$320 Million is the total value of PenderFund Capital Management Ltd.'s 179 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 12.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $23,720,000 | +11.0% | 29,679,000 | 0.0% | 7.42% | +25.6% | ||
| FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $23,114,000 | +8.3% | 17,123,134 | 0.0% | 7.23% | +22.5% | ||
| OPKO HEALTH INCnote 4.500% 2/1 | $13,173,000 | -1.7% | 10,000,000 | 0.0% | 4.12% | +11.2% | ||
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $12,434,000 | +23.3% | 11,795,000 | 0.0% | 3.89% | +39.5% | ||
| SFL CORPORATION LTDnote 4.875% 5/0 | $11,927,000 | +4.2% | 8,656,000 | 0.0% | 3.73% | +17.9% | ||
| MAXR | MAXAR TECHNOLOGIES INC | $7,456,000 | -22.7% | 288,331 | 0.0% | 2.33% | -12.6% | |
| ATEX | ANTERIX INC | $6,242,000 | -6.7% | 126,500 | 0.0% | 1.95% | +5.6% | |
| TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $4,472,000 | +25.0% | 4,000,000 | 0.0% | 1.40% | +41.5% | ||
| MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1 | $1,522,000 | +49.7% | 740,000 | 0.0% | 0.48% | +69.4% | ||
| BABA | ALIBABA GROUP HLDG LTDsponsored ads | $1,171,000 | -24.5% | 10,600 | 0.0% | 0.37% | -14.7% | |
| SBUX | STARBUCKS CORP | $930,000 | +18.3% | 7,990 | 0.0% | 0.29% | +34.1% | |
| KW | KENNEDY-WILSON HOLDINGS INC | $929,000 | -12.4% | 43,500 | 0.0% | 0.29% | -0.7% | |
| STWD | STARWOOD PPTY TR INC | $829,000 | -6.4% | 32,950 | 0.0% | 0.26% | +5.7% | |
| MSTR | MICROSTRATEGY INCcl a new | $792,000 | +38.7% | 2,700 | 0.0% | 0.25% | +57.0% | |
| SMLR | SEMLER SCIENTIFIC INC | $607,000 | +43.2% | 11,700 | 0.0% | 0.19% | +62.4% | |
| WARNER BROS DISCOVERY INC | $597,000 | -8.2% | 37,600 | 0.0% | 0.19% | +3.9% | ||
| FSV | FIRSTSERVICE CORP NEW | $543,000 | +5.4% | 3,300 | 0.0% | 0.17% | +19.7% | |
| COIN | COINBASE GLOBAL INC | $365,000 | +47.2% | 4,100 | 0.0% | 0.11% | +65.2% | |
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $214,000 | -1.4% | 10,000 | 0.0% | 0.07% | +11.7% | |
| PTRS | PARTNERS BANCORP | $168,000 | +5.7% | 13,667 | 0.0% | 0.05% | +20.5% | |
| SWAV | SHOCKWAVE MED INC | $61,000 | +56.4% | 160 | 0.0% | 0.02% | +72.7% | |
| GPOR | GULFPORT ENERGY CORP | $61,000 | +19.6% | 500 | 0.0% | 0.02% | +35.7% | |
| NXE | NEXGEN ENERGY LTD | $57,000 | +9.6% | 11,300 | 0.0% | 0.02% | +28.6% | |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $40,000 | -23.1% | 2,800 | 0.0% | 0.01% | -7.1% | |
| MRVI | MARAVAI LIFESCIENCES HLDGS I | $42,000 | -4.5% | 1,200 | 0.0% | 0.01% | +8.3% | |
| VELO3D INC*w exp 09/29/202 | $6,000 | +200.0% | 5,000 | 0.0% | 0.00% | +100.0% | ||
| FTAC EMERALD ACQUISITION COR | $2,000 | 0.0% | 135 | 0.0% | 0.00% | 0.0% | ||
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $0 | -100.0% | 2,500 | 0.0% | 0.00% | – | |
| SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | – | 1,666 | 0.0% | 0.00% | – | |
| PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $0 | -100.0% | 2,500 | 0.0% | 0.00% | – | |
| OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $0 | – | 1,666 | 0.0% | 0.00% | – | |
| JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $1,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | ||
| TRITIUM DCFC LIMITED*w exp 01/13/202 | $0 | -100.0% | 333 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.