAL LTD SHSstock | $7,526,000 | +16.4% | 51,994 | 0.0% | 2.80% | +19.4% | |
| REPH | Buy | RECRO PHARMA INC COMstock | $7,143,000 | +11.9% | 3,467,600 | +25.5% | 2.66% | +14.8% |
| NEPH | Buy | NEPHROS INC COMstock | $5,790,000 | -8.9% | 660,150 | +5.4% | 2.15% | -6.6% |
| ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock | $5,330,000 | +8.9% | 7,580,000 | 0.0% | 1.98% | +11.7% | ||
| DMRC | Sell | DIGIMARC CORP NEW COMstock | $4,997,000 | -9.7% | 145,093 | -12.1% | 1.86% | -7.3% |
| RMBL | New | RUMBLEON INC COM CL Bstock | $4,282,000 | – | 109,850 | +100.0% | 1.59% | – |
| HTGM | Buy | HTG MOLECULAR DIAGNOSTICS IN COM NEWstock | $3,989,000 | +20.4% | 698,533 | +22.5% | 1.48% | +23.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $3,675,000 | +0.1% | 13,465 | +1.9% | 1.37% | +2.6% |
| TACT | Sell | TRANSACT TECHNOLOGIES INC COMstock | $3,504,000 | +1.0% | 252,067 | -0.2% | 1.30% | +3.7% |
| APYX | Buy | APYX MEDICAL CORPORATION COMstock | $3,487,000 | +35.8% | 251,759 | +1.1% | 1.30% | +39.3% |
| DDD | 3-D SYS CORP DEL COM NEWstock | $3,420,000 | -31.0% | 124,050 | 0.0% | 1.27% | -29.3% | |
| APO | Buy | APOLLO GLOBAL MGMT INC COM CL Astock | $3,377,000 | +2.8% | 54,830 | +3.8% | 1.26% | +5.4% |
| AZN | Buy | ASTRAZENECA PLC SPONSORED ADRstock | $3,268,000 | +1.7% | 54,420 | +1.5% | 1.22% | +4.4% |
| HLIT | Buy | HARMONIC INC COMstock | $3,258,000 | +3.4% | 372,294 | +0.7% | 1.21% | +6.0% |
| KKR | KKR & CO INC COMstock | $3,154,000 | +2.8% | 51,800 | 0.0% | 1.17% | +5.4% | |
| PFE | PFIZER INC COMstock | $3,106,000 | +9.8% | 72,225 | 0.0% | 1.16% | +12.7% | |
| JNJ | Buy | JOHNSON & JOHNSON COMstock | $2,997,000 | -0.4% | 18,560 | +1.6% | 1.12% | +2.2% |
| New | ACCURAY INC NOTE 3.750 7/1stock | $2,875,000 | – | 2,835,000 | +100.0% | 1.07% | – | |
| MTSI | Buy | MACOM TECH SOLUTIONS HLDGS I COMstock | $2,796,000 | +2.2% | 43,108 | +0.9% | 1.04% | +4.7% |
| INSE | Buy | INSPIRED ENTMT INC COMstock | $2,773,000 | +334.6% | 237,000 | +374.0% | 1.03% | +346.8% |
| VONAGE HLDGS CORP NOTE 1.750 6/0stock | $2,758,000 | +4.4% | 2,370,000 | 0.0% | 1.03% | +7.1% | ||
| SBUX | Buy | STARBUCKS CORP COMstock | $2,497,000 | +2.0% | 22,635 | +3.4% | 0.93% | +4.6% |
| XGN | New | EXAGEN INC COMstock | $2,487,000 | – | 182,900 | +100.0% | 0.92% | – |
| MSFT | Sell | MICROSOFT CORP COMstock | $2,389,000 | -0.6% | 8,475 | -4.5% | 0.89% | +1.9% |
| IFF | Buy | INTERNATIONAL FLAVORS&FRAGRA COMstock | $2,388,000 | +15.8% | 17,855 | +29.3% | 0.89% | +18.7% |
| PTC | PTC INC COMstock | $1,893,000 | -15.2% | 15,800 | 0.0% | 0.70% | -13.1% | |
| CCI | Buy | CROWN CASTLE INTL CORP NEW COMstock | $1,776,000 | -9.4% | 10,245 | +2.0% | 0.66% | -7.0% |
| DIS | New | DISNEY WALT CO COMstock | $1,719,000 | – | 10,160 | +100.0% | 0.64% | – |
| EPD | ENTERPRISE PRODS PARTNERS L COMstock | $1,603,000 | -10.3% | 74,080 | 0.0% | 0.60% | -8.2% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $1,586,000 | -6.8% | 34,800 | 0.0% | 0.59% | -4.4% | |
| ADI | ANALOG DEVICES INC COMstock | $1,549,000 | -2.7% | 9,250 | 0.0% | 0.58% | -0.2% | |
| LDOS | Sell | LEIDOS HOLDINGS INC COMstock | $1,526,000 | -6.1% | 15,870 | -1.2% | 0.57% | -3.6% |
| INFINERA CORP NOTE 2.125 9/0stock | $1,419,000 | -9.3% | 1,280,000 | 0.0% | 0.53% | -7.0% | ||
| DOW | DOW INC COMstock | $1,394,000 | -9.0% | 24,216 | 0.0% | 0.52% | -6.7% | |
| NEO | NEOGENOMICS INC COM NEWstock | $1,278,000 | +6.8% | 26,500 | 0.0% | 0.48% | +9.4% | |
| DD | DUPONT DE NEMOURS INC COMstock | $1,214,000 | -12.2% | 17,849 | 0.0% | 0.45% | -9.8% | |
| OEG | Buy | ORBITAL ENERGY GROUP INC COMstock | $1,163,000 | +4.0% | 377,550 | +47.6% | 0.43% | +6.7% |
| GAN | Sell | GAN LTD SHSstock | $1,132,000 | -16.5% | 76,100 | -7.6% | 0.42% | -14.3% |
| CEVA | CEVA INC COMstock | $1,095,000 | -9.8% | 25,656 | 0.0% | 0.41% | -7.5% | |
| RSSS | Sell | RESEARCH SOLUTIONS INC COMstock | $1,081,000 | -73.0% | 412,500 | -70.5% | 0.40% | -72.3% |
| EXC | Buy | EXELON CORP COMstock | $1,066,000 | +12.2% | 22,050 | +2.8% | 0.40% | +15.1% |
| KOPN | KOPIN CORP COMstock | $1,061,000 | -37.3% | 206,900 | 0.0% | 0.40% | -35.7% | |
| NEOG | NEOGEN CORP COMstock | $908,000 | -5.6% | 20,900 | 0.0% | 0.34% | -3.2% | |
| GSIT | Buy | GSI TECHNOLOGY INC COMstock | $908,000 | -3.4% | 171,930 | +2.8% | 0.34% | -0.9% |
| GCI | Buy | GANNETT CO INC COMstock | $905,000 | +22.1% | 135,500 | +0.4% | 0.34% | +25.3% |
| NVEC | Buy | NVE CORP COM NEWstock | $867,000 | -1.1% | 13,555 | +14.5% | 0.32% | +1.6% |
| RBBN | Buy | RIBBON COMMUNICATIONS INC COMstock | $844,000 | -21.2% | 141,219 | +0.4% | 0.31% | -19.1% |
| TEVA | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $792,000 | -1.6% | 81,294 | 0.0% | 0.30% | +1.0% | |
| IBM | INTERNATIONAL BUSINESS MACHS COMstock | $746,000 | -5.2% | 5,370 | 0.0% | 0.28% | -2.5% | |
| ARAY | Buy | ACCURAY INC COMstock | $677,000 | -12.3% | 171,382 | +0.3% | 0.25% | -10.0% |
| NTNX | NUTANIX INC CL Astock | $661,000 | -1.3% | 17,530 | 0.0% | 0.25% | +1.2% | |
| TXN | TEXAS INSTRS INC COMstock | $579,000 | 0.0% | 3,012 | 0.0% | 0.22% | +2.4% | |
| AAPL | APPLE INC COMstock | $507,000 | +3.5% | 3,580 | 0.0% | 0.19% | +6.2% | |
| DE | DEERE & CO COMstock | $503,000 | -4.9% | 1,500 | 0.0% | 0.19% | -2.6% | |
| BX | Sell | BLACKSTONE INC COMstock | $477,000 | +6.7% | 4,100 | -10.9% | 0.18% | +9.3% |
| CTVA | CORTEVA INC COMstock | $388,000 | -5.1% | 9,216 | 0.0% | 0.14% | -2.7% | |
| GOOG | ALPHABET INC CAP STK CL Cstock | $373,000 | +6.3% | 140 | 0.0% | 0.14% | +9.4% | |
| TT | TRANE TECHNOLOGIES PLC SHSstock | $319,000 | -6.5% | 1,850 | 0.0% | 0.12% | -4.0% | |
| INOV | Sell | INOVALON HLDGS INC COM CL Astock | $318,000 | -97.6% | 7,900 | -98.0% | 0.12% | -97.5% |
| NVO | NOVO-NORDISK A S ADRstock | $312,000 | +14.7% | 3,250 | 0.0% | 0.12% | +17.2% | |
| ARCC | ARES CAPITAL CORP COMstock | $305,000 | +3.7% | 15,000 | 0.0% | 0.11% | +5.6% | |
| NRC | NATIONAL RESH CORP COM NEWstock | $295,000 | -8.1% | 7,000 | 0.0% | 0.11% | -5.2% | |
| MET | METLIFE INC COMstock | $287,000 | +3.2% | 4,650 | 0.0% | 0.11% | +5.9% | |
| KMI | KINDER MORGAN INC DEL COMstock | $271,000 | -8.1% | 16,180 | 0.0% | 0.10% | -5.6% | |
| PYPL | PAYPAL HLDGS INC COMstock | $269,000 | -10.6% | 1,034 | 0.0% | 0.10% | -8.3% | |
| PEAK | HEALTHPEAK PROPERTIES INC COMstock | $268,000 | +0.8% | 8,000 | 0.0% | 0.10% | +4.2% | |
| GBDC | GOLUB CAP BDC INC COMstock | $261,000 | +2.8% | 16,500 | 0.0% | 0.10% | +5.4% | |
| LNTH | Sell | LANTHEUS HLDGS INC COMstock | $262,000 | -10.6% | 10,200 | -3.8% | 0.10% | -8.5% |
| RADA | RADA ELECTR INDS LTD COM PAR NEWstock | $245,000 | -12.5% | 23,000 | 0.0% | 0.09% | -10.8% | |
| ALLT | ALLOT LTD SHSstock | $232,000 | -24.9% | 15,600 | 0.0% | 0.09% | -23.2% | |
| JPM | JPMORGAN CHASE & CO COMstock | $228,000 | +5.1% | 1,395 | 0.0% | 0.08% | +7.6% | |
| PAYX | PAYCHEX INC COMstock | $202,000 | +4.7% | 1,800 | 0.0% | 0.08% | +7.1% | |
| XOM | EXXON MOBIL CORP COMstock | $198,000 | -7.0% | 3,370 | 0.0% | 0.07% | -3.9% | |
| UNH | UNITEDHEALTH GROUP INC COMstock | $195,000 | -2.5% | 500 | 0.0% | 0.07% | 0.0% | |
| VNRX | Buy | VOLITIONRX LTD COMstock | $193,000 | -1.0% | 62,200 | +5.1% | 0.07% | +1.4% |
| New | GENERAL ELECTRIC CO COM NEWstock | $173,000 | – | 1,681 | +100.0% | 0.06% | – | |
| NOC | NORTHROP GRUMMAN CORP COMstock | $162,000 | -1.2% | 450 | 0.0% | 0.06% | +1.7% | |
| MPLX | MPLX LP COM UNIT REP LTDstock | $162,000 | -3.6% | 5,674 | 0.0% | 0.06% | -1.6% | |
| MCD | MCDONALDS CORP COMstock | $159,000 | +3.9% | 661 | 0.0% | 0.06% | +7.3% | |
| LEN | LENNAR CORP CL Astock | $141,000 | -5.4% | 1,500 | 0.0% | 0.05% | -3.7% | |
| LMT | LOCKHEED MARTIN CORP COMstock | $138,000 | -8.6% | 400 | 0.0% | 0.05% | -7.3% | |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $130,000 | -16.1% | 12,904 | 0.0% | 0.05% | -14.3% | |
| BMY | BRISTOL-MYERS SQUIBB CO COMstock | $124,000 | -11.4% | 2,100 | 0.0% | 0.05% | -9.8% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $122,000 | -3.9% | 2,263 | 0.0% | 0.04% | -2.2% | |
| CGNT | Buy | COGNYTE SOFTWARE LTD ORD SHSstock | $117,000 | +2240.0% | 5,700 | +2750.0% | 0.04% | +2100.0% |
| KMB | KIMBERLY-CLARK CORP COMstock | $119,000 | -0.8% | 900 | 0.0% | 0.04% | 0.0% | |
| DRRX | Buy | DURECT CORP COMstock | $114,000 | -17.4% | 88,678 | +4.7% | 0.04% | -16.0% |
| GOOGL | ALPHABET INC CAP STK CL Astock | $107,000 | +9.2% | 40 | 0.0% | 0.04% | +11.1% | |
| NLY | ANNALY CAPITAL MANAGEMENT IN COMstock | $105,000 | -5.4% | 12,500 | 0.0% | 0.04% | -2.5% | |
| SNCR | Buy | SYNCHRONOSS TECHNOLOGIES INC COMstock | $102,000 | -30.1% | 42,600 | +4.9% | 0.04% | -28.3% |
| SRE | SEMPRA COMstock | $101,000 | -4.7% | 800 | 0.0% | 0.04% | 0.0% | |
| INTC | INTEL CORP COMstock | $96,000 | -5.0% | 1,800 | 0.0% | 0.04% | -2.7% | |
| PM | PHILIP MORRIS INTL INC COMstock | $95,000 | -4.0% | 1,000 | 0.0% | 0.04% | -2.8% | |
| GLP | GLOBAL PARTNERS LP COM UNITSstock | $88,000 | -18.5% | 4,150 | 0.0% | 0.03% | -15.4% | |
| ALLE | ALLEGION PLC ORD SHSstock | $88,000 | -5.4% | 666 | 0.0% | 0.03% | -2.9% | |
| EMR | EMERSON ELEC CO COMstock | $85,000 | -2.3% | 900 | 0.0% | 0.03% | 0.0% | |
| IR | INGERSOLL RAND INC COMstock | $82,000 | +2.5% | 1,632 | 0.0% | 0.03% | +6.9% | |
| WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $80,000 | -2.4% | 3,813 | 0.0% | 0.03% | 0.0% | |
| SPH | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $77,000 | 0.0% | 5,013 | 0.0% | 0.03% | +3.6% | |
| UL | UNILEVER PLC SPON ADR NEWstock | $78,000 | -8.2% | 1,445 | 0.0% | 0.03% | -6.5% | |
| BMO | BANK MONTREAL QUE COMstock | $75,000 | -2.6% | 753 | 0.0% | 0.03% | 0.0% | |
| EBAY | EBAY INC. COMstock | $70,000 | 0.0% | 1,000 | 0.0% | 0.03% | +4.0% | |
| LOW | LOWES COS INC COMstock | $69,000 | +4.5% | 340 | 0.0% | 0.03% | +8.3% | |
| PG | PROCTER AND GAMBLE CO COMstock | $70,000 | +4.5% | 500 | 0.0% | 0.03% | +8.3% | |
| MO | ALTRIA GROUP INC COMstock | $68,000 | -5.6% | 1,500 | 0.0% | 0.02% | -3.8% | |
| ABT | ABBOTT LABS COMstock | $59,000 | +1.7% | 500 | 0.0% | 0.02% | +4.8% | |
| D | DOMINION ENERGY INC COMstock | $58,000 | -1.7% | 800 | 0.0% | 0.02% | +4.8% | |
| PHAR | PHARMING GROUP NV SPON ADSstock | $60,000 | -15.5% | 6,300 | 0.0% | 0.02% | -15.4% | |
| UPS | UNITED PARCEL SERVICE INC CL Bstock | $55,000 | -11.3% | 300 | 0.0% | 0.02% | -9.1% | |
| AMD | ADVANCED MICRO DEVICES INC COMstock | $51,000 | +8.5% | 500 | 0.0% | 0.02% | +11.8% | |
| KO | COCA COLA CO COMstock | $52,000 | -3.7% | 1,000 | 0.0% | 0.02% | -5.0% | |
| GLW | CORNING INC COMstock | $49,000 | -10.9% | 1,350 | 0.0% | 0.02% | -10.0% | |
| DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $45,000 | -8.2% | 1,600 | 0.0% | 0.02% | -5.6% | |
| NNN | NATIONAL RETAIL PROPERTIES I COMstock | $43,000 | -8.5% | 1,000 | 0.0% | 0.02% | -5.9% | |
| DRI | DARDEN RESTAURANTS INC COMstock | $38,000 | +2.7% | 250 | 0.0% | 0.01% | +7.7% | |
| AEP | AMERICAN ELEC PWR CO INC COMstock | $37,000 | -2.6% | 450 | 0.0% | 0.01% | 0.0% | |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $35,000 | -10.3% | 3,400 | 0.0% | 0.01% | -7.1% | |
| AXP | AMERICAN EXPRESS CO COMstock | $34,000 | +3.0% | 200 | 0.0% | 0.01% | +8.3% | |
| ORCL | ORACLE CORP COMstock | $34,000 | +9.7% | 394 | 0.0% | 0.01% | +18.2% | |
| PEP | PEPSICO INC COMstock | $35,000 | +2.9% | 230 | 0.0% | 0.01% | +8.3% | |
| BAC | BK OF AMERICA CORP COMstock | $32,000 | +3.2% | 760 | 0.0% | 0.01% | +9.1% | |
| ABBV | ABBVIE INC COMstock | $33,000 | -2.9% | 304 | 0.0% | 0.01% | 0.0% | |
| MS | MORGAN STANLEY COM NEWstock | $31,000 | +6.9% | 318 | 0.0% | 0.01% | +9.1% | |
| MRK | MERCK & CO INC COMstock | $30,000 | -3.2% | 400 | 0.0% | 0.01% | 0.0% | |
| EXG | EATON VANCE TAX-MANAGED GLOB COMstock | $27,000 | -3.6% | 2,700 | 0.0% | 0.01% | 0.0% | |
| WMB | WILLIAMS COS INC COMstock | $26,000 | -3.7% | 1,000 | 0.0% | 0.01% | 0.0% | |
| CL | COLGATE PALMOLIVE CO COMstock | $26,000 | -7.1% | 350 | 0.0% | 0.01% | 0.0% | |
| MRAM | EVERSPIN TECHNOLOGIES INC COMstock | $24,000 | 0.0% | 3,750 | 0.0% | 0.01% | 0.0% | |
| SLB | SCHLUMBERGER LTD COM STKstock | $25,000 | -7.4% | 835 | 0.0% | 0.01% | -10.0% | |
| TRGP | TARGA RES CORP COMstock | $24,000 | +9.1% | 496 | 0.0% | 0.01% | +12.5% | |
| KLR | KALEYRA INC COMstock | $22,000 | -8.3% | 2,000 | 0.0% | 0.01% | -11.1% | |
| GOLD | BARRICK GOLD CORP COMstock | $18,000 | -14.3% | 1,000 | 0.0% | 0.01% | -12.5% | |
| NRZ | NEW RESIDENTIAL INVT CORP COM NEWstock | $18,000 | +5.9% | 1,600 | 0.0% | 0.01% | +16.7% | |
| EHTH | EHEALTH INC COMstock | $16,000 | -33.3% | 405 | 0.0% | 0.01% | -33.3% | |
| SYY | SYSCO CORP COMstock | $15,000 | +7.1% | 185 | 0.0% | 0.01% | +20.0% | |
| SWM | SCHWEITZER-MAUDUIT INTL INC COMstock | $14,000 | -12.5% | 400 | 0.0% | 0.01% | -16.7% | |
| T | AT&T INC COMstock | $13,000 | -7.1% | 473 | 0.0% | 0.01% | 0.0% | |
| CTSO | New | CYTOSORBENTS CORP COM NEWstock | $10,000 | – | 1,200 | +100.0% | 0.00% | – |
| APA | APA CORPORATION COMstock | $10,000 | 0.0% | 450 | 0.0% | 0.00% | 0.0% | |
| PENN | PENN NATL GAMING INC COMstock | $11,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| STX | SEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock | $12,000 | -7.7% | 150 | 0.0% | 0.00% | -20.0% | |
| NVS | NOVARTIS AG SPONSORED ADRstock | $8,000 | -11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| MRCY | Buy | MERCURY SYS INC COMstock | $9,000 | +28.6% | 200 | +100.0% | 0.00% | 0.0% |
| HP | HELMERICH & PAYNE INC COMstock | $8,000 | -20.0% | 300 | 0.0% | 0.00% | -25.0% | |
| BKR | BAKER HUGHES COMPANY CL Astock | $7,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| HPQ | HP INC COMstock | $5,000 | -16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| WAB | WABTEC COMstock | $6,000 | 0.0% | 69 | 0.0% | 0.00% | 0.0% | |
| CSCO | CISCO SYS INC COMstock | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| CSLT | CASTLIGHT HEALTH INC CL Bstock | $6,000 | -40.0% | 3,700 | 0.0% | 0.00% | -50.0% | |
| RDSA | ROYAL DUTCH SHELL PLC SPONS ADR Astock | $5,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| OXSQ | Buy | OXFORD SQUARE CAP CORP COMstock | $6,000 | -14.3% | 1,600 | +14.3% | 0.00% | -33.3% |
| GNLN | GREENLANE HLDGS INC CL Astock | $5,000 | -44.4% | 2,100 | 0.0% | 0.00% | -33.3% | |
| LENB | LENNAR CORP CL Bstock | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| GLD | SPDR GOLD TR GOLD SHSstock | $3,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| HAL | HALLIBURTON CO COMstock | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| C | CITIGROUP INC COM NEWstock | $2,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| ALC | ALCON AG ORD SHSstock | $2,000 | +100.0% | 20 | 0.0% | 0.00% | – | |
| OGN | ORGANON & CO COMMON STOCKstock | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| BHC | BAUSCH HEALTH COS INC COMstock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| OXYWS | OCCIDENTAL PETE CORP W EXP 08/03/202stock | $1,000 | 0.0% | 68 | 0.0% | 0.00% | – | |
| DXC | DXC TECHNOLOGY CO COMstock | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| BABA | Exit | ALIBABA GROUP HLDG LTD SPONSORED ADSstock | $0 | – | -200 | -100.0% | -0.02% | – |
| GE | Exit | GENERAL ELECTRIC CO COMstock | $0 | – | -13,470 | -100.0% | -0.07% | – |
| LMNX | Exit | LUMINEX CORP DEL COMstock | $0 | – | -169,103 | -100.0% | -2.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INC COM | 10 | Q2 2023 | 19.9% |
| ASPEN AEROGELS INC COM | 10 | Q2 2023 | 6.4% |
| FRANCHISE GROUP INC COM | 10 | Q2 2023 | 7.6% |
| ITERIS INC NEW COM | 10 | Q2 2023 | 6.3% |
| INSPIRED ENTMT INC COM | 10 | Q2 2023 | 6.0% |
| QUOTIENT TECHNOLOGY INC COM | 10 | Q2 2023 | 11.5% |
| HARMONIC INC COM | 10 | Q2 2023 | 4.5% |
| COMSCORE INC COM | 10 | Q2 2023 | 3.6% |
| SOCIETAL CDMO INC COM | 10 | Q2 2023 | 3.2% |
| DIGIMARC CORP NEW COM | 10 | Q2 2023 | 4.3% |
View Cowen Prime Advisors LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ITERIS, INC.Sold out | August 07, 2023 | 0 | 0.0% |
| PDF SOLUTIONS INCSold out | August 07, 2023 | 0 | 0.0% |
| Societal CDMO, Inc.Sold out | August 07, 2023 | 0 | 0.0% |
| HTG MOLECULAR DIAGNOSTICS, INCSold out | February 03, 2023 | 0 | 0.0% |
| NEPHROS INCSold out | February 03, 2023 | 0 | 0.0% |
View Cowen Prime Advisors LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
View Cowen Prime Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.