$280 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 105 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 22.2% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
VCSH | Buy | VANGUARD SHT-TRM CORP BOND IDX | $21,051,000 | +12.1% | 252,865 | +11.5% | 7.53% | -4.4% |
VMBS | Buy | VANGUARD MTG BACKED SEC ETF | $20,468,000 | +65.8% | 378,549 | +66.4% | 7.32% | +41.5% |
SCHV | Buy | SCHWAB US LARGE CAP VAL ETF | $19,833,000 | +29.5% | 333,152 | +13.5% | 7.09% | +10.5% |
SCHG | Sell | SCHWAB US LARGE CAP GROWTH ETF | $17,624,000 | +9.8% | 137,246 | -1.5% | 6.30% | -6.3% |
BIV | Buy | VANGUARD INTER-TRM BOND ETF | $15,942,000 | +0.7% | 171,694 | +1.4% | 5.70% | -14.1% |
LQD | Buy | iSHARES IBOXX INVT GRADEBOND | $10,914,000 | +88.1% | 79,011 | +83.4% | 3.90% | +60.5% |
GOVT | Buy | ISHARES U.S. TREASURY BOND ETF | $10,059,000 | +0.1% | 369,258 | +2.7% | 3.60% | -14.6% |
VUG | Buy | VANGUARD US LRG CAP GR IND ETF | $9,754,000 | +15.6% | 38,501 | +3.9% | 3.49% | -1.4% |
ISTB | Sell | ISHARES CORE 1-5 YR USD BD ETF | $6,864,000 | -20.0% | 132,915 | -20.1% | 2.46% | -31.7% |
AGG | Sell | iSHS CORE US AGGREGATE BOND | $6,782,000 | -3.8% | 57,384 | -3.9% | 2.42% | -17.9% |
SCHF | Buy | SCHWAB INTERNATIONAL EQTY ETF | $5,784,000 | +14.9% | 160,613 | +0.2% | 2.07% | -1.9% |
MSFT | Sell | MICROSOFT CORP | $4,413,000 | -3.0% | 19,839 | -8.3% | 1.58% | -17.3% |
HON | Sell | HONEYWELL INTERNATIONAL INC | $4,276,000 | +16.7% | 20,105 | -9.7% | 1.53% | -0.4% |
ESGU | New | ISHARES ESG AWARE MSCI USA ETF | $4,169,000 | – | 48,458 | +100.0% | 1.49% | – |
ACN | Buy | ACCENTURE PLC CL.A | $4,170,000 | +16.3% | 15,965 | +0.6% | 1.49% | -0.7% |
CVX | Buy | CHEVRON CORP NEW | $3,740,000 | +51.4% | 44,282 | +29.1% | 1.34% | +29.3% |
SCHB | Sell | SCHWAB US BROAD MKT ETF | $3,683,000 | +13.6% | 40,480 | -0.6% | 1.32% | -3.1% |
IHI | New | ISHARES U.S. MEDICAL DEVICES E | $3,607,000 | – | 11,019 | +100.0% | 1.29% | – |
IAU | Buy | ISHARES GOLD ETF | $3,589,000 | +169.2% | 197,956 | +167.1% | 1.28% | +129.7% |
MDT | Buy | MEDTRONIC PLC | $3,438,000 | +30.0% | 29,351 | +15.3% | 1.23% | +11.0% |
BSV | Buy | VANGUARD S-T BOND INDEX ETF | $3,418,000 | +19.2% | 41,230 | +19.4% | 1.22% | +1.7% |
EFG | New | iSHARES MSCI GROWTH INDEX | $3,327,000 | – | 32,966 | +100.0% | 1.19% | – |
ABBV | Sell | ABBVIE INC | $3,129,000 | +17.1% | 29,200 | -4.3% | 1.12% | -0.1% |
WMT | Buy | WALMART, INC | $2,976,000 | +100.8% | 20,643 | +94.9% | 1.06% | +71.3% |
XLE | Buy | SECTOR SPDR ENERGY SELECT SHS | $2,889,000 | +29.4% | 76,234 | +2.3% | 1.03% | +10.5% |
SCHW | Buy | SCHWAB CHARLES CORP | $2,879,000 | +78.4% | 54,282 | +21.8% | 1.03% | +52.4% |
EMR | Buy | EMERSON ELECTRIC CO | $2,778,000 | +195.5% | 34,563 | +141.1% | 0.99% | +152.0% |
GS | Buy | GOLDMAN SACHS GRP INC | $2,725,000 | +32.0% | 10,335 | +0.6% | 0.98% | +12.7% |
VZ | Buy | VERIZON COMMUNICATIONS | $2,585,000 | +10.8% | 43,996 | +12.2% | 0.92% | -5.4% |
INTC | Buy | INTEL CORP | $2,557,000 | +18.2% | 51,318 | +22.8% | 0.91% | +0.8% |
ORCL | Buy | ORACLE CORPORATION | $2,532,000 | +29.3% | 39,145 | +19.4% | 0.90% | +10.2% |
CSCO | Buy | CISCO SYSTEMS INC | $2,516,000 | +32.8% | 56,216 | +16.9% | 0.90% | +13.4% |
BRKB | Sell | BERKSHIRE HATHAWAY NEW CLASS B | $2,474,000 | +8.2% | 10,671 | -0.6% | 0.88% | -7.6% |
DUK | Buy | DUKE ENERGY CORP | $2,454,000 | +28.1% | 26,800 | +23.9% | 0.88% | +9.3% |
VEA | Buy | VANGUARD FTSE DEVELOPED MKTS | $2,409,000 | +31.4% | 51,035 | +13.9% | 0.86% | +12.2% |
GD | Buy | GENERAL DYNAMICS CORP | $2,393,000 | +10.6% | 16,078 | +2.9% | 0.86% | -5.5% |
XOM | Buy | EXXON MOBIL CORP (NEW) | $2,383,000 | +85.2% | 57,813 | +54.2% | 0.85% | +58.1% |
MCD | Sell | MCDONALDS CORP | $2,254,000 | -4.5% | 10,504 | -2.3% | 0.81% | -18.5% |
IJR | New | iSHARES CORE S&P SMALL-CAP ETF | $2,077,000 | – | 22,596 | +100.0% | 0.74% | – |
ABT | Sell | ABBOTT LABORATORIES | $2,023,000 | -9.8% | 18,477 | -10.3% | 0.72% | -23.1% |
SPDW | Sell | SPDW PORTFOLIO WORLD ex-US ETF | $2,018,000 | +15.1% | 59,800 | -0.2% | 0.72% | -1.8% |
PSA | Buy | PUBLIC STORAGE INC | $1,928,000 | +27.9% | 8,350 | +23.4% | 0.69% | +9.0% |
CONE | Sell | CYRUSONE INC | $1,846,000 | +3.1% | 25,235 | -1.3% | 0.66% | -12.1% |
AAPL | Buy | APPLE INC | $1,642,000 | +488.5% | 12,376 | +413.3% | 0.59% | +401.7% |
V | Buy | VISA, INC | $1,515,000 | +9.9% | 6,926 | +0.4% | 0.54% | -6.2% |
QCOM | Sell | QUALCOMM INC | $1,477,000 | +23.1% | 9,695 | -4.9% | 0.53% | +5.0% |
A | AGILENT TECHNOLOGIES INC | $1,390,000 | +17.3% | 11,735 | 0.0% | 0.50% | 0.0% | |
WFC | Sell | WELLS FARGO& CO (NEW) | $1,371,000 | +9.9% | 45,415 | -14.4% | 0.49% | -6.3% |
COR | Sell | CORESITE REALTY CORP | $1,305,000 | +3.3% | 10,420 | -1.9% | 0.47% | -11.7% |
INTU | Buy | INTUIT INC | $1,278,000 | +20.0% | 3,365 | +3.1% | 0.46% | +2.5% |
MCHP | MICROCHIP TECH | $1,244,000 | +34.5% | 9,005 | 0.0% | 0.44% | +14.7% | |
DHR | DANAHER CORP | $1,228,000 | +3.1% | 5,530 | 0.0% | 0.44% | -12.0% | |
AME | AMETEK INC | $1,219,000 | +21.7% | 10,080 | 0.0% | 0.44% | +3.8% | |
FNV | FRANCO-NEVADA CORP | $1,216,000 | -10.2% | 9,700 | 0.0% | 0.44% | -23.3% | |
CGNX | New | COGNEX CORP | $1,206,000 | – | 15,020 | +100.0% | 0.43% | – |
COST | COSTCO WHSL CORP (NEW) | $1,176,000 | +6.1% | 3,121 | 0.0% | 0.42% | -9.3% | |
NEAR | Buy | iSHARES SHT MAT BOND ETF | $1,171,000 | +43.2% | 23,335 | +43.0% | 0.42% | +22.2% |
MA | MASTERCARD INCORPORATED | $1,140,000 | +5.6% | 3,195 | 0.0% | 0.41% | -9.9% | |
SYK | Sell | STRYKER CORP | $1,120,000 | +1.4% | 4,570 | -13.9% | 0.40% | -13.4% |
IEX | New | IDEX CORP | $1,065,000 | – | 5,345 | +100.0% | 0.38% | – |
BERKSHIRE HTWY CL.A | $1,043,000 | +8.6% | 300 | 0.0% | 0.37% | -7.2% | ||
HDV | Sell | iSHARES CORE HIGH DIV ETF | $1,042,000 | -9.2% | 11,890 | -16.6% | 0.37% | -22.5% |
FTV | New | FORTIVE CORP | $1,034,000 | – | 14,600 | +100.0% | 0.37% | – |
VANGUARD ALL-WORLD HI-DIV YLD | $982,000 | +14.6% | 17,500 | 0.0% | 0.35% | -2.2% | ||
SPY | Sell | SPDR S&P 500 ETF | $852,000 | +3.0% | 2,280 | -7.7% | 0.30% | -12.1% |
VTI | Sell | VANGUARD TOTAL STK MKT ETF | $836,000 | +8.3% | 4,297 | -5.1% | 0.30% | -7.7% |
XLI | Sell | SECTOR SPDR INDUST SELECT SHS | $834,000 | +11.8% | 9,420 | -2.8% | 0.30% | -4.8% |
VANGUARD S&P 500 UCITS ETF USD | $778,000 | +10.7% | 11,000 | 0.0% | 0.28% | -5.8% | ||
EEM | New | iSHARES MSCI EMERGING MKTS ETF | $621,000 | – | 12,012 | +100.0% | 0.22% | – |
AMZN | AMAZON.COM INC | $534,000 | +3.5% | 164 | 0.0% | 0.19% | -11.6% | |
GAIA | GAIA INC NEW CLASS A | $510,000 | +0.6% | 51,600 | 0.0% | 0.18% | -14.2% | |
GOOGL | Sell | ALPHABET CLASS A | $505,000 | -61.2% | 288 | -67.6% | 0.18% | -66.8% |
PEP | PEPSICO INC | $501,000 | +6.8% | 3,381 | 0.0% | 0.18% | -9.1% | |
GOOG | Sell | ALPHABET CLASS C | $462,000 | +10.8% | 264 | -7.0% | 0.16% | -5.7% |
DE | DEERE& CO | $457,000 | +21.2% | 1,700 | 0.0% | 0.16% | +3.2% | |
SNPS | SYNOPSYS INC | $421,000 | +21.0% | 1,625 | 0.0% | 0.15% | +3.4% | |
MORN | MORNINGSTAR INC | $417,000 | +44.3% | 1,800 | 0.0% | 0.15% | +23.1% | |
ADBE | Buy | ADOBE INC. | $399,000 | +3.4% | 797 | +1.3% | 0.14% | -11.7% |
BP | Sell | BP PLC ADR | $397,000 | +5.3% | 19,363 | -10.4% | 0.14% | -10.1% |
DEM | WISDOM TREE EMRG MKTS HI DIV | $391,000 | +16.7% | 9,500 | 0.0% | 0.14% | 0.0% | |
SHY | iSHARES T-BOND 1-3 YRS FUND | $387,000 | -0.3% | 4,485 | 0.0% | 0.14% | -15.3% | |
SCHO | SCHWAB S-T US TREASURY ETF | $376,000 | 0.0% | 7,310 | 0.0% | 0.13% | -15.2% | |
CDNS | Sell | CADENCE DESIGN SYSTEMS INC | $372,000 | -10.1% | 2,730 | -29.6% | 0.13% | -23.6% |
UNH | UNITEDHEALTH GROUP INC | $357,000 | +12.3% | 1,019 | 0.0% | 0.13% | -3.8% | |
QQQ | Buy | INVESCO QQQ TR | $340,000 | +47.2% | 1,085 | +30.7% | 0.12% | +25.8% |
CMF | New | ISHARES CA MUNI BND ETF | $336,000 | – | 5,350 | +100.0% | 0.12% | – |
ILMN | New | ILLUMINA INC | $327,000 | – | 885 | +100.0% | 0.12% | – |
EW | New | EDWARDS LIFESCIENCES | $314,000 | – | 3,445 | +100.0% | 0.11% | – |
MO | ALTRIA GROUP INC | $298,000 | +6.0% | 7,268 | 0.0% | 0.11% | -9.3% | |
DIS | New | DISNEY WALT CO (HOLDING CO) | $291,000 | – | 1,604 | +100.0% | 0.10% | – |
BIIB | Sell | BIOGEN INC | $288,000 | -84.4% | 1,175 | -82.0% | 0.10% | -86.7% |
TXN | TEXAS INSTRUMENTS INCORPORATED | $279,000 | +14.8% | 1,700 | 0.0% | 0.10% | -2.0% | |
RTX | RAYTHEON TECHNOLOGIES CORP | $265,000 | +24.4% | 3,702 | 0.0% | 0.10% | +6.7% | |
PFE | Sell | PFIZER INCORPORATION | $258,000 | -3.7% | 7,020 | -3.8% | 0.09% | -17.9% |
NSRGY | NESTLE SA ADR | $250,000 | -1.2% | 2,125 | 0.0% | 0.09% | -16.0% | |
GDX | Sell | VANECK VECTORS GOLD MINERS ETF | $243,000 | -8.3% | 6,735 | -0.4% | 0.09% | -21.6% |
MRK | MERCK& CO. INC. | $240,000 | -1.2% | 2,930 | 0.0% | 0.09% | -15.7% | |
IVV | New | iSHARES CORE TRUST S&P 500 | $216,000 | – | 575 | +100.0% | 0.08% | – |
EGF | New | BLACKROCK ENHANCED GOVT FUND | $185,000 | – | 13,780 | +100.0% | 0.07% | – |
Sell | RAZER INC | $138,000 | +22.1% | 450,000 | -10.0% | 0.05% | +4.3% | |
AVGR | Sell | AVINGER INC | $132,000 | -48.8% | 300,000 | -62.5% | 0.05% | -56.5% |
LINCOLN CORE CAPITAL5yr fixed index | $107,000 | +0.9% | 100,000 | 0.0% | 0.04% | -13.6% | ||
IGR | CBRE CLARION GLBL REAL EST INC | $77,000 | +14.9% | 11,150 | 0.0% | 0.03% | 0.0% | |
ACRHF | ACREAGE HLDGS INCcl e sub vtg | $36,000 | +28.6% | 11,655 | 0.0% | 0.01% | +8.3% | |
NGPHF | NORTHERN GRAPHITE CORP F | $4,000 | 0.0% | 20,000 | 0.0% | 0.00% | -50.0% | |
CHKP | Exit | CHECK POINT SOFTWARE TECH LTD | $0 | – | -2,540 | -100.0% | -0.13% | – |
IJK | Exit | iSHARES S&P MIDCAP 400 GRWTH | $0 | – | -2,475 | -100.0% | -0.25% | – |
EWJ | Exit | ISHARES MSCI JAPAN ETF | $0 | – | -10,690 | -100.0% | -0.26% | – |
XLNX | Exit | XILINX INC | $0 | – | -9,840 | -100.0% | -0.43% | – |
CERN | Exit | CERNER CORP | $0 | – | -14,265 | -100.0% | -0.43% | – |
MCHI | Exit | iSHARES MSCI CHINA | $0 | – | -51,110 | -100.0% | -1.59% | – |
QUAL | Exit | ISHARES EDGE MSCI USA QLTY FAC | $0 | – | -52,775 | -100.0% | -2.30% | – |
PTLC | Exit | PACER TRENDPILOT US LRG CAP ET | $0 | – | -209,173 | -100.0% | -2.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-20
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
INTEL CORP | 36 | Q3 2023 | 2.0% |
BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-01-25 |
13F-HR | 2023-10-18 |
13F-HR | 2023-08-02 |
13F-HR | 2023-04-17 |
13F-HR | 2023-01-27 |
13F-HR | 2022-10-25 |
13F-HR | 2022-07-14 |
13F-HR | 2022-04-28 |
13F-HR | 2022-02-14 |
13F-HR | 2021-11-12 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.