$334 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 132 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 19.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $24,549,000 | +15.3% | 296,804 | +15.0% | 7.35% | +12.0% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $22,159,000 | -0.8% | 324,111 | -5.2% | 6.63% | -3.6% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $21,102,000 | +3.0% | 395,394 | +3.0% | 6.32% | +0.0% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $14,466,000 | -20.1% | 99,111 | -29.0% | 4.33% | -22.4% |
| GOVT | Buy | ISHARES TRus treas bd etf | $13,542,000 | +47.6% | 509,107 | +45.3% | 4.05% | +43.4% |
| IUSB | Buy | ISHARES TRcore total usd | $13,157,000 | +9.7% | 245,971 | +8.1% | 3.94% | +6.5% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $9,106,000 | +10.4% | 230,815 | +5.3% | 2.73% | +7.2% |
| EFV | Buy | ISHARES TReafe value etf | $8,346,000 | +9.1% | 161,236 | +7.5% | 2.50% | +6.1% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $7,935,000 | +11.0% | 70,232 | +6.6% | 2.38% | +7.9% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $7,074,000 | -27.7% | 24,664 | -35.2% | 2.12% | -29.7% |
| EFG | Buy | ISHARES TReafe grwth etf | $6,815,000 | +28.0% | 63,529 | +19.9% | 2.04% | +24.3% |
| ESGU | Buy | ISHARES TResg awr msci usa | $6,145,000 | +15.6% | 62,407 | +6.7% | 1.84% | +12.4% |
| BIV | Sell | VANGUARD BD INDEX FDSintermed term | $5,598,000 | -24.8% | 62,229 | -25.8% | 1.68% | -26.9% |
| CVX | Buy | CHEVRON CORP NEW | $5,595,000 | +1.3% | 53,416 | +1.4% | 1.68% | -1.5% |
| MSFT | Sell | MICROSOFT CORP | $5,382,000 | +7.6% | 19,868 | -6.4% | 1.61% | +4.5% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $5,187,000 | +38.7% | 96,288 | +26.3% | 1.55% | +34.7% |
| FALN | Buy | ISHARES TRfaln angls usd | $5,087,000 | +45.9% | 169,780 | +42.4% | 1.52% | +41.8% |
| SCHW | Sell | SCHWAB CHARLES CORP | $4,516,000 | +6.9% | 62,028 | -4.3% | 1.35% | +3.8% |
| HON | Sell | HONEYWELL INTL INC | $4,201,000 | -5.0% | 19,150 | -6.0% | 1.26% | -7.7% |
| XOM | Buy | EXXON MOBIL CORP | $4,076,000 | +15.8% | 64,628 | +2.5% | 1.22% | +12.5% |
| ACN | Sell | ACCENTURE PLC IRELAND | $4,047,000 | -5.2% | 13,730 | -11.2% | 1.21% | -7.9% |
| IXG | New | ISHARES TRglobal finls etf | $4,041,000 | – | 52,070 | +100.0% | 1.21% | – |
| IAU | New | ISHARES GOLD TRishares new | $3,911,000 | – | 116,032 | +100.0% | 1.17% | – |
| EMR | Buy | EMERSON ELEC CO | $3,665,000 | +15.2% | 38,078 | +8.0% | 1.10% | +11.9% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $3,501,000 | -13.2% | 33,577 | -19.5% | 1.05% | -15.7% |
| MDT | Sell | MEDTRONIC PLC | $3,480,000 | +2.9% | 28,036 | -2.1% | 1.04% | 0.0% |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $3,459,000 | -0.1% | 42,100 | -0.1% | 1.04% | -2.9% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $3,391,000 | +217.5% | 64,456 | +231.2% | 1.02% | +208.5% |
| WMT | Buy | WALMART INC | $3,366,000 | +13.8% | 23,871 | +9.6% | 1.01% | +10.6% |
| AGG | Sell | ISHARES TRcore us aggbd et | $3,302,000 | -30.1% | 28,633 | -31.0% | 0.99% | -32.0% |
| GD | Buy | GENERAL DYNAMICS CORP | $3,257,000 | +4.6% | 17,305 | +0.9% | 0.98% | +1.7% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,228,000 | +10.1% | 11,616 | +1.3% | 0.97% | +7.0% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $3,222,000 | -3.5% | 8,490 | -16.9% | 0.96% | -6.2% |
| ORCL | Buy | ORACLE CORP | $3,199,000 | +13.6% | 41,100 | +2.4% | 0.96% | +10.4% |
| CSCO | Buy | CISCO SYS INC | $3,178,000 | +8.9% | 59,959 | +6.2% | 0.95% | +5.8% |
| ABBV | Sell | ABBVIE INC | $3,138,000 | +0.1% | 27,860 | -3.8% | 0.94% | -2.7% |
| INTC | Buy | INTEL CORP | $2,922,000 | -11.1% | 52,036 | +1.3% | 0.88% | -13.6% |
| SRE | Buy | SEMPRA ENERGY | $2,864,000 | 0.0% | 21,621 | +0.1% | 0.86% | -2.8% |
| DUK | Buy | DUKE ENERGY CORP NEW | $2,744,000 | +6.0% | 27,790 | +3.6% | 0.82% | +3.0% |
| VONE | Buy | VANGUARD SCOTTSDALE FDSvng rus1000idx | $2,675,000 | +98.7% | 13,355 | +83.8% | 0.80% | +93.0% |
| QCOM | Buy | QUALCOMM INC | $2,626,000 | +103.9% | 18,375 | +89.1% | 0.79% | +98.0% |
| NEAR | Sell | ISHARES U S ETF TRblackrock st mat | $2,611,000 | -6.3% | 52,050 | -6.2% | 0.78% | -8.9% |
| COR | Buy | CORESITE RLTY CORP | $2,602,000 | +94.0% | 19,335 | +72.9% | 0.78% | +88.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,598,000 | -1.1% | 46,375 | +2.7% | 0.78% | -3.8% |
| AAPL | Sell | APPLE INC | $2,572,000 | +2.8% | 18,776 | -8.3% | 0.77% | -0.1% |
| LMT | Buy | LOCKHEED MARTIN CORP | $2,573,000 | +81.3% | 6,800 | +77.1% | 0.77% | +76.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $2,530,000 | +10.8% | 138,804 | +1.2% | 0.76% | +7.5% |
| MCD | Buy | MCDONALDS CORP | $2,513,000 | +3.0% | 10,881 | +0.0% | 0.75% | +0.1% |
| PSA | Buy | PUBLIC STORAGE | $2,497,000 | +21.9% | 8,305 | +0.1% | 0.75% | +18.5% |
| ISTB | Sell | ISHARES TRcore 1 5 yr usd | $2,472,000 | -13.7% | 48,195 | -13.7% | 0.74% | -16.1% |
| CONE | Buy | CYRUSONE INC | $2,317,000 | +30.6% | 32,400 | +23.7% | 0.69% | +26.9% |
| ABT | Buy | ABBOTT LABS | $2,217,000 | -0.0% | 19,127 | +3.3% | 0.66% | -2.8% |
| NUE | Buy | NUCOR CORP | $1,719,000 | +21.7% | 17,915 | +1.8% | 0.52% | +18.4% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $1,705,000 | -32.6% | 33,095 | -35.8% | 0.51% | -34.6% |
| V | Sell | VISA INC | $1,477,000 | -3.5% | 6,316 | -12.6% | 0.44% | -6.2% |
| A | Sell | AGILENT TECHNOLOGIES INC | $1,388,000 | -7.0% | 9,390 | -20.0% | 0.42% | -9.6% |
| FNV | Sell | FRANCO NEV CORP | $1,347,000 | +10.9% | 9,285 | -4.3% | 0.40% | +7.8% |
| INTU | Sell | INTUIT | $1,343,000 | +4.5% | 2,740 | -18.3% | 0.40% | +1.5% |
| TSLA | Sell | TESLA INC | $1,247,000 | +0.6% | 1,835 | -1.1% | 0.37% | -2.4% |
| DHR | Sell | DANAHER CORPORATION | $1,232,000 | -2.6% | 4,590 | -18.3% | 0.37% | -5.4% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $1,222,000 | -39.6% | 33,220 | -41.9% | 0.37% | -41.3% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,182,000 | -5.5% | 2,988 | -15.8% | 0.35% | -8.1% |
| NVDA | New | NVIDIA CORPORATION | $1,104,000 | – | 1,380 | +100.0% | 0.33% | – |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC. | $1,094,000 | -21.7% | 7,303 | -18.9% | 0.33% | -23.7% |
| AME | Sell | AMETEK INC | $1,092,000 | -15.2% | 8,180 | -18.8% | 0.33% | -17.6% |
| CGNX | Sell | COGNEX CORP | $1,027,000 | -17.6% | 12,220 | -18.6% | 0.31% | -20.1% |
| FANG | New | DIAMONDBACK ENERGY INC | $1,013,000 | – | 10,785 | +100.0% | 0.30% | – |
| SYK | Sell | STRYKER CORPORATION | $1,004,000 | -12.7% | 3,865 | -18.1% | 0.30% | -15.0% |
| SPY | SPDR S&P 500 ETF TRtr unit | $982,000 | +8.0% | 2,293 | 0.0% | 0.29% | +5.0% | |
| IEX | Sell | IDEX CORP | $956,000 | -14.6% | 4,345 | -18.7% | 0.29% | -17.1% |
| NDSN | Sell | NORDSON CORP | $925,000 | -9.9% | 4,215 | -18.5% | 0.28% | -12.3% |
| SIL | Sell | GLOBAL X FDSglobal x silver | $904,000 | -12.3% | 21,160 | -18.1% | 0.27% | -14.8% |
| HDV | Sell | ISHARES TRcore high dv etf | $893,000 | -24.1% | 9,249 | -25.4% | 0.27% | -26.2% |
| BMI | New | BADGER METER INC | $890,000 | – | 9,070 | +100.0% | 0.27% | – |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $857,000 | -4.1% | 3,847 | -11.0% | 0.26% | -6.5% |
| ROK | New | ROCKWELL AUTOMATION INC | $847,000 | – | 2,960 | +100.0% | 0.25% | – |
| WFC | Sell | WELLS FARGO CO NEW | $781,000 | -56.6% | 17,245 | -62.5% | 0.23% | -57.8% |
| NKE | Sell | NIKE INCcl b | $704,000 | +13.5% | 4,557 | -2.3% | 0.21% | +10.5% |
| DIS | DISNEY WALT CO | $688,000 | -4.7% | 3,912 | 0.0% | 0.21% | -7.2% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $609,000 | +1.8% | 243 | -15.9% | 0.18% | -1.1% |
| IWB | Buy | ISHARES TRrus 1000 etf | $597,000 | +8.5% | 2,466 | +0.4% | 0.18% | +5.9% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $597,000 | -8.7% | 10,820 | -11.8% | 0.18% | -11.4% |
| GOOGL | ALPHABET INCcap stk cl a | $588,000 | +18.3% | 241 | 0.0% | 0.18% | +15.0% | |
| AMZN | Sell | AMAZON COM INC | $519,000 | -0.2% | 151 | -10.1% | 0.16% | -3.1% |
| PEP | Sell | PEPSICO INC | $495,000 | +2.9% | 3,341 | -1.8% | 0.15% | 0.0% |
| ADBE | ADOBE SYSTEMS INCORPORATED | $495,000 | +23.1% | 845 | 0.0% | 0.15% | +19.4% | |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $470,000 | +17.8% | 8,964 | +15.9% | 0.14% | +14.6% |
| MORN | MORNINGSTAR INC | $463,000 | +14.3% | 1,800 | 0.0% | 0.14% | +11.2% | |
| DEM | WISDOMTREE TRemer mkt high fd | $434,000 | +3.1% | 9,500 | 0.0% | 0.13% | 0.0% | |
| UNH | UNITEDHEALTH GROUP INC | $410,000 | +7.6% | 1,024 | 0.0% | 0.12% | +5.1% | |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $386,000 | +0.3% | 4,475 | +0.3% | 0.12% | -2.5% |
| QQQ | INVESCO QQQ TRunit ser 1 | $385,000 | +11.3% | 1,085 | 0.0% | 0.12% | +7.5% | |
| DE | Sell | DEERE & CO | $377,000 | -40.7% | 1,070 | -37.1% | 0.11% | -42.3% |
| SCHO | SCHWAB STRATEGIC TRsht tm us tres | $374,000 | -0.3% | 7,310 | 0.0% | 0.11% | -3.4% | |
| EW | EDWARDS LIFESCIENCES CORP | $369,000 | +23.8% | 3,565 | 0.0% | 0.11% | +19.6% | |
| CMF | ISHARES TRcalif mun bd etf | $354,000 | +0.9% | 5,650 | 0.0% | 0.11% | -1.9% | |
| AMD | New | ADVANCED MICRO DEVICES INC | $353,000 | – | 3,763 | +100.0% | 0.11% | – |
| MO | ALTRIA GROUP INC | $351,000 | -6.9% | 7,369 | 0.0% | 0.10% | -9.5% | |
| YOLO | Sell | ADVISORSHARES TRpure cannabis | $338,000 | -12.4% | 16,022 | -1.9% | 0.10% | -15.1% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $330,000 | +11.1% | 3,863 | +0.4% | 0.10% | +7.6% |
| TXN | TEXAS INSTRS INC | $327,000 | +1.9% | 1,700 | 0.0% | 0.10% | -1.0% | |
| MLPA | GLOBAL X FDSglbl x mlp etf | $324,000 | +16.5% | 8,394 | 0.0% | 0.10% | +12.8% | |
| BP | Sell | BP PLCsponsored adr | $306,000 | -39.8% | 11,593 | -44.4% | 0.09% | -41.4% |
| PFE | PFIZER INC | $281,000 | +8.1% | 7,175 | 0.0% | 0.08% | +5.0% | |
| MAR | MARRIOTT INTL INC NEWcl a | $276,000 | -7.7% | 2,020 | 0.0% | 0.08% | -9.8% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $265,000 | +13.7% | 616 | +5.3% | 0.08% | +9.7% |
| EIX | EDISON INTL | $264,000 | -1.1% | 4,559 | 0.0% | 0.08% | -3.7% | |
| MTB | Sell | M & T BK CORP | $254,000 | -9.3% | 1,745 | -5.4% | 0.08% | -11.6% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $250,000 | -96.1% | 1,862 | -96.2% | 0.08% | -96.2% |
| BAC | Buy | BK OF AMERICA CORP | $244,000 | +6.6% | 5,917 | +0.0% | 0.07% | +2.8% |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $245,000 | – | 6,300 | +100.0% | 0.07% | – |
| MRK | Sell | MERCK & CO INC | $217,000 | -8.4% | 2,795 | -9.3% | 0.06% | -11.0% |
| NOC | New | NORTHROP GRUMMAN CORP | $209,000 | – | 574 | +100.0% | 0.06% | – |
| PNC | New | PNC FINL SVCS GROUP INC | $210,000 | – | 1,100 | +100.0% | 0.06% | – |
| RY | New | ROYAL BK CDA | $203,000 | – | 2,000 | +100.0% | 0.06% | – |
| VNRX | VOLITIONRX LTD | $183,000 | -12.9% | 55,596 | 0.0% | 0.06% | -15.4% | |
| EGF | BLACKROCK ENHANCED GOVT FD I | $178,000 | +1.1% | 13,780 | 0.0% | 0.05% | -1.9% | |
| IGR | CBRE CLARION GLOBAL REAL EST | $98,000 | +12.6% | 11,150 | 0.0% | 0.03% | +7.4% | |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INCOME | $0 | – | -11,207 | -100.0% | -0.01% | – |
| SLB | Exit | SCHLUMBERGER LTDcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -5,636 | -100.0% | -0.05% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -7,645 | -100.0% | -0.08% | – |
| MP | Exit | MP MATERIALS CORP | $0 | – | -7,900 | -100.0% | -0.09% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INC | $0 | – | -2,310 | -100.0% | -0.10% | – |
| FTV | Exit | FORTIVE CORP | $0 | – | -14,600 | -100.0% | -0.32% | – |
| TSCO | Exit | TRACTOR SUPPLY CO | $0 | – | -6,000 | -100.0% | -0.33% | – |
| MA | Exit | MASTERCARD INCORPORATEDcl a | $0 | – | -3,284 | -100.0% | -0.36% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -4,551 | -100.0% | -0.37% | – |
| IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -6,575 | -100.0% | -0.67% | – |
| IAU | Exit | GOLD TRishares | $0 | – | -203,891 | -100.0% | -1.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.