Cowen Prime Advisors LLC - Q2 2021 holdings

$276 Million is the total value of Cowen Prime Advisors LLC's 167 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was - .

 Value Shares↓ Weighting
PDFS NewPDF SOLUTIONS INC COMstock$34,352,0001,889,528
+100.0%
12.46%
QUOT NewQUOTIENT TECHNOLOGY INC COMstock$31,626,0002,925,600
+100.0%
11.47%
ASPN NewASPEN AEROGELS INC COMstock$13,739,000459,200
+100.0%
4.98%
VG NewVONAGE HLDGS CORP COMstock$13,635,000946,200
+100.0%
4.95%
INOV NewINOVALON HLDGS INC COM CL Astock$13,141,000385,600
+100.0%
4.77%
FRG NewFRANCHISE GROUP INC COMstock$10,978,000311,250
+100.0%
3.98%
ITI NewITERIS INC NEW COMstock$10,618,0001,596,750
+100.0%
3.85%
SCOR NewCOMSCORE INC COMstock$8,201,0001,640,200
+100.0%
2.98%
GTYH NewGTY TECHNOLOGY HOLDINGS INC COMstock$7,648,0001,075,650
+100.0%
2.77%
KRNT NewKORNIT DIGITAL LTD SHSstock$6,464,00051,994
+100.0%
2.34%
REPH NewRECRO PHARMA INC COMstock$6,383,0002,763,400
+100.0%
2.32%
NEPH NewNEPHROS INC COMstock$6,358,000626,450
+100.0%
2.31%
LMNX NewLUMINEX CORP DEL COMstock$6,223,000169,103
+100.0%
2.26%
DMRC NewDIGIMARC CORP NEW COMstock$5,531,000165,093
+100.0%
2.01%
DDD New3-D SYS CORP DEL COM NEWstock$4,958,000124,050
+100.0%
1.80%
NewACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock$4,894,0007,580,000
+100.0%
1.78%
RSSS NewRESEARCH SOLUTIONS INC COMstock$4,000,0001,398,500
+100.0%
1.45%
BRKB NewBERKSHIRE HATHAWAY INC DEL CL B NEWstock$3,673,00013,215
+100.0%
1.33%
TACT NewTRANSACT TECHNOLOGIES INC COMstock$3,468,000252,567
+100.0%
1.26%
HTGM NewHTG MOLECULAR DIAGNOSTICS IN COM NEWstock$3,314,000570,333
+100.0%
1.20%
APO NewAPOLLO GLOBAL MGMT INC COM CL Astock$3,286,00052,830
+100.0%
1.19%
AZN NewASTRAZENECA PLC SPONSORED ADRstock$3,212,00053,620
+100.0%
1.16%
HLIT NewHARMONIC INC COMstock$3,150,000369,694
+100.0%
1.14%
KKR NewKKR & CO INC COMstock$3,069,00051,800
+100.0%
1.11%
JNJ NewJOHNSON & JOHNSON COMstock$3,008,00018,260
+100.0%
1.09%
PFE NewPFIZER INC COMstock$2,828,00072,225
+100.0%
1.03%
MTSI NewMACOM TECH SOLUTIONS HLDGS I COMstock$2,737,00042,708
+100.0%
0.99%
NewVONAGE HLDGS CORP NOTE 1.750 6/0stock$2,642,0002,370,000
+100.0%
0.96%
APYX NewAPYX MEDICAL CORPORATION COMstock$2,567,000248,959
+100.0%
0.93%
SBUX NewSTARBUCKS CORP COMstock$2,447,00021,885
+100.0%
0.89%
MSFT NewMICROSOFT CORP COMstock$2,404,0008,875
+100.0%
0.87%
PTC NewPTC INC COMstock$2,232,00015,800
+100.0%
0.81%
IFF NewINTERNATIONAL FLAVORS&FRAGRA COMstock$2,062,00013,805
+100.0%
0.75%
CCI NewCROWN CASTLE INTL CORP NEW COMstock$1,960,00010,045
+100.0%
0.71%
EPD NewENTERPRISE PRODS PARTNERS L COMstock$1,788,00074,080
+100.0%
0.65%
MMP NewMAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock$1,702,00034,800
+100.0%
0.62%
KOPN NewKOPIN CORP COMstock$1,692,000206,900
+100.0%
0.61%
LDOS NewLEIDOS HOLDINGS INC COMstock$1,625,00016,070
+100.0%
0.59%
ADI NewANALOG DEVICES INC COMstock$1,592,0009,250
+100.0%
0.58%
NewINFINERA CORP NOTE 2.125 9/0stock$1,565,0001,280,000
+100.0%
0.57%
DOW NewDOW INC COMstock$1,532,00024,216
+100.0%
0.56%
DD NewDUPONT DE NEMOURS INC COMstock$1,382,00017,849
+100.0%
0.50%
GAN NewGAN LTD SHSstock$1,355,00082,400
+100.0%
0.49%
CEVA NewCEVA INC COMstock$1,214,00025,656
+100.0%
0.44%
NEO NewNEOGENOMICS INC COM NEWstock$1,197,00026,500
+100.0%
0.43%
OEG NewORBITAL ENERGY GROUP INC COMstock$1,118,000255,863
+100.0%
0.41%
RBBN NewRIBBON COMMUNICATIONS INC COMstock$1,071,000140,719
+100.0%
0.39%
NEOG NewNEOGEN CORP COMstock$962,00020,900
+100.0%
0.35%
EXC NewEXELON CORP COMstock$950,00021,450
+100.0%
0.34%
GSIT NewGSI TECHNOLOGY INC COMstock$940,000167,177
+100.0%
0.34%
NVEC NewNVE CORP COM NEWstock$877,00011,837
+100.0%
0.32%
TEVA NewTEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock$805,00081,294
+100.0%
0.29%
IBM NewINTERNATIONAL BUSINESS MACHS COMstock$787,0005,370
+100.0%
0.28%
ARAY NewACCURAY INC COMstock$772,000170,882
+100.0%
0.28%
GCI NewGANNETT CO INC COMstock$741,000134,900
+100.0%
0.27%
NTNX NewNUTANIX INC CL Astock$670,00017,530
+100.0%
0.24%
INSE NewINSPIRED ENTMT INC COMstock$638,00050,000
+100.0%
0.23%
TXN NewTEXAS INSTRS INC COMstock$579,0003,012
+100.0%
0.21%
DE NewDEERE & CO COMstock$529,0001,500
+100.0%
0.19%
AAPL NewAPPLE INC COMstock$490,0003,580
+100.0%
0.18%
BX NewBLACKSTONE GROUP INC COMstock$447,0004,600
+100.0%
0.16%
CTVA NewCORTEVA INC COMstock$409,0009,216
+100.0%
0.15%
GOOG NewALPHABET INC CAP STK CL Cstock$351,000140
+100.0%
0.13%
TT NewTRANE TECHNOLOGIES PLC SHSstock$341,0001,850
+100.0%
0.12%
NRC NewNATIONAL RESH CORP COM NEWstock$321,0007,000
+100.0%
0.12%
ALLT NewALLOT LTD SHSstock$309,00015,600
+100.0%
0.11%
PYPL NewPAYPAL HLDGS INC COMstock$301,0001,034
+100.0%
0.11%
ARCC NewARES CAPITAL CORP COMstock$294,00015,000
+100.0%
0.11%
KMI NewKINDER MORGAN INC DEL COMstock$295,00016,180
+100.0%
0.11%
LNTH NewLANTHEUS HLDGS INC COMstock$293,00010,600
+100.0%
0.11%
RADA NewRADA ELECTR INDS LTD COM PAR NEWstock$280,00023,000
+100.0%
0.10%
MET NewMETLIFE INC COMstock$278,0004,650
+100.0%
0.10%
NVO NewNOVO-NORDISK A S ADRstock$272,0003,250
+100.0%
0.10%
PEAK NewHEALTHPEAK PROPERTIES INC COMstock$266,0008,000
+100.0%
0.10%
GBDC NewGOLUB CAP BDC INC COMstock$254,00016,500
+100.0%
0.09%
JPM NewJPMORGAN CHASE & CO COMstock$217,0001,395
+100.0%
0.08%
XOM NewEXXON MOBIL CORP COMstock$213,0003,370
+100.0%
0.08%
UNH NewUNITEDHEALTH GROUP INC COMstock$200,000500
+100.0%
0.07%
VNRX NewVOLITIONRX LTD COMstock$195,00059,200
+100.0%
0.07%
PAYX NewPAYCHEX INC COMstock$193,0001,800
+100.0%
0.07%
GE NewGENERAL ELECTRIC CO COMstock$181,00013,470
+100.0%
0.07%
MPLX NewMPLX LP COM UNIT REP LTDstock$168,0005,674
+100.0%
0.06%
NOC NewNORTHROP GRUMMAN CORP COMstock$164,000450
+100.0%
0.06%
ESBA NewEMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock$155,00012,904
+100.0%
0.06%
LMT NewLOCKHEED MARTIN CORP COMstock$151,000400
+100.0%
0.06%
MCD NewMCDONALDS CORP COMstock$153,000661
+100.0%
0.06%
LEN NewLENNAR CORP CL Astock$149,0001,500
+100.0%
0.05%
SNCR NewSYNCHRONOSS TECHNOLOGIES INC COMstock$146,00040,600
+100.0%
0.05%
BMY NewBRISTOL-MYERS SQUIBB CO COMstock$140,0002,100
+100.0%
0.05%
DRRX NewDURECT CORP COMstock$138,00084,678
+100.0%
0.05%
VZ NewVERIZON COMMUNICATIONS INC COMstock$127,0002,263
+100.0%
0.05%
KMB NewKIMBERLY-CLARK CORP COMstock$120,000900
+100.0%
0.04%
NLY NewANNALY CAPITAL MANAGEMENT IN COMstock$111,00012,500
+100.0%
0.04%
GLP NewGLOBAL PARTNERS LP COM UNITSstock$108,0004,150
+100.0%
0.04%
SRE NewSEMPRA ENERGY COMstock$106,000800
+100.0%
0.04%
INTC NewINTEL CORP COMstock$101,0001,800
+100.0%
0.04%
GOOGL NewALPHABET INC CAP STK CL Astock$98,00040
+100.0%
0.04%
PM NewPHILIP MORRIS INTL INC COMstock$99,0001,000
+100.0%
0.04%
ALLE NewALLEGION PLC ORD SHSstock$93,000666
+100.0%
0.03%
EMR NewEMERSON ELEC CO COMstock$87,000900
+100.0%
0.03%
UL NewUNILEVER PLC SPON ADR NEWstock$85,0001,445
+100.0%
0.03%
WES NewWESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock$82,0003,813
+100.0%
0.03%
IR NewINGERSOLL RAND INC COMstock$80,0001,632
+100.0%
0.03%
BMO NewBANK MONTREAL QUE COMstock$77,000753
+100.0%
0.03%
SPH NewSUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock$77,0005,013
+100.0%
0.03%
MO NewALTRIA GROUP INC COMstock$72,0001,500
+100.0%
0.03%
PHAR NewPHARMING GROUP NV SPON ADSstock$71,0006,300
+100.0%
0.03%
EBAY NewEBAY INC. COMstock$70,0001,000
+100.0%
0.02%
PG NewPROCTER AND GAMBLE CO COMstock$67,000500
+100.0%
0.02%
LOW NewLOWES COS INC COMstock$66,000340
+100.0%
0.02%
UPS NewUNITED PARCEL SERVICE INC CL Bstock$62,000300
+100.0%
0.02%
ABT NewABBOTT LABS COMstock$58,000500
+100.0%
0.02%
D NewDOMINION ENERGY INC COMstock$59,000800
+100.0%
0.02%
KO NewCOCA COLA CO COMstock$54,0001,000
+100.0%
0.02%
GLW NewCORNING INC COMstock$55,0001,350
+100.0%
0.02%
DCP NewDCP MIDSTREAM LP COM UT LTD PTNstock$49,0001,600
+100.0%
0.02%
AMD NewADVANCED MICRO DEVICES INC COMstock$47,000500
+100.0%
0.02%
NNN NewNATIONAL RETAIL PROPERTIES I COMstock$47,0001,000
+100.0%
0.02%
BABA NewALIBABA GROUP HLDG LTD SPONSORED ADSstock$45,000200
+100.0%
0.02%
PAA NewPLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock$39,0003,400
+100.0%
0.01%
AEP NewAMERICAN ELEC PWR CO INC COMstock$38,000450
+100.0%
0.01%
DRI NewDARDEN RESTAURANTS INC COMstock$37,000250
+100.0%
0.01%
ABBV NewABBVIE INC COMstock$34,000304
+100.0%
0.01%
PEP NewPEPSICO INC COMstock$34,000230
+100.0%
0.01%
AXP NewAMERICAN EXPRESS CO COMstock$33,000200
+100.0%
0.01%
ORCL NewORACLE CORP COMstock$31,000394
+100.0%
0.01%
MRK NewMERCK & CO INC COMstock$31,000400
+100.0%
0.01%
BAC NewBK OF AMERICA CORP COMstock$31,000760
+100.0%
0.01%
MS NewMORGAN STANLEY COM NEWstock$29,000318
+100.0%
0.01%
EXG NewEATON VANCE TAX-MANAGED GLOB COMstock$28,0002,700
+100.0%
0.01%
CL NewCOLGATE PALMOLIVE CO COMstock$28,000350
+100.0%
0.01%
SLB NewSCHLUMBERGER LTD COM STKstock$27,000835
+100.0%
0.01%
WMB NewWILLIAMS COS INC COMstock$27,0001,000
+100.0%
0.01%
KLR NewKALEYRA INC COMstock$24,0002,000
+100.0%
0.01%
EHTH NewEHEALTH INC COMstock$24,000405
+100.0%
0.01%
MRAM NewEVERSPIN TECHNOLOGIES INC COMstock$24,0003,750
+100.0%
0.01%
TRGP NewTARGA RES CORP COMstock$22,000496
+100.0%
0.01%
GOLD NewBARRICK GOLD CORP COMstock$21,0001,000
+100.0%
0.01%
NRZ NewNEW RESIDENTIAL INVT CORP COM NEWstock$17,0001,600
+100.0%
0.01%
SWM NewSCHWEITZER-MAUDUIT INTL INC COMstock$16,000400
+100.0%
0.01%
SYY NewSYSCO CORP COMstock$14,000185
+100.0%
0.01%
T NewAT&T INC COMstock$14,000473
+100.0%
0.01%
STX NewSEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock$13,000150
+100.0%
0.01%
HP NewHELMERICH & PAYNE INC COMstock$10,000300
+100.0%
0.00%
CSLT NewCASTLIGHT HEALTH INC CL Bstock$10,0003,700
+100.0%
0.00%
PENN NewPENN NATL GAMING INC COMstock$11,000150
+100.0%
0.00%
APA NewAPA CORPORATION COMstock$10,000450
+100.0%
0.00%
GNLN NewGREENLANE HLDGS INC CL Astock$9,0002,100
+100.0%
0.00%
MRCY NewMERCURY SYS INC COMstock$7,000100
+100.0%
0.00%
OXSQ NewOXFORD SQUARE CAP CORP COMstock$7,0001,400
+100.0%
0.00%
NVS NewNOVARTIS AG SPONSORED ADRstock$9,000100
+100.0%
0.00%
BKR NewBAKER HUGHES COMPANY CL Astock$7,000300
+100.0%
0.00%
RDSA NewROYAL DUTCH SHELL PLC SPONS ADR Astock$5,000112
+100.0%
0.00%
HPQ NewHP INC COMstock$6,000200
+100.0%
0.00%
CGNT NewCOGNYTE SOFTWARE LTD ORD SHSstock$5,000200
+100.0%
0.00%
CSCO NewCISCO SYS INC COMstock$5,000100
+100.0%
0.00%
WAB NewWABTEC COMstock$6,00069
+100.0%
0.00%
LENB NewLENNAR CORP CL Bstock$2,00030
+100.0%
0.00%
C NewCITIGROUP INC COM NEWstock$2,00035
+100.0%
0.00%
HPE NewHEWLETT PACKARD ENTERPRISE C COMstock$3,000200
+100.0%
0.00%
HAL NewHALLIBURTON CO COMstock$2,000100
+100.0%
0.00%
GLD NewSPDR GOLD TR GOLD SHSstock$3,00020
+100.0%
0.00%
ALC NewALCON AG ORD SHSstock$1,00020
+100.0%
0.00%
OGN NewORGANON & CO COMMON STOCKstock$1,00040
+100.0%
0.00%
OXYWS NewOCCIDENTAL PETE CORP W EXP 08/03/202stock$1,00068
+100.0%
0.00%
BHC NewBAUSCH HEALTH COS INC COMstock$1,00026
+100.0%
0.00%
DXC NewDXC TECHNOLOGY CO COMstock$1,00016
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-08-04
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
PDF SOLUTIONS INC COM10Q2 202319.9%
ASPEN AEROGELS INC COM10Q2 20236.4%
FRANCHISE GROUP INC COM10Q2 20237.6%
ITERIS INC NEW COM10Q2 20236.3%
INSPIRED ENTMT INC COM10Q2 20236.0%
QUOTIENT TECHNOLOGY INC COM10Q2 202311.5%
HARMONIC INC COM10Q2 20234.5%
COMSCORE INC COM10Q2 20233.6%
SOCIETAL CDMO INC COM10Q2 20233.2%
DIGIMARC CORP NEW COM10Q2 20234.3%

View Cowen Prime Advisors LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Cowen Prime Advisors LLC Q2 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ITERIS, INC.Sold outAugust 07, 202300.0%
PDF SOLUTIONS INCSold outAugust 07, 202300.0%
Societal CDMO, Inc.Sold outAugust 07, 202300.0%
HTG MOLECULAR DIAGNOSTICS, INCSold outFebruary 03, 202300.0%
NEPHROS INCSold outFebruary 03, 202300.0%

View Cowen Prime Advisors LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2023-08-07
SC 13G2023-08-07
SC 13G2023-08-07
13F-HR2023-07-31
13F-HR2023-05-03
SC 13G2023-02-03
SC 13G2023-02-03
SC 13G2023-02-03
SC 13G2023-02-03
SC 13G2023-02-03

View Cowen Prime Advisors LLC's complete filings history.

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