$325 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 128 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 11.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $28,179,000 | +14.8% | 341,942 | +15.2% | 8.66% | +17.8% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $21,305,000 | -3.9% | 315,726 | -2.6% | 6.55% | -1.3% |
| IUSB | Buy | ISHARES TRcore total usd | $17,732,000 | +34.8% | 333,063 | +35.4% | 5.45% | +38.3% |
| GOVT | Buy | ISHARES TRus treas bd etf | $17,198,000 | +27.0% | 648,266 | +27.3% | 5.28% | +30.4% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $15,920,000 | -24.6% | 298,745 | -24.4% | 4.89% | -22.6% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $12,182,000 | -15.8% | 82,260 | -17.0% | 3.74% | -13.6% |
| ESGU | Buy | ISHARES TResg awr msci usa | $11,088,000 | +80.4% | 112,610 | +80.4% | 3.41% | +85.2% |
| EFG | Buy | ISHARES TReafe grwth etf | $9,494,000 | +39.3% | 89,169 | +40.4% | 2.92% | +43.0% |
| EFV | Buy | ISHARES TReafe value etf | $8,620,000 | +3.3% | 169,514 | +5.1% | 2.65% | +6.0% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $7,786,000 | -1.9% | 71,309 | +1.5% | 2.39% | +0.7% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $7,006,000 | -23.1% | 181,041 | -21.6% | 2.15% | -21.0% |
| FALN | Buy | ISHARES TRfaln angls usd | $6,196,000 | +21.8% | 205,774 | +21.2% | 1.90% | +25.0% |
| BIV | Buy | VANGUARD BD INDEX FDSintermed term | $6,033,000 | +7.8% | 67,448 | +8.4% | 1.85% | +10.6% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $5,904,000 | -16.5% | 20,346 | -17.5% | 1.81% | -14.4% |
| CVX | Sell | CHEVRON CORP NEW | $5,319,000 | -4.9% | 52,432 | -1.8% | 1.63% | -2.4% |
| IXG | Buy | ISHARES TRglobal finls etf | $5,282,000 | +30.7% | 67,329 | +29.3% | 1.62% | +34.1% |
| MSFT | Sell | MICROSOFT CORP | $5,054,000 | -6.1% | 17,925 | -9.8% | 1.55% | -3.6% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $4,654,000 | -10.3% | 89,351 | -7.2% | 1.43% | -7.9% |
| SCHW | Sell | SCHWAB CHARLES CORP | $4,507,000 | -0.2% | 61,879 | -0.2% | 1.38% | +2.4% |
| ACN | Sell | ACCENTURE PLC IRELAND | $4,161,000 | +2.8% | 13,005 | -5.3% | 1.28% | +5.5% |
| IAU | Sell | GOLD TRishares new | $3,847,000 | -1.6% | 115,133 | -0.8% | 1.18% | +0.9% |
| HON | Sell | HONEYWELL INTL INC | $3,756,000 | -10.6% | 17,692 | -7.6% | 1.15% | -8.3% |
| XOM | Sell | EXXON MOBIL CORP | $3,724,000 | -8.6% | 63,308 | -2.0% | 1.14% | -6.2% |
| TIP | New | ISHARES TRtips bd etf | $3,505,000 | – | 27,450 | +100.0% | 1.08% | – |
| MDT | Sell | MEDTRONIC PLC | $3,426,000 | -1.6% | 27,331 | -2.5% | 1.05% | +1.1% |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $3,401,000 | -1.7% | 41,500 | -1.4% | 1.04% | +0.9% |
| GD | Sell | GENERAL DYNAMICS CORP | $3,388,000 | +4.0% | 17,284 | -0.1% | 1.04% | +6.8% |
| CSCO | Sell | CISCO SYS INC | $3,259,000 | +2.5% | 59,886 | -0.1% | 1.00% | +5.3% |
| AGG | Sell | ISHARES TRcore us aggbd et | $3,210,000 | -2.8% | 27,954 | -2.4% | 0.99% | -0.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,152,000 | -2.4% | 11,551 | -0.6% | 0.97% | +0.3% |
| ORCL | Sell | ORACLE CORP | $3,146,000 | -1.7% | 36,105 | -12.2% | 0.97% | +0.9% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $3,024,000 | -6.1% | 8,000 | -5.8% | 0.93% | -3.7% |
| ABBV | Sell | ABBVIE INC | $2,992,000 | -4.7% | 27,735 | -0.4% | 0.92% | -2.2% |
| INTC | Buy | INTEL CORP | $2,779,000 | -4.9% | 52,149 | +0.2% | 0.85% | -2.4% |
| SRE | Buy | SEMPRA | $2,737,000 | -4.4% | 21,638 | +0.1% | 0.84% | -1.9% |
| DUK | DUKE ENERGY CORP NEW | $2,712,000 | -1.2% | 27,790 | 0.0% | 0.83% | +1.3% | |
| MCD | Sell | MCDONALDS CORP | $2,612,000 | +3.9% | 10,831 | -0.5% | 0.80% | +6.8% |
| AAPL | Sell | APPLE INC | $2,611,000 | +1.5% | 18,451 | -1.7% | 0.80% | +4.2% |
| COR | Sell | CORESITE RLTY CORP | $2,600,000 | -0.1% | 18,765 | -2.9% | 0.80% | +2.6% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $2,561,000 | -26.8% | 24,658 | -26.6% | 0.79% | -24.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,494,000 | -4.0% | 46,178 | -0.4% | 0.77% | -1.5% |
| WMT | Sell | WALMART INC | $2,484,000 | -26.2% | 17,820 | -25.3% | 0.76% | -24.3% |
| EMR | Sell | EMERSON ELEC CO | $2,468,000 | -32.7% | 26,200 | -31.2% | 0.76% | -30.9% |
| PSA | Sell | PUBLIC STORAGE | $2,407,000 | -3.6% | 8,100 | -2.5% | 0.74% | -1.1% |
| QCOM | Sell | QUALCOMM INC | $2,365,000 | -9.9% | 18,335 | -0.2% | 0.73% | -7.5% |
| KMI | Sell | KINDER MORGAN INC DEL | $2,317,000 | -8.4% | 138,479 | -0.2% | 0.71% | -5.9% |
| CONE | Sell | CYRUSONE INC | $2,203,000 | -4.9% | 28,455 | -12.2% | 0.68% | -2.4% |
| NEAR | Sell | ISHARES U S ETF TRblackrock st mat | $2,122,000 | -18.7% | 42,330 | -18.7% | 0.65% | -16.6% |
| ABT | Sell | ABBOTT LABS | $2,102,000 | -5.2% | 17,797 | -7.0% | 0.65% | -2.7% |
| NUE | NUCOR CORP | $1,764,000 | +2.6% | 17,915 | 0.0% | 0.54% | +5.2% | |
| ISTB | Sell | ISHARES TRcore 1 5 yr usd | $1,543,000 | -37.6% | 30,212 | -37.3% | 0.47% | -35.9% |
| TSLA | TESLA INC | $1,423,000 | +14.1% | 1,835 | 0.0% | 0.44% | +17.2% | |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $1,266,000 | -25.7% | 25,071 | -24.2% | 0.39% | -23.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,224,000 | +3.6% | 2,724 | -8.8% | 0.38% | +6.2% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,045,000 | +6.4% | 2,436 | +6.2% | 0.32% | +9.2% |
| FNV | Sell | FRANCO NEV CORP | $996,000 | -26.1% | 7,665 | -17.4% | 0.31% | -24.1% |
| INTU | Sell | INTUIT | $989,000 | -26.4% | 1,834 | -33.1% | 0.30% | -24.4% |
| DHR | Sell | DANAHER CORPORATION | $971,000 | -21.2% | 3,189 | -30.5% | 0.30% | -19.2% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC. | $959,000 | -12.3% | 6,249 | -14.4% | 0.30% | -10.1% |
| A | Sell | AGILENT TECHNOLOGIES INC | $943,000 | -32.1% | 5,984 | -36.3% | 0.29% | -30.3% |
| NDSN | Sell | NORDSON CORP | $942,000 | +1.8% | 3,954 | -6.2% | 0.29% | +4.3% |
| SYK | Sell | STRYKER CORPORATION | $918,000 | -8.6% | 3,480 | -10.0% | 0.28% | -6.3% |
| BMI | Sell | BADGER METER INC | $917,000 | +3.0% | 9,065 | -0.1% | 0.28% | +6.0% |
| NVDA | Buy | NVIDIA CORPORATION | $917,000 | -16.9% | 4,425 | +220.7% | 0.28% | -14.8% |
| ROK | Buy | ROCKWELL AUTOMATION INC | $913,000 | +7.8% | 3,105 | +4.9% | 0.28% | +10.6% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $844,000 | -1.5% | 3,800 | -1.2% | 0.26% | +0.8% |
| CGNX | Sell | COGNEX CORP | $837,000 | -18.5% | 10,429 | -14.7% | 0.26% | -16.3% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $814,000 | -33.4% | 22,479 | -32.3% | 0.25% | -31.7% |
| IEX | Sell | IDEX CORP | $787,000 | -17.7% | 3,801 | -12.5% | 0.24% | -15.4% |
| SIL | Sell | GLOBAL X FDSglobal x silver | $730,000 | -19.2% | 20,805 | -1.7% | 0.22% | -17.3% |
| WFC | Sell | WELLS FARGO CO NEW | $660,000 | -15.5% | 14,231 | -17.5% | 0.20% | -13.2% |
| NKE | NIKE INCcl b | $662,000 | -6.0% | 4,557 | 0.0% | 0.20% | -3.8% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $636,000 | +8.2% | 238 | -1.2% | 0.20% | +10.8% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $618,000 | +133.2% | 1,435 | +133.0% | 0.19% | +140.5% |
| DIS | Sell | DISNEY WALT CO | $603,000 | -12.4% | 3,562 | -8.9% | 0.18% | -10.2% |
| IWB | Sell | ISHARES TRrus 1000 etf | $591,000 | -1.0% | 2,446 | -0.8% | 0.18% | +1.7% |
| VONE | Sell | VANGUARD SCOTTSDALE FDSvng rus1000idx | $589,000 | -78.0% | 2,940 | -78.0% | 0.18% | -77.4% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $553,000 | +17.7% | 10,513 | +17.3% | 0.17% | +20.6% |
| V | Sell | VISA INC | $521,000 | -64.7% | 2,341 | -62.9% | 0.16% | -63.8% |
| PEP | Sell | PEPSICO INC | $493,000 | -0.4% | 3,280 | -1.8% | 0.15% | +2.0% |
| MORN | MORNINGSTAR INC | $466,000 | +0.6% | 1,800 | 0.0% | 0.14% | +2.9% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $464,000 | -23.8% | 174 | -28.4% | 0.14% | -21.4% |
| DEM | WISDOMTREE TRemer mkt high fd | $414,000 | -4.6% | 9,500 | 0.0% | 0.13% | -2.3% | |
| UNH | UNITEDHEALTH GROUP INC | $400,000 | -2.4% | 1,024 | 0.0% | 0.12% | 0.0% | |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $395,000 | +2.6% | 1,104 | +1.8% | 0.12% | +5.2% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $389,000 | -34.8% | 7,722 | -28.6% | 0.12% | -33.0% |
| SHY | ISHARES TR1 3 yr treas bd | $386,000 | 0.0% | 4,475 | 0.0% | 0.12% | +2.6% | |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $357,000 | -27.9% | 620 | -26.6% | 0.11% | -25.7% |
| DE | DEERE & CO | $359,000 | -4.8% | 1,070 | 0.0% | 0.11% | -2.7% | |
| AMZN | Sell | AMAZON COM INC | $355,000 | -31.6% | 108 | -28.5% | 0.11% | -29.7% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $351,000 | -0.6% | 3,413 | -9.3% | 0.11% | +1.9% |
| CMF | ISHARES TRcalif mun bd etf | $351,000 | -0.8% | 5,650 | 0.0% | 0.11% | +1.9% | |
| MO | Buy | ALTRIA GROUP INC | $337,000 | -4.0% | 7,413 | +0.6% | 0.10% | -1.0% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $329,000 | -0.3% | 3,819 | -1.1% | 0.10% | +2.0% |
| TXN | TEXAS INSTRS INC | $327,000 | 0.0% | 1,700 | 0.0% | 0.10% | +2.0% | |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $316,000 | -2.5% | 8,969 | +6.9% | 0.10% | 0.0% |
| BP | Sell | BP PLCsponsored adr | $311,000 | +1.6% | 11,395 | -1.7% | 0.10% | +4.3% |
| PFE | PFIZER INC | $309,000 | +10.0% | 7,175 | 0.0% | 0.10% | +13.1% | |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $303,000 | -17.9% | 2,676 | -24.9% | 0.09% | -15.5% |
| MAR | MARRIOTT INTL INC NEWcl a | $299,000 | +8.3% | 2,020 | 0.0% | 0.09% | +10.8% | |
| RDSB | ROYAL DUTCH SHELL PLCspon adr b | $279,000 | +13.9% | 6,300 | 0.0% | 0.09% | +17.8% | |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $277,000 | -25.9% | 5,410 | -26.0% | 0.08% | -24.1% |
| COMT | New | ISHARES U S ETF TRgsci cmdty stgy | $263,000 | – | 7,332 | +100.0% | 0.08% | – |
| YOLO | Sell | ADVISORSHARES TRpure cannabis | $263,000 | -22.2% | 15,972 | -0.3% | 0.08% | -19.8% |
| EIX | EDISON INTL | $253,000 | -4.2% | 4,559 | 0.0% | 0.08% | -1.3% | |
| IXN | New | ISHARES TRglobal tech etf | $251,000 | – | 4,434 | +100.0% | 0.08% | – |
| BAC | Buy | BK OF AMERICA CORP | $251,000 | +2.9% | 5,918 | +0.0% | 0.08% | +5.5% |
| USHY | New | ISHARES TRbroad usd high | $252,000 | – | 6,080 | +100.0% | 0.08% | – |
| MSOS | New | ADVISORSHARES TRpure us cannabis | $252,000 | – | 7,970 | +100.0% | 0.08% | – |
| MTB | Sell | M & T BK CORP | $246,000 | -3.1% | 1,645 | -5.7% | 0.08% | 0.0% |
| PNC | PNC FINL SVCS GROUP INC | $215,000 | +2.4% | 1,100 | 0.0% | 0.07% | +4.8% | |
| NOC | NORTHROP GRUMMAN CORP | $207,000 | -1.0% | 574 | 0.0% | 0.06% | +1.6% | |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $202,000 | -19.2% | 1,517 | -18.5% | 0.06% | -17.3% |
| VNRX | VOLITIONRX LTD | $172,000 | -6.0% | 55,596 | 0.0% | 0.05% | -3.6% | |
| IGR | CBRE CLARION GLOBAL REAL EST | $93,000 | -5.1% | 11,150 | 0.0% | 0.03% | 0.0% | |
| FAX | New | ABERDEEN ASIA-PACIFIC INCOME | $47,000 | – | 11,207 | +100.0% | 0.01% | – |
| EGF | Exit | BLACKROCK ENHANCED GOVT FD I | $0 | – | -13,780 | -100.0% | -0.05% | – |
| RY | Exit | ROYAL BK CDA | $0 | – | -2,000 | -100.0% | -0.06% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -2,795 | -100.0% | -0.06% | – |
| HDV | Exit | ISHARES TRcore high dv etf | $0 | – | -9,249 | -100.0% | -0.27% | – |
| FANG | Exit | DIAMONDBACK ENERGY INC | $0 | – | -10,785 | -100.0% | -0.30% | – |
| AME | Exit | AMETEK INC | $0 | – | -8,180 | -100.0% | -0.33% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -6,800 | -100.0% | -0.77% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -64,456 | -100.0% | -1.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.