$238 Million is the total value of Cowen Prime Advisors LLC's 178 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 9.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INC COMstock | $47,271,000 | -14.7% | 1,696,128 | -2.7% | 19.89% | +5.6% |
| FRG | Buy | FRANCHISE GROUP INC COMstock | $15,415,000 | -18.8% | 372,065 | +2.2% | 6.49% | +0.5% |
| RMBL | Buy | RUMBLEON INC COM CL Bstock | $13,486,000 | +20.2% | 394,215 | +45.8% | 5.68% | +48.7% |
| ASPN | Buy | ASPEN AEROGELS INC COMstock | $12,664,000 | -19.0% | 367,280 | +17.0% | 5.33% | +0.3% |
| THRY | Buy | THRYV HLDGS INC COM NEWstock | $10,990,000 | -7.7% | 390,820 | +35.1% | 4.62% | +14.3% |
| ITI | Buy | ITERIS INC NEW COMstock | $8,165,000 | -13.1% | 2,740,050 | +16.6% | 3.44% | +7.5% |
| QUOT | Buy | QUOTIENT TECHNOLOGY INC COMstock | $7,712,000 | -3.5% | 1,208,700 | +12.2% | 3.24% | +19.4% |
| REPH | Sell | SOCIETAL CDMO INC COMstock | $7,493,000 | +4.2% | 4,162,500 | -1.0% | 3.15% | +29.0% |
| SCOR | Sell | COMSCORE INC COMstock | $7,273,000 | -22.2% | 2,499,400 | -10.8% | 3.06% | -3.8% |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS INC COMstock | $6,760,000 | -34.9% | 2,092,850 | +35.1% | 2.84% | -19.4% |
| INSE | Buy | INSPIRED ENTMT INC COMstock | $5,082,000 | +8.3% | 413,150 | +14.1% | 2.14% | +34.0% |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $4,399,000 | +18.0% | 12,465 | 0.0% | 1.85% | +46.1% | |
| KRNT | Sell | KORNIT DIGITAL LTD SHSstock | $4,109,000 | -47.6% | 49,694 | -3.5% | 1.73% | -35.1% |
| PFE | PFIZER INC COMstock | $3,501,000 | -12.3% | 67,625 | 0.0% | 1.47% | +8.5% | |
| DMRC | Sell | DIGIMARC CORP NEW COMstock | $3,436,000 | -33.8% | 130,293 | -0.9% | 1.45% | -18.1% |
| AZN | ASTRAZENECA PLC SPONSORED ADRstock | $3,411,000 | +13.9% | 51,420 | 0.0% | 1.44% | +41.0% | |
| HLIT | Sell | HARMONIC INC COMstock | $3,390,000 | -22.6% | 364,894 | -2.0% | 1.43% | -4.2% |
| JNJ | JOHNSON & JOHNSON COMstock | $3,130,000 | +3.6% | 17,660 | 0.0% | 1.32% | +28.2% | |
| SBUX | Buy | STARBUCKS CORP COMstock | $2,870,000 | +16.1% | 31,550 | +49.3% | 1.21% | +43.6% |
| KKR | KKR & CO INC COMstock | $2,842,000 | -21.5% | 48,600 | 0.0% | 1.20% | -2.8% | |
| New | APOLLO GLOBAL MGMT INC COMstock | $2,842,000 | – | 45,844 | +100.0% | 1.20% | – | |
| ACCURAY INC DEL NOTE 3.750 7/1stock | $2,700,000 | -9.5% | 2,755,000 | 0.0% | 1.14% | +11.9% | ||
| MTSI | Sell | MACOM TECH SOLUTIONS HLDGS I COMstock | $2,455,000 | -27.3% | 41,008 | -4.9% | 1.03% | -10.0% |
| IFF | Buy | INTERNATIONAL FLAVORS&FRAGRA COMstock | $2,430,000 | -4.3% | 18,500 | +9.8% | 1.02% | +18.5% |
| INTC | Buy | INTEL CORP COMstock | $2,234,000 | +2302.2% | 45,085 | +2404.7% | 0.94% | +2837.5% |
| NEO | Buy | NEOGENOMICS INC COM NEWstock | $2,230,000 | +146.7% | 183,500 | +592.5% | 0.94% | +205.5% |
| DDD | Buy | 3-D SYS CORP DEL COM NEWstock | $2,203,000 | -17.9% | 132,100 | +6.1% | 0.93% | +1.6% |
| MSFT | Sell | MICROSOFT CORP COMstock | $2,120,000 | -10.9% | 6,875 | -2.8% | 0.89% | +10.3% |
| DIS | Buy | DISNEY WALT CO COMstock | $2,083,000 | -11.2% | 15,190 | +0.3% | 0.88% | +10.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L COMstock | $1,977,000 | +21.5% | 76,580 | +3.4% | 0.83% | +50.5% |
| CCI | CROWN CASTLE INTL CORP NEW COMstock | $1,780,000 | -11.6% | 9,645 | 0.0% | 0.75% | +9.3% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $1,708,000 | +5.7% | 34,800 | 0.0% | 0.72% | +30.7% | |
| PTC | PTC INC COMstock | $1,702,000 | -11.1% | 15,800 | 0.0% | 0.72% | +10.0% | |
| APYX | Buy | APYX MEDICAL CORPORATION COMstock | $1,658,000 | -48.6% | 253,859 | +0.8% | 0.70% | -36.4% |
| DOW | DOW INC COMstock | $1,543,000 | +12.3% | 24,216 | 0.0% | 0.65% | +39.0% | |
| ADI | ANALOG DEVICES INC COMstock | $1,528,000 | -6.0% | 9,250 | 0.0% | 0.64% | +16.3% | |
| TACT | Sell | TRANSACT TECHNOLOGIES INC COMstock | $1,517,000 | -44.8% | 214,917 | -14.7% | 0.64% | -31.7% |
| INFINERA CORP NOTE 2.125 9/0stock | $1,441,000 | -5.1% | 1,280,000 | 0.0% | 0.61% | +17.2% | ||
| DD | DUPONT DE NEMOURS INC COMstock | $1,313,000 | -8.9% | 17,849 | 0.0% | 0.55% | +12.9% | |
| EXC | Buy | EXELON CORP COMstock | $1,167,000 | -1.7% | 24,500 | +19.2% | 0.49% | +21.5% |
| SHCR | New | SHARECARE INC COM CL Astock | $1,094,000 | – | 443,000 | +100.0% | 0.46% | – |
| OEG | Buy | ORBITAL ENERGY GROUP INC COMstock | $1,070,000 | -7.4% | 581,453 | +10.3% | 0.45% | +14.5% |
| CEVA | Sell | CEVA INC COMstock | $1,010,000 | -8.9% | 24,856 | -3.1% | 0.42% | +12.7% |
| NVEC | Buy | NVE CORP COM NEWstock | $873,000 | -13.0% | 16,030 | +9.2% | 0.37% | +7.6% |
| XGN | Sell | EXAGEN INC COMstock | $798,000 | -33.0% | 99,400 | -2.9% | 0.34% | -17.0% |
| GSIT | Sell | GSI TECHNOLOGY INC COMstock | $708,000 | -17.9% | 184,738 | -0.8% | 0.30% | +1.7% |
| IBM | INTERNATIONAL BUSINESS MACHS COMstock | $698,000 | -2.8% | 5,370 | 0.0% | 0.29% | +20.5% | |
| AAPL | APPLE INC COMstock | $625,000 | -1.7% | 3,580 | 0.0% | 0.26% | +21.8% | |
| DE | DEERE & CO COMstock | $623,000 | +21.2% | 1,500 | 0.0% | 0.26% | +49.7% | |
| NEOG | NEOGEN CORP COMstock | $623,000 | -32.1% | 20,200 | 0.0% | 0.26% | -16.0% | |
| GCI | Sell | GANNETT CO INC COMstock | $613,000 | -16.4% | 135,900 | -1.2% | 0.26% | +3.6% |
| TXN | TEXAS INSTRS INC COMstock | $553,000 | -2.6% | 3,012 | 0.0% | 0.23% | +20.7% | |
| ARAY | Sell | ACCURAY INC COMstock | $550,000 | -32.6% | 166,286 | -2.8% | 0.23% | -16.6% |
| RSSS | Sell | RESEARCH SOLUTIONS INC COMstock | $537,000 | -56.6% | 252,000 | -49.9% | 0.23% | -46.3% |
| CTVA | Sell | CORTEVA INC COMstock | $524,000 | +20.2% | 9,116 | -1.1% | 0.22% | +49.3% |
| BX | BLACKSTONE INC COMstock | $520,000 | -2.1% | 4,100 | 0.0% | 0.22% | +21.0% | |
| KOPN | Sell | KOPIN CORP COMstock | $507,000 | -40.1% | 200,200 | -3.2% | 0.21% | -26.0% |
| HTGM | Sell | HTG MOLECULAR DIAGNOSTICS IN COM NEWstock | $462,000 | -85.6% | 332,197 | -44.0% | 0.19% | -82.3% |
| NTNX | Sell | NUTANIX INC CL Astock | $462,000 | -17.4% | 17,230 | -1.7% | 0.19% | +2.1% |
| GBDC | Buy | GOLUB CAP BDC INC COMstock | $446,000 | +4.2% | 29,324 | +5.9% | 0.19% | +28.8% |
| LNTH | Sell | LANTHEUS HLDGS INC COMstock | $445,000 | +50.8% | 8,050 | -21.1% | 0.19% | +87.0% |
| ARCC | ARES CAPITAL CORP COMstock | $419,000 | -1.2% | 20,000 | 0.0% | 0.18% | +22.2% | |
| RBBN | Sell | RIBBON COMMUNICATIONS INC COMstock | $415,000 | -51.4% | 134,219 | -5.0% | 0.18% | -39.7% |
| Sell | ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock | $393,000 | -90.2% | 600,000 | -88.8% | 0.16% | -87.9% | |
| New | CONSTELLATION ENERGY CORP COMstock | $385,000 | – | 6,841 | +100.0% | 0.16% | – | |
| VG | Sell | VONAGE HLDGS CORP COMstock | $386,000 | -96.8% | 19,000 | -96.7% | 0.16% | -96.0% |
| NVO | NOVO-NORDISK A S ADRstock | $361,000 | -0.8% | 3,250 | 0.0% | 0.15% | +22.6% | |
| NEPH | Sell | NEPHROS INC COMstock | $354,000 | -90.5% | 80,400 | -87.3% | 0.15% | -88.3% |
| QDEL | New | QUIDEL CORP COMstock | $337,000 | – | 3,000 | +100.0% | 0.14% | – |
| MET | METLIFE INC COMstock | $327,000 | +12.4% | 4,650 | 0.0% | 0.14% | +39.4% | |
| RADA | RADA ELECTR INDS LTD COM PAR NEWstock | $320,000 | +47.5% | 23,000 | 0.0% | 0.14% | +82.4% | |
| KMI | KINDER MORGAN INC DEL COMstock | $306,000 | +19.1% | 16,180 | 0.0% | 0.13% | +48.3% | |
| ALLT | Buy | ALLOT LTD SHSstock | $297,000 | -6.6% | 36,649 | +36.9% | 0.12% | +15.7% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $289,000 | +16.1% | 30,740 | -1.0% | 0.12% | +43.5% |
| TT | TRANE TECHNOLOGIES PLC SHSstock | $283,000 | -24.3% | 1,850 | 0.0% | 0.12% | -6.3% | |
| XOM | EXXON MOBIL CORP COMstock | $278,000 | +35.0% | 3,370 | 0.0% | 0.12% | +67.1% | |
| NRC | NATIONAL RESH CORP COM NEWstock | $278,000 | -4.5% | 7,000 | 0.0% | 0.12% | +18.2% | |
| PEAK | HEALTHPEAK PROPERTIES INC COMstock | $275,000 | -4.8% | 8,000 | 0.0% | 0.12% | +18.4% | |
| CGNT | Buy | COGNYTE SOFTWARE LTD ORD SHSstock | $262,000 | +24.8% | 23,200 | +73.1% | 0.11% | +54.9% |
| UNH | UNITEDHEALTH GROUP INC COMstock | $255,000 | +1.6% | 500 | 0.0% | 0.11% | +25.9% | |
| PAYX | PAYCHEX INC COMstock | $246,000 | 0.0% | 1,800 | 0.0% | 0.10% | +23.8% | |
| VNRX | Buy | VOLITIONRX LTD COMstock | $225,000 | +10.8% | 74,800 | +15.8% | 0.10% | +37.7% |
| NOC | NORTHROP GRUMMAN CORP COMstock | $201,000 | +15.5% | 450 | 0.0% | 0.08% | +44.1% | |
| JPM | JPMORGAN CHASE & CO COMstock | $190,000 | -14.0% | 1,395 | 0.0% | 0.08% | +6.7% | |
| MPLX | MPLX LP COM UNIT REP LTDstock | $188,000 | +11.9% | 5,674 | 0.0% | 0.08% | +38.6% | |
| LMT | LOCKHEED MARTIN CORP COMstock | $177,000 | +24.6% | 400 | 0.0% | 0.07% | +54.2% | |
| MCD | MCDONALDS CORP COMstock | $163,000 | -7.9% | 661 | 0.0% | 0.07% | +15.0% | |
| GENERAL ELECTRIC CO COM NEWstock | $154,000 | -3.1% | 1,681 | 0.0% | 0.06% | +20.4% | ||
| BMY | BRISTOL-MYERS SQUIBB CO COMstock | $153,000 | +16.8% | 2,100 | 0.0% | 0.06% | +42.2% | |
| PHAR | Buy | PHARMING GROUP NV SPON ADSstock | $142,000 | +7.6% | 15,850 | +7.1% | 0.06% | +33.3% |
| SRE | SEMPRA COMstock | $135,000 | +27.4% | 800 | 0.0% | 0.06% | +58.3% | |
| GAN | Sell | GAN LTD SHSstock | $130,000 | -93.4% | 27,000 | -87.4% | 0.06% | -91.8% |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $126,000 | +10.5% | 12,904 | 0.0% | 0.05% | +35.9% | |
| LEN | LENNAR CORP CL Astock | $122,000 | -29.9% | 1,500 | 0.0% | 0.05% | -13.6% | |
| PYPL | PAYPAL HLDGS INC COMstock | $120,000 | -38.5% | 1,034 | 0.0% | 0.05% | -24.2% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $115,000 | -2.5% | 2,263 | 0.0% | 0.05% | +20.0% | |
| GLP | GLOBAL PARTNERS LP COM UNITSstock | $113,000 | +16.5% | 4,150 | 0.0% | 0.05% | +45.5% | |
| KMB | KIMBERLY-CLARK CORP COMstock | $111,000 | -14.0% | 900 | 0.0% | 0.05% | +6.8% | |
| GOOGL | ALPHABET INC CAP STK CL Astock | $111,000 | -4.3% | 40 | 0.0% | 0.05% | +20.5% | |
| GOOG | ALPHABET INC CAP STK CL Cstock | $112,000 | -3.4% | 40 | 0.0% | 0.05% | +20.5% | |
| WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $96,000 | +12.9% | 3,813 | 0.0% | 0.04% | +37.9% | |
| PM | PHILIP MORRIS INTL INC COMstock | $94,000 | -1.1% | 1,000 | 0.0% | 0.04% | +25.0% | |
| BMO | BANK MONTREAL QUE COMstock | $89,000 | +9.9% | 753 | 0.0% | 0.04% | +32.1% | |
| NLY | ANNALY CAPITAL MANAGEMENT IN COMstock | $88,000 | -10.2% | 12,500 | 0.0% | 0.04% | +12.1% | |
| IR | INGERSOLL RAND INC COMstock | $82,000 | -18.8% | 1,632 | 0.0% | 0.04% | +2.9% | |
| DRRX | Buy | DURECT CORP COMstock | $82,000 | -26.8% | 121,712 | +7.5% | 0.04% | -7.9% |
| SPH | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $81,000 | +11.0% | 5,013 | 0.0% | 0.03% | +36.0% | |
| MO | ALTRIA GROUP INC COMstock | $78,000 | +9.9% | 1,500 | 0.0% | 0.03% | +37.5% | |
| PG | PROCTER AND GAMBLE CO COMstock | $76,000 | -7.3% | 500 | 0.0% | 0.03% | +14.3% | |
| ALLE | ALLEGION PLC ORD SHSstock | $73,000 | -17.0% | 666 | 0.0% | 0.03% | +3.3% | |
| EMR | Sell | EMERSON ELEC CO COMstock | $74,000 | -11.9% | 750 | -16.7% | 0.03% | +6.9% |
| D | DOMINION ENERGY INC COMstock | $68,000 | +7.9% | 800 | 0.0% | 0.03% | +38.1% | |
| LOW | LOWES COS INC COMstock | $69,000 | -21.6% | 340 | 0.0% | 0.03% | -3.3% | |
| UL | UNILEVER PLC SPON ADR NEWstock | $66,000 | -15.4% | 1,445 | 0.0% | 0.03% | +3.7% | |
| UPS | UNITED PARCEL SERVICE INC CL Bstock | $64,000 | 0.0% | 300 | 0.0% | 0.03% | +22.7% | |
| KO | COCA COLA CO COMstock | $62,000 | +5.1% | 1,000 | 0.0% | 0.03% | +30.0% | |
| New | GINKGO BIOWORKS HOLDINGS INC CL A SHSstock | $60,000 | – | 15,000 | +100.0% | 0.02% | – | |
| ABT | ABBOTT LABS COMstock | $59,000 | -15.7% | 500 | 0.0% | 0.02% | +4.2% | |
| EBAY | EBAY INC. COMstock | $57,000 | -14.9% | 1,000 | 0.0% | 0.02% | +4.3% | |
| DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $54,000 | +22.7% | 1,600 | 0.0% | 0.02% | +53.3% | |
| AMD | ADVANCED MICRO DEVICES INC COMstock | $55,000 | -23.6% | 500 | 0.0% | 0.02% | -4.2% | |
| SWM | Sell | SCHWEITZER-MAUDUIT INTL INC COMstock | $52,000 | -24.6% | 1,900 | -17.4% | 0.02% | -4.3% |
| GLW | CORNING INC COMstock | $50,000 | 0.0% | 1,350 | 0.0% | 0.02% | +23.5% | |
| ABBV | ABBVIE INC COMstock | $49,000 | +19.5% | 304 | 0.0% | 0.02% | +50.0% | |
| CTSO | Buy | CYTOSORBENTS CORP COM NEWstock | $50,000 | +212.5% | 15,600 | +316.0% | 0.02% | +320.0% |
| AEP | AMERICAN ELEC PWR CO INC COMstock | $45,000 | +12.5% | 450 | 0.0% | 0.02% | +35.7% | |
| NNN | NATIONAL RETAIL PROPERTIES I COMstock | $45,000 | -6.2% | 1,000 | 0.0% | 0.02% | +18.8% | |
| PEP | PEPSICO INC COMstock | $39,000 | -2.5% | 230 | 0.0% | 0.02% | +14.3% | |
| AXP | AMERICAN EXPRESS CO COMstock | $37,000 | +12.1% | 200 | 0.0% | 0.02% | +45.5% | |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $37,000 | +15.6% | 3,400 | 0.0% | 0.02% | +45.5% | |
| TRGP | TARGA RES CORP COMstock | $37,000 | +42.3% | 496 | 0.0% | 0.02% | +77.8% | |
| SLB | SCHLUMBERGER LTD COM STKstock | $34,000 | +36.0% | 835 | 0.0% | 0.01% | +55.6% | |
| WMB | WILLIAMS COS INC COMstock | $33,000 | +26.9% | 1,000 | 0.0% | 0.01% | +55.6% | |
| ORCL | ORACLE CORP COMstock | $33,000 | -2.9% | 394 | 0.0% | 0.01% | +16.7% | |
| SNCR | Sell | SYNCHRONOSS TECHNOLOGIES INC COMstock | $34,000 | -67.3% | 19,500 | -54.2% | 0.01% | -60.0% |
| MRAM | EVERSPIN TECHNOLOGIES INC COMstock | $33,000 | -21.4% | 3,750 | 0.0% | 0.01% | 0.0% | |
| MRK | MERCK & CO INC COMstock | $33,000 | +6.5% | 400 | 0.0% | 0.01% | +27.3% | |
| DRI | DARDEN RESTAURANTS INC COMstock | $33,000 | -13.2% | 250 | 0.0% | 0.01% | +7.7% | |
| BAC | BK OF AMERICA CORP COMstock | $31,000 | -8.8% | 760 | 0.0% | 0.01% | +8.3% | |
| MS | MORGAN STANLEY COM NEWstock | $28,000 | -9.7% | 318 | 0.0% | 0.01% | +9.1% | |
| CL | COLGATE PALMOLIVE CO COMstock | $27,000 | -10.0% | 350 | 0.0% | 0.01% | +10.0% | |
| GOLD | BARRICK GOLD CORP COMstock | $25,000 | +31.6% | 1,000 | 0.0% | 0.01% | +83.3% | |
| EXG | EATON VANCE TAX-MANAGED GLOB COMstock | $26,000 | -10.3% | 2,700 | 0.0% | 0.01% | +10.0% | |
| APA | APA CORPORATION COMstock | $19,000 | +58.3% | 450 | 0.0% | 0.01% | +100.0% | |
| NRZ | NEW RESIDENTIAL INVT CORP COM NEWstock | $18,000 | +5.9% | 1,600 | 0.0% | 0.01% | +33.3% | |
| QS | New | QUANTUMSCAPE CORP COM CL Astock | $20,000 | – | 1,000 | +100.0% | 0.01% | – |
| KLR | Buy | KALEYRA INC COMstock | $17,000 | -15.0% | 2,900 | +45.0% | 0.01% | 0.0% |
| New | SOLID POWER INC CLASS A COMstock | $17,000 | – | 2,000 | +100.0% | 0.01% | – | |
| COIN | Buy | COINBASE GLOBAL INC COM CL Astock | $14,000 | +55.6% | 75 | +114.3% | 0.01% | +100.0% |
| SYY | SYSCO CORP COMstock | $15,000 | 0.0% | 185 | 0.0% | 0.01% | +20.0% | |
| HP | HELMERICH & PAYNE INC COMstock | $13,000 | +85.7% | 300 | 0.0% | 0.01% | +150.0% | |
| MRCY | MERCURY SYS INC COMstock | $13,000 | +18.2% | 200 | 0.0% | 0.01% | +25.0% | |
| BKR | BAKER HUGHES COMPANY CL Astock | $11,000 | +57.1% | 300 | 0.0% | 0.01% | +150.0% | |
| STX | SEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock | $13,000 | -23.5% | 150 | 0.0% | 0.01% | -16.7% | |
| T | AT&T INC COMstock | $11,000 | -8.3% | 473 | 0.0% | 0.01% | +25.0% | |
| KYNDRYL HLDGS INC COMMON STOCKstock | $11,000 | -31.2% | 860 | 0.0% | 0.01% | 0.0% | ||
| MSM | MSC INDL DIRECT INC CL Astock | $9,000 | +12.5% | 100 | 0.0% | 0.00% | +33.3% | |
| NVS | NOVARTIS AG SPONSORED ADRstock | $9,000 | 0.0% | 100 | 0.0% | 0.00% | +33.3% | |
| OXSQ | OXFORD SQUARE CAP CORP COMstock | $7,000 | 0.0% | 1,600 | 0.0% | 0.00% | +50.0% | |
| New | SHELL PLC SPON ADSstock | $6,000 | – | 112 | +100.0% | 0.00% | – | |
| HPQ | HP INC COMstock | $7,000 | -12.5% | 200 | 0.0% | 0.00% | 0.0% | |
| CSCO | CISCO SYS INC COMstock | $6,000 | 0.0% | 100 | 0.0% | 0.00% | +50.0% | |
| GLD | SPDR GOLD TR GOLD SHSstock | $4,000 | +33.3% | 20 | 0.0% | 0.00% | +100.0% | |
| EHTH | EHEALTH INC COMstock | $5,000 | -50.0% | 405 | 0.0% | 0.00% | -33.3% | |
| HAL | HALLIBURTON CO COMstock | $4,000 | +100.0% | 100 | 0.0% | 0.00% | +100.0% | |
| CDXC | New | CHROMADEX CORP COM NEWstock | $5,000 | – | 2,100 | +100.0% | 0.00% | – |
| WAB | Sell | WABTEC COMstock | $3,000 | -50.0% | 33 | -52.2% | 0.00% | -50.0% |
| OXYWS | OCCIDENTAL PETE CORP W EXP 08/03/202stock | $2,000 | +100.0% | 68 | 0.0% | 0.00% | – | |
| C | CITIGROUP INC COM NEWstock | $2,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| LENB | LENNAR CORP CL Bstock | $2,000 | -33.3% | 30 | 0.0% | 0.00% | 0.0% | |
| PENN | PENN NATL GAMING INC COMstock | $3,000 | -25.0% | 75 | 0.0% | 0.00% | 0.0% | |
| ALC | ALCON AG ORD SHSstock | $2,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| OGN | ORGANON & CO COMMON STOCKstock | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| New | MICRO FOCUS INTL PLC SPON ADR NEWstock | $0 | – | 20 | +100.0% | 0.00% | – | |
| BHC | BAUSCH HEALTH COS INC COMstock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| DXC | DXC TECHNOLOGY CO COMstock | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| GNLN | GREENLANE HLDGS INC CL Astock | $1,000 | -50.0% | 2,100 | 0.0% | 0.00% | -100.0% | |
| CSLT | Exit | CASTLIGHT HEALTH INC CL Bstock | $0 | – | -3,700 | -100.0% | -0.00% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLC SPONS ADR Astock | $0 | – | -112 | -100.0% | -0.00% | – |
| ATH | Exit | ATHENE HOLDING LTD CL Astock | $0 | – | -561 | -100.0% | -0.02% | – |
| LDOS | Exit | LEIDOS HOLDINGS INC COMstock | $0 | – | -14,270 | -100.0% | -0.43% | – |
| Exit | VONAGE HLDGS CORP NOTE 1.750 6/0stock | $0 | – | -2,280,000 | -100.0% | -1.04% | – | |
| APO | Exit | APOLLO GLOBAL MGMT INC COM CL Astock | $0 | – | -43,430 | -100.0% | -1.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INC COM | 10 | Q2 2023 | 19.9% |
| ASPEN AEROGELS INC COM | 10 | Q2 2023 | 6.4% |
| FRANCHISE GROUP INC COM | 10 | Q2 2023 | 7.6% |
| ITERIS INC NEW COM | 10 | Q2 2023 | 6.3% |
| INSPIRED ENTMT INC COM | 10 | Q2 2023 | 6.0% |
| QUOTIENT TECHNOLOGY INC COM | 10 | Q2 2023 | 11.5% |
| HARMONIC INC COM | 10 | Q2 2023 | 4.5% |
| COMSCORE INC COM | 10 | Q2 2023 | 3.6% |
| SOCIETAL CDMO INC COM | 10 | Q2 2023 | 3.2% |
| DIGIMARC CORP NEW COM | 10 | Q2 2023 | 4.3% |
View Cowen Prime Advisors LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ITERIS, INC.Sold out | August 07, 2023 | 0 | 0.0% |
| PDF SOLUTIONS INCSold out | August 07, 2023 | 0 | 0.0% |
| Societal CDMO, Inc.Sold out | August 07, 2023 | 0 | 0.0% |
| HTG MOLECULAR DIAGNOSTICS, INCSold out | February 03, 2023 | 0 | 0.0% |
| NEPHROS INCSold out | February 03, 2023 | 0 | 0.0% |
View Cowen Prime Advisors LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
View Cowen Prime Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.