$750 Million is the total value of NINE MASTS CAPITAL Ltd's 259 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 128.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOOGL | Sell | ALPHABET INCcap stk cl a | $156,500,000 | -3.2% | 148,567 | -10.5% | 20.86% | -12.9% |
| Buy | SINA CORPnote 1.000%12/0 | $107,598,000 | +6.4% | 96,500,000 | +11.6% | 14.34% | -4.3% | |
| HYG | New | ISHARES TRiboxx hi yd etf | $47,033,000 | – | 539,000 | +100.0% | 6.27% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $37,032,000 | – | 138,770 | +100.0% | 4.94% | – |
| New | YAHOO INCnote 12/0 | $33,766,000 | – | 25,000,000 | +100.0% | 4.50% | – | |
| TTM | Buy | TATA MTRS LTDsponsored adr | $29,187,000 | +14.3% | 858,700 | +3.9% | 3.89% | +2.9% |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $27,991,000 | – | 26,500,000 | +100.0% | 3.73% | – | |
| INFY | New | INFOSYS LTDsponsored adr | $27,245,000 | – | 1,663,000 | +100.0% | 3.63% | – |
| New | CTRIP COM INTL LTDnote 1.250%10/1 | $21,263,000 | – | 18,000,000 | +100.0% | 2.83% | – | |
| New | CTRIP COM INTL LTDnote 1.250% 9/1 | $20,475,000 | – | 20,000,000 | +100.0% | 2.73% | – | |
| SINA | New | SINA CORPord | $15,729,000 | – | 156,806 | +100.0% | 2.10% | – |
| IBN | Sell | ICICI BK LTDadr | $12,779,000 | -48.5% | 1,296,775 | -55.5% | 1.70% | -53.7% |
| EMB | New | ISHARES TRjpmorgan usd emg | $10,077,000 | – | 86,800 | +100.0% | 1.34% | – |
| AKRXQ | Buy | AKORN INC | $9,618,000 | +382.1% | 298,404 | +396.5% | 1.28% | +333.1% |
| QD | New | QUDIAN INCadr | $9,269,000 | – | 739,163 | +100.0% | 1.24% | – |
| New | CTRIP COM INTL LTDnote 1.990% 7/0 | $8,970,000 | – | 8,000,000 | +100.0% | 1.20% | – | |
| SOHU | New | SOHU COM INC | $8,623,000 | – | 198,913 | +100.0% | 1.15% | – |
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $7,932,000 | – | 216,000 | +100.0% | 1.06% | – |
| BITA | New | BITAUTO HLDGS LTDsponsored ads | $6,238,000 | – | 196,165 | +100.0% | 0.83% | – |
| TWX | New | TIME WARNER INC | $5,903,000 | – | 64,534 | +100.0% | 0.79% | – |
| NVDA | Buy | NVIDIA CORP | $5,612,000 | +161.8% | 29,000 | +141.8% | 0.75% | +135.2% |
| MGI | New | MONEYGRAM INTL INC | $5,607,000 | – | 425,417 | +100.0% | 0.75% | – |
| LPL | New | LG DISPLAY CO LTDspons adr rep | $5,544,000 | – | 395,826 | +100.0% | 0.74% | – |
| NXPI | New | NXP SEMICONDUCTORS N V | $5,518,000 | – | 47,123 | +100.0% | 0.74% | – |
| NYT | New | NEW YORK TIMES COcl a | $5,365,000 | – | 290,000 | +100.0% | 0.72% | – |
| SFUN | New | FANG HLDGS LTDadr | $4,928,000 | – | 883,191 | +100.0% | 0.66% | – |
| SJNK | New | SPDR SER TRbloomberg srt tr | $4,352,000 | – | 157,900 | +100.0% | 0.58% | – |
| NMR | Buy | NOMURA HLDGS INCsponsored adr | $3,959,000 | +33.3% | 670,345 | +26.4% | 0.53% | +20.0% |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $3,907,000 | – | 98,527 | +100.0% | 0.52% | – |
| PCY | New | POWERSHARES ETF TR IIsovereign debt | $3,365,000 | – | 113,900 | +100.0% | 0.45% | – |
| SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $3,086,000 | -6.6% | 357,041 | -17.0% | 0.41% | -16.1% |
| EMLC | New | VANECK VECTORS ETF TRjp morgan mkts | $3,018,000 | – | 159,000 | +100.0% | 0.40% | – |
| HYS | New | PIMCO ETF TR0-5 high yield | $2,653,000 | – | 26,400 | +100.0% | 0.35% | – |
| JOBS | New | 51JOB INC | $2,632,000 | – | 43,250 | +100.0% | 0.35% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $2,497,000 | – | 479,200 | +100.0% | 0.33% | – |
| CHL | Sell | CHINA MOBILE LIMITEDsponsored adr | $2,434,000 | -22.9% | 48,000 | -22.9% | 0.32% | -30.8% |
| TYG | New | TORTOISE ENERGY INFRA CORP | $2,355,000 | – | 81,000 | +100.0% | 0.31% | – |
| KHC | Buy | KRAFT HEINZ CO | $2,342,000 | +25.0% | 30,119 | +24.6% | 0.31% | +12.2% |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored adr | $2,189,000 | -30.2% | 298,314 | -38.2% | 0.29% | -37.1% |
| FEYE | Buy | FIREEYE INC | $2,177,000 | +102.9% | 153,318 | +139.6% | 0.29% | +82.4% |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $2,164,000 | – | 18,096 | +100.0% | 0.29% | – |
| GOOGL | New | ALPHABET INCcall | $2,145,000 | – | 500 | +100.0% | 0.29% | – |
| NOAH | New | NOAH HLDGS LTDspon ads cl a | $2,069,000 | – | 44,713 | +100.0% | 0.28% | – |
| GE | Buy | GENERAL ELECTRIC CO | $1,991,000 | +27.1% | 114,100 | +76.1% | 0.26% | +14.2% |
| AXTA | New | AXALTA COATING SYS LTD | $1,780,000 | – | 55,000 | +100.0% | 0.24% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $1,764,000 | – | 11,567 | +100.0% | 0.24% | – |
| CAH | New | CARDINAL HEALTH INC | $1,759,000 | – | 28,712 | +100.0% | 0.23% | – |
| CHU | Sell | CHINA UNICOM (HONG KONG) LTDsponsored adr | $1,737,000 | -25.7% | 128,500 | -23.6% | 0.23% | -32.9% |
| FPE | New | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $1,663,000 | – | 83,100 | +100.0% | 0.22% | – |
| RDY | Buy | DR REDDYS LABS LTDadr | $1,669,000 | +339.2% | 44,000 | +315.1% | 0.22% | +296.4% |
| ANGL | New | VANECK VECTORS ETF TRfallen angel hg | $1,629,000 | – | 54,400 | +100.0% | 0.22% | – |
| AMGN | Buy | AMGEN INC | $1,582,000 | +161.1% | 9,098 | +179.8% | 0.21% | +134.4% |
| BX | Sell | BLACKSTONE GROUP L P | $1,586,000 | -57.3% | 49,543 | -55.5% | 0.21% | -61.7% |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $1,569,000 | – | 33,300 | +100.0% | 0.21% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $1,407,000 | – | 288,400 | +100.0% | 0.19% | – |
| ZLAB | Buy | ZAI LAB LTDadr | $1,359,000 | +0.7% | 64,000 | +28.0% | 0.18% | -9.5% |
| BEN | Sell | FRANKLIN RES INC | $1,212,000 | -14.9% | 27,970 | -12.6% | 0.16% | -23.2% |
| MOMO | Sell | MOMO INCadr | $1,211,000 | -64.3% | 49,458 | -54.3% | 0.16% | -67.9% |
| HRB | Buy | BLOCK H & R INC | $1,152,000 | +25.4% | 43,937 | +26.6% | 0.15% | +13.2% |
| GOOG | New | ALPHABET INCput | $1,158,000 | – | 500 | +100.0% | 0.15% | – |
| IPGP | New | IPG PHOTONICS CORP | $1,145,000 | – | 5,345 | +100.0% | 0.15% | – |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $1,043,000 | – | 46,700 | +100.0% | 0.14% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $1,014,000 | – | 41,600 | +100.0% | 0.14% | – |
| NTG | New | TORTOISE MLP FD INC | $990,000 | – | 56,400 | +100.0% | 0.13% | – |
| EL | New | LAUDER ESTEE COS INCcl a | $933,000 | – | 7,334 | +100.0% | 0.12% | – |
| TWTR | Sell | TWITTER INCcall | $912,000 | +182.4% | 1,009 | -33.1% | 0.12% | +154.2% |
| ITUB | New | ITAU UNIBANCO HLDG SAspon adr rep pfd | $857,000 | – | 65,940 | +100.0% | 0.11% | – |
| NVDA | Buy | NVIDIA CORPput | $838,000 | +44.5% | 2,000 | +14.3% | 0.11% | +30.2% |
| PFE | New | PFIZER INC | $797,000 | – | 22,000 | +100.0% | 0.11% | – |
| VFC | New | V F CORP | $792,000 | – | 10,700 | +100.0% | 0.11% | – |
| ABT | New | ABBOTT LABS | $799,000 | – | 14,000 | +100.0% | 0.11% | – |
| HMC | HONDA MOTOR LTD | $779,000 | +15.8% | 22,733 | 0.0% | 0.10% | +4.0% | |
| YELP | New | YELP INCcl a | $775,000 | – | 18,472 | +100.0% | 0.10% | – |
| GE | Sell | GENERAL ELECTRIC COput | $748,000 | +103.8% | 1,150 | -61.7% | 0.10% | +85.2% |
| CAT | Buy | CATERPILLAR INC DELcall | $744,000 | +608.6% | 325 | +116.7% | 0.10% | +518.8% |
| EDU | New | NEW ORIENTAL ED & TECH GRP Ispon adr | $718,000 | – | 7,643 | +100.0% | 0.10% | – |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $712,000 | – | 31,575 | +100.0% | 0.10% | – |
| TSN | New | TYSON FOODS INCcall | $672,000 | – | 1,100 | +100.0% | 0.09% | – |
| TLK | Buy | P T TELEKOMUNIKASI INDONESIAsponsored adr | $676,000 | +10.1% | 20,634 | +16.7% | 0.09% | -1.1% |
| CTR | New | CLEARBRIDGE ENERGY MLP TR FD | $669,000 | – | 57,600 | +100.0% | 0.09% | – |
| WM | New | WASTE MGMT INC DEL | $670,000 | – | 7,764 | +100.0% | 0.09% | – |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $654,000 | – | 69,700 | +100.0% | 0.09% | – |
| COST | New | COSTCO WHSL CORP NEW | $633,000 | – | 3,400 | +100.0% | 0.08% | – |
| QCOM | New | QUALCOMM INC | $604,000 | – | 9,433 | +100.0% | 0.08% | – |
| SJM | New | SMUCKER J M CO | $573,000 | – | 4,613 | +100.0% | 0.08% | – |
| MYL | Buy | MYLAN N V | $558,000 | +93.8% | 13,200 | +43.7% | 0.07% | +72.1% |
| HAS | Buy | HASBRO INC | $538,000 | +2052.0% | 5,922 | +2222.4% | 0.07% | +1700.0% |
| DE | New | DEERE & CO | $528,000 | – | 3,373 | +100.0% | 0.07% | – |
| FMC | Sell | F M C CORP | $520,000 | -47.3% | 5,498 | -50.2% | 0.07% | -52.7% |
| AMTD | New | TD AMERITRADE HLDG CORP | $497,000 | – | 9,721 | +100.0% | 0.07% | – |
| URI | Buy | UNITED RENTALS INC | $494,000 | +227.2% | 2,875 | +54.7% | 0.07% | +200.0% |
| CIEN | New | CIENA CORP | $474,000 | – | 22,627 | +100.0% | 0.06% | – |
| TXN | New | TEXAS INSTRS INC | $472,000 | – | 4,517 | +100.0% | 0.06% | – |
| DLTR | New | DOLLAR TREE INC | $466,000 | – | 4,343 | +100.0% | 0.06% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INCput | $468,000 | – | 450 | +100.0% | 0.06% | – |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $454,000 | – | 19,400 | +100.0% | 0.06% | – |
| SPLK | New | SPLUNK INC | $427,000 | – | 5,160 | +100.0% | 0.06% | – |
| WW | New | WEIGHT WATCHERS INTL INC NEW | $428,000 | – | 9,677 | +100.0% | 0.06% | – |
| MOMO | Sell | MOMO INCput | $417,000 | -69.8% | 900 | -41.7% | 0.06% | -72.5% |
| QQQ | New | POWERSHARES QQQ TRUSTput | $411,000 | – | 1,100 | +100.0% | 0.06% | – |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $407,000 | – | 23,500 | +100.0% | 0.05% | – |
| NCV | New | ALLIANZGI CONV & INCOME FD | $390,000 | – | 55,500 | +100.0% | 0.05% | – |
| JMF | New | NUVEEN ENERGY MLP TOTL RTRNF | $378,000 | – | 33,200 | +100.0% | 0.05% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $377,000 | – | 24,400 | +100.0% | 0.05% | – |
| FEYE | Buy | FIREEYE INCput | $377,000 | +77.8% | 4,000 | +33.3% | 0.05% | +61.3% |
| PH | New | PARKER HANNIFIN CORP | $357,000 | – | 1,791 | +100.0% | 0.05% | – |
| STMP | New | STAMPS COM INC | $346,000 | – | 1,842 | +100.0% | 0.05% | – |
| OLED | New | UNIVERSAL DISPLAY CORP | $343,000 | – | 1,985 | +100.0% | 0.05% | – |
| CAJ | New | CANON INCsponsored adr | $343,000 | – | 9,200 | +100.0% | 0.05% | – |
| WUBA | 58 COM INCcall | $341,000 | +56.4% | 480 | 0.0% | 0.04% | +40.6% | |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $341,000 | – | 17,000 | +100.0% | 0.04% | – |
| EXAS | New | EXACT SCIENCES CORP | $329,000 | – | 6,267 | +100.0% | 0.04% | – |
| PDI | New | PIMCO DYNAMIC INCOME FD | $294,000 | – | 9,800 | +100.0% | 0.04% | – |
| NTES | Sell | NETEASE INCsponsored adr | $294,000 | -94.4% | 852 | -95.7% | 0.04% | -95.0% |
| JPC | New | NUVEEN PFD & INCM OPPORTNYS | $278,000 | – | 26,900 | +100.0% | 0.04% | – |
| WB | Sell | WEIBO CORPput | $264,000 | -47.4% | 1,416 | -19.8% | 0.04% | -52.7% |
| DPG | New | DUFF & PHELPS GLB UTL INC FD | $262,000 | – | 16,900 | +100.0% | 0.04% | – |
| SHW | New | SHERWIN WILLIAMS CO | $261,000 | – | 637 | +100.0% | 0.04% | – |
| WYNN | New | WYNN RESORTS LTD | $259,000 | – | 1,534 | +100.0% | 0.04% | – |
| FLR | FLUOR CORP NEWcall | $265,000 | +170.4% | 186 | 0.0% | 0.04% | +133.3% | |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $233,000 | -71.9% | 1,953 | -71.7% | 0.03% | -74.8% |
| CHRW | New | C H ROBINSON WORLDWIDE INC | $230,000 | – | 2,577 | +100.0% | 0.03% | – |
| ATHN | New | ATHENAHEALTH INC | $202,000 | – | 1,517 | +100.0% | 0.03% | – |
| CME | New | CME GROUP INC | $200,000 | – | 1,370 | +100.0% | 0.03% | – |
| JPS | New | NUVEEN PFD & INCM SECURTIES | $203,000 | – | 19,900 | +100.0% | 0.03% | – |
| TRN | New | TRINITY INDS INCcall | $188,000 | – | 300 | +100.0% | 0.02% | – |
| X | Sell | UNITED STATES STL CORP NEWcall | $188,000 | +69.4% | 350 | -74.1% | 0.02% | +56.2% |
| FL | Buy | FOOT LOCKER INCput | $182,000 | +1200.0% | 1,052 | +839.3% | 0.02% | +1100.0% |
| RTN | New | RAYTHEON CO | $181,000 | – | 961 | +100.0% | 0.02% | – |
| BGY | New | BLACKROCK ENHANCED INTL DIV | $172,000 | – | 26,400 | +100.0% | 0.02% | – |
| NTAP | New | NETAPP INC | $167,000 | – | 3,023 | +100.0% | 0.02% | – |
| ABC | New | AMERISOURCEBERGEN CORP | $156,000 | – | 1,695 | +100.0% | 0.02% | – |
| WUBA | Buy | 58 COM INCput | $157,000 | -16.5% | 1,809 | +261.8% | 0.02% | -25.0% |
| WHR | New | WHIRLPOOL CORP | $154,000 | – | 914 | +100.0% | 0.02% | – |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES N | $156,000 | -53.7% | 8,721 | -53.6% | 0.02% | -58.0% |
| ITUB | New | ITAU UNIBANCO HLDG SAput | $140,000 | – | 2,000 | +100.0% | 0.02% | – |
| HRB | BLOCK H & R INCput | $140,000 | -14.1% | 500 | 0.0% | 0.02% | -20.8% | |
| MUR | MURPHY OIL CORPcall | $137,000 | +110.8% | 225 | 0.0% | 0.02% | +80.0% | |
| ETV | New | EATON VANCE TX MNG BY WRT OP | $137,000 | – | 8,900 | +100.0% | 0.02% | – |
| IPGP | New | IPG PHOTONICS CORPput | $126,000 | – | 350 | +100.0% | 0.02% | – |
| TSN | Sell | TYSON FOODS INCput | $126,000 | +113.6% | 2,152 | -25.8% | 0.02% | +88.9% |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $128,000 | – | 5,500 | +100.0% | 0.02% | – |
| NVDA | Sell | NVIDIA CORPcall | $120,000 | -75.9% | 50 | -85.7% | 0.02% | -78.4% |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $120,000 | – | 10,700 | +100.0% | 0.02% | – |
| CAT | Buy | CATERPILLAR INC DELput | $119,000 | -51.8% | 2,200 | +29.4% | 0.02% | -56.8% |
| COP | Sell | CONOCOPHILLIPS | $119,000 | -48.0% | 2,170 | -52.5% | 0.02% | -52.9% |
| RHT | New | RED HAT INC | $123,000 | – | 1,020 | +100.0% | 0.02% | – |
| KHC | Buy | KRAFT HEINZ COput | $113,000 | -55.5% | 1,300 | +420.0% | 0.02% | -60.5% |
| EDU | New | NEW ORIENTAL ED & TECH GRP Iput | $111,000 | – | 450 | +100.0% | 0.02% | – |
| FL | Sell | FOOT LOCKER INC | $115,000 | +11.7% | 2,448 | -16.2% | 0.02% | 0.0% |
| AMD | New | ADVANCED MICRO DEVICES INC | $102,000 | – | 9,900 | +100.0% | 0.01% | – |
| CAH | New | CARDINAL HEALTH INCput | $104,000 | – | 500 | +100.0% | 0.01% | – |
| WDC | New | WESTERN DIGITAL CORP | $95,000 | – | 1,200 | +100.0% | 0.01% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $97,000 | – | 1,448 | +100.0% | 0.01% | – |
| LMT | New | LOCKHEED MARTIN CORPcall | $84,000 | – | 200 | +100.0% | 0.01% | – |
| FL | New | FOOT LOCKER INCcall | $78,000 | – | 400 | +100.0% | 0.01% | – |
| NCZ | New | ALLIANZGI CONV & INCOME FD I | $73,000 | – | 11,800 | +100.0% | 0.01% | – |
| BX | Sell | BLACKSTONE GROUP L Pput | $76,000 | -72.0% | 1,500 | -57.1% | 0.01% | -75.0% |
| TAP | Buy | MOLSON COORS BREWING COcl b | $67,000 | +4.7% | 813 | +2.9% | 0.01% | 0.0% |
| SPLK | New | SPLUNK INCput | $68,000 | – | 157 | +100.0% | 0.01% | – |
| IWM | Buy | ISHARES TRcall | $71,000 | -64.0% | 750 | +50.0% | 0.01% | -69.0% |
| EXAS | New | EXACT SCIENCES CORPput | $70,000 | – | 306 | +100.0% | 0.01% | – |
| AMGN | Sell | AMGEN INCput | $68,000 | +385.7% | 200 | -75.0% | 0.01% | +350.0% |
| STX | Buy | SEAGATE TECHNOLOGY PLCcall | $60,000 | +1400.0% | 318 | +1225.0% | 0.01% | +700.0% |
| X | Buy | UNITED STATES STL CORP NEWput | $63,000 | -55.3% | 3,550 | +24.6% | 0.01% | -61.9% |
| MCD | Sell | MCDONALDS CORPcall | $63,000 | -54.7% | 50 | -87.5% | 0.01% | -61.9% |
| AMTD | New | TD AMERITRADE HLDG CORPput | $60,000 | – | 410 | +100.0% | 0.01% | – |
| QCOM | New | QUALCOMM INCput | $59,000 | – | 800 | +100.0% | 0.01% | – |
| MAT | Buy | MATTEL INC | $59,000 | +7.3% | 3,806 | +7.5% | 0.01% | 0.0% |
| WW | Buy | WEIGHT WATCHERS INTL INC NEWput | $54,000 | -65.2% | 700 | +40.0% | 0.01% | -69.6% |
| COST | New | COSTCO WHSL CORP NEWput | $49,000 | – | 100 | +100.0% | 0.01% | – |
| CIEN | Buy | CIENA CORPput | $55,000 | -15.4% | 509 | +24.4% | 0.01% | -30.0% |
| OLED | New | UNIVERSAL DISPLAY CORPput | $52,000 | – | 200 | +100.0% | 0.01% | – |
| MYL | Buy | MYLAN N Vput | $56,000 | +47.4% | 600 | +500.0% | 0.01% | +16.7% |
| GRUB | New | GRUBHUB INC | $55,000 | – | 763 | +100.0% | 0.01% | – |
| NTES | Buy | NETEASE INCput | $42,000 | -92.4% | 969 | +49.1% | 0.01% | -92.7% |
| AZN | New | ASTRAZENECA PLCcall | $47,000 | – | 184 | +100.0% | 0.01% | – |
| URI | New | UNITED RENTALS INCput | $44,000 | – | 500 | +100.0% | 0.01% | – |
| CF | New | CF INDS HLDGS INCcall | $36,000 | – | 100 | +100.0% | 0.01% | – |
| BEN | FRANKLIN RES INCput | $38,000 | -64.8% | 1,000 | 0.0% | 0.01% | -68.8% | |
| WM | New | WASTE MGMT INC DELput | $34,000 | – | 505 | +100.0% | 0.01% | – |
| MDT | New | MEDTRONIC PLCcall | $40,000 | – | 800 | +100.0% | 0.01% | – |
| NTAP | New | NETAPP INCput | $35,000 | – | 133 | +100.0% | 0.01% | – |
| STX | New | SEAGATE TECHNOLOGY PLCput | $39,000 | – | 1,000 | +100.0% | 0.01% | – |
| SJM | New | SMUCKER J M COput | $41,000 | – | 300 | +100.0% | 0.01% | – |
| YELP | Buy | YELP INCput | $35,000 | -80.3% | 1,550 | +24.0% | 0.01% | -80.8% |
| STMP | New | STAMPS COM INCput | $28,000 | – | 150 | +100.0% | 0.00% | – |
| LMT | Sell | LOCKHEED MARTIN CORPput | $31,000 | -69.6% | 400 | -11.1% | 0.00% | -73.3% |
| DE | New | DEERE & COput | $29,000 | – | 400 | +100.0% | 0.00% | – |
| PG | New | PROCTER AND GAMBLE COcall | $21,000 | – | 400 | +100.0% | 0.00% | – |
| HAS | Buy | HASBRO INCput | $25,000 | +1150.0% | 306 | +5000.0% | 0.00% | – |
| XRX | New | XEROX CORP | $25,000 | – | 864 | +100.0% | 0.00% | – |
| TRN | New | TRINITY INDS INCput | $23,000 | – | 606 | +100.0% | 0.00% | – |
| DLTR | New | DOLLAR TREE INCput | $25,000 | – | 400 | +100.0% | 0.00% | – |
| WYNN | New | WYNN RESORTS LTDput | $20,000 | – | 200 | +100.0% | 0.00% | – |
| ATHN | New | ATHENAHEALTH INCput | $24,000 | – | 75 | +100.0% | 0.00% | – |
| TXN | New | TEXAS INSTRS INCput | $26,000 | – | 500 | +100.0% | 0.00% | – |
| MAT | MATTEL INCput | $20,000 | -16.7% | 102 | 0.0% | 0.00% | -25.0% | |
| MDT | MEDTRONIC PLCput | $16,000 | -88.8% | 500 | 0.0% | 0.00% | -90.5% | |
| XRX | New | XEROX CORPput | $17,000 | – | 86 | +100.0% | 0.00% | – |
| AZN | New | ASTRAZENECA PLCput | $13,000 | – | 184 | +100.0% | 0.00% | – |
| SHW | New | SHERWIN WILLIAMS COput | $17,000 | – | 30 | +100.0% | 0.00% | – |
| K | New | KELLOGG COcall | $14,000 | – | 50 | +100.0% | 0.00% | – |
| MCK | MCKESSON CORPcall | $12,000 | -7.7% | 10 | 0.0% | 0.00% | 0.0% | |
| CHRW | New | C H ROBINSON WORLDWIDE INCput | $13,000 | – | 274 | +100.0% | 0.00% | – |
| PH | New | PARKER HANNIFIN CORPput | $16,000 | – | 300 | +100.0% | 0.00% | – |
| TIF | Sell | TIFFANY & CO NEW | $17,000 | -98.5% | 159 | -98.7% | 0.00% | -98.8% |
| NEM | NEWMONT MINING CORPcall | $18,000 | -30.8% | 70 | 0.0% | 0.00% | -50.0% | |
| WHR | New | WHIRLPOOL CORPput | $12,000 | – | 80 | +100.0% | 0.00% | – |
| MAT | MATTEL INCcall | $4,000 | -42.9% | 102 | 0.0% | 0.00% | 0.0% | |
| NTAP | New | NETAPP INCcall | $10,000 | – | 88 | +100.0% | 0.00% | – |
| RTN | New | RAYTHEON COput | $7,000 | – | 65 | +100.0% | 0.00% | – |
| EL | New | LAUDER ESTEE COS INCput | $11,000 | – | 42 | +100.0% | 0.00% | – |
| K | New | KELLOGG COput | $7,000 | – | 50 | +100.0% | 0.00% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $4,000 | -99.5% | 36 | -99.6% | 0.00% | -99.2% |
| HUN | HUNTSMAN CORPput | $4,000 | -92.9% | 1,528 | 0.0% | 0.00% | -87.5% | |
| HUN | Sell | HUNTSMAN CORP | $9,000 | -98.5% | 285 | -98.7% | 0.00% | -98.9% |
| GRUB | New | GRUBHUB INCput | $6,000 | – | 74 | +100.0% | 0.00% | – |
| TIF | TIFFANY & CO NEWput | $4,000 | -96.8% | 500 | 0.0% | 0.00% | -94.7% | |
| FMC | Buy | F M C CORPput | $11,000 | -87.6% | 803 | +165.0% | 0.00% | -92.3% |
| TWTR | Sell | TWITTER INCput | $4,000 | -98.6% | 3,509 | -12.5% | 0.00% | -97.7% |
| CMI | New | CUMMINS INC | $11,000 | – | 62 | +100.0% | 0.00% | – |
| UPS | New | UNITED PARCEL SERVICE INCput | $5,000 | – | 340 | +100.0% | 0.00% | – |
| COP | Buy | CONOCOPHILLIPSput | $5,000 | -70.6% | 1,050 | +320.0% | 0.00% | -66.7% |
| CIEN | CIENA CORPcall | $6,000 | -92.8% | 709 | 0.0% | 0.00% | -91.7% | |
| CME | New | CME GROUP INCput | $11,000 | – | 200 | +100.0% | 0.00% | – |
| VRX | Sell | VALEANT PHARMACEUTICALS INTLput | $4,000 | -98.0% | 1,700 | -37.0% | 0.00% | -96.7% |
| VRSN | VERISIGN INCcall | $5,000 | +66.7% | 5 | 0.0% | 0.00% | – | |
| BA | Sell | BOEING CO | $4,000 | -99.6% | 12 | -99.7% | 0.00% | -99.4% |
| BX | New | BLACKSTONE GROUP L Pcall | $7,000 | – | 1,600 | +100.0% | 0.00% | – |
| BIIB | BIOGEN INCput | $10,000 | -79.6% | 300 | 0.0% | 0.00% | -85.7% | |
| XRX | New | XEROX CORPcall | $10,000 | – | 86 | +100.0% | 0.00% | – |
| BIIB | Sell | BIOGEN INC | $10,000 | -98.2% | 31 | -98.3% | 0.00% | -98.8% |
| ABC | New | AMERISOURCEBERGEN CORPput | $11,000 | – | 300 | +100.0% | 0.00% | – |
| FCAU | FIAT CHRYSLER AUTOMOBILES Nput | $9,000 | -80.0% | 500 | 0.0% | 0.00% | -85.7% | |
| TSCO | Sell | TRACTOR SUPPLY CO | $2,000 | -99.4% | 26 | -99.5% | 0.00% | -100.0% |
| TSCO | Sell | TRACTOR SUPPLY COput | $1,000 | -94.4% | 200 | -76.7% | 0.00% | -100.0% |
| FLR | Sell | FLUOR CORP NEWput | $2,000 | -96.5% | 998 | -24.6% | 0.00% | -100.0% |
| BA | BOEING COput | $1,000 | -98.7% | 300 | 0.0% | 0.00% | -100.0% | |
| GE | GENERAL ELECTRIC COcall | $1,000 | -99.4% | 1,500 | 0.0% | 0.00% | -100.0% | |
| AMTD | New | TD AMERITRADE HLDG CORPcall | $2,000 | – | 10 | +100.0% | 0.00% | – |
| CMI | Sell | CUMMINS INCput | $2,000 | -98.3% | 400 | -55.6% | 0.00% | -100.0% |
| JPM | JPMORGAN CHASE & COput | $1,000 | -98.1% | 350 | 0.0% | 0.00% | -100.0% | |
| VRX | Sell | VALEANT PHARMACEUTICALS INTL | $3,000 | -99.4% | 166 | -99.5% | 0.00% | -100.0% |
| RDSA | New | ROYAL DUTCH SHELL PLCput | $3,000 | – | 129 | +100.0% | 0.00% | – |
| YELP | YELP INCcall | $1,000 | -93.3% | 50 | 0.0% | 0.00% | -100.0% | |
| RHT | New | RED HAT INCput | $3,000 | – | 300 | +100.0% | 0.00% | – |
| NEM | NEWMONT MINING CORPput | $1,000 | -85.7% | 70 | 0.0% | 0.00% | -100.0% | |
| MCK | MCKESSON CORPput | $0 | -100.0% | 10 | 0.0% | 0.00% | -100.0% | |
| TAP | MOLSON COORS BREWING COput | $2,000 | -66.7% | 15 | 0.0% | 0.00% | -100.0% | |
| MOMO | MOMO INCcall | $1,000 | -97.0% | 300 | 0.0% | 0.00% | -100.0% | |
| MUR | MURPHY OIL CORPput | $1,000 | -96.9% | 225 | 0.0% | 0.00% | -100.0% | |
| PVH | PVH CORPput | $0 | -100.0% | 52 | 0.0% | 0.00% | -100.0% | |
| PVH | Sell | PVH CORP | $2,000 | -98.8% | 11 | -99.1% | 0.00% | -100.0% |
| VRSN | VERISIGN INCput | $0 | -100.0% | 5 | 0.0% | 0.00% | – | |
| CF | New | CF INDS HLDGS INCput | $1,000 | – | 100 | +100.0% | 0.00% | – |
| OXY | OCCIDENTAL PETE CORP DELput | $0 | -100.0% | 300 | 0.0% | 0.00% | -100.0% | |
| OXY | New | OCCIDENTAL PETE CORP DEL | $2,000 | – | 33 | +100.0% | 0.00% | – |
| BABA | ALIBABA GROUP HLDG LTDput | $2,000 | 0.0% | 1,020 | 0.0% | 0.00% | – | |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -34 | -100.0% | 0.00% | – |
| BBBY | Exit | BED BATH & BEYOND INCcall | $0 | – | -600 | -100.0% | 0.00% | – |
| GM | Exit | GENERAL MTRS COput | $0 | – | -600 | -100.0% | 0.00% | – |
| TIF | Exit | TIFFANY & CO NEWcall | $0 | – | -20 | -100.0% | 0.00% | – |
| ZION | Exit | ZIONS BANCORPORATIONput | $0 | – | -100 | -100.0% | 0.00% | – |
| NOC | Exit | NORTHROP GRUMMAN CORPput | $0 | – | -200 | -100.0% | -0.00% | – |
| TGT | Exit | TARGET CORPput | $0 | – | -2,000 | -100.0% | -0.00% | – |
| WFC | Exit | WELLS FARGO CO NEWput | $0 | – | -250 | -100.0% | -0.00% | – |
| HUN | Exit | HUNTSMAN CORPcall | $0 | – | -28 | -100.0% | -0.00% | – |
| DOV | Exit | DOVER CORPput | $0 | – | -80 | -100.0% | -0.00% | – |
| JD | Exit | JD COM INCput | $0 | – | -100 | -100.0% | -0.00% | – |
| ETN | Exit | EATON CORP PLCput | $0 | – | -1,100 | -100.0% | -0.00% | – |
| MMM | Exit | 3M COput | $0 | – | -90 | -100.0% | -0.00% | – |
| HSBC | Exit | HSBC HLDGS PLCput | $0 | – | -500 | -100.0% | -0.00% | – |
| GWW | Exit | GRAINGER W W INCput | $0 | – | -300 | -100.0% | -0.01% | – |
| GOLD | Exit | BARRICK GOLD CORPput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ETN | Exit | EATON CORP PLCcall | $0 | – | -559 | -100.0% | -0.01% | – |
| WDC | Exit | WESTERN DIGITAL CORPcall | $0 | – | -250 | -100.0% | -0.01% | – |
| GOLD | Exit | BARRICK GOLD CORPcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| JCI | Exit | JOHNSON CTLS INTL PLCput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| MMM | Exit | 3M COcall | $0 | – | -210 | -100.0% | -0.01% | – |
| KSU | Exit | KANSAS CITY SOUTHERNput | $0 | – | -400 | -100.0% | -0.01% | – |
| JD | Exit | JD COM INCcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -500 | -100.0% | -0.01% | – |
| DOV | Exit | DOVER CORPcall | $0 | – | -500 | -100.0% | -0.01% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| MDT | Exit | MEDTRONIC PLCcall | $0 | – | -800 | -100.0% | -0.01% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -6,071 | -100.0% | -0.02% | – |
| AIG | Exit | AMERICAN INTL GROUP INCput | $0 | – | -500 | -100.0% | -0.02% | – |
| WDC | Exit | WESTERN DIGITAL CORPput | $0 | – | -804 | -100.0% | -0.02% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELcall | $0 | – | -300 | -100.0% | -0.02% | – |
| FLR | Exit | FLUOR CORP NEW | $0 | – | -3,215 | -100.0% | -0.02% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -750 | -100.0% | -0.03% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -729 | -100.0% | -0.03% | – |
| TGT | Exit | TARGET CORPcall | $0 | – | -1,051 | -100.0% | -0.03% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -3,790 | -100.0% | -0.04% | – |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -600 | -100.0% | -0.05% | – |
| CTRP | Exit | CTRIP COM INTL LTDput | $0 | – | -1,000 | -100.0% | -0.06% | – |
| BBBY | Exit | BED BATH & BEYOND INCput | $0 | – | -600 | -100.0% | -0.06% | – |
| NFLX | Exit | NETFLIX INCput | $0 | – | -600 | -100.0% | -0.06% | – |
| DE | Exit | DEERE & COcall | $0 | – | -500 | -100.0% | -0.07% | – |
| ZION | Exit | ZIONS BANCORPORATIONcall | $0 | – | -900 | -100.0% | -0.07% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -3,062 | -100.0% | -0.08% | – |
| CMI | Exit | CUMMINS INCcall | $0 | – | -500 | -100.0% | -0.11% | – |
| LN | Exit | LINE CORPsponsored adr | $0 | – | -21,900 | -100.0% | -0.12% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -8,721 | -100.0% | -0.14% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -29,862 | -100.0% | -0.18% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -18,315 | -100.0% | -0.19% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -57,291 | -100.0% | -0.20% | – |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -47,200 | -100.0% | -0.28% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -31,063 | -100.0% | -0.28% | – |
| HSBC | Exit | HSBC HLDGS PLCspon adr new | $0 | – | -41,708 | -100.0% | -0.30% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -7,938 | -100.0% | -0.36% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -19,808 | -100.0% | -0.37% | – |
| SONY | Exit | SONY CORPsponsored adr | $0 | – | -83,000 | -100.0% | -0.46% | – |
| RYAAY | Exit | RYANAIR HLDGS PLCsponsored adr ne | $0 | – | -33,098 | -100.0% | -0.52% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -20,794 | -100.0% | -0.56% | – |
| ZTO | Exit | ZTO EXPRESS CAYMAN INCsponsored adr | $0 | – | -435,300 | -100.0% | -0.91% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -776,582 | -100.0% | -0.92% | – |
| VALEP | Exit | VALE S Aadr repstg pfd | $0 | – | -853,100 | -100.0% | -1.18% | – |
| Exit | CTRIP COM INTL LTDnote 1.990% 7/0 | $0 | – | -20,000,000 | -100.0% | -3.60% | – | |
| Exit | CTRIP COM INTL LTDnote 1.250%10/1 | $0 | – | -20,000,000 | -100.0% | -4.10% | – | |
| FOX | Exit | TWENTY FIRST CENTY FOX INCcl b | $0 | – | -1,163,648 | -100.0% | -4.45% | – |
| Exit | CTRIP COM INTL LTDnote 1.250% 9/1 | $0 | – | -32,000,000 | -100.0% | -5.13% | – | |
| Exit | CTRIP COM INTL LTDnote 1.000% 7/0 | $0 | – | -35,000,000 | -100.0% | -5.91% | – | |
| AABA | Exit | ALTABA INC | $0 | – | -1,403,971 | -100.0% | -13.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.