$654 Million is the total value of NINE MASTS CAPITAL Ltd's 251 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 126.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOOGL | Sell | ALPHABET INCcap stk cl a | $128,042,000 | -18.2% | 123,457 | -16.9% | 19.59% | -6.1% |
| Sell | SINA CORPnote 1.000%12/0 | $104,223,000 | -3.1% | 94,000,000 | -2.6% | 15.94% | +11.2% | |
| YAHOO INCnote 12/0 | $34,886,000 | +3.3% | 25,000,000 | 0.0% | 5.34% | +18.6% | ||
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $34,332,000 | +778.7% | 784,547 | +696.3% | 5.25% | +908.1% |
| NXPI | New | NXP SEMICONDUCTORS N V | $24,578,000 | – | 210,072 | +100.0% | 3.76% | – |
| QD | Buy | QUDIAN INCadr | $23,925,000 | +158.1% | 2,044,901 | +176.7% | 3.66% | +196.4% |
| New | CTRIP COM INTL LTDnote 1.250%10/1 | $21,926,000 | – | 18,000,000 | +100.0% | 3.35% | – | |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $18,874,000 | – | 17,500,000 | +100.0% | 2.89% | – | |
| SINA | Sell | SINA CORPord | $13,032,000 | -17.1% | 124,985 | -20.3% | 1.99% | -4.9% |
| NTES | Buy | NETEASE INCsponsored adr | $11,283,000 | +3737.8% | 40,239 | +4622.9% | 1.73% | +4325.6% |
| INFY | Sell | INFOSYS LTDsponsored adr | $10,240,000 | -62.4% | 573,651 | -65.5% | 1.57% | -56.8% |
| New | CTRIP COM INTL LTDnote 1.990% 7/0 | $9,273,000 | – | 8,000,000 | +100.0% | 1.42% | – | |
| KANG | New | IKANG HEALTHCARE GROUP INCsponsored adr | $8,829,000 | – | 442,552 | +100.0% | 1.35% | – |
| MON | New | MONSANTO CO NEW | $8,555,000 | – | 73,314 | +100.0% | 1.31% | – |
| TWX | Buy | TIME WARNER INC | $8,052,000 | +36.4% | 85,134 | +31.9% | 1.23% | +56.5% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $7,727,000 | +386250.0% | 118,945 | +360339.4% | 1.18% | – |
| LPL | Buy | LG DISPLAY CO LTDspons adr rep | $6,924,000 | +24.9% | 564,306 | +42.6% | 1.06% | +43.3% |
| TTM | Sell | TATA MTRS LTDsponsored adr | $6,732,000 | -76.9% | 267,366 | -68.9% | 1.03% | -73.5% |
| SHOP | New | SHOPIFY INCcl a | $6,489,000 | – | 52,083 | +100.0% | 0.99% | – |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OVput | $6,455,000 | – | 15,790 | +100.0% | 0.99% | – |
| KT | New | KT CORPsponsored adr | $6,406,000 | – | 467,592 | +100.0% | 0.98% | – |
| BIDU | New | BAIDU INCspon adr rep a | $6,249,000 | – | 28,000 | +100.0% | 0.96% | – |
| JD | New | JD COM INCspon adr cl a | $5,482,000 | – | 135,400 | +100.0% | 0.84% | – |
| EXPE | New | EXPEDIA GROUP INC | $5,305,000 | – | 48,052 | +100.0% | 0.81% | – |
| EMLC | Buy | VANECK VECTORS ETF TRjp morgan mkts | $5,127,000 | +69.9% | 261,600 | +64.5% | 0.78% | +95.0% |
| FDX | New | FEDEX CORP | $4,701,000 | – | 19,577 | +100.0% | 0.72% | – |
| LB | New | L BRANDS INC | $4,600,000 | – | 120,395 | +100.0% | 0.70% | – |
| JOBS | Buy | 51JOB INC | $4,491,000 | +70.6% | 52,199 | +20.7% | 0.69% | +95.7% |
| ALK | New | ALASKA AIR GROUP INC | $4,315,000 | – | 69,643 | +100.0% | 0.66% | – |
| BHP | New | BHP BILLITON LTDsponsored adr | $4,204,000 | – | 97,051 | +100.0% | 0.64% | – |
| VIPS | New | VIPSHOP HLDGS LTDsponsored adr | $3,451,000 | – | 207,625 | +100.0% | 0.53% | – |
| SFUN | Sell | FANG HLDGS LTDadr | $2,941,000 | -40.3% | 572,200 | -35.2% | 0.45% | -31.5% |
| MGI | Sell | MONEYGRAM INTL INC | $2,919,000 | -47.9% | 338,577 | -20.4% | 0.45% | -40.2% |
| ALXN | Buy | ALEXION PHARMACEUTICALS INC | $2,784,000 | +28.7% | 24,977 | +38.0% | 0.43% | +47.9% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $2,724,000 | +2570.6% | 271,017 | +2637.5% | 0.42% | +2878.6% |
| ACN | New | ACCENTURE PLC IRELAND | $2,726,000 | – | 17,762 | +100.0% | 0.42% | – |
| BG | New | BUNGE LIMITED | $2,581,000 | – | 34,910 | +100.0% | 0.40% | – |
| BA | Buy | BOEING CO | $2,521,000 | +62925.0% | 7,688 | +63966.7% | 0.39% | +38500.0% |
| FLT | New | FLEETCOR TECHNOLOGIES INC | $2,440,000 | – | 12,051 | +100.0% | 0.37% | – |
| SONY | New | SONY CORPsponsored adr | $2,295,000 | – | 47,478 | +100.0% | 0.35% | – |
| PKX | New | POSCOsponsored adr | $2,290,000 | – | 29,995 | +100.0% | 0.35% | – |
| MYL | Buy | MYLAN N V | $2,144,000 | +284.2% | 52,067 | +294.4% | 0.33% | +343.2% |
| TSN | New | TYSON FOODS INCcl a | $1,878,000 | – | 25,662 | +100.0% | 0.29% | – |
| SWK | New | STANLEY BLACK & DECKER INC | $1,840,000 | – | 12,012 | +100.0% | 0.28% | – |
| SHOP | New | SHOPIFY INCput | $1,750,000 | – | 1,150 | +100.0% | 0.27% | – |
| HP | New | HELMERICH & PAYNE INC | $1,729,000 | – | 25,972 | +100.0% | 0.26% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $1,682,000 | – | 177,600 | +100.0% | 0.26% | – |
| NOAH | Sell | NOAH HLDGS LTDspon ads cl a | $1,540,000 | -25.6% | 32,613 | -27.1% | 0.24% | -14.5% |
| SPLK | Buy | SPLUNK INC | $1,534,000 | +259.3% | 15,594 | +202.2% | 0.24% | +312.3% |
| GRUB | Buy | GRUBHUB INC | $1,477,000 | +2585.5% | 14,558 | +1808.0% | 0.23% | +3128.6% |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $1,418,000 | – | 178,600 | +100.0% | 0.22% | – |
| COST | Buy | COSTCO WHSL CORP NEW | $1,416,000 | +123.7% | 7,514 | +121.0% | 0.22% | +158.3% |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $1,402,000 | – | 117,900 | +100.0% | 0.21% | – |
| CEM | New | CLEARBRIDGE ENERGY MLP FD IN | $1,375,000 | – | 109,200 | +100.0% | 0.21% | – |
| ZLAB | ZAI LAB LTDadr | $1,366,000 | +0.5% | 64,000 | 0.0% | 0.21% | +15.5% | |
| TLT | New | ISHARES TR20 yr tr bd etf | $1,292,000 | – | 10,595 | +100.0% | 0.20% | – |
| NMR | Sell | NOMURA HLDGS INCsponsored adr | $1,237,000 | -68.8% | 213,923 | -68.1% | 0.19% | -64.2% |
| FL | Buy | FOOT LOCKER INC | $1,170,000 | +917.4% | 25,692 | +949.5% | 0.18% | +1093.3% |
| UMC | New | UNITED MICROELECTRONICS CORPspon adr new | $1,163,000 | – | 440,626 | +100.0% | 0.18% | – |
| ISD | New | PRUDENTIAL SHT DURATION HG Y | $1,130,000 | – | 80,000 | +100.0% | 0.17% | – |
| TROW | New | PRICE T ROWE GROUP INC | $1,106,000 | – | 10,248 | +100.0% | 0.17% | – |
| CHL | Sell | CHINA MOBILE LIMITEDsponsored adr | $1,095,000 | -55.0% | 23,881 | -50.2% | 0.17% | -48.1% |
| ZTO | New | ZTO EXPRESS CAYMAN INCsponsored adr | $1,049,000 | – | 70,000 | +100.0% | 0.16% | – |
| CAF | Buy | MORGAN STANLEY CHINA A SH FD | $1,028,000 | +126.4% | 41,300 | +112.9% | 0.16% | +157.4% |
| PYPL | New | PAYPAL HLDGS INC | $1,025,000 | – | 13,508 | +100.0% | 0.16% | – |
| NTES | Sell | NETEASE INCput | $988,000 | +2252.4% | 475 | -51.0% | 0.15% | +2416.7% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $972,000 | – | 56,860 | +100.0% | 0.15% | – |
| KR | New | KROGER CO | $935,000 | – | 39,056 | +100.0% | 0.14% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID F | $932,000 | – | 104,300 | +100.0% | 0.14% | – |
| LB | New | L BRANDS INCput | $881,000 | – | 1,552 | +100.0% | 0.14% | – |
| OXY | Buy | OCCIDENTAL PETE CORP DELput | $885,000 | – | 1,450 | +383.3% | 0.14% | – |
| BCX | New | BLACKROCK RES & COMM STRAT T | $864,000 | – | 97,300 | +100.0% | 0.13% | – |
| AMD | New | ADVANCED MICRO DEVICES INCput | $833,000 | – | 3,950 | +100.0% | 0.13% | – |
| WFC | New | WELLS FARGO CO NEW | $816,000 | – | 15,562 | +100.0% | 0.12% | – |
| EXAS | Buy | EXACT SCIENCES CORP | $792,000 | +140.7% | 19,632 | +213.3% | 0.12% | +175.0% |
| FEI | New | FIRST TR MLP & ENERGY INCOME | $780,000 | – | 63,714 | +100.0% | 0.12% | – |
| STX | New | SEAGATE TECHNOLOGY PLC | $763,000 | – | 13,031 | +100.0% | 0.12% | – |
| STX | Buy | SEAGATE TECHNOLOGY PLCput | $754,000 | +1833.3% | 4,570 | +357.0% | 0.12% | +2200.0% |
| L100PS | New | ARCONIC INC | $743,000 | – | 32,227 | +100.0% | 0.11% | – |
| FDX | New | FEDEX CORPput | $728,000 | – | 408 | +100.0% | 0.11% | – |
| IRBT | New | IROBOT CORP | $727,000 | – | 11,320 | +100.0% | 0.11% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $690,000 | – | 47,500 | +100.0% | 0.11% | – |
| NKE | New | NIKE INCcl b | $690,000 | – | 10,381 | +100.0% | 0.11% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $659,000 | – | 84,300 | +100.0% | 0.10% | – |
| GHY | New | PRUDENTIAL GLB SHT DUR HG YL | $648,000 | – | 46,700 | +100.0% | 0.10% | – |
| YY | New | YY INC | $647,000 | – | 6,146 | +100.0% | 0.10% | – |
| KHC | Sell | KRAFT HEINZ CO | $607,000 | -74.1% | 9,738 | -67.7% | 0.09% | -70.2% |
| ALK | New | ALASKA AIR GROUP INCput | $604,000 | – | 750 | +100.0% | 0.09% | – |
| IFN | New | INDIA FD INC | $586,000 | – | 23,800 | +100.0% | 0.09% | – |
| EXPE | New | EXPEDIA GROUP INCput | $583,000 | – | 900 | +100.0% | 0.09% | – |
| X | New | UNITED STATES STL CORP NEW | $572,000 | – | 16,255 | +100.0% | 0.09% | – |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $573,000 | +233.1% | 94,100 | +256.4% | 0.09% | +282.6% |
| VRX | Buy | VALEANT PHARMACEUTICALS INTL | $568,000 | +18833.3% | 35,695 | +21403.0% | 0.09% | – |
| BGR | New | BLACKROCK ENERGY & RES TR | $567,000 | – | 42,891 | +100.0% | 0.09% | – |
| WB | Sell | WEIBO CORPput | $557,000 | +111.0% | 582 | -58.9% | 0.08% | +142.9% |
| CF | New | CF INDS HLDGS INC | $558,000 | – | 14,798 | +100.0% | 0.08% | – |
| HQH | Sell | TEKLA HEALTHCARE INVSsh ben int | $552,000 | -22.5% | 25,640 | -18.8% | 0.08% | -11.6% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $504,000 | – | 1,609 | +100.0% | 0.08% | – |
| ALXN | ALEXION PHARMACEUTICALS INCput | $484,000 | +3.4% | 450 | 0.0% | 0.07% | +19.4% | |
| VIPS | New | VIPSHOP HLDGS LTDput | $458,000 | – | 2,300 | +100.0% | 0.07% | – |
| RL | New | RALPH LAUREN CORPcl a | $454,000 | – | 4,060 | +100.0% | 0.07% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $424,000 | – | 48,600 | +100.0% | 0.06% | – |
| CROX | New | CROCS INC | $410,000 | – | 25,200 | +100.0% | 0.06% | – |
| CSX | New | CSX CORP | $403,000 | – | 7,242 | +100.0% | 0.06% | – |
| PG | New | PROCTER AND GAMBLE CO | $404,000 | – | 5,100 | +100.0% | 0.06% | – |
| TSS | New | TOTAL SYS SVCS INC | $407,000 | – | 4,715 | +100.0% | 0.06% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $404,000 | – | 6,500 | +100.0% | 0.06% | – |
| SKX | New | SKECHERS U S A INCcl a | $389,000 | – | 10,000 | +100.0% | 0.06% | – |
| WM | Sell | WASTE MGMT INC DEL | $387,000 | -42.2% | 4,605 | -40.7% | 0.06% | -33.7% |
| COST | New | COSTCO WHSL CORP NEWcall | $376,000 | – | 400 | +100.0% | 0.06% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $357,000 | – | 48,800 | +100.0% | 0.06% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $330,000 | – | 2,500 | +100.0% | 0.05% | – |
| CSCO | New | CISCO SYS INCcall | $319,000 | – | 850 | +100.0% | 0.05% | – |
| MYL | Buy | MYLAN N Vput | $319,000 | +469.6% | 1,400 | +133.3% | 0.05% | +600.0% |
| STX | Buy | SEAGATE TECHNOLOGY PLCcall | $317,000 | +428.3% | 1,200 | +277.4% | 0.05% | +500.0% |
| UAA | New | UNDER ARMOUR INCcall | $307,000 | – | 1,250 | +100.0% | 0.05% | – |
| FPE | Sell | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $306,000 | -81.6% | 15,744 | -81.1% | 0.05% | -78.8% |
| PCY | Sell | POWERSHARES ETF TR IIsovereign debt | $310,000 | -90.8% | 11,000 | -90.3% | 0.05% | -89.5% |
| BAC | New | BANK AMER CORPcall | $302,000 | – | 2,350 | +100.0% | 0.05% | – |
| FDX | New | FEDEX CORPcall | $287,000 | – | 300 | +100.0% | 0.04% | – |
| WFC | New | WELLS FARGO CO NEWput | $280,000 | – | 500 | +100.0% | 0.04% | – |
| TTM | New | TATA MTRS LTDput | $283,000 | – | 1,000 | +100.0% | 0.04% | – |
| MOMO | Buy | MOMO INCcall | $281,000 | +28000.0% | 370 | +23.3% | 0.04% | – |
| BA | Sell | BOEING COput | $272,000 | +27100.0% | 150 | -50.0% | 0.04% | – |
| VRP | New | POWERSHARES ETF TR IIvar rate pfd por | $272,000 | – | 10,820 | +100.0% | 0.04% | – |
| EDU | Sell | NEW ORIENTAL ED & TECH GRP Ispon adr | $267,000 | -62.8% | 3,050 | -60.1% | 0.04% | -57.3% |
| BTT | Sell | BLACKROCK MUN 2030 TAR TERM | $262,000 | -74.9% | 12,300 | -73.7% | 0.04% | -71.2% |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $255,000 | – | 19,600 | +100.0% | 0.04% | – |
| GRUB | Buy | GRUBHUB INCput | $255,000 | +4150.0% | 446 | +502.7% | 0.04% | +3800.0% |
| ITUB | Sell | ITAU UNIBANCO HLDG SAspon adr rep pfd | $232,000 | -72.9% | 14,867 | -77.5% | 0.04% | -69.3% |
| L100PS | New | ARCONIC INCput | $226,000 | – | 320 | +100.0% | 0.04% | – |
| SPLK | Buy | SPLUNK INCput | $229,000 | +236.8% | 857 | +445.9% | 0.04% | +288.9% |
| VRX | Sell | VALEANT PHARMACEUTICALS INTLput | $224,000 | +5500.0% | 1,000 | -41.2% | 0.03% | +3300.0% |
| XRX | Buy | XEROX CORP | $220,000 | +780.0% | 7,660 | +786.6% | 0.03% | +1033.3% |
| CSX | New | CSX CORPcall | $220,000 | – | 750 | +100.0% | 0.03% | – |
| CSX | New | CSX CORPput | $215,000 | – | 1,300 | +100.0% | 0.03% | – |
| HP | New | HELMERICH & PAYNE INCput | $211,000 | – | 724 | +100.0% | 0.03% | – |
| CLX | New | CLOROX CO DEL | $212,000 | – | 1,589 | +100.0% | 0.03% | – |
| PFE | Sell | PFIZER INC | $202,000 | -74.7% | 5,700 | -74.1% | 0.03% | -70.8% |
| RHT | Buy | RED HAT INC | $203,000 | +65.0% | 1,356 | +32.9% | 0.03% | +93.8% |
| CAT | Buy | CATERPILLAR INC DELcall | $189,000 | -74.6% | 700 | +115.4% | 0.03% | -70.7% |
| FLT | New | FLEETCOR TECHNOLOGIES INCput | $188,000 | – | 400 | +100.0% | 0.03% | – |
| UAL | New | UNITED CONTL HLDGS INC | $190,000 | – | 2,742 | +100.0% | 0.03% | – |
| SJM | Sell | SMUCKER J M CO | $191,000 | -66.7% | 1,542 | -66.6% | 0.03% | -61.8% |
| BAC | New | BANK AMER CORPput | $191,000 | – | 1,000 | +100.0% | 0.03% | – |
| TSN | Sell | TYSON FOODS INCput | $186,000 | +47.6% | 750 | -65.1% | 0.03% | +64.7% |
| UAL | New | UNITED CONTL HLDGS INCput | $181,000 | – | 455 | +100.0% | 0.03% | – |
| MPC | New | MARATHON PETE CORPcall | $186,000 | – | 800 | +100.0% | 0.03% | – |
| AMTD | Buy | TD AMERITRADE HLDG CORPcall | $176,000 | +8700.0% | 800 | +7900.0% | 0.03% | – |
| UAA | New | UNDER ARMOUR INCput | $170,000 | – | 2,000 | +100.0% | 0.03% | – |
| MOMO | Buy | MOMO INCput | $168,000 | -59.7% | 2,850 | +216.7% | 0.03% | -53.6% |
| CTR | Sell | CLEARBRIDGE ENERGY MLP TR FD | $161,000 | -75.9% | 16,400 | -71.5% | 0.02% | -71.9% |
| IPGP | Sell | IPG PHOTONICS CORP | $165,000 | -85.6% | 708 | -86.8% | 0.02% | -83.7% |
| FEYE | Sell | FIREEYE INC | $165,000 | -92.4% | 9,717 | -93.7% | 0.02% | -91.4% |
| WW | Sell | WEIGHT WATCHERS INTL INC NEW | $155,000 | -63.8% | 2,431 | -74.9% | 0.02% | -57.9% |
| TLT | New | ISHARES TRcall | $157,000 | – | 274 | +100.0% | 0.02% | – |
| ACN | New | ACCENTURE PLC IRELANDput | $156,000 | – | 355 | +100.0% | 0.02% | – |
| GAM | New | GENERAL AMERN INVS INC | $154,000 | – | 4,600 | +100.0% | 0.02% | – |
| BG | New | BUNGE LIMITEDput | $159,000 | – | 600 | +100.0% | 0.02% | – |
| COST | Buy | COSTCO WHSL CORP NEWput | $149,000 | +204.1% | 950 | +850.0% | 0.02% | +228.6% |
| TLT | New | ISHARES TRput | $151,000 | – | 1,000 | +100.0% | 0.02% | – |
| FFC | New | FLAHERTY&CRMN PFD SEC INCOM | $143,000 | – | 7,500 | +100.0% | 0.02% | – |
| KR | New | KROGER COput | $141,000 | – | 1,102 | +100.0% | 0.02% | – |
| FL | Sell | FOOT LOCKER INCput | $144,000 | -20.9% | 672 | -36.1% | 0.02% | -8.3% |
| YY | New | YY INCput | $143,000 | – | 94 | +100.0% | 0.02% | – |
| UAL | New | UNITED CONTL HLDGS INCcall | $145,000 | – | 350 | +100.0% | 0.02% | – |
| SWK | New | STANLEY BLACK & DECKER INCput | $132,000 | – | 160 | +100.0% | 0.02% | – |
| IRBT | New | IROBOT CORPput | $130,000 | – | 311 | +100.0% | 0.02% | – |
| KHC | Sell | KRAFT HEINZ COput | $130,000 | +15.0% | 100 | -92.3% | 0.02% | +33.3% |
| TEL | New | TE CONNECTIVITY LTD | $128,000 | – | 1,286 | +100.0% | 0.02% | – |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $130,000 | – | 17,800 | +100.0% | 0.02% | – |
| EXAS | Sell | EXACT SCIENCES CORPput | $132,000 | +88.6% | 256 | -16.3% | 0.02% | +122.2% |
| WUBA | New | 58 COM INCspon adr rep a | $126,000 | – | 1,584 | +100.0% | 0.02% | – |
| BOE | New | BLACKROCK ENHANCED GBL DIV T | $119,000 | – | 10,300 | +100.0% | 0.02% | – |
| INTC | New | INTEL CORPcall | $108,000 | – | 200 | +100.0% | 0.02% | – |
| SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $105,000 | -96.6% | 12,518 | -96.5% | 0.02% | -96.1% |
| XRX | Buy | XEROX CORPput | $102,000 | +500.0% | 386 | +348.8% | 0.02% | +700.0% |
| PYPL | New | PAYPAL HLDGS INCput | $104,000 | – | 500 | +100.0% | 0.02% | – |
| CBA | New | CLEARBRIDGE AMERN ENERG MLP | $95,000 | – | 13,900 | +100.0% | 0.02% | – |
| NCV | Sell | ALLIANZGI CONV & INCOME FD | $99,000 | -74.6% | 14,700 | -73.5% | 0.02% | -71.2% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $94,000 | – | 1,609 | +100.0% | 0.01% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROput | $93,000 | – | 800 | +100.0% | 0.01% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $91,000 | – | 14,200 | +100.0% | 0.01% | – |
| EXPE | New | EXPEDIA GROUP INCcall | $83,000 | – | 75 | +100.0% | 0.01% | – |
| DPG | Sell | DUFF & PHELPS GLB UTL INC FD | $84,000 | -67.9% | 6,000 | -64.5% | 0.01% | -62.9% |
| EL | New | LAUDER ESTEE COS INCcall | $87,000 | – | 63 | +100.0% | 0.01% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $80,000 | – | 12,900 | +100.0% | 0.01% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $81,000 | – | 8,300 | +100.0% | 0.01% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROcall | $73,000 | – | 800 | +100.0% | 0.01% | – |
| CAT | Sell | CATERPILLAR INC DELput | $75,000 | -37.0% | 400 | -81.8% | 0.01% | -31.2% |
| CSCO | New | CISCO SYS INCput | $72,000 | – | 850 | +100.0% | 0.01% | – |
| DBL | New | DOUBLELINE OPPORTUNISTIC CR | $71,000 | – | 3,300 | +100.0% | 0.01% | – |
| HSBC | New | HSBC HLDGS PLCput | $70,000 | – | 500 | +100.0% | 0.01% | – |
| WFC | New | WELLS FARGO CO NEWcall | $73,000 | – | 500 | +100.0% | 0.01% | – |
| CF | Buy | CF INDS HLDGS INCput | $63,000 | +6200.0% | 300 | +200.0% | 0.01% | – |
| NCZ | Sell | ALLIANZGI CONV & INCOME FD I | $65,000 | -11.0% | 10,900 | -7.6% | 0.01% | 0.0% |
| KMF | New | KAYNE ANDERSON MDSTM ENERGY | $60,000 | – | 5,100 | +100.0% | 0.01% | – |
| JRI | New | NUVEEN REAL ASSET INM AND GW | $62,000 | – | 3,800 | +100.0% | 0.01% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $60,000 | – | 6,400 | +100.0% | 0.01% | – |
| TROW | New | PRICE T ROWE GROUP INCput | $50,000 | – | 300 | +100.0% | 0.01% | – |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $53,000 | – | 4,100 | +100.0% | 0.01% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $51,000 | – | 2,300 | +100.0% | 0.01% | – |
| NID | New | NUVEEN INTER DURATION MN TMF | $51,000 | – | 4,100 | +100.0% | 0.01% | – |
| FFIV | New | F5 NETWORKS INC | $51,000 | – | 356 | +100.0% | 0.01% | – |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $51,000 | – | 3,400 | +100.0% | 0.01% | – |
| XRX | Buy | XEROX CORPcall | $55,000 | +450.0% | 1,136 | +1220.9% | 0.01% | +700.0% |
| TSN | Sell | TYSON FOODS INCcall | $48,000 | -92.9% | 600 | -45.5% | 0.01% | -92.2% |
| NVDA | Sell | NVIDIA CORP | $44,000 | -99.2% | 192 | -99.3% | 0.01% | -99.1% |
| X | Sell | UNITED STATES STL CORP NEWput | $49,000 | -22.2% | 415 | -88.3% | 0.01% | -12.5% |
| TRN | TRINITY INDS INCcall | $37,000 | -80.3% | 300 | 0.0% | 0.01% | -76.0% | |
| WW | Sell | WEIGHT WATCHERS INTL INC NEWput | $35,000 | -35.2% | 93 | -86.7% | 0.01% | -28.6% |
| FLIR | New | FLIR SYS INC | $33,000 | – | 668 | +100.0% | 0.01% | – |
| INTC | New | INTEL CORPput | $26,000 | – | 200 | +100.0% | 0.00% | – |
| TSS | New | TOTAL SYS SVCS INCput | $26,000 | – | 200 | +100.0% | 0.00% | – |
| ADM | New | ARCHER DANIELS MIDLAND COcall | $26,000 | – | 64 | +100.0% | 0.00% | – |
| FEYE | Sell | FIREEYE INCput | $23,000 | -93.9% | 1,000 | -75.0% | 0.00% | -92.0% |
| RL | New | RALPH LAUREN CORPput | $18,000 | – | 200 | +100.0% | 0.00% | – |
| ITUB | ITAU UNIBANCO HLDG SAput | $20,000 | -85.7% | 2,000 | 0.0% | 0.00% | -84.2% | |
| CLX | New | CLOROX CO DELput | $16,000 | – | 55 | +100.0% | 0.00% | – |
| TRN | Sell | TRINITY INDS INCput | $15,000 | -34.8% | 531 | -12.4% | 0.00% | -33.3% |
| WM | WASTE MGMT INC DELput | $10,000 | -70.6% | 505 | 0.0% | 0.00% | -60.0% | |
| EDU | NEW ORIENTAL ED & TECH GRP Iput | $12,000 | -89.2% | 450 | 0.0% | 0.00% | -86.7% | |
| AMTD | Sell | TD AMERITRADE HLDG CORPput | $13,000 | -78.3% | 350 | -14.6% | 0.00% | -75.0% |
| PBR | New | PETROLEO BRASILEIRO SA PETROsponsored adr | $16,000 | – | 1,160 | +100.0% | 0.00% | – |
| TEL | New | TE CONNECTIVITY LTDput | $12,000 | – | 37 | +100.0% | 0.00% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $16,000 | – | 917 | +100.0% | 0.00% | – |
| NKE | New | NIKE INCput | $8,000 | – | 500 | +100.0% | 0.00% | – |
| EL | Buy | LAUDER ESTEE COS INCput | $4,000 | -63.6% | 442 | +952.4% | 0.00% | 0.0% |
| FFIV | New | F5 NETWORKS INCput | $6,000 | – | 9 | +100.0% | 0.00% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE Cput | $6,000 | – | 30 | +100.0% | 0.00% | – |
| RHT | Buy | RED HAT INCput | $9,000 | +200.0% | 400 | +33.3% | 0.00% | – |
| ADM | New | ARCHER DANIELS MIDLAND COput | $5,000 | – | 64 | +100.0% | 0.00% | – |
| MPC | New | MARATHON PETE CORPput | $9,000 | – | 357 | +100.0% | 0.00% | – |
| FL | FOOT LOCKER INCcall | $8,000 | -89.7% | 400 | 0.0% | 0.00% | -90.0% | |
| BBT | New | BB&T CORP | $8,000 | – | 157 | +100.0% | 0.00% | – |
| LULU | New | LULULEMON ATHLETICA INC | $8,000 | – | 91 | +100.0% | 0.00% | – |
| SJM | SMUCKER J M COput | $5,000 | -87.8% | 300 | 0.0% | 0.00% | -80.0% | |
| KHC | New | KRAFT HEINZ COcall | $5,000 | – | 900 | +100.0% | 0.00% | – |
| IPGP | Sell | IPG PHOTONICS CORPput | $9,000 | -92.9% | 200 | -42.9% | 0.00% | -94.1% |
| WUBA | Sell | 58 COM INCput | $7,000 | -95.5% | 709 | -60.8% | 0.00% | -95.2% |
| KR | New | KROGER COcall | $0 | – | 50 | +100.0% | 0.00% | – |
| JPM | Exit | JPMORGAN CHASE & COput | $0 | – | -350 | -100.0% | 0.00% | – |
| NVDA | Sell | NVIDIA CORPput | $2,000 | -99.8% | 13 | -99.4% | 0.00% | -100.0% |
| LULU | New | LULULEMON ATHLETICA INCput | $1,000 | – | 10 | +100.0% | 0.00% | – |
| LB | New | L BRANDS INCcall | $1,000 | – | 134 | +100.0% | 0.00% | – |
| MCK | Exit | MCKESSON CORPput | $0 | – | -10 | -100.0% | 0.00% | – |
| PVH | Exit | PVH CORPput | $0 | – | -52 | -100.0% | 0.00% | – |
| WRK | New | WESTROCK COcall | $1,000 | – | 105 | +100.0% | 0.00% | – |
| WRK | New | WESTROCK COput | $2,000 | – | 5 | +100.0% | 0.00% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE Ccall | $1,000 | – | 30 | +100.0% | 0.00% | – |
| FLIR | New | FLIR SYS INCput | $1,000 | – | 50 | +100.0% | 0.00% | – |
| BBT | New | BB&T CORPput | $1,000 | – | 3 | +100.0% | 0.00% | – |
| L100PS | New | ARCONIC INCcall | $1,000 | – | 320 | +100.0% | 0.00% | – |
| ALK | New | ALASKA AIR GROUP INCcall | $3,000 | – | 600 | +100.0% | 0.00% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCput | $0 | – | -129 | -100.0% | 0.00% | – |
| MUR | Exit | MURPHY OIL CORPput | $0 | – | -225 | -100.0% | 0.00% | – |
| NEM | Exit | NEWMONT MINING CORPput | $0 | – | -70 | -100.0% | 0.00% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| FLR | Exit | FLUOR CORP NEWput | $0 | – | -998 | -100.0% | 0.00% | – |
| TAP | Exit | MOLSON COORS BREWING COput | $0 | – | -15 | -100.0% | 0.00% | – |
| TSCO | Exit | TRACTOR SUPPLY COput | $0 | – | -200 | -100.0% | 0.00% | – |
| YELP | Exit | YELP INCcall | $0 | – | -50 | -100.0% | 0.00% | – |
| CMI | Exit | CUMMINS INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| VRSN | Exit | VERISIGN INCput | $0 | – | -5 | -100.0% | 0.00% | – |
| TSCO | Exit | TRACTOR SUPPLY CO | $0 | – | -26 | -100.0% | 0.00% | – |
| PVH | Exit | PVH CORP | $0 | – | -11 | -100.0% | 0.00% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -1,020 | -100.0% | 0.00% | – |
| CME | Exit | CME GROUP INCput | $0 | – | -200 | -100.0% | -0.00% | – |
| RTN | Exit | RAYTHEON COput | $0 | – | -65 | -100.0% | -0.00% | – |
| ABC | Exit | AMERISOURCEBERGEN CORPput | $0 | – | -300 | -100.0% | -0.00% | – |
| NTAP | Exit | NETAPP INCcall | $0 | – | -88 | -100.0% | -0.00% | – |
| K | Exit | KELLOGG COput | $0 | – | -50 | -100.0% | -0.00% | – |
| TIF | Exit | TIFFANY & CO NEWput | $0 | – | -500 | -100.0% | -0.00% | – |
| FCAU | Exit | FIAT CHRYSLER AUTOMOBILES Nput | $0 | – | -500 | -100.0% | -0.00% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -62 | -100.0% | -0.00% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCput | $0 | – | -340 | -100.0% | -0.00% | – |
| MAT | Exit | MATTEL INCcall | $0 | – | -102 | -100.0% | -0.00% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -31 | -100.0% | -0.00% | – |
| BX | Exit | BLACKSTONE GROUP L Pcall | $0 | – | -1,600 | -100.0% | -0.00% | – |
| BIIB | Exit | BIOGEN INCput | $0 | – | -300 | -100.0% | -0.00% | – |
| FMC | Exit | F M C CORPput | $0 | – | -803 | -100.0% | -0.00% | – |
| HUN | Exit | HUNTSMAN CORPput | $0 | – | -1,528 | -100.0% | -0.00% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -285 | -100.0% | -0.00% | – |
| VRSN | Exit | VERISIGN INCcall | $0 | – | -5 | -100.0% | -0.00% | – |
| COP | Exit | CONOCOPHILLIPSput | $0 | – | -1,050 | -100.0% | -0.00% | – |
| CIEN | Exit | CIENA CORPcall | $0 | – | -709 | -100.0% | -0.00% | – |
| TWTR | Exit | TWITTER INCput | $0 | – | -3,509 | -100.0% | -0.00% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -36 | -100.0% | -0.00% | – |
| SHW | Exit | SHERWIN WILLIAMS COput | $0 | – | -30 | -100.0% | -0.00% | – |
| K | Exit | KELLOGG COcall | $0 | – | -50 | -100.0% | -0.00% | – |
| MCK | Exit | MCKESSON CORPcall | $0 | – | -10 | -100.0% | -0.00% | – |
| WHR | Exit | WHIRLPOOL CORPput | $0 | – | -80 | -100.0% | -0.00% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INCput | $0 | – | -274 | -100.0% | -0.00% | – |
| TIF | Exit | TIFFANY & CO NEW | $0 | – | -159 | -100.0% | -0.00% | – |
| MDT | Exit | MEDTRONIC PLCput | $0 | – | -500 | -100.0% | -0.00% | – |
| NEM | Exit | NEWMONT MINING CORPcall | $0 | – | -70 | -100.0% | -0.00% | – |
| AZN | Exit | ASTRAZENECA PLCput | $0 | – | -184 | -100.0% | -0.00% | – |
| PH | Exit | PARKER HANNIFIN CORPput | $0 | – | -300 | -100.0% | -0.00% | – |
| HAS | Exit | HASBRO INCput | $0 | – | -306 | -100.0% | -0.00% | – |
| TXN | Exit | TEXAS INSTRS INCput | $0 | – | -500 | -100.0% | -0.00% | – |
| PG | Exit | PROCTER AND GAMBLE COcall | $0 | – | -400 | -100.0% | -0.00% | – |
| ATHN | Exit | ATHENAHEALTH INCput | $0 | – | -75 | -100.0% | -0.00% | – |
| DLTR | Exit | DOLLAR TREE INCput | $0 | – | -400 | -100.0% | -0.00% | – |
| MAT | Exit | MATTEL INCput | $0 | – | -102 | -100.0% | -0.00% | – |
| WYNN | Exit | WYNN RESORTS LTDput | $0 | – | -200 | -100.0% | -0.00% | – |
| DE | Exit | DEERE & COput | $0 | – | -400 | -100.0% | -0.00% | – |
| STMP | Exit | STAMPS COM INCput | $0 | – | -150 | -100.0% | -0.00% | – |
| LMT | Exit | LOCKHEED MARTIN CORPput | $0 | – | -400 | -100.0% | -0.00% | – |
| CF | Exit | CF INDS HLDGS INCcall | $0 | – | -100 | -100.0% | -0.01% | – |
| MDT | Exit | MEDTRONIC PLCcall | $0 | – | -800 | -100.0% | -0.01% | – |
| BEN | Exit | FRANKLIN RES INCput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| YELP | Exit | YELP INCput | $0 | – | -1,550 | -100.0% | -0.01% | – |
| NTAP | Exit | NETAPP INCput | $0 | – | -133 | -100.0% | -0.01% | – |
| AZN | Exit | ASTRAZENECA PLCcall | $0 | – | -184 | -100.0% | -0.01% | – |
| URI | Exit | UNITED RENTALS INCput | $0 | – | -500 | -100.0% | -0.01% | – |
| CIEN | Exit | CIENA CORPput | $0 | – | -509 | -100.0% | -0.01% | – |
| OLED | Exit | UNIVERSAL DISPLAY CORPput | $0 | – | -200 | -100.0% | -0.01% | – |
| MAT | Exit | MATTEL INC | $0 | – | -3,806 | -100.0% | -0.01% | – |
| MCD | Exit | MCDONALDS CORPcall | $0 | – | -50 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INCput | $0 | – | -800 | -100.0% | -0.01% | – |
| TAP | Exit | MOLSON COORS BREWING COcl b | $0 | – | -813 | -100.0% | -0.01% | – |
| AMGN | Exit | AMGEN INCput | $0 | – | -200 | -100.0% | -0.01% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -750 | -100.0% | -0.01% | – |
| BX | Exit | BLACKSTONE GROUP L Pput | $0 | – | -1,500 | -100.0% | -0.01% | – |
| LMT | Exit | LOCKHEED MARTIN CORPcall | $0 | – | -200 | -100.0% | -0.01% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -1,448 | -100.0% | -0.01% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -1,200 | -100.0% | -0.01% | – |
| CAH | Exit | CARDINAL HEALTH INCput | $0 | – | -500 | -100.0% | -0.01% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -2,170 | -100.0% | -0.02% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -10,700 | -100.0% | -0.02% | – |
| NVDA | Exit | NVIDIA CORPcall | $0 | – | -50 | -100.0% | -0.02% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -5,500 | -100.0% | -0.02% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT OP | $0 | – | -8,900 | -100.0% | -0.02% | – |
| MUR | Exit | MURPHY OIL CORPcall | $0 | – | -225 | -100.0% | -0.02% | – |
| HRB | Exit | BLOCK H & R INCput | $0 | – | -500 | -100.0% | -0.02% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -914 | -100.0% | -0.02% | – |
| FCAU | Exit | FIAT CHRYSLER AUTOMOBILES N | $0 | – | -8,721 | -100.0% | -0.02% | – |
| ABC | Exit | AMERISOURCEBERGEN CORP | $0 | – | -1,695 | -100.0% | -0.02% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -3,023 | -100.0% | -0.02% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -961 | -100.0% | -0.02% | – |
| X | Exit | UNITED STATES STL CORP NEWcall | $0 | – | -350 | -100.0% | -0.02% | – |
| ATHN | Exit | ATHENAHEALTH INC | $0 | – | -1,517 | -100.0% | -0.03% | – |
| CME | Exit | CME GROUP INC | $0 | – | -1,370 | -100.0% | -0.03% | – |
| JPS | Exit | NUVEEN PFD & INCM SECURTIES | $0 | – | -19,900 | -100.0% | -0.03% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INC | $0 | – | -2,577 | -100.0% | -0.03% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -1,953 | -100.0% | -0.03% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -637 | -100.0% | -0.04% | – |
| FLR | Exit | FLUOR CORP NEWcall | $0 | – | -186 | -100.0% | -0.04% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -1,534 | -100.0% | -0.04% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORTNYS | $0 | – | -26,900 | -100.0% | -0.04% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -9,800 | -100.0% | -0.04% | – |
| CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -17,000 | -100.0% | -0.04% | – |
| WUBA | Exit | 58 COM INCcall | $0 | – | -480 | -100.0% | -0.04% | – |
| STMP | Exit | STAMPS COM INC | $0 | – | -1,842 | -100.0% | -0.05% | – |
| OLED | Exit | UNIVERSAL DISPLAY CORP | $0 | – | -1,985 | -100.0% | -0.05% | – |
| CAJ | Exit | CANON INCsponsored adr | $0 | – | -9,200 | -100.0% | -0.05% | – |
| PH | Exit | PARKER HANNIFIN CORP | $0 | – | -1,791 | -100.0% | -0.05% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -24,400 | -100.0% | -0.05% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTL RTRNF | $0 | – | -33,200 | -100.0% | -0.05% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -23,500 | -100.0% | -0.05% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -1,100 | -100.0% | -0.06% | – |
| DLTR | Exit | DOLLAR TREE INC | $0 | – | -4,343 | -100.0% | -0.06% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -22,627 | -100.0% | -0.06% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -4,517 | -100.0% | -0.06% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -2,875 | -100.0% | -0.07% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -9,721 | -100.0% | -0.07% | – |
| FMC | Exit | F M C CORP | $0 | – | -5,498 | -100.0% | -0.07% | – |
| DE | Exit | DEERE & CO | $0 | – | -3,373 | -100.0% | -0.07% | – |
| HAS | Exit | HASBRO INC | $0 | – | -5,922 | -100.0% | -0.07% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -9,433 | -100.0% | -0.08% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -69,700 | -100.0% | -0.09% | – |
| TLK | Exit | P T TELEKOMUNIKASI INDONESIAsponsored adr | $0 | – | -20,634 | -100.0% | -0.09% | – |
| GE | Exit | GENERAL ELECTRIC COput | $0 | – | -1,150 | -100.0% | -0.10% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -18,472 | -100.0% | -0.10% | – |
| HMC | Exit | HONDA MOTOR LTD | $0 | – | -22,733 | -100.0% | -0.10% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -14,000 | -100.0% | -0.11% | – |
| VFC | Exit | V F CORP | $0 | – | -10,700 | -100.0% | -0.11% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -1,009 | -100.0% | -0.12% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -7,334 | -100.0% | -0.12% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -56,400 | -100.0% | -0.13% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & IN | $0 | – | -41,600 | -100.0% | -0.14% | – |
| GOOG | Exit | ALPHABET INCput | $0 | – | -500 | -100.0% | -0.15% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -43,937 | -100.0% | -0.15% | – |
| MOMO | Exit | MOMO INCadr | $0 | – | -49,458 | -100.0% | -0.16% | – |
| BEN | Exit | FRANKLIN RES INC | $0 | – | -27,970 | -100.0% | -0.16% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -288,400 | -100.0% | -0.19% | – |
| SHYG | Exit | ISHARES TR0-5yr hi yl cp | $0 | – | -33,300 | -100.0% | -0.21% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -9,098 | -100.0% | -0.21% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -49,543 | -100.0% | -0.21% | – |
| ANGL | Exit | VANECK VECTORS ETF TRfallen angel hg | $0 | – | -54,400 | -100.0% | -0.22% | – |
| RDY | Exit | DR REDDYS LABS LTDadr | $0 | – | -44,000 | -100.0% | -0.22% | – |
| CHU | Exit | CHINA UNICOM (HONG KONG) LTDsponsored adr | $0 | – | -128,500 | -100.0% | -0.23% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -28,712 | -100.0% | -0.23% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -11,567 | -100.0% | -0.24% | – |
| AXTA | Exit | AXALTA COATING SYS LTD | $0 | – | -55,000 | -100.0% | -0.24% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -114,100 | -100.0% | -0.26% | – |
| GOOGL | Exit | ALPHABET INCcall | $0 | – | -500 | -100.0% | -0.29% | – |
| MUFG | Exit | MITSUBISHI UFJ FINL GROUP INsponsored adr | $0 | – | -298,314 | -100.0% | -0.29% | – |
| TYG | Exit | TORTOISE ENERGY INFRA CORP | $0 | – | -81,000 | -100.0% | -0.31% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -479,200 | -100.0% | -0.33% | – |
| HYS | Exit | PIMCO ETF TR0-5 high yield | $0 | – | -26,400 | -100.0% | -0.35% | – |
| SJNK | Exit | SPDR SER TRbloomberg srt tr | $0 | – | -157,900 | -100.0% | -0.58% | – |
| NYT | Exit | NEW YORK TIMES COcl a | $0 | – | -290,000 | -100.0% | -0.72% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -47,123 | -100.0% | -0.74% | – |
| BITA | Exit | BITAUTO HLDGS LTDsponsored ads | $0 | – | -196,165 | -100.0% | -0.83% | – |
| JNK | Exit | SPDR SERIES TRUSTbloomberg brclys | $0 | – | -216,000 | -100.0% | -1.06% | – |
| SOHU | Exit | SOHU COM INC | $0 | – | -198,913 | -100.0% | -1.15% | – |
| Exit | CTRIP COM INTL LTDnote 1.990% 7/0 | $0 | – | -8,000,000 | -100.0% | -1.20% | – | |
| AKRXQ | Exit | AKORN INC | $0 | – | -298,404 | -100.0% | -1.28% | – |
| EMB | Exit | ISHARES TRjpmorgan usd emg | $0 | – | -86,800 | -100.0% | -1.34% | – |
| IBN | Exit | ICICI BK LTDadr | $0 | – | -1,296,775 | -100.0% | -1.70% | – |
| Exit | CTRIP COM INTL LTDnote 1.250% 9/1 | $0 | – | -20,000,000 | -100.0% | -2.73% | – | |
| Exit | CTRIP COM INTL LTDnote 1.250%10/1 | $0 | – | -18,000,000 | -100.0% | -2.83% | – | |
| Exit | CTRIP COM INTL LTDnote 1.000% 7/0 | $0 | – | -26,500,000 | -100.0% | -3.73% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -138,770 | -100.0% | -4.94% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -539,000 | -100.0% | -6.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.