This page lists the SEC filings reported by Cowen Prime Advisors LLC.
Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
---|---|---|---|---|---|---|
SC 13G | 2023-08-07 | Cowen Prime Advisors LLC | PDF SOLUTIONS INC | 0 | 0.0% | EDGAR |
SC 13G | 2023-08-07 | Cowen Prime Advisors LLC | Societal CDMO, Inc. | 0 | 0.0% | EDGAR |
SC 13G | 2023-08-07 | Cowen Prime Advisors LLC | ITERIS, INC. | 0 | 0.0% | EDGAR |
SC 13G | 2023-02-03 | Cowen Prime Advisors LLC | NEPHROS INC | 0 | 0.0% | EDGAR |
SC 13G | 2023-02-03 | Cowen Prime Advisors LLC | NEPHROS INC | 0 | 0.0% | EDGAR |
SC 13G | 2023-02-03 | Cowen Prime Advisors LLC | NEPHROS INC | 1,431,404 | 4.0% | EDGAR |
SC 13G | 2023-02-03 | Cowen Prime Advisors LLC | HTG MOLECULAR DIAGNOSTICS, INC | 0 | 0.0% | EDGAR |
SC 13G | 2023-02-03 | Cowen Prime Advisors LLC | PDF SOLUTIONS INC | 1,431,404 | 4.0% | EDGAR |
SC 13G | 2022-02-09 | Cowen Prime Advisors LLC | HTG MOLECULAR DIAGNOSTICS, INC | 593,133 | 8.0% | EDGAR |
SC 13G | 2022-02-09 | Cowen Prime Advisors LLC | ITERIS, INC. | 2,349,950 | 6.0% | EDGAR |
SC 13G | 2022-02-09 | Cowen Prime Advisors LLC | NEPHROS INC | 633,050 | 6.0% | EDGAR |
SC 13G | 2022-02-09 | Cowen Prime Advisors LLC | PDF SOLUTIONS INC | 1,742,725 | 5.0% | EDGAR |
SC 13G | 2021-08-02 | Cowen Prime Advisors LLC | Recro Pharma, Inc. | 2,763,400 | 6.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.