$320 Million is the total value of PenderFund Capital Management Ltd.'s 179 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 61.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $19,599,000 | +9.3% | 15,510,000 | -2.8% | 6.13% | +23.7% | |
| Sell | SANGOMA TECHNOLOGIES CORP | $11,497,000 | -33.9% | 1,594,600 | -0.2% | 3.60% | -25.2% | |
| PAR | Sell | PAR TECHNOLOGY CORP | $10,251,000 | -23.8% | 251,311 | -9.9% | 3.21% | -13.8% |
| BUR | Sell | BURFORD CAP LTD | $9,865,000 | -32.7% | 952,182 | -15.6% | 3.09% | -23.9% |
| TPL | Sell | TEXAS PACIFIC LAND CORPORATI | $8,592,000 | +6.9% | 3,500 | -16.6% | 2.69% | +21.0% |
| BIDU | Sell | BAIDU INCspon adr rep a | $7,808,000 | -29.2% | 48,110 | -16.5% | 2.44% | -19.9% |
| KKR | Sell | KKR & CO INC | $7,523,000 | -3.5% | 126,660 | -3.2% | 2.35% | +9.2% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $7,354,000 | -6.6% | 186,057 | -3.4% | 2.30% | +5.6% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $6,546,000 | -7.5% | 74,148 | -25.8% | 2.05% | +4.6% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $6,176,000 | -15.7% | 93,640 | -4.5% | 1.93% | -4.7% |
| JD | Sell | JD.COM INCspon adr cl a | $6,136,000 | -19.1% | 88,305 | -3.7% | 1.92% | -8.5% |
| AVNW | Sell | AVIAT NETWORKS INC | $5,341,000 | -26.1% | 141,219 | -37.0% | 1.67% | -16.3% |
| Sell | TRICIDA INCnote 3.500% 5/1 | $5,095,000 | -58.6% | 6,658,000 | -62.8% | 1.59% | -53.1% | |
| EGAN | Sell | EGAIN CORP | $4,654,000 | -27.5% | 458,428 | -10.4% | 1.46% | -18.0% |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $3,995,000 | -31.1% | 531,682 | -15.9% | 1.25% | -22.1% |
| Sell | BEYOND MEAT INCnote 3/1 | $3,404,000 | -47.5% | 8,000,000 | -38.5% | 1.06% | -40.6% | |
| HHC | Sell | HOWARD HUGHES CORP | $2,853,000 | -17.0% | 37,294 | -5.0% | 0.89% | -6.2% |
| PTON | Sell | PELOTON INTERACTIVE INC | $2,765,000 | -21.3% | 288,790 | -2.9% | 0.86% | -11.0% |
| EBIX | Sell | EBIX INC | $2,474,000 | +14.5% | 94,417 | -5.0% | 0.77% | +29.6% |
| Sell | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $2,409,000 | -51.0% | 1,910,000 | -65.6% | 0.75% | -44.6% | |
| IAC | Sell | IAC INC | $2,272,000 | -26.1% | 29,700 | -5.5% | 0.71% | -16.4% |
| SQ | Sell | BLOCK INCcl a | $2,142,000 | -8.1% | 28,200 | -4.3% | 0.67% | +3.9% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $1,914,000 | -6.4% | 33,870 | -5.1% | 0.60% | +6.0% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,098,000 | -49.2% | 1,690 | -51.9% | 0.34% | -42.6% |
| SWIR | Sell | SIERRA WIRELESS INC | $899,000 | -85.5% | 21,390 | -89.6% | 0.28% | -83.6% |
| SFIX | Sell | STITCH FIX INC | $315,000 | -71.7% | 57,800 | -67.0% | 0.10% | -67.8% |
| CANOWS | Sell | CANO HEALTH INC*w exp 06/03/202 | $195,000 | +290.0% | 53,598 | -6.3% | 0.06% | +335.7% |
| LUXAW | Sell | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $6,000 | 0.0% | 30,633 | -7.2% | 0.00% | 0.0% |
| PSTHWS | Exit | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $0 | – | -10,332 | -100.0% | -0.00% | – |
| BOAC | Exit | BLUESCAPE OPPORTUNITIES ACQU | $0 | – | -1,300 | -100.0% | -0.01% | – |
| PRPB | Exit | CC NEUBERGER PRIN HLDGS II | $0 | – | -2,000 | -100.0% | -0.01% | – |
| IPOFWS | Exit | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $0 | – | -48,500 | -100.0% | -0.01% | – |
| FUN | Exit | CEDAR FAIR L Pdepositry unit | $0 | – | -600 | -100.0% | -0.01% | – |
| UNIT | Exit | UNITI GROUP INC | $0 | – | -2,800 | -100.0% | -0.01% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -900 | -100.0% | -0.01% | – |
| CRHC | Exit | COHN ROBBINS HOLDINGS CORP | $0 | – | -4,000 | -100.0% | -0.01% | – |
| DNAA | Exit | SOCIAL CAP SUVRETTA HLDS CRP | $0 | – | -6,400 | -100.0% | -0.02% | – |
| DNAC | Exit | SOCIAL CAP SUVRETTA HLD CRPI | $0 | – | -7,094 | -100.0% | -0.02% | – |
| LEAP | Exit | RIBBIT LEAP LTD | $0 | – | -7,660 | -100.0% | -0.03% | – |
| NTRA | Exit | NATERA INC | $0 | – | -2,478 | -100.0% | -0.03% | – |
| ETAC | Exit | E MERGE TECHNOLOGY ACQUISITI | $0 | – | -9,874 | -100.0% | -0.04% | – |
| Exit | US WELL SERVICES INCcl a new | $0 | – | -129,072 | -100.0% | -0.04% | – | |
| HMLP | Exit | HOEGH LNG PARTNERS LP | $0 | – | -16,300 | -100.0% | -0.05% | – |
| HTA | Exit | HEALTHCARE TR AMER INCcl a new | $0 | – | -5,800 | -100.0% | -0.06% | – |
| OBCI | Exit | OCEAN BIO CHEM INC | $0 | – | -13,122 | -100.0% | -0.06% | – |
| Exit | CORNER GROWTH ACQUISITN CORP | $0 | – | -18,489 | -100.0% | -0.07% | – | |
| WBT | Exit | WELBILT INC | $0 | – | -7,880 | -100.0% | -0.07% | – |
| NTUS | Exit | NATUS MED INC DEL | $0 | – | -5,800 | -100.0% | -0.07% | – |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -7,400 | -100.0% | -0.08% | – |
| NSEC | Exit | NATIONAL SEC GROUP INC | $0 | – | -13,249 | -100.0% | -0.08% | – |
| GOAC | Exit | GO ACQUISITION CORP | $0 | – | -23,875 | -100.0% | -0.08% | – |
| STCN | Exit | STEEL CONNECT INC | $0 | – | -180,720 | -100.0% | -0.09% | – |
| MILE | Exit | METROMILE INC | $0 | – | -264,100 | -100.0% | -0.09% | – |
| Exit | THERAPEUTICSMD INC | $0 | – | -24,410 | -100.0% | -0.09% | – | |
| TUFN | Exit | TUFIN SOFTWARE TECHNOLOGIE SHS | $0 | – | -22,600 | -100.0% | -0.10% | – |
| CDK | Exit | CDK GLOBAL INC | $0 | – | -5,270 | -100.0% | -0.10% | – |
| PBIP | Exit | PRUDENTIAL BANCORP INC NEW | $0 | – | -22,900 | -100.0% | -0.12% | – |
| COHR | Exit | COHERENT INC | $0 | – | -1,300 | -100.0% | -0.12% | – |
| MTOR | Exit | MERITOR INC | $0 | – | -10,500 | -100.0% | -0.14% | – |
| SAIL | Exit | SAILPOINT TECHNOLOGIES HLDGS | $0 | – | -6,100 | -100.0% | -0.14% | – |
| TPTX | Exit | TURNING POINT THERAPEUTICS I | $0 | – | -5,180 | -100.0% | -0.14% | – |
| CNR | Exit | CORNERSTONE BLDG BRANDS INC | $0 | – | -15,880 | -100.0% | -0.14% | – |
| BKEP | Exit | BLUEKNIGHT ENERGY PARTNERS L | $0 | – | -87,200 | -100.0% | -0.14% | – |
| ACC | Exit | AMERICAN CAMPUS CMNTYS INC | $0 | – | -6,800 | -100.0% | -0.16% | – |
| NPTN | Exit | NEOPHOTONICS CORP | $0 | – | -30,300 | -100.0% | -0.17% | – |
| HMTV | Exit | HEMISPHERE MEDIA GROUP INCcl a | $0 | – | -63,710 | -100.0% | -0.17% | – |
| CTXS | Exit | CITRIX SYS INC | $0 | – | -5,000 | -100.0% | -0.17% | – |
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS INC | $0 | – | -79,980 | -100.0% | -0.18% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -28,550 | -100.0% | -0.20% | – |
| Exit | POINTS COM INC | $0 | – | -23,420 | -100.0% | -0.21% | – | |
| Exit | SUNRUN INCnote 2/0 | $0 | – | -17,870,000 | -100.0% | -4.61% | – | |
| Exit | PRECIGEN INCnote 3.500% 7/0 | $0 | – | -20,400,000 | -100.0% | -5.79% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.