Spectrum Asset Management, Inc. (NB/CA) - Q4 2020 holdings

$280 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 105 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 22.2% .

 Value Shares↓ Weighting
VCSH BuyVANGUARD SHT-TRM CORP BOND IDX$21,051,000
+12.1%
252,865
+11.5%
7.53%
-4.4%
VMBS BuyVANGUARD MTG BACKED SEC ETF$20,468,000
+65.8%
378,549
+66.4%
7.32%
+41.5%
SCHV BuySCHWAB US LARGE CAP VAL ETF$19,833,000
+29.5%
333,152
+13.5%
7.09%
+10.5%
SCHG SellSCHWAB US LARGE CAP GROWTH ETF$17,624,000
+9.8%
137,246
-1.5%
6.30%
-6.3%
BIV BuyVANGUARD INTER-TRM BOND ETF$15,942,000
+0.7%
171,694
+1.4%
5.70%
-14.1%
LQD BuyiSHARES IBOXX INVT GRADEBOND$10,914,000
+88.1%
79,011
+83.4%
3.90%
+60.5%
GOVT BuyISHARES U.S. TREASURY BOND ETF$10,059,000
+0.1%
369,258
+2.7%
3.60%
-14.6%
VUG BuyVANGUARD US LRG CAP GR IND ETF$9,754,000
+15.6%
38,501
+3.9%
3.49%
-1.4%
ISTB SellISHARES CORE 1-5 YR USD BD ETF$6,864,000
-20.0%
132,915
-20.1%
2.46%
-31.7%
AGG SelliSHS CORE US AGGREGATE BOND$6,782,000
-3.8%
57,384
-3.9%
2.42%
-17.9%
SCHF BuySCHWAB INTERNATIONAL EQTY ETF$5,784,000
+14.9%
160,613
+0.2%
2.07%
-1.9%
MSFT SellMICROSOFT CORP$4,413,000
-3.0%
19,839
-8.3%
1.58%
-17.3%
HON SellHONEYWELL INTERNATIONAL INC$4,276,000
+16.7%
20,105
-9.7%
1.53%
-0.4%
ESGU NewISHARES ESG AWARE MSCI USA ETF$4,169,00048,458
+100.0%
1.49%
ACN BuyACCENTURE PLC CL.A$4,170,000
+16.3%
15,965
+0.6%
1.49%
-0.7%
CVX BuyCHEVRON CORP NEW$3,740,000
+51.4%
44,282
+29.1%
1.34%
+29.3%
SCHB SellSCHWAB US BROAD MKT ETF$3,683,000
+13.6%
40,480
-0.6%
1.32%
-3.1%
IHI NewISHARES U.S. MEDICAL DEVICES E$3,607,00011,019
+100.0%
1.29%
IAU BuyISHARES GOLD ETF$3,589,000
+169.2%
197,956
+167.1%
1.28%
+129.7%
MDT BuyMEDTRONIC PLC$3,438,000
+30.0%
29,351
+15.3%
1.23%
+11.0%
BSV BuyVANGUARD S-T BOND INDEX ETF$3,418,000
+19.2%
41,230
+19.4%
1.22%
+1.7%
EFG NewiSHARES MSCI GROWTH INDEX$3,327,00032,966
+100.0%
1.19%
ABBV SellABBVIE INC$3,129,000
+17.1%
29,200
-4.3%
1.12%
-0.1%
WMT BuyWALMART, INC$2,976,000
+100.8%
20,643
+94.9%
1.06%
+71.3%
XLE BuySECTOR SPDR ENERGY SELECT SHS$2,889,000
+29.4%
76,234
+2.3%
1.03%
+10.5%
SCHW BuySCHWAB CHARLES CORP$2,879,000
+78.4%
54,282
+21.8%
1.03%
+52.4%
EMR BuyEMERSON ELECTRIC CO$2,778,000
+195.5%
34,563
+141.1%
0.99%
+152.0%
GS BuyGOLDMAN SACHS GRP INC$2,725,000
+32.0%
10,335
+0.6%
0.98%
+12.7%
VZ BuyVERIZON COMMUNICATIONS$2,585,000
+10.8%
43,996
+12.2%
0.92%
-5.4%
INTC BuyINTEL CORP$2,557,000
+18.2%
51,318
+22.8%
0.91%
+0.8%
ORCL BuyORACLE CORPORATION$2,532,000
+29.3%
39,145
+19.4%
0.90%
+10.2%
CSCO BuyCISCO SYSTEMS INC$2,516,000
+32.8%
56,216
+16.9%
0.90%
+13.4%
BRKB SellBERKSHIRE HATHAWAY NEW CLASS B$2,474,000
+8.2%
10,671
-0.6%
0.88%
-7.6%
DUK BuyDUKE ENERGY CORP$2,454,000
+28.1%
26,800
+23.9%
0.88%
+9.3%
VEA BuyVANGUARD FTSE DEVELOPED MKTS$2,409,000
+31.4%
51,035
+13.9%
0.86%
+12.2%
GD BuyGENERAL DYNAMICS CORP$2,393,000
+10.6%
16,078
+2.9%
0.86%
-5.5%
XOM BuyEXXON MOBIL CORP (NEW)$2,383,000
+85.2%
57,813
+54.2%
0.85%
+58.1%
MCD SellMCDONALDS CORP$2,254,000
-4.5%
10,504
-2.3%
0.81%
-18.5%
IJR NewiSHARES CORE S&P SMALL-CAP ETF$2,077,00022,596
+100.0%
0.74%
ABT SellABBOTT LABORATORIES$2,023,000
-9.8%
18,477
-10.3%
0.72%
-23.1%
SPDW SellSPDW PORTFOLIO WORLD ex-US ETF$2,018,000
+15.1%
59,800
-0.2%
0.72%
-1.8%
PSA BuyPUBLIC STORAGE INC$1,928,000
+27.9%
8,350
+23.4%
0.69%
+9.0%
CONE SellCYRUSONE INC$1,846,000
+3.1%
25,235
-1.3%
0.66%
-12.1%
AAPL BuyAPPLE INC$1,642,000
+488.5%
12,376
+413.3%
0.59%
+401.7%
V BuyVISA, INC$1,515,000
+9.9%
6,926
+0.4%
0.54%
-6.2%
QCOM SellQUALCOMM INC$1,477,000
+23.1%
9,695
-4.9%
0.53%
+5.0%
A  AGILENT TECHNOLOGIES INC$1,390,000
+17.3%
11,7350.0%0.50%0.0%
WFC SellWELLS FARGO& CO (NEW)$1,371,000
+9.9%
45,415
-14.4%
0.49%
-6.3%
COR SellCORESITE REALTY CORP$1,305,000
+3.3%
10,420
-1.9%
0.47%
-11.7%
INTU BuyINTUIT INC$1,278,000
+20.0%
3,365
+3.1%
0.46%
+2.5%
MCHP  MICROCHIP TECH$1,244,000
+34.5%
9,0050.0%0.44%
+14.7%
DHR  DANAHER CORP$1,228,000
+3.1%
5,5300.0%0.44%
-12.0%
AME  AMETEK INC$1,219,000
+21.7%
10,0800.0%0.44%
+3.8%
FNV  FRANCO-NEVADA CORP$1,216,000
-10.2%
9,7000.0%0.44%
-23.3%
CGNX NewCOGNEX CORP$1,206,00015,020
+100.0%
0.43%
COST  COSTCO WHSL CORP (NEW)$1,176,000
+6.1%
3,1210.0%0.42%
-9.3%
NEAR BuyiSHARES SHT MAT BOND ETF$1,171,000
+43.2%
23,335
+43.0%
0.42%
+22.2%
MA  MASTERCARD INCORPORATED$1,140,000
+5.6%
3,1950.0%0.41%
-9.9%
SYK SellSTRYKER CORP$1,120,000
+1.4%
4,570
-13.9%
0.40%
-13.4%
IEX NewIDEX CORP$1,065,0005,345
+100.0%
0.38%
 BERKSHIRE HTWY CL.A$1,043,000
+8.6%
3000.0%0.37%
-7.2%
HDV SelliSHARES CORE HIGH DIV ETF$1,042,000
-9.2%
11,890
-16.6%
0.37%
-22.5%
FTV NewFORTIVE CORP$1,034,00014,600
+100.0%
0.37%
 VANGUARD ALL-WORLD HI-DIV YLD$982,000
+14.6%
17,5000.0%0.35%
-2.2%
SPY SellSPDR S&P 500 ETF$852,000
+3.0%
2,280
-7.7%
0.30%
-12.1%
VTI SellVANGUARD TOTAL STK MKT ETF$836,000
+8.3%
4,297
-5.1%
0.30%
-7.7%
XLI SellSECTOR SPDR INDUST SELECT SHS$834,000
+11.8%
9,420
-2.8%
0.30%
-4.8%
 VANGUARD S&P 500 UCITS ETF USD$778,000
+10.7%
11,0000.0%0.28%
-5.8%
EEM NewiSHARES MSCI EMERGING MKTS ETF$621,00012,012
+100.0%
0.22%
AMZN  AMAZON.COM INC$534,000
+3.5%
1640.0%0.19%
-11.6%
GAIA  GAIA INC NEW CLASS A$510,000
+0.6%
51,6000.0%0.18%
-14.2%
GOOGL SellALPHABET CLASS A$505,000
-61.2%
288
-67.6%
0.18%
-66.8%
PEP  PEPSICO INC$501,000
+6.8%
3,3810.0%0.18%
-9.1%
GOOG SellALPHABET CLASS C$462,000
+10.8%
264
-7.0%
0.16%
-5.7%
DE  DEERE& CO$457,000
+21.2%
1,7000.0%0.16%
+3.2%
SNPS  SYNOPSYS INC$421,000
+21.0%
1,6250.0%0.15%
+3.4%
MORN  MORNINGSTAR INC$417,000
+44.3%
1,8000.0%0.15%
+23.1%
ADBE BuyADOBE INC.$399,000
+3.4%
797
+1.3%
0.14%
-11.7%
BP SellBP PLC ADR$397,000
+5.3%
19,363
-10.4%
0.14%
-10.1%
DEM  WISDOM TREE EMRG MKTS HI DIV$391,000
+16.7%
9,5000.0%0.14%0.0%
SHY  iSHARES T-BOND 1-3 YRS FUND$387,000
-0.3%
4,4850.0%0.14%
-15.3%
SCHO  SCHWAB S-T US TREASURY ETF$376,0000.0%7,3100.0%0.13%
-15.2%
CDNS SellCADENCE DESIGN SYSTEMS INC$372,000
-10.1%
2,730
-29.6%
0.13%
-23.6%
UNH  UNITEDHEALTH GROUP INC$357,000
+12.3%
1,0190.0%0.13%
-3.8%
QQQ BuyINVESCO QQQ TR$340,000
+47.2%
1,085
+30.7%
0.12%
+25.8%
CMF NewISHARES CA MUNI BND ETF$336,0005,350
+100.0%
0.12%
ILMN NewILLUMINA INC$327,000885
+100.0%
0.12%
EW NewEDWARDS LIFESCIENCES$314,0003,445
+100.0%
0.11%
MO  ALTRIA GROUP INC$298,000
+6.0%
7,2680.0%0.11%
-9.3%
DIS NewDISNEY WALT CO (HOLDING CO)$291,0001,604
+100.0%
0.10%
BIIB SellBIOGEN INC$288,000
-84.4%
1,175
-82.0%
0.10%
-86.7%
TXN  TEXAS INSTRUMENTS INCORPORATED$279,000
+14.8%
1,7000.0%0.10%
-2.0%
RTX  RAYTHEON TECHNOLOGIES CORP$265,000
+24.4%
3,7020.0%0.10%
+6.7%
PFE SellPFIZER INCORPORATION$258,000
-3.7%
7,020
-3.8%
0.09%
-17.9%
NSRGY  NESTLE SA ADR$250,000
-1.2%
2,1250.0%0.09%
-16.0%
GDX SellVANECK VECTORS GOLD MINERS ETF$243,000
-8.3%
6,735
-0.4%
0.09%
-21.6%
MRK  MERCK& CO. INC.$240,000
-1.2%
2,9300.0%0.09%
-15.7%
IVV NewiSHARES CORE TRUST S&P 500$216,000575
+100.0%
0.08%
EGF NewBLACKROCK ENHANCED GOVT FUND$185,00013,780
+100.0%
0.07%
SellRAZER INC$138,000
+22.1%
450,000
-10.0%
0.05%
+4.3%
AVGR SellAVINGER INC$132,000
-48.8%
300,000
-62.5%
0.05%
-56.5%
 LINCOLN CORE CAPITAL5yr fixed index$107,000
+0.9%
100,0000.0%0.04%
-13.6%
IGR  CBRE CLARION GLBL REAL EST INC$77,000
+14.9%
11,1500.0%0.03%0.0%
ACRHF  ACREAGE HLDGS INCcl e sub vtg$36,000
+28.6%
11,6550.0%0.01%
+8.3%
NGPHF  NORTHERN GRAPHITE CORP F$4,0000.0%20,0000.0%0.00%
-50.0%
CHKP ExitCHECK POINT SOFTWARE TECH LTD$0-2,540
-100.0%
-0.13%
IJK ExitiSHARES S&P MIDCAP 400 GRWTH$0-2,475
-100.0%
-0.25%
EWJ ExitISHARES MSCI JAPAN ETF$0-10,690
-100.0%
-0.26%
XLNX ExitXILINX INC$0-9,840
-100.0%
-0.43%
CERN ExitCERNER CORP$0-14,265
-100.0%
-0.43%
MCHI ExitiSHARES MSCI CHINA$0-51,110
-100.0%
-1.59%
QUAL ExitISHARES EDGE MSCI USA QLTY FAC$0-52,775
-100.0%
-2.30%
PTLC ExitPACER TRENDPILOT US LRG CAP ET$0-209,173
-100.0%
-2.59%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-01-20
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SCHWAB US LARGE CAP GROWTH ETF36Q3 202311.1%
VANGUARD US LRG CAP GR IND ETF36Q3 20236.2%
SCHWAB US BROAD MKT ETF36Q3 20235.4%
CHEVRON CORP NEW36Q3 20234.4%
MICROSOFT CORP36Q3 20233.3%
EXXON MOBIL CORP (NEW)36Q3 20233.3%
INTEL CORP36Q3 20232.0%
BERKSHIRE HATHAWAY NEW CLASS B36Q3 20232.0%
PFIZER INCORPORATION36Q3 20231.7%
STRYKER CORPORATION34Q1 20231.7%

View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.

Latest filings
TypeFiled
13F-HR2024-01-25
13F-HR2023-10-18
13F-HR2023-08-02
13F-HR2023-04-17
13F-HR2023-01-27
13F-HR2022-10-25
13F-HR2022-07-14
13F-HR2022-04-28
13F-HR2022-02-14
13F-HR2021-11-12

View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.

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