$325 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 132 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 40.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $22,328,000 | +12.6% | 342,041 | +2.7% | 6.88% | -3.0% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $21,291,000 | +1.1% | 258,070 | +2.1% | 6.56% | -12.9% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $20,495,000 | +0.1% | 384,011 | +1.4% | 6.32% | -13.7% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $18,106,000 | +2.7% | 139,513 | +1.7% | 5.58% | -11.5% |
| IUSB | New | ISHARES TRcore total usd | $11,999,000 | – | 227,463 | +100.0% | 3.70% | – |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $9,781,000 | +0.3% | 38,051 | -1.2% | 3.01% | -13.6% |
| GOVT | Sell | ISHARES TRus treas bd etf | $9,177,000 | -8.8% | 350,412 | -5.1% | 2.83% | -21.4% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $8,250,000 | +42.6% | 219,297 | +36.5% | 2.54% | +22.9% |
| EFV | New | ISHARES TReafe value etf | $7,648,000 | – | 150,046 | +100.0% | 2.36% | – |
| BIV | Sell | VANGUARD BD INDEX FDSintermed term | $7,445,000 | -53.3% | 83,904 | -51.1% | 2.29% | -59.8% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $7,151,000 | +244.3% | 65,894 | +191.6% | 2.20% | +196.5% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $6,423,000 | -41.1% | 49,390 | -37.5% | 1.98% | -49.3% |
| CVX | Buy | CHEVRON CORP NEW | $5,521,000 | +47.6% | 52,688 | +19.0% | 1.70% | +27.1% |
| EFG | Buy | ISHARES TReafe grwth etf | $5,325,000 | +60.1% | 53,005 | +60.8% | 1.64% | +37.9% |
| ESGU | Buy | ISHARES TResg awr msci usa | $5,314,000 | +27.5% | 58,474 | +20.7% | 1.64% | +9.8% |
| MSFT | Buy | MICROSOFT CORP | $5,003,000 | +13.4% | 21,218 | +7.0% | 1.54% | -2.3% |
| AGG | Sell | ISHARES TRcore us aggbd et | $4,723,000 | -30.4% | 41,488 | -27.7% | 1.46% | -40.0% |
| HON | Buy | HONEYWELL INTL INC | $4,424,000 | +3.5% | 20,380 | +1.4% | 1.36% | -10.9% |
| ACN | Sell | ACCENTURE PLC IRELAND | $4,271,000 | +2.4% | 15,460 | -3.2% | 1.32% | -11.7% |
| SCHW | Buy | SCHWAB CHARLES CORP | $4,226,000 | +46.8% | 64,832 | +19.4% | 1.30% | +26.4% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $4,035,000 | +9.6% | 41,725 | +3.1% | 1.24% | -5.6% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $3,741,000 | +29.5% | 76,256 | +0.0% | 1.15% | +11.6% |
| XOM | Buy | EXXON MOBIL CORP | $3,519,000 | +47.7% | 63,039 | +9.0% | 1.08% | +27.2% |
| FALN | New | ISHARES TRfaln angls usd | $3,487,000 | – | 119,261 | +100.0% | 1.07% | – |
| BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $3,464,000 | +1.3% | 42,150 | +2.2% | 1.07% | -12.7% |
| MDT | Sell | MEDTRONIC PLC | $3,383,000 | -1.6% | 28,636 | -2.4% | 1.04% | -15.3% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $3,340,000 | +22.6% | 10,215 | -1.2% | 1.03% | +5.5% |
| IAU | Buy | GOLD TRishares | $3,315,000 | -7.6% | 203,891 | +3.0% | 1.02% | -20.5% |
| INTC | Buy | INTEL CORP | $3,287,000 | +28.5% | 51,358 | +0.1% | 1.01% | +10.8% |
| EMR | Buy | EMERSON ELEC CO | $3,182,000 | +14.5% | 35,273 | +2.1% | 0.98% | -1.3% |
| ABBV | Sell | ABBVIE INC | $3,134,000 | +0.2% | 28,960 | -0.8% | 0.97% | -13.7% |
| GD | Buy | GENERAL DYNAMICS CORP | $3,113,000 | +30.1% | 17,145 | +6.6% | 0.96% | +12.0% |
| WMT | Buy | WALMART INC | $2,958,000 | -0.6% | 21,780 | +5.5% | 0.91% | -14.4% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $2,931,000 | +18.5% | 11,471 | +7.5% | 0.90% | +2.0% |
| CSCO | Buy | CISCO SYS INC | $2,919,000 | +16.0% | 56,442 | +0.4% | 0.90% | -0.1% |
| SRE | New | SEMPRA ENERGY | $2,864,000 | – | 21,605 | +100.0% | 0.88% | – |
| ISTB | Sell | ISHARES TRcore 1 5 yr usd | $2,863,000 | -58.3% | 55,827 | -58.0% | 0.88% | -64.1% |
| ORCL | Buy | ORACLE CORP | $2,816,000 | +11.2% | 40,130 | +2.5% | 0.87% | -4.1% |
| NEAR | Buy | ISHARES U S ETF TRblackrock st mat | $2,786,000 | +137.9% | 55,514 | +137.9% | 0.86% | +104.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,626,000 | +1.6% | 45,163 | +2.7% | 0.81% | -12.4% |
| DUK | Buy | DUKE ENERGY CORP NEW | $2,589,000 | +5.5% | 26,820 | +0.1% | 0.80% | -9.1% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $2,530,000 | +5.0% | 51,521 | +1.0% | 0.78% | -9.5% |
| AAPL | Buy | APPLE INC | $2,502,000 | +52.4% | 20,485 | +65.5% | 0.77% | +31.3% |
| MCD | Buy | MCDONALDS CORP | $2,439,000 | +8.2% | 10,880 | +3.6% | 0.75% | -6.8% |
| KMI | New | KINDER MORGAN INC DEL | $2,284,000 | – | 137,154 | +100.0% | 0.70% | – |
| ABT | Buy | ABBOTT LABS | $2,218,000 | +9.6% | 18,512 | +0.2% | 0.68% | -5.5% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $2,172,000 | -39.8% | 6,575 | -40.3% | 0.67% | -48.1% |
| PSA | Sell | PUBLIC STORAGE | $2,048,000 | +6.2% | 8,300 | -0.6% | 0.63% | -8.4% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $2,023,000 | +0.2% | 57,200 | -4.3% | 0.62% | -13.7% |
| WFC | Buy | WELLS FARGO CO NEW | $1,798,000 | +31.1% | 46,013 | +1.3% | 0.55% | +13.1% |
| CONE | Buy | CYRUSONE INC | $1,774,000 | -3.9% | 26,195 | +3.8% | 0.55% | -17.1% |
| V | Buy | VISA INC | $1,530,000 | +1.0% | 7,225 | +4.3% | 0.47% | -13.1% |
| A | AGILENT TECHNOLOGIES INC | $1,492,000 | +7.3% | 11,735 | 0.0% | 0.46% | -7.4% | |
| LMT | New | LOCKHEED MARTIN CORP | $1,419,000 | – | 3,840 | +100.0% | 0.44% | – |
| NUE | New | NUCOR CORP | $1,412,000 | – | 17,595 | +100.0% | 0.44% | – |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC. | $1,397,000 | +12.3% | 9,003 | -0.0% | 0.43% | -3.4% |
| VONE | New | VANGUARD SCOTTSDALE FDSvng rus1000idx | $1,346,000 | – | 7,265 | +100.0% | 0.42% | – |
| COR | Buy | CORESITE RLTY CORP | $1,341,000 | +2.8% | 11,185 | +7.3% | 0.41% | -11.6% |
| QCOM | Buy | QUALCOMM INC | $1,288,000 | -12.8% | 9,715 | +0.2% | 0.40% | -24.8% |
| AME | AMETEK INC | $1,288,000 | +5.7% | 10,080 | 0.0% | 0.40% | -8.9% | |
| INTU | Sell | INTUIT | $1,285,000 | +0.5% | 3,355 | -0.3% | 0.40% | -13.3% |
| DHR | Buy | DANAHER CORPORATION | $1,265,000 | +3.0% | 5,620 | +1.6% | 0.39% | -11.2% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,251,000 | +6.4% | 3,548 | +13.7% | 0.38% | -8.6% |
| CGNX | COGNEX CORP | $1,247,000 | +3.4% | 15,020 | 0.0% | 0.38% | -10.9% | |
| TSLA | New | TESLA INC | $1,239,000 | – | 1,855 | +100.0% | 0.38% | – |
| FNV | FRANCO NEV CORP | $1,215,000 | -0.1% | 9,700 | 0.0% | 0.37% | -14.0% | |
| KSU | New | KANSAS CITY SOUTHERN | $1,201,000 | – | 4,551 | +100.0% | 0.37% | – |
| HDV | Buy | ISHARES TRcore high dv etf | $1,176,000 | +12.9% | 12,397 | +4.3% | 0.36% | -2.9% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,169,000 | +2.5% | 3,284 | +2.8% | 0.36% | -11.8% |
| SYK | Buy | STRYKER CORPORATION | $1,150,000 | +2.7% | 4,720 | +3.3% | 0.35% | -11.7% |
| IEX | IDEX CORP | $1,119,000 | +5.1% | 5,345 | 0.0% | 0.34% | -9.4% | |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $1,068,000 | – | 19,461 | +100.0% | 0.33% | – |
| TSCO | New | TRACTOR SUPPLY CO | $1,062,000 | – | 6,000 | +100.0% | 0.33% | – |
| SIL | New | GLOBAL X FDSglobal x silver | $1,031,000 | – | 25,840 | +100.0% | 0.32% | – |
| FTV | FORTIVE CORP | $1,031,000 | -0.3% | 14,600 | 0.0% | 0.32% | -14.1% | |
| NDSN | New | NORDSON CORP | $1,027,000 | – | 5,170 | +100.0% | 0.32% | – |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $909,000 | +6.7% | 2,293 | +0.6% | 0.28% | -8.2% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $894,000 | +6.9% | 4,324 | +0.6% | 0.28% | -8.0% |
| DIS | Buy | DISNEY WALT CO | $722,000 | +148.1% | 3,912 | +143.9% | 0.22% | +113.5% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $654,000 | +5.3% | 12,267 | +2.1% | 0.20% | -9.0% |
| DE | DEERE & CO | $636,000 | +39.2% | 1,700 | 0.0% | 0.20% | +20.2% | |
| NKE | New | NIKE INCcl b | $620,000 | – | 4,662 | +100.0% | 0.19% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $598,000 | +29.4% | 289 | +9.5% | 0.18% | +11.5% |
| IWB | New | ISHARES TRrus 1000 etf | $550,000 | – | 2,457 | +100.0% | 0.17% | – |
| AMZN | Buy | AMAZON COM INC | $520,000 | -2.6% | 168 | +2.4% | 0.16% | -16.2% |
| BP | Buy | BP PLCsponsored adr | $508,000 | +28.0% | 20,866 | +7.8% | 0.16% | +10.6% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $497,000 | -1.6% | 241 | -16.3% | 0.15% | -15.5% |
| PEP | Buy | PEPSICO INC | $481,000 | -4.0% | 3,401 | +0.6% | 0.15% | -17.3% |
| DEM | WISDOMTREE TRemer mkt high fd | $421,000 | +7.7% | 9,500 | 0.0% | 0.13% | -7.1% | |
| MORN | MORNINGSTAR INC | $405,000 | -2.9% | 1,800 | 0.0% | 0.12% | -16.1% | |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $402,000 | +0.8% | 845 | +6.0% | 0.12% | -13.3% |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $399,000 | – | 7,734 | +100.0% | 0.12% | – |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $385,000 | -0.5% | 4,460 | -0.6% | 0.12% | -13.8% |
| YOLO | New | ADVISORSHARES TRpure cannabis | $386,000 | – | 16,329 | +100.0% | 0.12% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $381,000 | +6.7% | 1,024 | +0.5% | 0.12% | -8.6% |
| SCHO | SCHWAB STRATEGIC TRsht tm us tres | $375,000 | -0.3% | 7,310 | 0.0% | 0.12% | -13.4% | |
| MO | Buy | ALTRIA GROUP INC | $377,000 | +26.5% | 7,369 | +1.4% | 0.12% | +8.4% |
| CMF | Buy | ISHARES TRcalif mun bd etf | $351,000 | +4.5% | 5,650 | +5.6% | 0.11% | -10.0% |
| QQQ | INVESCO QQQ TRunit ser 1 | $346,000 | +1.8% | 1,085 | 0.0% | 0.11% | -12.3% | |
| TXN | TEXAS INSTRS INC | $321,000 | +15.1% | 1,700 | 0.0% | 0.10% | -1.0% | |
| CDNS | Sell | CADENCE DESIGN SYSTEM INC | $316,000 | -15.1% | 2,310 | -15.4% | 0.10% | -27.1% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $297,000 | +12.1% | 3,846 | +3.9% | 0.09% | -3.2% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $298,000 | -5.1% | 3,565 | +3.5% | 0.09% | -17.9% |
| MAR | New | MARRIOTT INTL INC NEWcl a | $299,000 | – | 2,020 | +100.0% | 0.09% | – |
| MP | New | MP MATERIALS CORP | $284,000 | – | 7,900 | +100.0% | 0.09% | – |
| MLPA | New | GLOBAL X FDSglbl x mlp etf | $278,000 | – | 8,394 | +100.0% | 0.09% | – |
| MTB | New | M & T BK CORP | $280,000 | – | 1,845 | +100.0% | 0.09% | – |
| EIX | New | EDISON INTL | $267,000 | – | 4,559 | +100.0% | 0.08% | – |
| PFE | Buy | PFIZER INC | $260,000 | +0.8% | 7,175 | +2.2% | 0.08% | -13.0% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $248,000 | +2.1% | 7,645 | +13.5% | 0.08% | -12.6% |
| MRK | Buy | MERCK & CO. INC | $237,000 | -1.2% | 3,083 | +5.2% | 0.07% | -15.1% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $233,000 | +7.9% | 585 | +1.7% | 0.07% | -6.5% |
| BAC | New | BK OF AMERICA CORP | $229,000 | – | 5,916 | +100.0% | 0.07% | – |
| VNRX | New | VOLITIONRX LTD | $210,000 | – | 55,596 | +100.0% | 0.06% | – |
| EGF | BLACKROCK ENHANCED GOVT FD I | $176,000 | -4.9% | 13,780 | 0.0% | 0.05% | -18.2% | |
| SLB | New | SCHLUMBERGER LTD | $153,000 | – | 5,636 | +100.0% | 0.05% | – |
| SLB | New | SCHLUMBERGER LTDcall | $136,000 | – | 5,000 | +100.0% | 0.04% | – |
| IGR | CBRE CLARION GLOBAL REAL EST | $87,000 | +13.0% | 11,150 | 0.0% | 0.03% | -3.6% | |
| FAX | New | ABERDEEN ASIA-PACIFIC INCOME | $46,000 | – | 11,207 | +100.0% | 0.01% | – |
| NGPHF | Exit | NORTHERN GRAPHITE CORP F | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ACRHF | Exit | ACREAGE HLDGS INCcl e sub vtg | $0 | – | -11,655 | -100.0% | -0.01% | – |
| Exit | LINCOLN CORE CAPITAL5yr fixed index | $0 | – | -100,000 | -100.0% | -0.04% | – | |
| AVGR | Exit | AVINGER INC | $0 | – | -300,000 | -100.0% | -0.05% | – |
| Exit | RAZER INC | $0 | – | -450,000 | -100.0% | -0.05% | – | |
| NSRGY | Exit | NESTLE SA ADR | $0 | – | -2,125 | -100.0% | -0.09% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -1,175 | -100.0% | -0.10% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -885 | -100.0% | -0.12% | – |
| SNPS | Exit | SYNOPSYS INC | $0 | – | -1,625 | -100.0% | -0.15% | – |
| GAIA | Exit | GAIA INC NEW CLASS A | $0 | – | -51,600 | -100.0% | -0.18% | – |
| Exit | VANGUARD S&P 500 UCITS ETF USD | $0 | – | -11,000 | -100.0% | -0.28% | – | |
| XLI | Exit | SECTOR SPDR INDUST SELECT SHS | $0 | – | -9,420 | -100.0% | -0.30% | – |
| Exit | VANGUARD ALL-WORLD HI-DIV YLD | $0 | – | -17,500 | -100.0% | -0.35% | – | |
| Exit | BERKSHIRE HTWY CL.A | $0 | – | -300 | -100.0% | -0.37% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2021-09-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.