NINE MASTS CAPITAL Ltd - Q3 2017 holdings

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$675 Million is the total value of NINE MASTS CAPITAL Ltd's 171 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 122.9% .

All

			Value		Shares		↓ Weighting
GOOGL	Buy	ALPHABET INCcap stk cl a	$161,645,000	+120.9%	166,008	+110.9%	23.95%	+174.9%
	Sell	SINA CORPnote 1.000%12/0	$101,097,000	-1.0%	86,500,000	-10.4%	14.98%	+23.2%
AABA	Buy	ALTABA INC	$92,999,000	+64.5%	1,403,971	+35.3%	13.78%	+104.8%
		CTRIP COM INTL LTDnote 1.000% 7/0	$39,878,000	-1.5%	35,000,000	0.0%	5.91%	+22.6%
	New	CTRIP COM INTL LTDnote 1.250% 9/1	$34,600,000	–	32,000,000	+100.0%	5.13%	–
FOX	Buy	TWENTY FIRST CENTY FOX INCcl b	$30,010,000	-4.1%	1,163,648	+3.7%	4.45%	+19.4%
		CTRIP COM INTL LTDnote 1.250%10/1	$27,663,000	-2.3%	20,000,000	0.0%	4.10%	+21.6%
TTM	Buy	TATA MTRS LTDsponsored adr	$25,529,000	-6.3%	826,500	+1.9%	3.78%	+16.6%
IBN	Sell	ICICI BK LTDadr	$24,831,000	-38.4%	2,915,875	-35.0%	3.68%	-23.3%
		CTRIP COM INTL LTDnote 1.990% 7/0	$24,325,000	-0.6%	20,000,000	0.0%	3.60%	+23.8%
VALEP	New	VALE S Aadr repstg pfd	$7,976,000	–	853,100	+100.0%	1.18%	–
FIG	Sell	FORTRESS INVESTMENT GROUP LLcl a	$6,189,000	-22.9%	776,582	-22.7%	0.92%	-4.1%
ZTO	New	ZTO EXPRESS CAYMAN INCsponsored adr	$6,112,000	–	435,300	+100.0%	0.91%	–
NTES	New	NETEASE INCsponsored adr	$5,231,000	–	19,827	+100.0%	0.78%	–
NFLX	New	NETFLIX INC	$3,771,000	–	20,794	+100.0%	0.56%	–
BX	New	BLACKSTONE GROUP L P	$3,717,000	–	111,379	+100.0%	0.55%	–
RYAAY	Sell	RYANAIR HLDGS PLCsponsored adr ne	$3,489,000	-65.4%	33,098	-64.7%	0.52%	-56.9%
MOMO	Buy	MOMO INCadr	$3,389,000	+730.6%	108,134	+880.0%	0.50%	+924.5%
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$3,305,000	-64.0%	430,216	-63.5%	0.49%	-55.2%
CHL	Buy	CHINA MOBILE LIMITEDsponsored adr	$3,156,000	+124.5%	62,294	+135.1%	0.47%	+180.2%
MUFG	Buy	MITSUBISHI UFJ FINL GROUP INsponsored adr	$3,134,000	+196.2%	482,330	+205.7%	0.46%	+268.3%
SONY	Sell	SONY CORPsponsored adr	$3,089,000	-56.2%	83,000	-55.2%	0.46%	-45.5%
NMR	Sell	NOMURA HLDGS INCsponsored adr	$2,970,000	-41.0%	530,200	-37.0%	0.44%	-26.5%
CAT	Sell	CATERPILLAR INC DEL	$2,470,000	-30.2%	19,808	-39.9%	0.37%	-13.1%
LMT	New	LOCKHEED MARTIN CORP	$2,463,000	–	7,938	+100.0%	0.36%	–
CHU	Sell	CHINA UNICOM (HONG KONG) LTDsponsored adr	$2,338,000	-61.2%	168,200	-58.6%	0.35%	-51.8%
NVDA	Sell	NVIDIA CORP	$2,144,000	-29.6%	11,993	-43.1%	0.32%	-12.4%
HSBC	New	HSBC HLDGS PLCspon adr new	$2,044,000	–	41,708	+100.0%	0.30%	–
AKRXQ	Sell	AKORN INC	$1,995,000	-84.2%	60,100	-84.0%	0.30%	-80.3%
AIG	New	AMERICAN INTL GROUP INC	$1,907,000	–	31,063	+100.0%	0.28%	–
JCI	Buy	JOHNSON CTLS INTL PLC	$1,902,000	+67.6%	47,200	+80.4%	0.28%	+108.9%
KHC	New	KRAFT HEINZ CO	$1,874,000	–	24,163	+100.0%	0.28%	–
GE	Buy	GENERAL ELECTRIC CO	$1,566,000	+336.2%	64,784	+387.4%	0.23%	+439.5%
BEN	New	FRANKLIN RES INC	$1,424,000	–	32,000	+100.0%	0.21%	–
MOMO	Buy	MOMO INCput	$1,380,000	+1189.7%	1,545	+347.8%	0.20%	+1469.2%
ZLAB	New	ZAI LAB LTDadr	$1,350,000	–	50,000	+100.0%	0.20%	–
BBBY	New	BED BATH & BEYOND INC	$1,345,000	–	57,291	+100.0%	0.20%	–
TSN	Buy	TYSON FOODS INCcl a	$1,290,000	+43.7%	18,315	+27.7%	0.19%	+78.5%
BHP	Sell	BHP BILLITON LTDsponsored adr	$1,208,000	-71.4%	29,862	-74.8%	0.18%	-64.4%
TIF	Sell	TIFFANY & CO NEW	$1,104,000	-16.6%	12,027	-14.7%	0.16%	+4.5%
BA	New	BOEING CO	$1,084,000	–	4,264	+100.0%	0.16%	–
FEYE	New	FIREEYE INC	$1,073,000	–	63,991	+100.0%	0.16%	–
FMC	New	F M C CORP	$987,000	–	11,050	+100.0%	0.15%	–
KSU	New	KANSAS CITY SOUTHERN	$948,000	–	8,721	+100.0%	0.14%	–
HRB	New	BLOCK H & R INC	$919,000	–	34,699	+100.0%	0.14%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$828,000	–	6,889	+100.0%	0.12%	–
JPM	New	JPMORGAN CHASE & CO	$817,000	–	8,556	+100.0%	0.12%	–
LN	New	LINE CORPsponsored adr	$793,000	–	21,900	+100.0%	0.12%	–
CMI	New	CUMMINS INCcall	$745,000	–	500	+100.0%	0.11%	–
HMC		HONDA MOTOR LTD	$673,000	+8.7%	22,733	0.0%	0.10%	+35.1%
TLK	New	P T TELEKOMUNIKASI INDONESIAsponsored adr	$614,000	–	17,677	+100.0%	0.09%	–
AMGN	New	AMGEN INC	$606,000	–	3,252	+100.0%	0.09%	–
HUN	New	HUNTSMAN CORP	$595,000	–	21,683	+100.0%	0.09%	–
NVDA	Buy	NVIDIA CORPput	$580,000	-4.6%	1,750	+150.0%	0.09%	+19.4%
BIIB	Sell	BIOGEN INC	$570,000	-68.4%	1,820	-72.7%	0.08%	-60.9%
NTES	New	NETEASE INCput	$553,000	–	650	+100.0%	0.08%	–
GWW	New	GRAINGER W W INC	$550,000	–	3,062	+100.0%	0.08%	–
VRX	New	VALEANT PHARMACEUTICALS INTL	$505,000	–	35,254	+100.0%	0.08%	–
NVDA	New	NVIDIA CORPcall	$497,000	–	350	+100.0%	0.07%	–
WB	New	WEIBO CORPput	$502,000	–	1,766	+100.0%	0.07%	–
ZION		ZIONS BANCORPORATIONcall	$477,000	+45.0%	900	0.0%	0.07%	+82.1%
DE	New	DEERE & COcall	$466,000	–	500	+100.0%	0.07%	–
NFLX	New	NETFLIX INCput	$440,000	–	600	+100.0%	0.06%	–
BBBY	New	BED BATH & BEYOND INCput	$392,000	–	600	+100.0%	0.06%	–
CTRP		CTRIP COM INTL LTDput	$380,000	-21.6%	1,000	0.0%	0.06%	-3.4%
RDY	New	DR REDDYS LABS LTDadr	$380,000	–	10,600	+100.0%	0.06%	–
GE	Buy	GENERAL ELECTRIC COput	$367,000	+734.1%	3,000	+1377.8%	0.05%	+980.0%
FCAU	New	FIAT CHRYSLER AUTOMOBILES N	$337,000	–	18,803	+100.0%	0.05%	–
GM	New	GENERAL MTRS COcall	$332,000	–	600	+100.0%	0.05%	–
TWTR	New	TWITTER INCcall	$323,000	–	1,509	+100.0%	0.05%	–
TSCO	Sell	TRACTOR SUPPLY CO	$314,000	-82.8%	4,954	-85.3%	0.05%	-78.4%
MDT	New	MEDTRONIC PLC	$295,000	–	3,790	+100.0%	0.04%	–
MYL	Buy	MYLAN N V	$288,000	+209.7%	9,183	+281.8%	0.04%	+290.9%
TWTR	New	TWITTER INCput	$288,000	–	4,009	+100.0%	0.04%	–
BX	New	BLACKSTONE GROUP L Pput	$271,000	–	3,500	+100.0%	0.04%	–
KHC	New	KRAFT HEINZ COput	$254,000	–	250	+100.0%	0.04%	–
CAT	Buy	CATERPILLAR INC DELput	$247,000	+26.0%	1,700	+6.2%	0.04%	+60.9%
COP	New	CONOCOPHILLIPS	$229,000	–	4,571	+100.0%	0.03%	–
WUBA	New	58 COM INCcall	$218,000	–	480	+100.0%	0.03%	–
TGT	New	TARGET CORPcall	$218,000	–	1,051	+100.0%	0.03%	–
FEYE	New	FIREEYE INCput	$212,000	–	3,000	+100.0%	0.03%	–
NOC	Sell	NORTHROP GRUMMAN CORP	$210,000	-86.7%	729	-88.1%	0.03%	-83.4%
VRX	New	VALEANT PHARMACEUTICALS INTLput	$200,000	–	2,700	+100.0%	0.03%	–
IWM	New	ISHARES TRcall	$197,000	–	500	+100.0%	0.03%	–
WUBA	New	58 COM INCput	$188,000	–	500	+100.0%	0.03%	–
SPY	New	SPDR S&P 500 ETF TRcall	$182,000	–	750	+100.0%	0.03%	–
YELP	New	YELP INCput	$178,000	–	1,250	+100.0%	0.03%	–
HRB	New	BLOCK H & R INCput	$163,000	–	500	+100.0%	0.02%	–
PVH	Sell	PVH CORP	$163,000	-60.4%	1,293	-64.1%	0.02%	-51.0%
GE	Buy	GENERAL ELECTRIC COcall	$156,000	+3800.0%	1,500	+638.9%	0.02%	–
WW	New	WEIGHT WATCHERS INTL INC NEWput	$155,000	–	500	+100.0%	0.02%	–
URI	Sell	UNITED RENTALS INC	$151,000	-92.0%	1,859	-88.9%	0.02%	-90.2%
MDT	New	MEDTRONIC PLCput	$143,000	–	500	+100.0%	0.02%	–
X	Buy	UNITED STATES STL CORP NEWput	$141,000	+513.0%	2,850	+850.0%	0.02%	+600.0%
MCD	Buy	MCDONALDS CORPcall	$139,000	+0.7%	400	+14.3%	0.02%	+31.2%
FLR	New	FLUOR CORP NEW	$135,000	–	3,215	+100.0%	0.02%	–
TIF		TIFFANY & CO NEWput	$125,000	-26.0%	500	0.0%	0.02%	-5.0%
CMI	New	CUMMINS INCput	$120,000	–	900	+100.0%	0.02%	–
OXY	New	OCCIDENTAL PETE CORP DELcall	$113,000	–	300	+100.0%	0.02%	–
WDC		WESTERN DIGITAL CORPput	$115,000	-72.1%	804	0.0%	0.02%	-65.3%
AIG	Sell	AMERICAN INTL GROUP INCput	$108,000	-31.6%	500	-28.6%	0.02%	-15.8%
X	New	UNITED STATES STL CORP NEWcall	$111,000	–	1,350	+100.0%	0.02%	–
CAT	New	CATERPILLAR INC DELcall	$105,000	–	150	+100.0%	0.02%	–
BEN	New	FRANKLIN RES INCput	$108,000	–	1,000	+100.0%	0.02%	–
LMT	New	LOCKHEED MARTIN CORPput	$102,000	–	450	+100.0%	0.02%	–
FLR	New	FLUOR CORP NEWcall	$98,000	–	186	+100.0%	0.02%	–
TWTR	New	TWITTER INC	$102,000	–	6,071	+100.0%	0.02%	–
FL	New	FOOT LOCKER INC	$103,000	–	2,922	+100.0%	0.02%	–
FMC	New	F M C CORPput	$89,000	–	303	+100.0%	0.01%	–
VRX	New	VALEANT PHARMACEUTICALS INTLcall	$78,000	–	1,000	+100.0%	0.01%	–
CIEN	New	CIENA CORPcall	$83,000	–	709	+100.0%	0.01%	–
MDT	New	MEDTRONIC PLCcall	$79,000	–	800	+100.0%	0.01%	–
BA	Sell	BOEING COput	$77,000	+71.1%	300	-33.0%	0.01%	+120.0%
DOV	New	DOVER CORPcall	$75,000	–	500	+100.0%	0.01%	–
MUR	New	MURPHY OIL CORPcall	$65,000	–	225	+100.0%	0.01%	–
JD	Sell	JD COM INCcall	$65,000	-84.5%	1,000	-50.0%	0.01%	-80.0%
CIEN	New	CIENA CORPput	$65,000	–	409	+100.0%	0.01%	–
SPY	New	SPDR S&P 500 ETF TRput	$69,000	–	500	+100.0%	0.01%	–
TAP	New	MOLSON COORS BREWING COcl b	$64,000	–	790	+100.0%	0.01%	–
KSU	New	KANSAS CITY SOUTHERNput	$58,000	–	400	+100.0%	0.01%	–
TSN	Buy	TYSON FOODS INCput	$59,000	-4.8%	2,900	+262.5%	0.01%	+28.6%
JCI		JOHNSON CTLS INTL PLCput	$57,000	-21.9%	1,000	0.0%	0.01%	-11.1%
MMM	New	3M COcall	$51,000	–	210	+100.0%	0.01%	–
HUN	New	HUNTSMAN CORPput	$56,000	–	1,528	+100.0%	0.01%	–
MAT	New	MATTEL INC	$55,000	–	3,540	+100.0%	0.01%	–
FLR	New	FLUOR CORP NEWput	$57,000	–	1,324	+100.0%	0.01%	–
JPM	New	JPMORGAN CHASE & COput	$52,000	–	350	+100.0%	0.01%	–
WDC	New	WESTERN DIGITAL CORPcall	$44,000	–	250	+100.0%	0.01%	–
FCAU	New	FIAT CHRYSLER AUTOMOBILES Nput	$45,000	–	500	+100.0%	0.01%	–
OXY	New	OCCIDENTAL PETE CORP DELput	$45,000	–	300	+100.0%	0.01%	–
BIIB		BIOGEN INCput	$49,000	-81.4%	300	0.0%	0.01%	-77.4%
GOLD		BARRICK GOLD CORPcall	$44,000	-58.9%	1,000	0.0%	0.01%	-46.2%
ETN		EATON CORP PLCcall	$48,000	-73.9%	559	0.0%	0.01%	-68.2%
MYL		MYLAN N Vput	$38,000	+322.2%	100	0.0%	0.01%	+500.0%
MUR	New	MURPHY OIL CORPput	$32,000	–	225	+100.0%	0.01%	–
GOLD		BARRICK GOLD CORPput	$33,000	-70.0%	1,000	0.0%	0.01%	-61.5%
MOMO	New	MOMO INCcall	$33,000	–	300	+100.0%	0.01%	–
GWW	New	GRAINGER W W INCput	$34,000	–	300	+100.0%	0.01%	–
MAT	New	MATTEL INCput	$24,000	–	102	+100.0%	0.00%	–
HSBC	New	HSBC HLDGS PLCput	$28,000	–	500	+100.0%	0.00%	–
NEM	New	NEWMONT MINING CORPcall	$26,000	–	70	+100.0%	0.00%	–
HAS	New	HASBRO INC	$25,000	–	255	+100.0%	0.00%	–
ETN	Sell	EATON CORP PLCput	$22,000	-88.8%	1,100	-35.3%	0.00%	-87.0%
MMM	Sell	3M COput	$21,000	-91.2%	90	-71.6%	0.00%	-89.3%
COP	New	CONOCOPHILLIPSput	$17,000	–	250	+100.0%	0.00%	–
TSCO	Buy	TRACTOR SUPPLY COput	$18,000	-91.9%	859	+13.2%	0.00%	-88.5%
PVH	New	PVH CORPput	$15,000	–	52	+100.0%	0.00%	–
JD	Sell	JD COM INCput	$12,000	-96.9%	100	-95.8%	0.00%	-95.7%
YELP	New	YELP INCcall	$15,000	–	50	+100.0%	0.00%	–
MCK	New	MCKESSON CORPcall	$13,000	–	10	+100.0%	0.00%	–
AMGN	Buy	AMGEN INCput	$14,000	-84.3%	800	+23.1%	0.00%	-81.8%
FL	New	FOOT LOCKER INCput	$14,000	–	112	+100.0%	0.00%	–
NEM	New	NEWMONT MINING CORPput	$7,000	–	70	+100.0%	0.00%	–
TAP	New	MOLSON COORS BREWING COput	$6,000	–	15	+100.0%	0.00%	–
MCK	New	MCKESSON CORPput	$4,000	–	10	+100.0%	0.00%	–
NOC		NORTHROP GRUMMAN CORPput	$6,000	-94.7%	200	0.0%	0.00%	-92.3%
MAT	New	MATTEL INCcall	$7,000	–	102	+100.0%	0.00%	–
TGT	Sell	TARGET CORPput	$6,000	-99.5%	2,000	-33.3%	0.00%	-99.4%
DOV	New	DOVER CORPput	$9,000	–	80	+100.0%	0.00%	–
WFC	New	WELLS FARGO CO NEWput	$6,000	–	250	+100.0%	0.00%	–
STX	Sell	SEAGATE TECHNOLOGY PLCcall	$4,000	-95.7%	24	-97.6%	0.00%	-90.9%
HUN	New	HUNTSMAN CORPcall	$7,000	–	28	+100.0%	0.00%	–
HAS	New	HASBRO INCput	$2,000	–	6	+100.0%	0.00%	–
TIF	New	TIFFANY & CO NEWcall	$1,000	–	20	+100.0%	0.00%	–
BBBY	New	BED BATH & BEYOND INCcall	$2,000	–	600	+100.0%	0.00%	–
UTX	Sell	UNITED TECHNOLOGIES CORP	$1,000	-99.9%	34	-99.6%	0.00%	-100.0%
VRSN	New	VERISIGN INCcall	$3,000	–	5	+100.0%	0.00%	–
VRSN	New	VERISIGN INCput	$1,000	–	5	+100.0%	0.00%	–
ZION	Sell	ZIONS BANCORPORATIONput	$2,000	-75.0%	100	-33.3%	0.00%	-100.0%
BABA		ALIBABA GROUP HLDG LTDput	$2,000	-83.3%	1,020	0.0%	0.00%	-100.0%
IR	Exit	INGERSOLL-RAND PLCput	$0	–	-42	-100.0%	0.00%	–
EL	Exit	LAUDER ESTEE COS INCput	$0	–	-260	-100.0%	0.00%	–
GM	New	GENERAL MTRS COput	$2,000	–	600	+100.0%	0.00%	–
C	Exit	CITIGROUP INCput	$0	–	-1,000	-100.0%	0.00%	–
A	Exit	AGILENT TECHNOLOGIES INCput	$0	–	-100	-100.0%	-0.00%	–
CAH	Exit	CARDINAL HEALTH INCput	$0	–	-161	-100.0%	-0.00%	–
UTX	Exit	UNITED TECHNOLOGIES CORPcall	$0	–	-34	-100.0%	-0.00%	–
ADM	Exit	ARCHER DANIELS MIDLAND COcall	$0	–	-45	-100.0%	-0.00%	–
CNC	Exit	CENTENE CORP DELput	$0	–	-101	-100.0%	-0.00%	–
PM	Exit	PHILIP MORRIS INTL INCcall	$0	–	-100	-100.0%	-0.00%	–
CSCO	Exit	CISCO SYS INCcall	$0	–	-628	-100.0%	-0.00%	–
M	Exit	MACYS INCput	$0	–	-300	-100.0%	-0.00%	–
LVS	Exit	LAS VEGAS SANDS CORPput	$0	–	-100	-100.0%	-0.00%	–
EMR	Exit	EMERSON ELEC COput	$0	–	-101	-100.0%	-0.00%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLCput	$0	–	-300	-100.0%	-0.00%	–
ITW	Exit	ILLINOIS TOOL WKS INCput	$0	–	-300	-100.0%	-0.00%	–
EA	Exit	ELECTRONIC ARTS INCput	$0	–	-50	-100.0%	-0.00%	–
UTX	Exit	UNITED TECHNOLOGIES CORPput	$0	–	-500	-100.0%	-0.00%	–
LULU	Exit	LULULEMON ATHLETICA INCput	$0	–	-600	-100.0%	-0.00%	–
EL	Exit	LAUDER ESTEE COS INCcall	$0	–	-260	-100.0%	-0.01%	–
LRCX	Exit	LAM RESEARCH CORPput	$0	–	-65	-100.0%	-0.01%	–
ADM	Exit	ARCHER DANIELS MIDLAND COput	$0	–	-415	-100.0%	-0.01%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG COput	$0	–	-1,000	-100.0%	-0.01%	–
EMO	Exit	CLEARBRIDGE ENERGY MLP OPP F	$0	–	-4,500	-100.0%	-0.01%	–
CSCO	Exit	CISCO SYS INCput	$0	–	-628	-100.0%	-0.01%	–
IR	Exit	INGERSOLL-RAND PLC	$0	–	-681	-100.0%	-0.01%	–
AIG	Exit	AMERICAN INTL GROUP INCcall	$0	–	-1,000	-100.0%	-0.01%	–
GMZ	Exit	GOLDMAN SACHS MLP INC OPP FD	$0	–	-7,700	-100.0%	-0.01%	–
CBA	Exit	CLEARBRIDGE AMERN ENERG MLP	$0	–	-8,300	-100.0%	-0.01%	–
CTR	Exit	CLEARBRIDGE ENERGY MLP TR FD	$0	–	-6,000	-100.0%	-0.01%	–
AVK	Exit	ADVENT CLAYMORE CV SECS & IN	$0	–	-4,700	-100.0%	-0.01%	–
MIE	Exit	COHEN & STEERS MLP INC & ENR	$0	–	-10,100	-100.0%	-0.01%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-7,200	-100.0%	-0.01%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INCput	$0	–	-1,000	-100.0%	-0.01%	–
ADX	Exit	ADAMS DIVERSIFIED EQUITY FD	$0	–	-7,400	-100.0%	-0.01%	–
NUV	Exit	NUVEEN MUN VALUE FD INC	$0	–	-12,100	-100.0%	-0.01%	–
REGN	Exit	REGENERON PHARMACEUTICALSput	$0	–	-100	-100.0%	-0.01%	–
CNC	Exit	CENTENE CORP DEL	$0	–	-1,473	-100.0%	-0.01%	–
CHY	Exit	CALAMOS CONV & HIGH INCOME F	$0	–	-12,000	-100.0%	-0.02%	–
C	Exit	CITIGROUP INC	$0	–	-2,114	-100.0%	-0.02%	–
LVS	Exit	LAS VEGAS SANDS CORP	$0	–	-2,541	-100.0%	-0.02%	–
CCD	Exit	CALAMOS DYNAMIC CONV & INCOM	$0	–	-8,500	-100.0%	-0.02%	–
M	Exit	MACYS INC	$0	–	-7,323	-100.0%	-0.02%	–
BTZ	Exit	BLACKROCK CR ALLCTN INC TR	$0	–	-13,400	-100.0%	-0.02%	–
CAH	Exit	CARDINAL HEALTH INC	$0	–	-2,346	-100.0%	-0.02%	–
ETW	Exit	EATON VANCE TXMGD GL BUYWR O	$0	–	-16,500	-100.0%	-0.02%	–
A	Exit	AGILENT TECHNOLOGIES INC	$0	–	-3,212	-100.0%	-0.02%	–
EDD	Exit	MORGAN STANLEY EM MKTS DM DE	$0	–	-25,700	-100.0%	-0.02%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-1,979	-100.0%	-0.02%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INCcall	$0	–	-750	-100.0%	-0.03%	–
EMR	Exit	EMERSON ELEC CO	$0	–	-3,850	-100.0%	-0.03%	–
BBN	Exit	BLACKROCK TAX MUNICPAL BD TR	$0	–	-10,200	-100.0%	-0.03%	–
URI	Exit	UNITED RENTALS INCput	$0	–	-800	-100.0%	-0.03%	–
MCD	Exit	MCDONALDS CORPput	$0	–	-1,400	-100.0%	-0.04%	–
VXX	Exit	BARCLAYS BK PLCipath s&p500 vix	$0	–	-23,273	-100.0%	-0.04%	–
CSCO	Exit	CISCO SYS INC	$0	–	-9,554	-100.0%	-0.04%	–
BA	Exit	BOEING COcall	$0	–	-300	-100.0%	-0.04%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHSput	$0	–	-1,500	-100.0%	-0.04%	–
BXMX	Exit	NUVEEN S&P 500 BUY-WRITE INC	$0	–	-25,700	-100.0%	-0.04%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-2,543	-100.0%	-0.04%	–
NKE	Exit	NIKE INCcl b	$0	–	-6,600	-100.0%	-0.05%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-4,500	-100.0%	-0.05%	–
PFE	Exit	PFIZER INC	$0	–	-11,700	-100.0%	-0.05%	–
COH	Exit	COACH INC	$0	–	-8,500	-100.0%	-0.05%	–
KORS	Exit	MICHAEL KORS HLDGS LTD	$0	–	-11,200	-100.0%	-0.05%	–
SKX	Exit	SKECHERS U S A INCcl a	$0	–	-13,900	-100.0%	-0.05%	–
DE	Exit	DEERE & COput	$0	–	-1,600	-100.0%	-0.05%	–
PTR	Exit	PETROCHINA CO LTDsponsored adr	$0	–	-7,040	-100.0%	-0.05%	–
GOOGL	Exit	ALPHABET INCput	$0	–	-125	-100.0%	-0.06%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLC	$0	–	-6,650	-100.0%	-0.07%	–
AMGN	Exit	AMGEN INCcall	$0	–	-400	-100.0%	-0.07%	–
JPC	Exit	NUVEEN PFD INCOME OPPRTNY FD	$0	–	-56,100	-100.0%	-0.07%	–
ITW	Exit	ILLINOIS TOOL WKS INC	$0	–	-4,158	-100.0%	-0.07%	–
ADM	Exit	ARCHER DANIELS MIDLAND CO	$0	–	-14,454	-100.0%	-0.07%	–
CEM	Exit	CLEARBRIDGE ENERGY MLP FD IN	$0	–	-42,000	-100.0%	-0.08%	–
HIX	Exit	WESTERN ASSET HIGH INCM FD I	$0	–	-89,800	-100.0%	-0.08%	–
VTA	Exit	INVESCO DYNAMIC CR OPP FD	$0	–	-54,500	-100.0%	-0.08%	–
STX	Exit	SEAGATE TECHNOLOGY PLCput	$0	–	-2,600	-100.0%	-0.08%	–
ETY	Exit	EATON VANCE TX MGD DIV EQ IN	$0	–	-62,100	-100.0%	-0.08%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG CO	$0	–	-11,200	-100.0%	-0.08%	–
HYT	Exit	BLACKROCK CORPOR HI YLD FD I	$0	–	-75,100	-100.0%	-0.10%	–
BCX	Exit	BLACKROCK RES & COMM STRAT T	$0	–	-104,600	-100.0%	-0.10%	–
GHY	Exit	PRUDENTIAL GLB SHT DUR HG YL	$0	–	-61,300	-100.0%	-0.11%	–
REGN	Exit	REGENERON PHARMACEUTICALS	$0	–	-1,899	-100.0%	-0.11%	–
JQC	Exit	NUVEEN CR STRATEGIES INCM FD	$0	–	-111,600	-100.0%	-0.11%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INCput	$0	–	-300	-100.0%	-0.12%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-231,600	-100.0%	-0.13%	–
BGB	Exit	BLACKSTONE GSO STRATEGIC CR	$0	–	-66,300	-100.0%	-0.13%	–
	Exit	LIBERTY INTERACTIVE LLCdeb 1.750% 9/3	$0	–	-1,000,000	-100.0%	-0.14%	–
ETN	Exit	EATON CORP PLC	$0	–	-20,924	-100.0%	-0.19%	–
ISD	Exit	PRUDENTIAL SHT DURATION HG Y	$0	–	-116,200	-100.0%	-0.21%	–
WDC	Exit	WESTERN DIGITAL CORP	$0	–	-25,948	-100.0%	-0.27%	–
MCD	Exit	MCDONALDS CORP	$0	–	-15,480	-100.0%	-0.28%	–
PCI	Exit	PIMCO DYNMIC CREDIT AND MRT	$0	–	-110,400	-100.0%	-0.29%	–
STX	Exit	SEAGATE TECHNOLOGY PLC	$0	–	-77,475	-100.0%	-0.36%	–
MMM	Exit	3M CO	$0	–	-15,745	-100.0%	-0.39%	–
X	Exit	UNITED STATES STL CORP NEW	$0	–	-169,764	-100.0%	-0.45%	–
PKX	Exit	POSCOsponsored adr	$0	–	-63,196	-100.0%	-0.47%	–
INFY	Exit	INFOSYS LTDsponsored adr	$0	–	-311,100	-100.0%	-0.54%	–
ASX	Exit	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$0	–	-775,800	-100.0%	-0.59%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-37,941	-100.0%	-0.70%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-106,430	-100.0%	-0.76%	–
DE	Exit	DEERE & CO	$0	–	-55,713	-100.0%	-0.82%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INC	$0	–	-17,106	-100.0%	-0.85%	–
MGI	Exit	MONEYGRAM INTL INC	$0	–	-425,417	-100.0%	-0.87%	–
TGT	Exit	TARGET CORP	$0	–	-182,666	-100.0%	-1.14%	–
MBBYF	Exit	MOBILEYE N V AMSTELVEEN	$0	–	-161,768	-100.0%	-1.21%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-93,727	-100.0%	-1.22%	–
UL	Exit	UNILEVER PLCspon adr new	$0	–	-194,900	-100.0%	-1.26%	–
PRXL	Exit	PAREXEL INTL CORP	$0	–	-143,311	-100.0%	-1.48%	–
SDRL	Exit	SEADRILL LIMITEDput	$0	–	-9,501,197	-100.0%	-1.78%	–
VALE	Exit	VALE S Aadr	$0	–	-2,415,425	-100.0%	-2.52%	–
	Exit	YAHOO INCnote 12/0	$0	–	-30,000,000	-100.0%	-4.07%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-1,120,800	-100.0%	-5.30%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$0	–	-1,808,684	-100.0%	-7.53%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-11-13

Signatures

The EDGAR filing(s) were signed by:

Elaine Davis — Chief Operating Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SUMITOMO MITSUI FINL GROUP I	23	Q3 2020	19.4%
INFOSYS LTD	21	Q4 2022	13.0%
TAIWAN SEMICONDUCTOR MFG LTD	20	Q4 2022	55.8%
MITSUBISHI UFJ FINL GROUP IN	20	Q3 2020	6.9%
ALPHABET INC	18	Q2 2023	42.2%
NOMURA HLDGS INC	18	Q2 2019	3.5%
KT CORP	17	Q3 2022	49.7%
ICICI BK LTD	16	Q4 2019	10.9%
DR REDDYS LABS LTD	16	Q4 2020	2.5%
SONY CORP	15	Q1 2019	9.1%

View NINE MASTS CAPITAL Ltd's complete holdings history.

Latest significant ownerships (13-D/G)

NINE MASTS CAPITAL Ltd Q3 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Black Spade Acquisition Co	July 24, 2023	482,662	6.9%
Duddell Street Acquisition Corp.^{Sold out}	July 26, 2022	0	0.0%

View NINE MASTS CAPITAL Ltd's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-08
SCHEDULE 13G/A	2024-01-31
13F-HR	2023-11-03
13F-HR	2023-08-10
SC 13G	2023-07-24
13F-HR	2023-05-12
13F-HR	2023-02-07
13F-HR	2022-10-25
13F-HR	2022-08-05
SC 13G/A	2022-07-26

View NINE MASTS CAPITAL Ltd's complete filings history.

All filings

View complete filings history.

Compare quarters

Export NINE MASTS CAPITAL Ltd's holdings