NINE MASTS CAPITAL Ltd Activity Q4 2014-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
HDB	Buy	HDFC BANK LTDsponsored ads	$30,587,656	+155.5%	518,347	+201.7%	21.97%	+139.6%
	New	POST HLDGS INCnote 2.500% 8/1	$9,965,000	–	10,000	–	7.16%	–
SPLK	New	SPLUNK INC	$7,312,500	–	50,000	–	5.25%	–
XPEV	Buy	XPENG INCads	$6,121,987	+2511.5%	342,665	+1765.6%	4.40%	+2342.8%
	Sell	UNITY SOFTWARE INCnote 11/1	$5,575,500	-30.6%	7,000	-30.0%	4.00%	-34.9%
	New	NIO INCnote 0.500% 2/0	$5,265,000	–	6,000	–	3.78%	–
	New	CONFLUENT INCnote 1/1	$3,282,400	–	4,000	–	2.36%	–
CCL	New	CARNIVAL CORPput	$1,545,000	–	3,000,000	–	1.11%	–
BHC	New	BAUSCH HEALTH COS INCput	$1,049,400	–	3,180,000	–	0.75%	–
	New	SK TELECOM LTDsponsored adr	$1,007,104	–	47,000	–	0.72%	–
MNSO	New	MINISO GROUP HLDG LTDsponsored ads	$974,902	–	36,667	–	0.70%	–
AAL	New	AMERICAN AIRLS GROUP INCput	$749,300	–	1,180,000	–	0.54%	–
TCOM	New	TRIP COM GROUP LTDads	$638,224	–	17,900	–	0.46%	–
	New	GRINDR INC	$575,000	–	100,000	–	0.41%	–
BGNE	New	BEIGENE LTDsponsored adr	$549,652	–	3,077	–	0.40%	–
BEKE	New	KE HLDGS INCsponsored ads	$434,541	–	27,200	–	0.31%	–
	New	STRIDE INCnote 1.125% 9/0	$422,200	–	400	–	0.30%	–
UAL	New	UNITED AIRLS HLDGS INCput	$138,480	–	577,000	–	0.10%	–
	Exit	BLACK SPADE ACQUISITION CO*w exp 07/16/202	$0	–	-247,750	–	-0.03%	–
YUMC	Exit	YUM CHINA HLDGS INC	$0	–	-7,408	–	-0.32%	–
BHP	Exit	BHP GROUP LTDsponsored ads	$0	–	-10,149	–	-0.47%	–
NTES	Exit	NETEASE INCsponsored ads	$0	–	-10,600	–	-0.79%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-7,700	–	-0.80%	–
	Exit	BLACK SPADE ACQUISITION CO	$0	–	-482,662	–	-3.82%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-47,916	–	-4.39%	–
	Exit	ETSY INCnote 0.125% 9/0	$0	–	-7,500	–	-4.82%	–
	Exit	LIVONGO HEALTH INCnote 0.875% 6/0	$0	–	-10,000	–	-6.96%	–
	Exit	SPLUNK INCnote 1.125% 9/1	$0	–	-18,000	–	-13.82%	–

Q2 2023

			Value		Shares		↓ Weighting
	New	SPLUNK INCnote 1.125% 9/1	$18,045,000	–	18,000	–	13.82%	–
	New	COINBASE GLOBAL INCnote 0.500% 6/0	$17,019,579	–	22,500	–	13.03%	–
	New	UBER TECHNOLOGIES INCnote 12/1	$14,672,424	–	16,000	–	11.24%	–
HDB	New	HDFC BANK LTDsponsored ads	$11,973,763	–	171,790	–	9.17%	–
	New	LIVONGO HEALTH INCnote 0.875% 6/0	$9,086,227	–	10,000	–	6.96%	–
	New	VNET GROUP INCnote 2/0	$8,580,000	–	11,000	–	6.57%	–
	New	UNITY SOFTWARE INCnote 11/1	$8,035,000	–	10,000	–	6.15%	–
	New	ETSY INCnote 0.125% 9/0	$6,288,967	–	7,500	–	4.82%	–
	New	BLOCK INCnote 5/0	$6,232,500	–	7,500	–	4.77%	–
GOOGL	New	ALPHABET INCcap stk cl a	$5,735,545	–	47,916	–	4.39%	–
	New	BLACK SPADE ACQUISITION CO	$4,990,725	–	482,662	–	3.82%	–
FOX	New	FOX CORP	$4,571,782	–	143,361	–	3.50%	–
	New	ISRAEL ACQUISITIONS CORPunit 12/12/2027	$4,196,000	–	400,000	–	3.21%	–
	New	BLOCK INCnote 0.125% 3/0	$3,790,000	–	4,000	–	2.90%	–
	New	CLEAN EARTH ACQUISITIONS COR	$3,060,108	–	291,995	–	2.34%	–
BIDU	New	BAIDU INCspon adr rep a	$1,044,028	–	7,700	–	0.80%	–
NTES	New	NETEASE INCsponsored ads	$1,032,200	–	10,600	–	0.79%	–
BHP	New	BHP GROUP LTDsponsored ads	$608,515	–	10,149	–	0.47%	–
YUMC	New	YUM CHINA HLDGS INC	$417,507	–	7,408	–	0.32%	–
WOPEY	New	WOODSIDE ENERGY GROUP LTDsponsored adr	$285,028	–	12,420	–	0.22%	–
	New	GRINDR INC*w exp 11/18/202	$285,030	–	407,186	–	0.22%	–
XPEV	New	XPENG INCads	$234,420	–	18,368	–	0.18%	–
	New	FISCALNOTE HOLDINGS INC*w exp 07/29/202	$180,563	–	408,052	–	0.14%	–
WIT	New	WIPRO LTDspon adr 1 sh	$60,939	–	12,763	–	0.05%	–
	New	CLEAN EARTH ACQUISITIONS CORright 01/01/2027	$38,973	–	299,795	–	0.03%	–
	New	BLACK SPADE ACQUISITION CO*w exp 07/16/202	$38,699	–	247,750	–	0.03%	–
	New	MARIADB PLC*w exp 12/16/202	$37,509	–	288,530	–	0.03%	–
	New	PRENETICS GLOBAL LTD*w exp 05/18/202	$29,504	–	362,456	–	0.02%	–
	New	CLEAN EARTH ACQUISITIONS COR*w exp 99/99/999	$5,203	–	149,097	–	0.00%	–
CONXW	New	CONX CORP*w exp 10/30/202	$4,914	–	27,300	–	0.00%	–
HHLAWS	New	HH&L ACQUISITION CO*w exp 02/04/202	$1,644	–	82,180	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
HHLAWS	Exit	HH&L ACQUISITION CO*w exp 02/04/202	$0	–	-48,000	–	-0.00%	–
CONXW	Exit	CONX CORP*w exp 10/30/202	$0	–	-30,000	–	-0.00%	–
BTWNW	Exit	BRIDGETOWN HOLDINGS LTD*w exp 09/30/202	$0	–	-52,488	–	-0.00%	–
KAHCWS	Exit	KKR ACQUISITION HOLDING I CO*w exp 03/17/202	$0	–	-93,591	–	-0.00%	–
SVFAW	Exit	SVF INVESTMENT CORP*w exp 12/20/202	$0	–	-140,100	–	-0.01%	–
	Exit	PRENETICS GLOBAL LTDclass a ord	$0	–	-15,646	–	-0.02%	–
WIT	Exit	WIPRO LTDspon adr 1 sh	$0	–	-12,763	–	-0.02%	–
PONDWS	Exit	ANGEL POND HOLDINGS CORP*w exp 99/99/999	$0	–	-288,630	–	-0.03%	–
	Exit	PRENETICS GLOBAL LTD*w exp 05/18/202	$0	–	-363,556	–	-0.06%	–
NIO	Exit	NIO INCspon ads	$0	–	-10,000	–	-0.06%	–
TINVWS	Exit	TIGA ACQUISITION CORP*w exp 11/06/202	$0	–	-245,988	–	-0.07%	–
HTHT	Exit	H WORLD GROUP LTDsponsored ads	$0	–	-6,000	–	-0.08%	–
KT	Exit	KT CORPsponsored adr	$0	–	-20,000	–	-0.09%	–
UVXY	Exit	PROSHARES TR IIultra vix short	$0	–	-20,000	–	-0.10%	–
	Exit	FISCALNOTE HOLDINGS INC*w exp 07/29/202	$0	–	-429,783	–	-0.14%	–
PSAGU	Exit	PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$0	–	-63,174	–	-0.24%	–
BHP	Exit	BHP GROUP LTDsponsored ads	$0	–	-13,185	–	-0.25%	–
ZTO	Exit	ZTO EXPRESS CAYMAN INCsponsored ads a	$0	–	-30,000	–	-0.28%	–
BEKE	Exit	KE HLDGS INCsponsored ads	$0	–	-43,603	–	-0.28%	–
HHLAU	Exit	HH&L ACQUISITION COunit 99/99/9999	$0	–	-104,160	–	-0.40%	–
SVFA	Exit	SVF INVESTMENT CORP	$0	–	-145,467	–	-0.56%	–
	Exit	SK TELECOM LTDsponsored adr	$0	–	-75,185	–	-0.57%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-29,738	–	-0.58%	–
	Exit	REDFIN CORPnote 10/1	$0	–	-3,000	–	-0.69%	–
	Exit	BLOCK INCnote 0.250%11/0	$0	–	-2,500	–	-0.70%	–
ETSY	Exit	ETSY INC	$0	–	-22,700	–	-0.88%	–
WOPEY	Exit	WOODSIDE ENERGY GROUP LTDsponsored adr	$0	–	-119,316	–	-0.94%	–
	Exit	CLEAN EARTH ACQUISITIONS CORunit 12/09/2026	$0	–	-299,995	–	-1.16%	–
TINV	Exit	TIGA ACQUISITION CORP	$0	–	-392,984	–	-1.58%	–
UMC	Exit	UNITED MICROELECTRONICS CORPspon adr new	$0	–	-732,362	–	-1.60%	–
HDB	Exit	HDFC BANK LTDsponsored ads	$0	–	-84,700	–	-1.72%	–
	Exit	BLACK SPADE ACQUISITION COunit 99/99/9999	$0	–	-496,800	–	-1.89%	–
	Exit	COINBASE GLOBAL INCnote 0.500% 6/0	$0	–	-11,000	–	-2.83%	–
POND	Exit	ANGEL POND HOLDINGS CORP	$0	–	-865,890	–	-3.29%	–
	Exit	VNET GROUP INCnote 2/0	$0	–	-11,000	–	-3.67%	–
	Exit	BLOCK INCnote 5/0	$0	–	-12,500	–	-3.80%	–
	Exit	COUPA SOFTWARE INCnote 0.125% 6/1	$0	–	-12,000	–	-3.94%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-131,169	–	-4.03%	–
	Exit	UBER TECHNOLOGIES INCnote 12/1	$0	–	-16,000	–	-5.17%	–
	Exit	BLOCK INCnote 0.125% 3/0	$0	–	-18,000	–	-6.35%	–
FOX	Exit	FOX CORP	$0	–	-1,002,776	–	-11.06%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-508,773	–	-13.50%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-739,456	–	-27.36%	–

Q3 2022

			Value		Shares		↓ Weighting
GOOGL	Buy	ALPHABET INCcap stk cl a	$70,729,000	+92.9%	739,456	+4295.0%	27.36%	+179.5%
TSM	Sell	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$34,881,000	-78.3%	508,773	-74.2%	13.50%	-68.6%
FOX	Sell	FOX CORP	$28,579,000	-4.1%	1,002,776	-0.1%	11.06%	+38.9%
	New	BLOCK INCnote 0.125% 3/0	$16,403,000	–	18,000	–	6.35%	–
	New	UBER TECHNOLOGIES INCnote 12/1	$13,359,000	–	16,000	–	5.17%	–
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$10,420,000	-68.3%	131,169	-54.4%	4.03%	-54.0%
	New	COUPA SOFTWARE INCnote 0.125% 6/1	$10,182,000	–	12,000	–	3.94%	–
	New	BLOCK INCnote 5/0	$9,819,000	–	12,500	–	3.80%	–
	New	COINBASE GLOBAL INCnote 0.500% 6/0	$7,321,000	–	11,000	–	2.83%	–
	Sell	BLACK SPADE ACQUISITION COunit 99/99/9999	$4,889,000	+0.0%	496,800	-0.6%	1.89%	+44.9%
HDB	Sell	HDFC BANK LTDsponsored ads	$4,453,000	-70.6%	84,700	-69.2%	1.72%	-57.4%
UMC	New	UNITED MICROELECTRONICS CORPspon adr new	$4,123,000	–	732,362	–	1.60%	–
	Sell	CLEAN EARTH ACQUISITIONS CORunit 12/09/2026	$3,000,000	-0.2%	299,995	-0.0%	1.16%	+44.6%
WOPEY	Sell	WOODSIDE ENERGY GROUP LTDsponsored adr	$2,420,000	-14.8%	119,316	-9.5%	0.94%	+23.3%
ETSY	New	ETSY INC	$2,273,000	–	22,700	–	0.88%	–
	New	BLOCK INCnote 0.250%11/0	$1,800,000	–	2,500	–	0.70%	–
	New	REDFIN CORPnote 10/1	$1,776,000	–	3,000	–	0.69%	–
JD	Sell	JD.COM INCspon adr cl a	$1,505,000	-72.7%	29,738	-65.2%	0.58%	-60.4%
	New	SK TELECOM LTDsponsored adr	$1,482,000	–	75,185	–	0.57%	–
SVFA	Sell	SVF INVESTMENT CORP	$1,449,000	-81.6%	145,467	-81.8%	0.56%	-73.4%
HHLAU	Sell	HH&L ACQUISITION COunit 99/99/9999	$1,036,000	-15.6%	104,160	-16.2%	0.40%	+22.3%
BEKE	Sell	KE HLDGS INCsponsored ads	$723,000	-27.0%	43,603	-21.9%	0.28%	+6.1%
ZTO	New	ZTO EXPRESS CAYMAN INCsponsored ads a	$720,000	–	30,000	–	0.28%	–
BHP	New	BHP GROUP LTDsponsored ads	$651,000	–	13,185	–	0.25%	–
	New	FISCALNOTE HOLDINGS INC*w exp 07/29/202	$367,000	–	429,783	–	0.14%	–
UVXY	Sell	PROSHARES TR IIultra vix short	$257,000	-55.8%	20,000	-50.0%	0.10%	-36.1%
HTHT	Sell	H WORLD GROUP LTDsponsored ads	$209,000	-87.0%	6,000	-85.5%	0.08%	-81.1%
TINVWS	Sell	TIGA ACQUISITION CORP*w exp 11/06/202	$170,000	+42.9%	245,988	-1.0%	0.07%	+106.2%
NIO	Sell	NIO INCspon ads	$155,000	-50.2%	10,000	-29.6%	0.06%	-27.7%
	Sell	PRENETICS GLOBAL LTD*w exp 05/18/202	$148,000	-2.6%	363,556	-0.8%	0.06%	+39.0%
	Sell	PRENETICS GLOBAL LTDclass a ord	$59,000	-70.8%	15,646	-68.7%	0.02%	-57.4%
SVFAW	Sell	SVF INVESTMENT CORP*w exp 12/20/202	$24,000	-29.4%	140,100	-0.1%	0.01%	0.0%
BTWNW	Sell	BRIDGETOWN HOLDINGS LTD*w exp 09/30/202	$7,000	-50.0%	52,488	-12.0%	0.00%	-25.0%
AVPTW	Exit	AVEPOINT INC*w exp 09/18/202	$0	–	-20,800	–	-0.00%	–
AGACU	Exit	AFRICAN GOLD ACQUISITION CORunit 99/99/9999	$0	–	-10,400	–	-0.03%	–
GDS	Exit	GDS HLDGS LTDsponsored ads	$0	–	-6,157	–	-0.06%	–
DSACW	Exit	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$0	–	-482,001	–	-0.09%	–
BTWN	Exit	BRIDGETOWN HOLDINGS LTD	$0	–	-49,185	–	-0.13%	–
BGNE	Exit	BEIGENE LTDsponsored adr	$0	–	-3,469	–	-0.15%	–
IPOD	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-69,358	–	-0.18%	–
HHLA	Exit	HH&L ACQUISITION CO	$0	–	-96,000	–	-0.25%	–
SVFB	Exit	SVF INVESTMENT CORP 2	$0	–	-100,000	–	-0.26%	–
TCOM	Exit	TRIP COM GROUP LTDads	$0	–	-72,774	–	-0.55%	–
XPEV	Exit	XPENG INCads	$0	–	-68,500	–	-0.59%	–
YUMC	Exit	YUM CHINA HLDGS INC	$0	–	-60,050	–	-0.78%	–
KAHC	Exit	KKR ACQUISITION HOLDING I CO	$0	–	-374,364	–	-0.98%	–
GOBI	Exit	GOBI ACQUISITION CORP	$0	–	-500,000	–	-1.33%	–
DSAC	Exit	DUDDELL STREET ACQUISITN CORcl a	$0	–	-774,432	–	-2.05%	–
LI	Exit	LI AUTO INCsponsored ads	$0	–	-489,944	–	-5.10%	–

Q2 2022

			Value		Shares		↓ Weighting
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$160,945,000	–	1,968,744	–	42.98%	–
GOOGL	New	ALPHABET INCcap stk cl a	$36,666,000	–	16,825	–	9.79%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$32,846,000	–	287,934	–	8.77%	–
FOX	New	FOX CORP	$29,809,000	–	1,003,676	–	7.96%	–
LI	New	LI AUTO INCsponsored ads	$19,092,000	–	489,944	–	5.10%	–
HDB	New	HDFC BANK LTDsponsored ads	$15,130,000	–	275,299	–	4.04%	–
	New	VNET GROUP INCnote 2/0	$9,062,000	–	11,000	–	2.42%	–
POND	New	ANGEL POND HOLDINGS CORP	$8,494,000	–	865,890	–	2.27%	–
SVFA	New	SVF INVESTMENT CORP	$7,888,000	–	800,000	–	2.11%	–
DSAC	New	DUDDELL STREET ACQUISITN CORcl a	$7,682,000	–	774,432	–	2.05%	–
JD	New	JD.COM INCspon adr cl a	$5,507,000	–	85,474	–	1.47%	–
GOBI	New	GOBI ACQUISITION CORP	$4,965,000	–	500,000	–	1.33%	–
	New	BLACK SPADE ACQUISITION COunit 99/99/9999	$4,888,000	–	500,000	–	1.30%	–
TINV	New	TIGA ACQUISITION CORP	$4,036,000	–	392,984	–	1.08%	–
KAHC	New	KKR ACQUISITION HOLDING I CO	$3,665,000	–	374,364	–	0.98%	–
	New	CLEAN EARTH ACQUISITIONS CORunit 12/09/2026	$3,006,000	–	300,000	–	0.80%	–
YUMC	New	YUM CHINA HLDGS INC	$2,929,000	–	60,050	–	0.78%	–
WOPEY	New	WOODSIDE ENERGY GROUP LTDsponsored adr	$2,842,000	–	131,795	–	0.76%	–
XPEV	New	XPENG INCads	$2,207,000	–	68,500	–	0.59%	–
TCOM	New	TRIP COM GROUP LTDads	$2,055,000	–	72,774	–	0.55%	–
HTHT	New	HUAZHU GROUP LTDsponsored ads	$1,602,000	–	41,365	–	0.43%	–
HHLAU	New	HH&L ACQUISITION COunit 99/99/9999	$1,227,000	–	124,360	–	0.33%	–
BEKE	New	KE HLDGS INCsponsored ads	$990,000	–	55,847	–	0.26%	–
SVFB	New	SVF INVESTMENT CORP 2	$982,000	–	100,000	–	0.26%	–
HHLA	New	HH&L ACQUISITION CO	$943,000	–	96,000	–	0.25%	–
IPOD	New	SOCIAL CAPITAL HEDOSOPHA HLD	$689,000	–	69,358	–	0.18%	–
PSAGU	New	PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$616,000	–	63,174	–	0.16%	–
UVXY	New	PROSHARES TR IIultra vix short	$581,000	–	40,000	–	0.16%	–
BGNE	New	BEIGENE LTDsponsored adr	$566,000	–	3,469	–	0.15%	–
BTWN	New	BRIDGETOWN HOLDINGS LTD	$488,000	–	49,185	–	0.13%	–
DSACW	New	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$342,000	–	482,001	–	0.09%	–
NIO	New	NIO INCspon ads	$311,000	–	14,199	–	0.08%	–
KT	New	KT CORPsponsored adr	$279,000	–	20,000	–	0.08%	–
GDS	New	GDS HLDGS LTDsponsored ads	$207,000	–	6,157	–	0.06%	–
	New	PRENETICS GLOBAL LTDclass a ord	$202,000	–	49,949	–	0.05%	–
	New	PRENETICS GLOBAL LTD*w exp 05/18/202	$152,000	–	366,666	–	0.04%	–
PONDWS	New	ANGEL POND HOLDINGS CORP*w exp 99/99/999	$144,000	–	288,630	–	0.04%	–
TINVWS	New	TIGA ACQUISITION CORP*w exp 11/06/202	$119,000	–	248,553	–	0.03%	–
AGACU	New	AFRICAN GOLD ACQUISITION CORunit 99/99/9999	$103,000	–	10,400	–	0.03%	–
WIT	New	WIPRO LTDspon adr 1 sh	$68,000	–	12,763	–	0.02%	–
SVFAW	New	SVF INVESTMENT CORP*w exp 12/20/202	$34,000	–	140,200	–	0.01%	–
KAHCWS	New	KKR ACQUISITION HOLDING I CO*w exp 03/17/202	$34,000	–	93,591	–	0.01%	–
BTWNW	New	BRIDGETOWN HOLDINGS LTD*w exp 09/30/202	$14,000	–	59,638	–	0.00%	–
AVPTW	New	AVEPOINT INC*w exp 09/18/202	$14,000	–	20,800	–	0.00%	–
HHLAWS	New	HH&L ACQUISITION CO*w exp 02/04/202	$8,000	–	48,000	–	0.00%	–
CONXW	New	CONX CORP*w exp 10/30/202	$5,000	–	30,000	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
HHLAWS	Exit	HH&L ACQUISITION CO*w exp 02/04/202	$0	–	-48,000	–	-0.01%	–
CONXW	Exit	CONX CORP*w exp 10/30/202	$0	–	-30,000	–	-0.01%	–
AVPTW	Exit	AVEPOINT INC*w exp 09/18/202	$0	–	-20,800	–	-0.02%	–
BTWNW	Exit	BRIDGETOWN HOLDINGS LTD*w exp 09/30/202	$0	–	-59,638	–	-0.03%	–
KAHCWS	Exit	KKR ACQUISITION HOLDING I CO*w exp 99/99/999	$0	–	-93,591	–	-0.03%	–
SVFAW	Exit	SVF INVESTMENT CORP*w exp 12/20/202	$0	–	-140,200	–	-0.05%	–
TINVWS	Exit	TIGA ACQUISITION CORP*w exp 11/06/202	$0	–	-275,000	–	-0.07%	–
AGACU	Exit	AFRICAN GOLD ACQUISITION CORunit 99/99/9999	$0	–	-22,062	–	-0.08%	–
DSACW	Exit	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$0	–	-499,800	–	-0.13%	–
	Exit	ARTISAN ACQUISITION CORP*w exp 03/26/202	$0	–	-366,666	–	-0.16%	–
BTWN	Exit	BRIDGETOWN HOLDINGS LTD	$0	–	-49,185	–	-0.18%	–
ORGN	Exit	ORIGIN MATERIALS INC	$0	–	-91,800	–	-0.24%	–
PSAGU	Exit	PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$0	–	-71,294	–	-0.26%	–
IPOD	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-69,758	–	-0.27%	–
BGNE	Exit	BEIGENE LTDsponsored adr	$0	–	-2,248	–	-0.31%	–
HHLA	Exit	HH&L ACQUISITION CO	$0	–	-96,000	–	-0.35%	–
SVFB	Exit	SVF INVESTMENT CORP 2	$0	–	-100,000	–	-0.37%	–
SVFC	Exit	SVF INVESTMENT CORP 3	$0	–	-100,000	–	-0.37%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-13,923	–	-0.38%	–
	Exit	JOYY INCnote 1.375% 6/1	$0	–	-1,500	–	-0.53%	–
HHLAU	Exit	HH&L ACQUISITION COunit 99/99/9999	$0	–	-175,125	–	-0.66%	–
	Exit	JOYY INCnote 0.750% 6/1	$0	–	-2,000	–	-0.71%	–
AMCR	Exit	AMCOR PLCord	$0	–	-192,611	–	-0.84%	–
HDB	Exit	HDFC BANK LTDsponsored ads	$0	–	-37,685	–	-1.04%	–
RYAAY	Exit	RYANAIR HOLDINGS PLCsponsored ads	$0	–	-29,777	–	-1.24%	–
KAHC	Exit	KKR ACQUISITION HOLDING I CO	$0	–	-374,364	–	-1.38%	–
GOBI	Exit	GOBI ACQUISITION CORP	$0	–	-500,000	–	-1.82%	–
	Exit	BLACK SPADE ACQUISITION COunit 99/99/9999	$0	–	-500,000	–	-1.87%	–
INFY	Exit	INFOSYS LTDsponsored adr	$0	–	-224,180	–	-1.88%	–
TINV	Exit	TIGA ACQUISITION CORP	$0	–	-539,583	–	-2.06%	–
BILI	Exit	BILIBILI INCspons ads rep z	$0	–	-89,000	–	-2.18%	–
BHP	Exit	BHP GROUP LTDsponsored ads	$0	–	-125,323	–	-2.53%	–
SVFA	Exit	SVF INVESTMENT CORP	$0	–	-701,000	–	-2.58%	–
WIT	Exit	WIPRO LTDspon adr 1 sh	$0	–	-851,232	–	-2.83%	–
DSAC	Exit	DUDDELL STREET ACQUISITN CORcl a	$0	–	-774,432	–	-2.85%	–
PONDU	Exit	ANGEL POND HOLDINGS CORPunit 99/99/9999	$0	–	-899,242	–	-3.36%	–
	Exit	IQIYI INCnote 3.750%12/0	$0	–	-10,000	–	-3.73%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-68,072	–	-3.75%	–
	Exit	ARTISAN ACQUISITION CORP	$0	–	-1,100,000	–	-4.11%	–
	Exit	PINDUODUO INCnote 12/0	$0	–	-42,500	–	-14.90%	–
FOX	Exit	FOX CORP	$0	–	-1,079,622	–	-15.11%	–
	Exit	SEA LTDnote 0.250% 9/1	$0	–	-64,500	–	-24.73%	–

Q3 2021

			Value		Shares		↓ Weighting
	New	SEA LTDnote 0.250% 9/1	$65,597,000	–	64,500	–	24.73%	–
FOX	Buy	FOX CORP	$40,076,000	+34.8%	1,079,622	+27.8%	15.11%	-28.4%
	Buy	PINDUODUO INCnote 12/0	$39,525,000	+70.2%	42,500	+88.9%	14.90%	-9.6%
	New	ARTISAN ACQUISITION CORP	$10,912,000	–	1,100,000	–	4.11%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$9,947,000	–	68,072	–	3.75%	–
	Buy	IQIYI INCnote 3.750%12/0	$9,885,000	+40.7%	10,000	+42.9%	3.73%	-25.3%
PONDU	Sell	ANGEL POND HOLDINGS CORPunit 99/99/9999	$8,902,000	-1.2%	899,242	-0.2%	3.36%	-47.5%
DSAC	Sell	DUDDELL STREET ACQUISITN CORcl a	$7,566,000	-1.2%	774,432	-39.3%	2.85%	-47.6%
WIT	Buy	WIPRO LTDspon adr 1 sh	$7,516,000	+14.0%	851,232	+0.8%	2.83%	-39.5%
SVFA	New	SVF INVESTMENT CORP	$6,842,000	–	701,000	–	2.58%	–
BHP	New	BHP GROUP LTDsponsored ads	$6,707,000	–	125,323	–	2.53%	–
BILI	New	BILIBILI INCspons ads rep z	$5,796,000	–	89,000	–	2.18%	–
TINV	Sell	TIGA ACQUISITION CORP	$5,466,000	-8.6%	539,583	-36.3%	2.06%	-51.5%
INFY	New	INFOSYS LTDsponsored adr	$4,988,000	–	224,180	–	1.88%	–
	New	BLACK SPADE ACQUISITION COunit 99/99/9999	$4,960,000	–	500,000	–	1.87%	–
KAHC	New	KKR ACQUISITION HOLDING I CO	$3,650,000	–	374,364	–	1.38%	–
RYAAY	Sell	RYANAIR HOLDINGS PLCsponsored ads	$3,277,000	-43.0%	29,777	-44.0%	1.24%	-69.8%
HDB	New	HDFC BANK LTDsponsored ads	$2,754,000	–	37,685	–	1.04%	–
AMCR	New	AMCOR PLCord	$2,232,000	–	192,611	–	0.84%	–
	New	JOYY INCnote 0.750% 6/1	$1,880,000	–	2,000	–	0.71%	–
HHLAU	Sell	HH&L ACQUISITION COunit 99/99/9999	$1,739,000	-56.7%	175,125	-56.0%	0.66%	-77.0%
	New	JOYY INCnote 1.375% 6/1	$1,395,000	–	1,500	–	0.53%	–
JD	New	JD.COM INCspon adr cl a	$1,013,000	–	13,923	–	0.38%	–
HHLA	New	HH&L ACQUISITION CO	$933,000	–	96,000	–	0.35%	–
BGNE	New	BEIGENE LTDsponsored adr	$830,000	–	2,248	–	0.31%	–
IPOD	Sell	SOCIAL CAPITAL HEDOSOPHA HLD	$707,000	-68.2%	69,758	-0.9%	0.27%	-83.1%
PSAGU	Sell	PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$702,000	-3.0%	71,294	-1.7%	0.26%	-48.4%
ORGN	Sell	ORIGIN MATERIALS INC	$625,000	-23.8%	91,800	-8.2%	0.24%	-59.5%
BTWN	New	BRIDGETOWN HOLDINGS LTD	$483,000	–	49,185	–	0.18%	–
	New	ARTISAN ACQUISITION CORP*w exp 03/26/202	$418,000	–	366,666	–	0.16%	–
DSACW	New	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$335,000	–	499,800	–	0.13%	–
AGACU	Sell	AFRICAN GOLD ACQUISITION CORunit 99/99/9999	$223,000	-37.2%	22,062	-37.1%	0.08%	-66.7%
TINVWS	New	TIGA ACQUISITION CORP*w exp 11/06/202	$193,000	–	275,000	–	0.07%	–
SVFAW	New	SVF INVESTMENT CORP*w exp 12/20/202	$140,000	–	140,200	–	0.05%	–
KAHCWS	New	KKR ACQUISITION HOLDING I CO*w exp 99/99/999	$90,000	–	93,591	–	0.03%	–
BTWNW	New	BRIDGETOWN HOLDINGS LTD*w exp 09/30/202	$74,000	–	59,638	–	0.03%	–
AVPTW	New	AVEPOINT INC*w exp 09/18/202	$41,000	–	20,800	–	0.02%	–
HHLAWS	New	HH&L ACQUISITION CO*w exp 02/04/202	$22,000	–	48,000	–	0.01%	–
KURIW	Exit	ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202	$0	–	-12,550	–	-0.01%	–
BTWNU	Exit	BRIDGETOWN HOLDINGS LTDunit 10/15/2025	$0	–	-47,925	–	-0.22%	–
SNOW	Exit	SNOWFLAKE INCcl a	$0	–	-2,000	–	-0.34%	–
KURI	Exit	ALKURI GLOBAL ACQUISITION CO	$0	–	-50,203	–	-0.35%	–
PTON	Exit	PELOTON INTERACTIVE INC	$0	–	-4,150	–	-0.37%	–
KT	Exit	KT CORPsponsored adr	$0	–	-54,352	–	-0.54%	–
BTNB	Exit	BRIDGETOWN 2 HOLDINGS LTDcl a	$0	–	-138,214	–	-0.75%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-7,500	–	-1.10%	–
TINVU	Exit	TIGA ACQUISITION CORPunit 99/99/9999	$0	–	-83,600	–	-1.27%	–
AMZN	Exit	AMAZON COM INC	$0	–	-570	–	-1.39%	–
KAHCU	Exit	KKR ACQUISITION HOLDING I COunit 99/99/9999	$0	–	-374,364	–	-2.67%	–
SVFAU	Exit	SVF INVESTMENT CORPunit 12/20/2025	$0	–	-701,000	–	-5.06%	–
ARTAU	Exit	ARTISAN ACQUISITION CORPunit 03/26/2026	$0	–	-1,100,000	–	-7.78%	–

Q2 2021

			Value		Shares		↓ Weighting
FOX	New	FOX CORP	$29,737,000	–	844,795	–	21.11%	–
	New	PINDUODUO INCnote 12/0	$23,220,000	–	22,500	–	16.48%	–
ARTAU	New	ARTISAN ACQUISITION CORPunit 03/26/2026	$10,956,000	–	1,100,000	–	7.78%	–
PONDU	New	ANGEL POND HOLDINGS CORPunit 99/99/9999	$9,007,000	–	900,662	–	6.39%	–
DSAC	New	DUDDELL STREET ACQUISITN CORcl a	$7,661,000	–	1,275,190	–	5.44%	–
SVFAU	New	SVF INVESTMENT CORPunit 12/20/2025	$7,133,000	–	701,000	–	5.06%	–
	New	IQIYI INCnote 3.750%12/0	$7,028,000	–	7,000	–	4.99%	–
WIT	New	WIPRO LTDspon adr 1 sh	$6,594,000	–	844,318	–	4.68%	–
TINV	New	TIGA ACQUISITION CORP	$5,983,000	–	847,500	–	4.25%	–
RYAAY	New	RYANAIR HOLDINGS PLCsponsored ads	$5,754,000	–	53,173	–	4.08%	–
GOBI	New	GOBI ACQUISITION CORP	$4,925,000	–	500,000	–	3.50%	–
HHLAU	New	HH&L ACQUISITION COunit 99/99/9999	$4,018,000	–	398,232	–	2.85%	–
KAHCU	New	KKR ACQUISITION HOLDING I COunit 99/99/9999	$3,759,000	–	374,364	–	2.67%	–
IPOD	New	SOCIAL CAPITAL HEDOSOPHA HLD	$2,223,000	–	70,358	–	1.58%	–
AMZN	New	AMAZON COM INC	$1,961,000	–	570	–	1.39%	–
TINVU	New	TIGA ACQUISITION CORPunit 99/99/9999	$1,783,000	–	83,600	–	1.27%	–
NXPI	New	NXP SEMICONDUCTORS N V	$1,543,000	–	7,500	–	1.10%	–
BTNB	New	BRIDGETOWN 2 HOLDINGS LTDcl a	$1,055,000	–	138,214	–	0.75%	–
SVFC	New	SVF INVESTMENT CORP 3	$994,000	–	100,000	–	0.71%	–
SVFB	New	SVF INVESTMENT CORP 2	$995,000	–	100,000	–	0.71%	–
ORGN	New	ORIGIN MATERIALS INC	$820,000	–	100,000	–	0.58%	–
KT	New	KT CORPsponsored adr	$767,000	–	54,352	–	0.54%	–
PSAGU	New	PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$724,000	–	72,513	–	0.51%	–
PTON	New	PELOTON INTERACTIVE INC	$515,000	–	4,150	–	0.37%	–
KURI	New	ALKURI GLOBAL ACQUISITION CO	$497,000	–	50,203	–	0.35%	–
SNOW	New	SNOWFLAKE INCcl a	$484,000	–	2,000	–	0.34%	–
AGACU	New	AFRICAN GOLD ACQUISITION CORunit 99/99/9999	$355,000	–	35,087	–	0.25%	–
BTWNU	New	BRIDGETOWN HOLDINGS LTDunit 10/15/2025	$314,000	–	47,925	–	0.22%	–
CONXW	New	CONX CORP*w exp 10/30/202	$41,000	–	30,000	–	0.03%	–
KURIW	New	ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202	$18,000	–	12,550	–	0.01%	–

Q4 2020

			Value		Shares		↓ Weighting
UMC	Exit	UNITED MICROELECTRONICS CORPspon adr new	$0	–	-10,800	–	-0.04%	–
XLE	Exit	SELECT SECTOR SPDR TRenergy	$0	–	-2,240	–	-0.05%	–
NOC	Exit	NORTHROP GRUMMAN CORPcall	$0	–	-15,000	–	-0.06%	–
MRK	Exit	MERCK & CO. INCcall	$0	–	-57,700	–	-0.08%	–
KO	Exit	COCA COLA COcall	$0	–	-100,000	–	-0.11%	–
MRK	Exit	MERCK & CO. INCput	$0	–	-57,700	–	-0.13%	–
JNJ	Exit	JOHNSON & JOHNSONput	$0	–	-40,000	–	-0.14%	–
KO	Exit	COCA COLA COput	$0	–	-100,000	–	-0.15%	–
ORCL	Exit	ORACLE CORPcall	$0	–	-100,000	–	-0.15%	–
MMM	Exit	3M COcall	$0	–	-35,000	–	-0.17%	–
ORCL	Exit	ORACLE CORPput	$0	–	-100,000	–	-0.17%	–
HD	Exit	HOME DEPOT INCput	$0	–	-20,000	–	-0.18%	–
HD	Exit	HOME DEPOT INCcall	$0	–	-20,000	–	-0.19%	–
JNJ	Exit	JOHNSON & JOHNSONcall	$0	–	-40,000	–	-0.21%	–
MA	Exit	MASTERCARD INCORPORATEDput	$0	–	-20,000	–	-0.22%	–
MA	Exit	MASTERCARD INCORPORATEDcall	$0	–	-20,000	–	-0.23%	–
MMM	Exit	3M COput	$0	–	-35,000	–	-0.24%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-200,000	–	-0.25%	–
NOC	Exit	NORTHROP GRUMMAN CORPput	$0	–	-15,000	–	-0.25%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-2,292	–	-0.27%	–
GOOG	Exit	ALPHABET INCput	$0	–	-5,000	–	-0.28%	–
GOOG	Exit	ALPHABET INCcall	$0	–	-5,000	–	-0.29%	–
FXI	Exit	ISHARES TRcall	$0	–	-167,600	–	-0.33%	–
MSFT	Exit	MICROSOFT CORPcall	$0	–	-45,500	–	-0.35%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-200,000	–	-0.36%	–
AMZN	Exit	AMAZON COM INCput	$0	–	-2,500	–	-0.38%	–
AMZN	Exit	AMAZON COM INCcall	$0	–	-2,500	–	-0.40%	–
MSFT	Exit	MICROSOFT CORPput	$0	–	-45,500	–	-0.40%	–
FXI	Exit	ISHARES TRput	$0	–	-167,600	–	-0.43%	–
AAPL	Exit	APPLE INCcall	$0	–	-120,000	–	-0.57%	–
AAPL	Exit	APPLE INCput	$0	–	-120,000	–	-0.66%	–
NOC	Exit	NORTHROP GRUMMAN CORP	$0	–	-3,055	–	-0.76%	–
RDY	Exit	DR REDDYS LABS LTDadr	$0	–	-20,602	–	-1.15%	–
MUFG	Exit	MITSUBISHI UFJ FINL GROUP INsponsored ads	$0	–	-410,878	–	-1.28%	–
NTES	Exit	NETEASE INCsponsored ads	$0	–	-4,700	–	-1.65%	–
ASX	Exit	ASE TECHNOLOGY HLDG CO LTDsponsored ads	$0	–	-515,309	–	-1.66%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-45,618	–	-2.74%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-15,668	–	-3.44%	–
INFY	Exit	INFOSYS LTDsponsored adr	$0	–	-330,000	–	-3.60%	–
KT	Exit	KT CORPsponsored adr	$0	–	-1,851,590	–	-14.37%	–
SMFG	Exit	SUMITOMO MITSUI FINL GROUP Isponsored adr	$0	–	-4,437,941	–	-19.42%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-36,365	–	-42.17%	–

Q3 2020

			Value		Shares		↓ Weighting
GOOGL	New	ALPHABET INCcap stk cl a	$53,297,000	–	36,365	–	42.17%	–
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$24,547,000	-7.3%	4,437,941	-5.9%	19.42%	+12.6%
KT	Sell	KT CORPsponsored adr	$18,166,000	-21.6%	1,851,590	-21.8%	14.37%	-4.8%
INFY	Sell	INFOSYS LTDsponsored adr	$4,557,000	-77.1%	330,000	-84.0%	3.60%	-72.2%
QQQ	Sell	INVESCO QQQ TRunit ser 1	$4,353,000	-80.6%	15,668	-82.7%	3.44%	-76.4%
JD	New	JD.COM INCspon adr cl a	$3,459,000	–	45,618	–	2.74%	–
ASX	Sell	ASE TECHNOLOGY HLDG CO LTDsponsored ads	$2,104,000	-54.0%	515,309	-48.4%	1.66%	-44.1%
NTES	New	NETEASE INCsponsored ads	$2,091,000	–	4,700	–	1.65%	–
MUFG	New	MITSUBISHI UFJ FINL GROUP INsponsored ads	$1,621,000	–	410,878	–	1.28%	–
RDY	New	DR REDDYS LABS LTDadr	$1,456,000	–	20,602	–	1.15%	–
NOC	New	NORTHROP GRUMMAN CORP	$964,000	–	3,055	–	0.76%	–
AAPL	Buy	APPLE INCput	$834,000	+188.6%	120,000	+336.4%	0.66%	+251.1%
AAPL	Buy	APPLE INCcall	$723,000	-71.9%	120,000	+336.4%	0.57%	-65.9%
FXI	New	ISHARES TRput	$538,000	–	167,600	–	0.43%	–
MSFT	Buy	MICROSOFT CORPput	$512,000	+73.6%	45,500	+1.1%	0.40%	+110.9%
AMZN	New	AMAZON COM INCcall	$510,000	–	2,500	–	0.40%	–
AMZN	New	AMAZON COM INCput	$482,000	–	2,500	–	0.38%	–
XLE	New	SELECT SECTOR SPDR TRput	$460,000	–	200,000	–	0.36%	–
MSFT	Buy	MICROSOFT CORPcall	$442,000	-75.5%	45,500	+1.1%	0.35%	-70.2%
FXI	New	ISHARES TRcall	$419,000	–	167,600	–	0.33%	–
GOOG	New	ALPHABET INCcall	$367,000	–	5,000	–	0.29%	–
GOOG	New	ALPHABET INCput	$348,000	–	5,000	–	0.28%	–
IWM	New	ISHARES TRrussell 2000 etf	$343,000	–	2,292	–	0.27%	–
NOC	New	NORTHROP GRUMMAN CORPput	$317,000	–	15,000	–	0.25%	–
XLE	New	SELECT SECTOR SPDR TRcall	$314,000	–	200,000	–	0.25%	–
MMM	New	3M COput	$305,000	–	35,000	–	0.24%	–
MA	New	MASTERCARD INCORPORATEDcall	$291,000	–	20,000	–	0.23%	–
MA	New	MASTERCARD INCORPORATEDput	$272,000	–	20,000	–	0.22%	–
JNJ	New	JOHNSON & JOHNSONcall	$268,000	–	40,000	–	0.21%	–
HD	New	HOME DEPOT INCcall	$240,000	–	20,000	–	0.19%	–
HD	New	HOME DEPOT INCput	$225,000	–	20,000	–	0.18%	–
ORCL	New	ORACLE CORPput	$212,000	–	100,000	–	0.17%	–
MMM	New	3M COcall	$210,000	–	35,000	–	0.17%	–
ORCL	New	ORACLE CORPcall	$191,000	–	100,000	–	0.15%	–
KO	New	COCA COLA COput	$189,000	–	100,000	–	0.15%	–
JNJ	New	JOHNSON & JOHNSONput	$179,000	–	40,000	–	0.14%	–
MRK	New	MERCK & CO. INCput	$160,000	–	57,700	–	0.13%	–
KO	New	COCA COLA COcall	$134,000	–	100,000	–	0.11%	–
MRK	New	MERCK & CO. INCcall	$95,000	–	57,700	–	0.08%	–
NOC	New	NORTHROP GRUMMAN CORPcall	$81,000	–	15,000	–	0.06%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$67,000	–	2,240	–	0.05%	–
UMC	Sell	UNITED MICROELECTRONICS CORPspon adr new	$53,000	-87.1%	10,800	-92.9%	0.04%	-84.3%
	Exit	WEIBO CORPnote 1.250%11/1	$0	–	-10	–	-0.01%	–
JKS	Exit	JINKOSOLAR HLDG CO LTDsponsored adr	$0	–	-614	–	-0.01%	–
BILI	Exit	BILIBILI INCspons ads rep z	$0	–	-1,300	–	-0.04%	–
AVGO	Exit	BROADCOM INCput	$0	–	-15,700	–	-0.12%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDput	$0	–	-150,000	–	-0.26%	–
AVGO	Exit	BROADCOM INCcall	$0	–	-15,700	–	-0.86%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDcall	$0	–	-150,000	–	-0.89%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-39,950	–	-1.00%	–
HDB	Exit	HDFC BANK LTDsponsored ads	$0	–	-183,422	–	-5.43%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-61,663	–	-8.69%	–
	Exit	CTRIP COM INTL LTDdbcv 1.990% 7/0	$0	–	-25,000	–	-16.28%	–

Q2 2020

			Value		Shares		↓ Weighting
SMFG	New	SUMITOMO MITSUI FINL GROUP Isponsored adr	$26,487,000	–	4,714,923	–	17.25%	–
	New	CTRIP COM INTL LTDdbcv 1.990% 7/0	$25,000,000	–	25,000	–	16.28%	–
KT	New	KT CORPsponsored adr	$23,185,000	–	2,368,053	–	15.10%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$22,443,000	–	90,643	–	14.61%	–
INFY	New	INFOSYS LTDsponsored adr	$19,937,000	–	2,056,400	–	12.98%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$13,341,000	–	61,663	–	8.69%	–
HDB	New	HDFC BANK LTDsponsored ads	$8,338,000	–	183,422	–	5.43%	–
ASX	New	ASE TECHNOLOGY HOLDING CO LTsponsored ads	$4,571,000	–	999,072	–	2.98%	–
AAPL	New	APPLE INCcall	$2,577,000	–	27,500	–	1.68%	–
MSFT	New	MICROSOFT CORPcall	$1,805,000	–	45,000	–	1.18%	–
BZUN	New	BAOZUN INCsponsored adr	$1,536,000	–	39,950	–	1.00%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDcall	$1,365,000	–	150,000	–	0.89%	–
AVGO	New	BROADCOM INCcall	$1,321,000	–	15,700	–	0.86%	–
UMC	New	UNITED MICROELECTRONICS CORPspon adr new	$410,000	–	152,404	–	0.27%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDput	$405,000	–	150,000	–	0.26%	–
MSFT	New	MICROSOFT CORPput	$295,000	–	45,000	–	0.19%	–
AAPL	New	APPLE INCput	$289,000	–	27,500	–	0.19%	–
AVGO	New	BROADCOM INCput	$189,000	–	15,700	–	0.12%	–
BILI	New	BILIBILI INCspons ads rep z	$60,000	–	1,300	–	0.04%	–
JKS	New	JINKOSOLAR HLDG CO LTDsponsored adr	$11,000	–	614	–	0.01%	–
	New	WEIBO CORPnote 1.250%11/1	$9,000	–	10	–	0.01%	–

Q4 2019

			Value		Shares		↓ Weighting
KHC	Exit	KRAFT HEINZ COcall	$0	–	-100,000	–	0.00%	–
GOOS	Exit	CANADA GOOSE HOLDINGS INCput	$0	–	-8,600	–	0.00%	–
GRMN	Exit	GARMIN LTDput	$0	–	-5,000	–	0.00%	–
RGLD	Exit	ROYAL GOLD INCput	$0	–	-600	–	-0.00%	–
HES	Exit	HESS CORPcall	$0	–	-1,500	–	-0.00%	–
AAPL	Exit	APPLE INCput	$0	–	-40,000	–	-0.00%	–
INTC	Exit	INTEL CORPput	$0	–	-50,000	–	-0.00%	–
KHC	Exit	KRAFT HEINZ COput	$0	–	-1,500	–	-0.00%	–
MA	Exit	MASTERCARD INCput	$0	–	-28,000	–	-0.00%	–
STMP	Exit	STAMPS COM INCput	$0	–	-4,000	–	-0.00%	–
TAP	Exit	MOLSON COORS BREWING COput	$0	–	-13,500	–	-0.00%	–
RHI	Exit	ROBERT HALF INTL INCput	$0	–	-4,600	–	-0.00%	–
ISRG	Exit	INTUITIVE SURGICAL INCput	$0	–	-15,000	–	-0.00%	–
WB	Exit	WEIBO CORPsponsored adr	$0	–	-180	–	-0.00%	–
CAG	Exit	CONAGRA BRANDS INCput	$0	–	-32,800	–	-0.00%	–
FISV	Exit	FISERV INCput	$0	–	-6,200	–	-0.00%	–
HPQ	Exit	HP INCput	$0	–	-15,000	–	-0.00%	–
RHI	Exit	ROBERT HALF INTL INCcall	$0	–	-4,600	–	-0.00%	–
IPGP	Exit	IPG PHOTONICS CORPput	$0	–	-18,900	–	-0.00%	–
PEP	Exit	PEPSICO INCput	$0	–	-40,000	–	-0.00%	–
K	Exit	KELLOGG CO	$0	–	-339	–	-0.00%	–
QCOM	Exit	QUALCOMM INCput	$0	–	-40,000	–	-0.00%	–
CTRP	Exit	CTRIP COM INTL LTDcall	$0	–	-100,000	–	-0.00%	–
KHC	Exit	KRAFT HEINZ CO	$0	–	-960	–	-0.01%	–
AAPL	Exit	APPLE INC	$0	–	-107	–	-0.01%	–
K	Exit	KELLOGG COput	$0	–	-13,800	–	-0.01%	–
WW	Exit	WW INTL INCput	$0	–	-24,100	–	-0.01%	–
GRMN	Exit	GARMIN LTDcall	$0	–	-5,000	–	-0.01%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INCput	$0	–	-10,000	–	-0.01%	–
K	Exit	KELLOGG COcall	$0	–	-7,500	–	-0.01%	–
SPOT	Exit	SPOTIFY TECHNOLOGY S Aput	$0	–	-3,000	–	-0.01%	–
RGLD	Exit	ROYAL GOLD INC	$0	–	-291	–	-0.01%	–
BUD	Exit	ANHEUSER BUSCH INBEV SA/NVput	$0	–	-23,300	–	-0.01%	–
STMP	Exit	STAMPS COM INC	$0	–	-508	–	-0.01%	–
ULTA	Exit	ULTA BEAUTY INCput	$0	–	-9,500	–	-0.01%	–
CMCSA	Exit	COMCAST CORP NEWput	$0	–	-100,000	–	-0.01%	–
TGT	Exit	TARGET CORPput	$0	–	-13,000	–	-0.01%	–
COST	Exit	COSTCO WHSL CORP NEWput	$0	–	-60,000	–	-0.01%	–
COST	Exit	COSTCO WHSL CORP NEWcall	$0	–	-3,000	–	-0.01%	–
STI	Exit	SUNTRUST BKS INCput	$0	–	-25,000	–	-0.01%	–
AAL	Exit	AMERICAN AIRLS GROUP INCput	$0	–	-50,000	–	-0.01%	–
CXO	Exit	CONCHO RES INCcall	$0	–	-20,000	–	-0.01%	–
GPN	Exit	GLOBAL PMTS INCput	$0	–	-18,100	–	-0.01%	–
NTAP	Exit	NETAPP INCput	$0	–	-40,000	–	-0.01%	–
SNPS	Exit	SYNOPSYS INCput	$0	–	-30,000	–	-0.02%	–
GOOS	Exit	CANADA GOOSE HOLDINGS INCcall	$0	–	-8,600	–	-0.02%	–
LHX	Exit	L3HARRIS TECHNOLOGIES INCput	$0	–	-27,000	–	-0.02%	–
CAG	Exit	CONAGRA BRANDS INCcall	$0	–	-32,800	–	-0.02%	–
PBRA	Exit	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$0	–	-7,501	–	-0.02%	–
TAP	Exit	MOLSON COORS BREWING COcl b	$0	–	-1,732	–	-0.02%	–
NOC	Exit	NORTHROP GRUMMAN CORPput	$0	–	-10,000	–	-0.02%	–
HPQ	Exit	HP INC	$0	–	-5,527	–	-0.02%	–
INTC	Exit	INTEL CORPcall	$0	–	-50,000	–	-0.02%	–
V	Exit	VISA INCcall	$0	–	-20,000	–	-0.02%	–
TIF	Exit	TIFFANY & CO NEWcall	$0	–	-20,200	–	-0.02%	–
LMT	Exit	LOCKHEED MARTIN CORPput	$0	–	-15,000	–	-0.02%	–
QCOM	Exit	QUALCOMM INCcall	$0	–	-40,000	–	-0.02%	–
WW	Exit	WW INTL INC	$0	–	-3,113	–	-0.02%	–
UPS	Exit	UNITED PARCEL SERVICE INCput	$0	–	-40,000	–	-0.02%	–
IQ	Exit	IQIYI INCsponsored ads	$0	–	-7,403	–	-0.02%	–
AAL	Exit	AMERICAN AIRLS GROUP INCcall	$0	–	-50,000	–	-0.02%	–
AMZN	Exit	AMAZON COM INCput	$0	–	-5,000	–	-0.02%	–
V	Exit	VISA INCput	$0	–	-20,000	–	-0.02%	–
RACE	Exit	FERRARI N Vput	$0	–	-37,100	–	-0.02%	–
WM	Exit	WASTE MGMT INC DELput	$0	–	-50,000	–	-0.02%	–
STI	Exit	SUNTRUST BKS INCcall	$0	–	-25,000	–	-0.03%	–
TGT	Exit	TARGET CORPcall	$0	–	-13,000	–	-0.03%	–
CERN	Exit	CERNER CORPput	$0	–	-80,000	–	-0.03%	–
EL	Exit	LAUDER ESTEE COS INCput	$0	–	-88,000	–	-0.03%	–
FISV	Exit	FISERV INC	$0	–	-1,675	–	-0.03%	–
WDC	Exit	WESTERN DIGITAL CORP	$0	–	-3,200	–	-0.04%	–
MHK	Exit	MOHAWK INDS INCput	$0	–	-50,000	–	-0.04%	–
MSFT	Exit	MICROSOFT CORPput	$0	–	-100,000	–	-0.04%	–
SPOT	Exit	SPOTIFY TECHNOLOGY S A	$0	–	-1,679	–	-0.04%	–
NTAP	Exit	NETAPP INCcall	$0	–	-40,000	–	-0.04%	–
BX	Exit	BLACKSTONE GROUP INCput	$0	–	-200,000	–	-0.04%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-50,000	–	-0.05%	–
MA	Exit	MASTERCARD INCcl a	$0	–	-995	–	-0.05%	–
LPL	Exit	LG DISPLAY CO LTDspons adr rep	$0	–	-52,498	–	-0.06%	–
ISRG	Exit	INTUITIVE SURGICAL INC	$0	–	-595	–	-0.06%	–
GOOG	Exit	ALPHABET INCput	$0	–	-10,000	–	-0.06%	–
EL	Exit	LAUDER ESTEE COS INCcall	$0	–	-25,000	–	-0.07%	–
CXO	Exit	CONCHO RES INCput	$0	–	-70,000	–	-0.07%	–
IPGP	Exit	IPG PHOTONICS CORP	$0	–	-2,740	–	-0.07%	–
ULTA	Exit	ULTA BEAUTY INC	$0	–	-1,611	–	-0.08%	–
FDX	Exit	FEDEX CORPput	$0	–	-37,500	–	-0.08%	–
NVDA	Exit	NVIDIA CORPput	$0	–	-65,800	–	-0.08%	–
MSFT	Exit	MICROSOFT CORPcall	$0	–	-50,000	–	-0.08%	–
BUD	Exit	ANHEUSER BUSCH INBEV SA/NVsponsored adr	$0	–	-4,762	–	-0.09%	–
BEST	Exit	BEST INCsponsored ads	$0	–	-90,000	–	-0.09%	–
MMM	Exit	3M COput	$0	–	-80,000	–	-0.09%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INC	$0	–	-572	–	-0.09%	–
GPN	Exit	GLOBAL PMTS INC	$0	–	-3,215	–	-0.10%	–
MMM	Exit	3M COcall	$0	–	-69,700	–	-0.10%	–
PG	Exit	PROCTER & GAMBLE COcall	$0	–	-27,900	–	-0.10%	–
NKE	Exit	NIKE INCcl b	$0	–	-6,000	–	-0.11%	–
CMCSA	Exit	COMCAST CORP NEWcall	$0	–	-100,000	–	-0.11%	–
GRUB	Exit	GRUBHUB INCput	$0	–	-50,000	–	-0.11%	–
SQ	Exit	SQUARE INCput	$0	–	-150,000	–	-0.12%	–
WIT	Exit	WIPRO LTDspon adr 1 sh	$0	–	-219,301	–	-0.15%	–
CHU	Exit	CHINA UNICOM (HONG KONG) LTDsponsored adr	$0	–	-77,131	–	-0.15%	–
PDD	Exit	PINDUODUO INCput	$0	–	-655,000	–	-0.16%	–
PEP	Exit	PEPSICO INC	$0	–	-6,086	–	-0.16%	–
SHOP	Exit	SHOPIFY INCput	$0	–	-40,000	–	-0.16%	–
MMM	Exit	3M CO	$0	–	-5,330	–	-0.17%	–
COST	Exit	COSTCO WHSL CORP NEW	$0	–	-3,184	–	-0.18%	–
SKX	Exit	SKECHERS U S A INCcl a	$0	–	-25,500	–	-0.18%	–
SNPS	Exit	SYNOPSYS INC	$0	–	-6,969	–	-0.18%	–
LHX	Exit	L3HARRIS TECHNOLOGIES INC	$0	–	-4,976	–	-0.20%	–
NOC	Exit	NORTHROP GRUMMAN CORP	$0	–	-2,919	–	-0.21%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-10,852	–	-0.25%	–
CXO	Exit	CONCHO RES INC	$0	–	-20,387	–	-0.26%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-3,684	–	-0.27%	–
AMZN	Exit	AMAZON COM INC	$0	–	-853	–	-0.28%	–
MHK	Exit	MOHAWK INDS INC	$0	–	-11,993	–	-0.28%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-39,950	–	-0.33%	–
CERN	Exit	CERNER CORP	$0	–	-25,739	–	-0.34%	–
GOOGL	Exit	ALPHABET INCcall	$0	–	-7,500	–	-0.34%	–
LFC	Exit	CHINA LIFE INS CO LTDspon adr rep h	$0	–	-156,530	–	-0.35%	–
GRUB	Exit	GRUBHUB INC	$0	–	-32,342	–	-0.35%	–
IRBT	Exit	IROBOT CORPput	$0	–	-205,500	–	-0.35%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-16,513	–	-0.36%	–
RACE	Exit	FERRARI N V	$0	–	-12,487	–	-0.37%	–
RDY	Exit	DR REDDYS LABS LTDadr	$0	–	-51,050	–	-0.38%	–
BITA	Exit	BITAUTO HLDGS LTDsponsored ads	$0	–	-133,300	–	-0.38%	–
BX	Exit	BLACKSTONE GROUP INC	$0	–	-41,373	–	-0.39%	–
NVDA	Exit	NVIDIA CORP	$0	–	-11,711	–	-0.39%	–
BBT	Exit	BB&T CORP	$0	–	-42,735	–	-0.44%	–
CYOU	Exit	CHANGYOU COM LTDads rep cl a	$0	–	-250,353	–	-0.45%	–
PDD	Exit	PINDUODUO INCcall	$0	–	-200,000	–	-0.48%	–
SQ	Exit	SQUARE INCcl a	$0	–	-43,540	–	-0.52%	–
SHOP	Exit	SHOPIFY INCcl a	$0	–	-9,389	–	-0.56%	–
FDX	Exit	FEDEX CORP	$0	–	-20,141	–	-0.56%	–
UMC	Exit	UNITED MICROELECTRONICS CORPspon adr new	$0	–	-2,738,655	–	-1.13%	–
IRBT	Exit	IROBOT CORP	$0	–	-101,245	–	-1.19%	–
VSM	Exit	VERSUM MATLS INC	$0	–	-153,160	–	-1.55%	–
ZAYO	Exit	ZAYO GROUP HLDGS INC	$0	–	-296,200	–	-1.92%	–
ASX	Exit	ASE TECHNOLOGY HOLDING CO LTsponsored ads	$0	–	-2,249,331	–	-1.96%	–
MUFG	Exit	MITSUBISHI UFJ FINL GROUP INsponsored ads	$0	–	-2,357,899	–	-2.28%	–
	Exit	WEIBO CORPnote 1.250%11/1	$0	–	-13,000	–	-2.33%	–
GWR	Exit	GENESEE & WYO INCcl a	$0	–	-136,700	–	-2.88%	–
INFY	Exit	INFOSYS LTDsponsored adr	$0	–	-1,618,322	–	-3.51%	–
SMFG	Exit	SUMITOMO MITSUI FINL GROUP Isponsored adr	$0	–	-2,706,787	–	-3.53%	–
IBN	Exit	ICICI BK LTDadr	$0	–	-1,584,656	–	-3.73%	–
HSBC	Exit	HSBC HLDGS PLCspon adr new	$0	–	-517,143	–	-3.80%	–
HDB	Exit	HDFC BANK LTDsponsored ads	$0	–	-415,526	–	-4.52%	–
KT	Exit	KT CORPsponsored adr	$0	–	-5,246,723	–	-11.49%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-174,527	–	-40.67%	–

Q3 2019

			Value		Shares		↓ Weighting
GOOGL	Sell	ALPHABET INCcap stk cl a	$213,121,901,000	+81684.7%	174,527	-27.5%	40.67%	+9.0%
KT	Buy	KT CORPsponsored adr	$60,206,146,000	+114345.1%	5,246,723	+23.4%	11.49%	+52.5%
HDB	New	HDFC BANK LTDsponsored ads	$23,705,758,000	–	415,526	–	4.52%	–
HSBC	Buy	HSBC HLDGS PLCspon adr new	$19,923,101,000	+202948.3%	517,143	+118.6%	3.80%	+170.6%
IBN	Sell	ICICI BK LTDadr	$19,565,561,000	+40371.5%	1,584,656	-58.3%	3.73%	-46.1%
SMFG	Buy	SUMITOMO MITSUI FINL GROUP Isponsored adr	$18,508,588,000	+148706.8%	2,706,787	+53.7%	3.53%	+98.3%
INFY	Sell	INFOSYS LTDsponsored adr	$18,400,321,000	+32510.8%	1,618,322	-69.3%	3.51%	-56.6%
GWR	New	GENESEE & WYO INCcl a	$15,106,717,000	–	136,700	–	2.88%	–
	New	WEIBO CORPnote 1.250%11/1	$12,200,500,000	–	13,000	–	2.33%	–
MUFG	Sell	MITSUBISHI UFJ FINL GROUP INsponsored ads	$11,964,578,000	+53423.2%	2,357,899	-49.9%	2.28%	-28.7%
ASX	Buy	ASE TECHNOLOGY HOLDING CO LTsponsored ads	$10,260,462,000	+124844.7%	2,249,331	+8.7%	1.96%	+66.5%
ZAYO	New	ZAYO GROUP HLDGS INC	$10,041,180,000	–	296,200	–	1.92%	–
VSM	Buy	VERSUM MATLS INC	$8,106,759,000	+259648.8%	153,160	+153.2%	1.55%	+246.1%
IRBT	Buy	IROBOT CORP	$6,243,779,000	+276663.3%	101,245	+311.2%	1.19%	+269.0%
UMC	Buy	UNITED MICROELECTRONICS CORPspon adr new	$5,911,020,000	+161359.2%	2,738,655	+68.4%	1.13%	+115.3%
FDX	Buy	FEDEX CORP	$2,931,925,000	+154782.5%	20,141	+74.7%	0.56%	+106.6%
SHOP	Buy	SHOPIFY INCcl a	$2,926,176,000	+683586.0%	9,389	+558.0%	0.56%	+814.8%
SQ	Buy	SQUARE INCcl a	$2,697,303,000	+289932.6%	43,540	+239.6%	0.52%	+287.2%
PDD	New	PINDUODUO INCcall	$2,490,000,000	–	200,000	–	0.48%	–
CYOU	New	CHANGYOU COM LTDads rep cl a	$2,378,354,000	–	250,353	–	0.45%	–
NVDA	New	NVIDIA CORP	$2,038,534,000	–	11,711	–	0.39%	–
BX	New	BLACKSTONE GROUP INC	$2,020,657,000	–	41,373	–	0.39%	–
BITA	New	BITAUTO HLDGS LTDsponsored ads	$1,995,501,000	–	133,300	–	0.38%	–
RDY	New	DR REDDYS LABS LTDadr	$1,963,018,000	–	51,050	–	0.38%	–
RACE	New	FERRARI N V	$1,924,122,000	–	12,487	–	0.37%	–
WM	New	WASTE MGMT INC DEL	$1,898,995,000	–	16,513	–	0.36%	–
IRBT	Buy	IROBOT CORPput	$1,831,750,000	+428881.3%	205,500	+156.9%	0.35%	+473.8%
GRUB	New	GRUBHUB INC	$1,817,944,000	–	32,342	–	0.35%	–
LFC	Buy	CHINA LIFE INS CO LTDspon adr rep h	$1,813,104,000	+118481.0%	156,530	+26.1%	0.35%	+58.0%
CERN	Buy	CERNER CORP	$1,754,628,000	+179126.6%	25,739	+92.7%	0.34%	+139.3%
BZUN	Sell	BAOZUN INCsponsored adr	$1,705,865,000	+85321.4%	39,950	-0.3%	0.33%	+14.0%
MHK	New	MOHAWK INDS INC	$1,487,972,000	–	11,993	–	0.28%	–
AMZN	Buy	AMAZON COM INC	$1,480,731,000	+128883.5%	853	+40.8%	0.28%	+72.6%
LMT	New	LOCKHEED MARTIN CORP	$1,436,981,000	–	3,684	–	0.27%	–
CXO	New	CONCHO RES INC	$1,384,277,000	–	20,387	–	0.26%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$1,300,287,000	–	10,852	–	0.25%	–
NOC	New	NORTHROP GRUMMAN CORP	$1,094,012,000	–	2,919	–	0.21%	–
LHX	New	L3HARRIS TECHNOLOGIES INC	$1,038,193,000	–	4,976	–	0.20%	–
SNPS	New	SYNOPSYS INC	$956,495,000	–	6,969	–	0.18%	–
SKX	Sell	SKECHERS U S A INCcl a	$952,425,000	+92638.6%	25,500	-21.8%	0.18%	+23.8%
COST	New	COSTCO WHSL CORP NEW	$917,342,000	–	3,184	–	0.18%	–
MMM	Sell	3M CO	$876,252,000	+48311.7%	5,330	-48.9%	0.17%	-35.5%
SHOP	Sell	SHOPIFY INCput	$836,250,000	+1194542.9%	40,000	-20.0%	0.16%	+1500.0%
PEP	Sell	PEPSICO INC	$834,391,000	+36146.4%	6,086	-65.3%	0.16%	-51.8%
PDD	Buy	PINDUODUO INCput	$816,625,000	+165544.0%	655,000	+101.5%	0.16%	+119.7%
CHU	New	CHINA UNICOM (HONG KONG) LTDsponsored adr	$809,104,000	–	77,131	–	0.15%	–
WIT	Sell	WIPRO LTDspon adr 1 sh	$800,449,000	+10927.0%	219,301	-86.9%	0.15%	-85.3%
SQ	Buy	SQUARE INCput	$607,500,000	+607400.0%	150,000	+87.5%	0.12%	+728.6%
GRUB	New	GRUBHUB INCput	$580,000,000	–	50,000	–	0.11%	–
NKE	New	NIKE INCcl b	$563,520,000	–	6,000	–	0.11%	–
MMM	New	3M COcall	$525,218,000	–	69,700	–	0.10%	–
GPN	New	GLOBAL PMTS INC	$511,185,000	–	3,215	–	0.10%	–
CMG	Sell	CHIPOTLE MEXICAN GRILL INC	$480,749,000	+13457.5%	572	-88.2%	0.09%	-81.9%
MMM	Buy	3M COput	$479,575,000	+337628.9%	80,000	+100.0%	0.09%	+360.0%
BEST	New	BEST INCsponsored ads	$475,200,000	–	90,000	–	0.09%	–
BUD	New	ANHEUSER BUSCH INBEV SA/NVsponsored adr	$453,104,000	–	4,762	–	0.09%	–
MSFT	New	MICROSOFT CORPcall	$442,500,000	–	50,000	–	0.08%	–
NVDA	Buy	NVIDIA CORPput	$440,691,000	+168102.7%	65,800	+8.2%	0.08%	+121.1%
ULTA	New	ULTA BEAUTY INC	$403,797,000	–	1,611	–	0.08%	–
IPGP	Sell	IPG PHOTONICS CORP	$371,544,000	+32926.1%	2,740	-62.4%	0.07%	-55.9%
CXO	New	CONCHO RES INCput	$363,000,000	–	70,000	–	0.07%	–
EL	Buy	LAUDER ESTEE COS INCcall	$343,750,000	+304103.5%	25,000	+420.8%	0.07%	+312.5%
GOOG	Sell	ALPHABET INCput	$337,500,000	+101863.7%	10,000	-33.3%	0.06%	+36.2%
ISRG	Sell	INTUITIVE SURGICAL INC	$321,258,000	+22765.3%	595	-77.8%	0.06%	-69.7%
LPL	Sell	LG DISPLAY CO LTDspons adr rep	$310,534,000	+8386.9%	52,498	-88.9%	0.06%	-88.7%
QQQ	New	INVESCO QQQ TRput	$270,000,000	–	50,000	–	0.05%	–
MA	New	MASTERCARD INCcl a	$270,212,000	–	995	–	0.05%	–
BX	New	BLACKSTONE GROUP INCput	$223,500,000	–	200,000	–	0.04%	–
NTAP	New	NETAPP INCcall	$215,000,000	–	40,000	–	0.04%	–
SPOT	New	SPOTIFY TECHNOLOGY S A	$191,406,000	–	1,679	–	0.04%	–
MHK	New	MOHAWK INDS INCput	$187,500,000	–	50,000	–	0.04%	–
MSFT	Buy	MICROSOFT CORPput	$191,200,000	+103813.0%	100,000	+150.0%	0.04%	+38.5%
WDC	New	WESTERN DIGITAL CORP	$190,848,000	–	3,200	–	0.04%	–
FISV	New	FISERV INC	$173,513,000	–	1,675	–	0.03%	–
EL	Buy	LAUDER ESTEE COS INCput	$146,425,000	+256786.0%	88,000	+168.3%	0.03%	+250.0%
CERN	Sell	CERNER CORPput	$148,000,000	+94771.8%	80,000	-14.7%	0.03%	+27.3%
TGT	New	TARGET CORPcall	$140,075,000	–	13,000	–	0.03%	–
STI	Sell	SUNTRUST BKS INCcall	$138,125,000	+3453025.0%	25,000	-31.7%	0.03%	+2500.0%
WM	New	WASTE MGMT INC DELput	$131,250,000	–	50,000	–	0.02%	–
RACE	New	FERRARI N Vput	$132,360,000	–	37,100	–	0.02%	–
AAL	New	AMERICAN AIRLS GROUP INCcall	$124,750,000	–	50,000	–	0.02%	–
IQ	New	IQIYI INCsponsored ads	$119,410,000	–	7,403	–	0.02%	–
QCOM	New	QUALCOMM INCcall	$114,800,000	–	40,000	–	0.02%	–
UPS	New	UNITED PARCEL SERVICE INCput	$117,400,000	–	40,000	–	0.02%	–
WW	New	WW INTL INC	$117,734,000	–	3,113	–	0.02%	–
INTC	New	INTEL CORPcall	$110,250,000	–	50,000	–	0.02%	–
TIF	Sell	TIFFANY & CO NEWcall	$110,595,000	+30366.9%	20,200	-66.4%	0.02%	-59.6%
LMT	New	LOCKHEED MARTIN CORPput	$109,500,000	–	15,000	–	0.02%	–
HPQ	Buy	HP INC	$104,571,000	+137493.4%	5,527	+51.4%	0.02%	+81.8%
NOC	New	NORTHROP GRUMMAN CORPput	$102,500,000	–	10,000	–	0.02%	–
PBRA	New	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$98,563,000	–	7,501	–	0.02%	–
TAP	New	MOLSON COORS BREWING COcl b	$99,590,000	–	1,732	–	0.02%	–
CAG	New	CONAGRA BRANDS INCcall	$88,560,000	–	32,800	–	0.02%	–
LHX	New	L3HARRIS TECHNOLOGIES INCput	$83,400,000	–	27,000	–	0.02%	–
SNPS	New	SYNOPSYS INCput	$79,500,000	–	30,000	–	0.02%	–
GPN	New	GLOBAL PMTS INCput	$68,003,000	–	18,100	–	0.01%	–
NTAP	New	NETAPP INCput	$66,800,000	–	40,000	–	0.01%	–
CXO	New	CONCHO RES INCcall	$63,000,000	–	20,000	–	0.01%	–
AAL	New	AMERICAN AIRLS GROUP INCput	$56,000,000	–	50,000	–	0.01%	–
TGT	New	TARGET CORPput	$50,700,000	–	13,000	–	0.01%	–
STI	New	SUNTRUST BKS INCput	$53,875,000	–	25,000	–	0.01%	–
COST	Sell	COSTCO WHSL CORP NEWcall	$53,700,000	+7156.8%	3,000	-90.0%	0.01%	-90.6%
COST	Sell	COSTCO WHSL CORP NEWput	$52,700,000	+55963.8%	60,000	-36.8%	0.01%	-23.1%
ULTA	New	ULTA BEAUTY INCput	$43,700,000	–	9,500	–	0.01%	–
RGLD	New	ROYAL GOLD INC	$35,854,000	–	291	–	0.01%	–
SPOT	New	SPOTIFY TECHNOLOGY S Aput	$37,200,000	–	3,000	–	0.01%	–
STMP	Sell	STAMPS COM INC	$37,821,000	+2889.8%	508	-98.2%	0.01%	-96.1%
BUD	New	ANHEUSER BUSCH INBEV SA/NVput	$38,559,000	–	23,300	–	0.01%	–
K	New	KELLOGG COcall	$30,750,000	–	7,500	–	0.01%	–
CMG	Sell	CHIPOTLE MEXICAN GRILL INCput	$34,000,000	+7734.1%	10,000	-52.8%	0.01%	-90.3%
K	New	KELLOGG COput	$27,233,000	–	13,800	–	0.01%	–
KHC	New	KRAFT HEINZ CO	$26,818,000	–	960	–	0.01%	–
AAPL	New	APPLE INC	$23,965,000	–	107	–	0.01%	–
WW	New	WW INTL INCput	$24,988,000	–	24,100	–	0.01%	–
QCOM	New	QUALCOMM INCput	$18,400,000	–	40,000	–	0.00%	–
K	New	KELLOGG CO	$21,815,000	–	339	–	0.00%	–
IPGP	Sell	IPG PHOTONICS CORPput	$20,790,000	+14750.0%	18,900	-22.2%	0.00%	-80.0%
FISV	New	FISERV INCput	$17,360,000	–	6,200	–	0.00%	–
RHI	New	ROBERT HALF INTL INCcall	$15,180,000	–	4,600	–	0.00%	–
WB	New	WEIBO CORPsponsored adr	$8,055,000	–	180	–	0.00%	–
MA	Sell	MASTERCARD INCput	$8,420,000	+5788.1%	28,000	-34.9%	0.00%	-90.0%
RHI	New	ROBERT HALF INTL INCput	$12,305,000	–	4,600	–	0.00%	–
TAP	New	MOLSON COORS BREWING COput	$9,450,000	–	13,500	–	0.00%	–
CAG	New	CONAGRA BRANDS INCput	$9,840,000	–	32,800	–	0.00%	–
STMP	Sell	STAMPS COM INCput	$8,200,000	+1008.1%	4,000	-86.7%	0.00%	-98.1%
KHC	New	KRAFT HEINZ COput	$3,225,000	–	1,500	–	0.00%	–
AAPL	New	APPLE INCput	$6,000,000	–	40,000	–	0.00%	–
HES	Sell	HESS CORPcall	$5,663,000	+604.4%	1,500	-98.8%	0.00%	-99.1%
INTC	New	INTEL CORPput	$3,750,000	–	50,000	–	0.00%	–
RGLD	New	ROYAL GOLD INCput	$5,310,000	–	600	–	0.00%	–
WIX	Exit	WIX COM LTD	$0	–	-7	–	0.00%	–
KHC	Sell	KRAFT HEINZ COcall	$2,500,000	+1397.0%	100,000	-59.9%	0.00%	-100.0%
XRX	Exit	XEROX CORPcall	$0	–	-800	–	0.00%	–
DHR	Exit	DANAHER CORPORATIONput	$0	–	-300	–	0.00%	–
PPG	Exit	PPG INDS INCput	$0	–	-1,000	–	0.00%	–
PPG	Exit	PPG INDS INCcall	$0	–	-1,000	–	0.00%	–
YUMC	Exit	YUM CHINA HLDGS INCput	$0	–	-1,800	–	0.00%	–
WIX	Exit	WIX COM LTDput	$0	–	-8,800	–	0.00%	–
PG	Exit	PROCTER AND GAMBLE COput	$0	–	-3,600	–	0.00%	–
ALGN	Exit	ALIGN TECHNOLOGY INCput	$0	–	-2,000	–	0.00%	–
BZUN	Exit	BAOZUN INCput	$0	–	-85,000	–	0.00%	–
XRX	Exit	XEROX CORPput	$0	–	-800	–	0.00%	–
USO	Exit	UNITED STATES OIL FUND LPcall	$0	–	-50,000	–	0.00%	–
EXAS	Exit	EXACT SCIENCES CORPput	$0	–	-10,300	–	-0.00%	–
WHR	Exit	WHIRLPOOL CORPcall	$0	–	-900	–	-0.00%	–
LVS	Exit	LAS VEGAS SANDS CORPcall	$0	–	-5,300	–	-0.00%	–
CSX	Exit	CSX CORPput	$0	–	-25,000	–	-0.00%	–
YUMC	Exit	YUM CHINA HLDGS INCcall	$0	–	-1,800	–	-0.00%	–
NSC	Exit	NORFOLK SOUTHERN CORPput	$0	–	-900	–	-0.00%	–
WHR	Exit	WHIRLPOOL CORPput	$0	–	-900	–	-0.00%	–
PPG	Exit	PPG INDS INC	$0	–	-84	–	-0.00%	–
TWLO	Exit	TWILIO INCput	$0	–	-85,000	–	-0.00%	–
LVS	Exit	LAS VEGAS SANDS CORPput	$0	–	-5,300	–	-0.00%	–
PM	Exit	PHILIP MORRIS INTL INCcall	$0	–	-34,600	–	-0.01%	–
ALGN	Exit	ALIGN TECHNOLOGY INC	$0	–	-146	–	-0.01%	–
RIO	Exit	RIO TINTO PLCput	$0	–	-100,000	–	-0.01%	–
XOM	Exit	EXXON MOBIL CORPcall	$0	–	-50,000	–	-0.01%	–
CERN	Exit	CERNER CORPcall	$0	–	-13,800	–	-0.01%	–
NSC	Exit	NORFOLK SOUTHERN CORP	$0	–	-329	–	-0.01%	–
CSX	Exit	CSX CORP	$0	–	-889	–	-0.01%	–
PAYX	Exit	PAYCHEX INCput	$0	–	-80,000	–	-0.01%	–
HON	Exit	HONEYWELL INTL INCput	$0	–	-20,000	–	-0.01%	–
XOM	Exit	EXXON MOBIL CORPput	$0	–	-50,000	–	-0.02%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-925	–	-0.02%	–
ETN	Exit	EATON CORP PLCput	$0	–	-60,000	–	-0.02%	–
PM	Exit	PHILIP MORRIS INTL INCput	$0	–	-39,600	–	-0.02%	–
LVS	Exit	LAS VEGAS SANDS CORP	$0	–	-2,513	–	-0.02%	–
SPLK	Exit	SPLUNK INCput	$0	–	-40,000	–	-0.02%	–
PAYX	Exit	PAYCHEX INCcall	$0	–	-40,000	–	-0.02%	–
RH	Exit	RHput	$0	–	-54,800	–	-0.02%	–
HON	Exit	HONEYWELL INTL INCcall	$0	–	-20,000	–	-0.02%	–
ETN	Exit	EATON CORP PLCcall	$0	–	-60,000	–	-0.03%	–
HES	Exit	HESS CORPput	$0	–	-100,000	–	-0.03%	–
MA	Exit	MASTERCARD INCcall	$0	–	-15,000	–	-0.03%	–
URI	Exit	UNITED RENTALS INCput	$0	–	-40,000	–	-0.04%	–
RL	Exit	RALPH LAUREN CORPput	$0	–	-40,600	–	-0.04%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-2,177	–	-0.04%	–
QD	Exit	QUDIAN INCadr	$0	–	-43,600	–	-0.05%	–
TIF	Exit	TIFFANY & CO NEWput	$0	–	-47,300	–	-0.05%	–
PKX	Exit	POSCOsponsored adr	$0	–	-7,320	–	-0.06%	–
NIO	Exit	NIO INCspon ads	$0	–	-162,000	–	-0.06%	–
FLR	Exit	FLUOR CORP NEWput	$0	–	-103,000	–	-0.06%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-5,300	–	-0.09%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-8,373	–	-0.09%	–
BHP	Exit	BHP GROUP LTDsponsored ads	$0	–	-12,800	–	-0.11%	–
NVDA	Exit	NVIDIA CORPcall	$0	–	-40,000	–	-0.11%	–
EL	Exit	LAUDER ESTEE COS INCcl a	$0	–	-4,611	–	-0.12%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-7,000	–	-0.14%	–
ABT	Exit	ABBOTT LABS	$0	–	-12,000	–	-0.14%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-12,897	–	-0.14%	–
IIVI	Exit	II VI INC	$0	–	-38,260	–	-0.20%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-5,800	–	-0.21%	–
RH	Exit	RH	$0	–	-13,701	–	-0.23%	–
RIO	Exit	RIO TINTO PLCsponsored adr	$0	–	-26,459	–	-0.24%	–
SPLK	Exit	SPLUNK INC	$0	–	-14,645	–	-0.26%	–
URI	Exit	UNITED RENTALS INC	$0	–	-13,937	–	-0.26%	–
PDD	Exit	PINDUODUO INCsponsored ads	$0	–	-97,126	–	-0.29%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-15,070	–	-0.29%	–
NMR	Exit	NOMURA HLDGS INCsponsored adr	$0	–	-610,526	–	-0.31%	–
FLR	Exit	FLUOR CORP NEW	$0	–	-94,688	–	-0.46%	–
RL	Exit	RALPH LAUREN CORPcl a	$0	–	-30,945	–	-0.50%	–
ARRY	Exit	ARRAY BIOPHARMA INC	$0	–	-85,900	–	-0.57%	–
AABA	Exit	ALTABA INC	$0	–	-73,000	–	-0.72%	–
	Exit	CHINA LODGING GROUP LTDnote 0.375%11/0	$0	–	-5,000	–	-0.78%	–
YY	Exit	YY INCsponsored ads a	$0	–	-157,030	–	-1.57%	–
DHRPRA	Exit	DANAHER CORPORATION4.75 mnd cv pfd	$0	–	-10,000	–	-1.58%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-217,911	–	-2.20%	–
RHT	Exit	RED HAT INC	$0	–	-85,615	–	-2.30%	–
TAK	Exit	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$0	–	-1,474,286	–	-3.74%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-1,176,598	–	-6.60%	–

Q2 2019

			Value		Shares		↓ Weighting
GOOGL	New	ALPHABET INCcap stk cl a	$260,589,000	–	240,662	–	37.32%	–
INFY	New	INFOSYS LTDsponsored adr	$56,424,000	–	5,273,294	–	8.08%	–
KT	New	KT CORPsponsored adr	$52,607,000	–	4,252,760	–	7.54%	–
IBN	New	ICICI BK LTDadr	$48,344,000	–	3,804,428	–	6.92%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$46,087,000	–	1,176,598	–	6.60%	–
TAK	New	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$26,146,000	–	1,474,286	–	3.74%	–
MUFG	New	MITSUBISHI UFJ FINL GROUP INsponsored ads	$22,354,000	–	4,705,825	–	3.20%	–
RHT	New	RED HAT INC	$16,075,000	–	85,615	–	2.30%	–
APC	New	ANADARKO PETE CORP	$15,376,000	–	217,911	–	2.20%	–
SMFG	New	SUMITOMO MITSUI FINL GROUP Isponsored adr	$12,438,000	–	1,761,137	–	1.78%	–
DHRPRA	New	DANAHER CORPORATION4.75 mnd cv pfd	$11,047,000	–	10,000	–	1.58%	–
YY	New	YY INCsponsored ads a	$10,943,000	–	157,030	–	1.57%	–
HSBC	New	HSBC HLDGS PLCspon adr new	$9,812,000	–	236,550	–	1.40%	–
ASX	New	ASE TECHNOLOGY HOLDING CO LTsponsored ads	$8,212,000	–	2,069,000	–	1.18%	–
WIT	New	WIPRO LTDspon adr 1 sh	$7,259,000	–	1,676,379	–	1.04%	–
	New	CHINA LODGING GROUP LTDnote 0.375%11/0	$5,419,000	–	5,000	–	0.78%	–
AABA	New	ALTABA INC	$5,064,000	–	73,000	–	0.72%	–
ARRY	New	ARRAY BIOPHARMA INC	$3,980,000	–	85,900	–	0.57%	–
LPL	New	LG DISPLAY CO LTDspons adr rep	$3,659,000	–	473,478	–	0.52%	–
UMC	New	UNITED MICROELECTRONICS CORPspon adr new	$3,661,000	–	1,626,663	–	0.52%	–
CMG	New	CHIPOTLE MEXICAN GRILL INC	$3,546,000	–	4,838	–	0.51%	–
RL	New	RALPH LAUREN CORPcl a	$3,515,000	–	30,945	–	0.50%	–
FLR	New	FLUOR CORP NEW	$3,190,000	–	94,688	–	0.46%	–
VSM	New	VERSUM MATLS INC	$3,121,000	–	60,499	–	0.45%	–
PEP	New	PEPSICO INC	$2,302,000	–	17,558	–	0.33%	–
IRBT	New	IROBOT CORP	$2,256,000	–	24,620	–	0.32%	–
NMR	New	NOMURA HLDGS INCsponsored adr	$2,149,000	–	610,526	–	0.31%	–
BBT	New	BB&T CORP	$2,100,000	–	42,735	–	0.30%	–
MSFT	New	MICROSOFT CORP	$2,019,000	–	15,070	–	0.29%	–
PDD	New	PINDUODUO INCsponsored ads	$2,004,000	–	97,126	–	0.29%	–
BZUN	New	BAOZUN INCsponsored adr	$1,997,000	–	40,055	–	0.29%	–
FDX	New	FEDEX CORP	$1,893,000	–	11,532	–	0.27%	–
URI	New	UNITED RENTALS INC	$1,848,000	–	13,937	–	0.26%	–
SPLK	New	SPLUNK INC	$1,842,000	–	14,645	–	0.26%	–
MMM	New	3M CO	$1,810,000	–	10,440	–	0.26%	–
RIO	New	RIO TINTO PLCsponsored adr	$1,649,000	–	26,459	–	0.24%	–
RH	New	RH	$1,584,000	–	13,701	–	0.23%	–
LFC	New	CHINA LIFE INS CO LTDspon adr rep h	$1,529,000	–	124,130	–	0.22%	–
NTES	New	NETEASE INCsponsored adr	$1,483,000	–	5,800	–	0.21%	–
ISRG	New	INTUITIVE SURGICAL INC	$1,405,000	–	2,679	–	0.20%	–
IIVI	New	II VI INC	$1,399,000	–	38,260	–	0.20%	–
STMP	New	STAMPS COM INC	$1,265,000	–	27,944	–	0.18%	–
AMZN	New	AMAZON COM INC	$1,148,000	–	606	–	0.16%	–
IPGP	New	IPG PHOTONICS CORP	$1,125,000	–	7,291	–	0.16%	–
SKX	New	SKECHERS U S A INCcl a	$1,027,000	–	32,600	–	0.15%	–
ABT	New	ABBOTT LABS	$1,009,000	–	12,000	–	0.14%	–
PM	New	PHILIP MORRIS INTL INC	$1,013,000	–	12,897	–	0.14%	–
GOOGL	New	ALPHABET INCcall	$986,000	–	7,500	–	0.14%	–
JNJ	New	JOHNSON & JOHNSON	$975,000	–	7,000	–	0.14%	–
CERN	New	CERNER CORP	$979,000	–	13,359	–	0.14%	–
SQ	New	SQUARE INCcl a	$930,000	–	12,820	–	0.13%	–
EL	New	LAUDER ESTEE COS INCcl a	$844,000	–	4,611	–	0.12%	–
HES	New	HESS CORPcall	$804,000	–	121,500	–	0.12%	–
NVDA	New	NVIDIA CORPcall	$785,000	–	40,000	–	0.11%	–
COST	New	COSTCO WHSL CORP NEWcall	$740,000	–	30,000	–	0.11%	–
BHP	New	BHP GROUP LTDsponsored ads	$739,000	–	12,800	–	0.11%	–
STMP	New	STAMPS COM INCput	$740,000	–	30,000	–	0.11%	–
XOM	New	EXXON MOBIL CORP	$642,000	–	8,373	–	0.09%	–
BIDU	New	BAIDU INCspon adr rep a	$622,000	–	5,300	–	0.09%	–
PDD	New	PINDUODUO INCput	$493,000	–	325,000	–	0.07%	–
CMG	New	CHIPOTLE MEXICAN GRILL INCput	$434,000	–	21,200	–	0.06%	–
IRBT	New	IROBOT CORPput	$427,000	–	80,000	–	0.06%	–
SHOP	New	SHOPIFY INCcl a	$428,000	–	1,427	–	0.06%	–
FLR	New	FLUOR CORP NEWput	$417,000	–	103,000	–	0.06%	–
NIO	New	NIO INCspon ads	$413,000	–	162,000	–	0.06%	–
CMCSA	New	COMCAST CORP NEWcall	$398,000	–	100,000	–	0.06%	–
PKX	New	POSCOsponsored adr	$387,000	–	7,320	–	0.06%	–
TIF	New	TIFFANY & CO NEWcall	$363,000	–	60,200	–	0.05%	–
TIF	New	TIFFANY & CO NEWput	$355,000	–	47,300	–	0.05%	–
QD	New	QUDIAN INCadr	$327,000	–	43,600	–	0.05%	–
CTRP	New	CTRIP COM INTL LTDcall	$330,000	–	100,000	–	0.05%	–
GOOG	New	ALPHABET INCput	$331,000	–	15,000	–	0.05%	–
V	New	VISA INCcall	$311,000	–	20,000	–	0.04%	–
TWLO	New	TWILIO INCcl a	$297,000	–	2,177	–	0.04%	–
FDX	New	FEDEX CORPput	$298,000	–	37,500	–	0.04%	–
RL	New	RALPH LAUREN CORPput	$290,000	–	40,600	–	0.04%	–
NVDA	New	NVIDIA CORPput	$262,000	–	60,800	–	0.04%	–
URI	New	UNITED RENTALS INCput	$246,000	–	40,000	–	0.04%	–
MA	New	MASTERCARD INCcall	$222,000	–	15,000	–	0.03%	–
HES	New	HESS CORPput	$218,000	–	100,000	–	0.03%	–
PG	New	PROCTER AND GAMBLE COcall	$197,000	–	27,900	–	0.03%	–
ETN	New	EATON CORP PLCcall	$179,000	–	60,000	–	0.03%	–
MSFT	New	MICROSOFT CORPput	$184,000	–	40,000	–	0.03%	–
PEP	New	PEPSICO INCput	$177,000	–	40,000	–	0.02%	–
HON	New	HONEYWELL INTL INCcall	$175,000	–	20,000	–	0.02%	–
RH	New	RHput	$166,000	–	54,800	–	0.02%	–
KHC	New	KRAFT HEINZ COcall	$167,000	–	249,600	–	0.02%	–
PAYX	New	PAYCHEX INCcall	$160,000	–	40,000	–	0.02%	–
SPLK	New	SPLUNK INCput	$156,000	–	40,000	–	0.02%	–
CERN	New	CERNER CORPput	$156,000	–	93,800	–	0.02%	–
ISRG	New	INTUITIVE SURGICAL INCput	$145,000	–	15,000	–	0.02%	–
AMZN	New	AMAZON COM INCput	$146,000	–	5,000	–	0.02%	–
LVS	New	LAS VEGAS SANDS CORP	$148,000	–	2,513	–	0.02%	–
MA	New	MASTERCARD INCput	$143,000	–	43,000	–	0.02%	–
MMM	New	3M COput	$142,000	–	40,000	–	0.02%	–
IPGP	New	IPG PHOTONICS CORPput	$140,000	–	24,300	–	0.02%	–
PM	New	PHILIP MORRIS INTL INCput	$134,000	–	39,600	–	0.02%	–
ETN	New	EATON CORP PLCput	$117,000	–	60,000	–	0.02%	–
CMCSA	New	COMCAST CORP NEWput	$116,000	–	100,000	–	0.02%	–
EXAS	New	EXACT SCIENCES CORP	$109,000	–	925	–	0.02%	–
EL	New	LAUDER ESTEE COS INCcall	$113,000	–	4,800	–	0.02%	–
XOM	New	EXXON MOBIL CORPput	$108,000	–	50,000	–	0.02%	–
SQ	New	SQUARE INCput	$100,000	–	80,000	–	0.01%	–
COST	New	COSTCO WHSL CORP NEWput	$94,000	–	95,000	–	0.01%	–
PAYX	New	PAYCHEX INCput	$81,000	–	80,000	–	0.01%	–
HON	New	HONEYWELL INTL INCput	$82,000	–	20,000	–	0.01%	–
HPQ	New	HP INC	$76,000	–	3,650	–	0.01%	–
SHOP	New	SHOPIFY INCput	$70,000	–	50,000	–	0.01%	–
CSX	New	CSX CORP	$69,000	–	889	–	0.01%	–
NSC	New	NORFOLK SOUTHERN CORP	$66,000	–	329	–	0.01%	–
EL	New	LAUDER ESTEE COS INCput	$57,000	–	32,800	–	0.01%	–
GOOS	New	CANADA GOOSE HOLDINGS INCcall	$59,000	–	8,600	–	0.01%	–
RIO	New	RIO TINTO PLCput	$50,000	–	100,000	–	0.01%	–
CERN	New	CERNER CORPcall	$52,000	–	13,800	–	0.01%	–
XOM	New	EXXON MOBIL CORPcall	$51,000	–	50,000	–	0.01%	–
ALGN	New	ALIGN TECHNOLOGY INC	$40,000	–	146	–	0.01%	–
PM	New	PHILIP MORRIS INTL INCcall	$32,000	–	34,600	–	0.01%	–
LVS	New	LAS VEGAS SANDS CORPput	$29,000	–	5,300	–	0.00%	–
GOOS	New	CANADA GOOSE HOLDINGS INCput	$25,000	–	8,600	–	0.00%	–
V	New	VISA INCput	$18,000	–	20,000	–	0.00%	–
GRMN	New	GARMIN LTDcall	$19,000	–	5,000	–	0.00%	–
TWLO	New	TWILIO INCput	$16,000	–	85,000	–	0.00%	–
HPQ	New	HP INCput	$11,000	–	15,000	–	0.00%	–
CSX	New	CSX CORPput	$4,000	–	25,000	–	0.00%	–
PPG	New	PPG INDS INC	$10,000	–	84	–	0.00%	–
EXAS	New	EXACT SCIENCES CORPput	$9,000	–	10,300	–	0.00%	–
STI	New	SUNTRUST BKS INCcall	$4,000	–	36,600	–	0.00%	–
LVS	New	LAS VEGAS SANDS CORPcall	$4,000	–	5,300	–	0.00%	–
NSC	New	NORFOLK SOUTHERN CORPput	$5,000	–	900	–	0.00%	–
WHR	New	WHIRLPOOL CORPcall	$6,000	–	900	–	0.00%	–
WHR	New	WHIRLPOOL CORPput	$4,000	–	900	–	0.00%	–
YUMC	New	YUM CHINA HLDGS INCcall	$4,000	–	1,800	–	0.00%	–
GRMN	New	GARMIN LTDput	$8,000	–	5,000	–	0.00%	–
PG	New	PROCTER AND GAMBLE COput	$3,000	–	3,600	–	0.00%	–
XRX	New	XEROX CORPcall	$1,000	–	800	–	0.00%	–
XRX	New	XEROX CORPput	$0	–	800	–	0.00%	–
ALGN	New	ALIGN TECHNOLOGY INCput	$2,000	–	2,000	–	0.00%	–
WIX	New	WIX COM LTD	$1,000	–	7	–	0.00%	–
YUMC	New	YUM CHINA HLDGS INCput	$0	–	1,800	–	0.00%	–
PPG	New	PPG INDS INCcall	$2,000	–	1,000	–	0.00%	–
PPG	New	PPG INDS INCput	$3,000	–	1,000	–	0.00%	–
BZUN	New	BAOZUN INCput	$2,000	–	85,000	–	0.00%	–
USO	New	UNITED STATES OIL FUND LPcall	$1,000	–	50,000	–	0.00%	–
WIX	New	WIX COM LTDput	$1,000	–	8,800	–	0.00%	–
DHR	New	DANAHER CORPORATIONput	$0	–	300	–	0.00%	–

Q4 2018

			Value		Shares		↓ Weighting
WW	Exit	WEIGHT WATCHERS INTL INC NEWput	$0	–	-2	–	0.00%	–
IRBT	Exit	IROBOT CORPput	$0	–	-9	–	0.00%	–
AGO	Exit	ASSURED GUARANTY LTDput	$0	–	-36	–	-0.00%	–
L100PS	Exit	ARCONIC INCput	$0	–	-192	–	-0.00%	–
ADSK	Exit	AUTODESK INC	$0	–	-20	–	-0.00%	–
ADSK	Exit	AUTODESK INCput	$0	–	-400	–	-0.00%	–
UNP	Exit	UNION PAC CORPput	$0	–	-300	–	-0.00%	–
MKC	Exit	MCCORMICK & CO INCput	$0	–	-168	–	-0.00%	–
AMD	Exit	ADVANCED MICRO DEVICES INCput	$0	–	-1,900	–	-0.00%	–
IRBT	Exit	IROBOT CORP	$0	–	-86	–	-0.00%	–
WW	Exit	WEIGHT WATCHERS INTL INC NEW	$0	–	-83	–	-0.00%	–
LOW	Exit	LOWES COS INCput	$0	–	-143	–	-0.00%	–
CSX	Exit	CSX CORPput	$0	–	-900	–	-0.00%	–
UROV	Exit	UROVANT SCIENCES LTD	$0	–	-1,000	–	-0.00%	–
MMM	Exit	3M COput	$0	–	-110	–	-0.00%	–
CLX	Exit	CLOROX CO DELput	$0	–	-50	–	-0.00%	–
BHC	Exit	BAUSCH HEALTH COS INCcall	$0	–	-1,000	–	-0.00%	–
GT	Exit	GOODYEAR TIRE & RUBR COcall	$0	–	-200	–	-0.01%	–
WFC	Exit	WELLS FARGO CO NEWcall	$0	–	-500	–	-0.01%	–
ETP	Exit	ENERGY TRANSFER PARTNERS LPcall	$0	–	-300	–	-0.01%	–
UPS	Exit	UNITED PARCEL SERVICE INCcall	$0	–	-400	–	-0.01%	–
PG	Exit	PROCTER AND GAMBLE COput	$0	–	-1,100	–	-0.01%	–
DVN	Exit	DEVON ENERGY CORP NEWcall	$0	–	-200	–	-0.01%	–
MSFT	Exit	MICROSOFT CORPput	$0	–	-240	–	-0.01%	–
EXAS	Exit	EXACT SCIENCES CORPput	$0	–	-400	–	-0.01%	–
BAC	Exit	BANK AMER CORPput	$0	–	-1,400	–	-0.01%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELput	$0	–	-125	–	-0.01%	–
NSC	Exit	NORFOLK SOUTHERN CORPput	$0	–	-90	–	-0.01%	–
ETP	Exit	ENERGY TRANSFER PARTNERS LPput	$0	–	-300	–	-0.01%	–
OEF	Exit	ISHARES TRcall	$0	–	-250	–	-0.01%	–
GS	Exit	GOLDMAN SACHS GROUP INCput	$0	–	-500	–	-0.01%	–
CF	Exit	CF INDS HLDGS INCput	$0	–	-332	–	-0.01%	–
FL	Exit	FOOT LOCKER INCput	$0	–	-1,000	–	-0.01%	–
VFC	Exit	V F CORPput	$0	–	-400	–	-0.01%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDput	$0	–	-800	–	-0.01%	–
AGO	Exit	ASSURED GUARANTY LTD	$0	–	-1,077	–	-0.01%	–
MU	Exit	MICRON TECHNOLOGY INCput	$0	–	-300	–	-0.01%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcl b new	$0	–	-2,246	–	-0.01%	–
TAPA	Exit	MOLSON COORS BREWING COput	$0	–	-1,268	–	-0.01%	–
DBL	Exit	DOUBLELINE OPPORTUNISTIC CR	$0	–	-2,600	–	-0.01%	–
ETP	Exit	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$0	–	-2,507	–	-0.02%	–
AVK	Exit	ADVENT CLAYMORE CV SECS & IN	$0	–	-3,600	–	-0.02%	–
LOW	Exit	LOWES COS INC	$0	–	-511	–	-0.02%	–
SHOP	Exit	SHOPIFY INCput	$0	–	-250	–	-0.02%	–
L100PS	Exit	ARCONIC INCcall	$0	–	-192	–	-0.02%	–
	Exit	ALBEMARLE CORPput	$0	–	-600	–	-0.02%	–
VMW	Exit	VMWARE INCput	$0	–	-300	–	-0.02%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDcall	$0	–	-800	–	-0.02%	–
WM	Exit	WASTE MGMT INC DELcall	$0	–	-400	–	-0.02%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDsponsored adr	$0	–	-800	–	-0.02%	–
MS	Exit	MORGAN STANLEYput	$0	–	-1,300	–	-0.02%	–
DSU	Exit	BLACKROCK DEBT STRAT FD INC	$0	–	-64,000	–	-0.02%	–
BGH	Exit	BARINGS GLOBAL SHORT DURATIO	$0	–	-3,600	–	-0.02%	–
STK	Exit	COLUMBIA SELIGM PREM TECH GR	$0	–	-3,400	–	-0.02%	–
HES	Exit	HESS CORPput	$0	–	-2,550	–	-0.02%	–
BB	Exit	BLACKBERRY LTDput	$0	–	-2,000	–	-0.02%	–
MOMO	Exit	MOMO INCput	$0	–	-950	–	-0.02%	–
SYY	Exit	SYSCO CORPput	$0	–	-500	–	-0.02%	–
PPT	Exit	PUTNAM PREMIER INCOME TRsh ben int	$0	–	-16,400	–	-0.02%	–
WM	Exit	WASTE MGMT INC DELput	$0	–	-520	–	-0.02%	–
OEF	Exit	ISHARES TRput	$0	–	-250	–	-0.02%	–
TAPA	Exit	MOLSON COORS BREWING COcall	$0	–	-400	–	-0.02%	–
HQH	Exit	TEKLA HEALTHCARE INVSsh ben int	$0	–	-4,100	–	-0.03%	–
BAC	Exit	BANK AMER CORPcall	$0	–	-750	–	-0.03%	–
ETW	Exit	EATON VANCE TXMGD GL BUYWR O	$0	–	-8,300	–	-0.03%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-3,910	–	-0.03%	–
NBB	Exit	NUVEEN BUILD AMER BD FD	$0	–	-4,900	–	-0.03%	–
	Exit	ALBEMARLE CORPcall	$0	–	-192	–	-0.03%	–
GIM	Exit	TEMPLETON GLOBAL INCOME FD	$0	–	-16,800	–	-0.03%	–
BG	Exit	BUNGE LIMITEDput	$0	–	-1,000	–	-0.03%	–
BGT	Exit	BLACKROCK FLOATING RATE INCO	$0	–	-8,100	–	-0.03%	–
GT	Exit	GOODYEAR TIRE & RUBR COput	$0	–	-1,750	–	-0.03%	–
RL	Exit	RALPH LAUREN CORPput	$0	–	-400	–	-0.03%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-1,425	–	-0.03%	–
K	Exit	KELLOGG COcall	$0	–	-652	–	-0.03%	–
EAD	Exit	WELLS FARGO INCOME OPPORTUNIwf inc oppty fd	$0	–	-14,500	–	-0.03%	–
PRU	Exit	PRUDENTIAL FINL INCput	$0	–	-1,100	–	-0.03%	–
FLR	Exit	FLUOR CORP NEWput	$0	–	-1,847	–	-0.04%	–
DLTR	Exit	DOLLAR TREE INCput	$0	–	-684	–	-0.04%	–
NUV	Exit	NUVEEN MUN VALUE FD INC	$0	–	-14,100	–	-0.04%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-10,000	–	-0.04%	–
UNP	Exit	UNION PAC CORP	$0	–	-882	–	-0.04%	–
DVN	Exit	DEVON ENERGY CORP NEWput	$0	–	-600	–	-0.04%	–
WMT	Exit	WALMART INCcall	$0	–	-500	–	-0.04%	–
HTD	Exit	HANCOCK JOHN TAX-ADV DIV INC	$0	–	-6,800	–	-0.04%	–
CSX	Exit	CSX CORP	$0	–	-2,139	–	-0.04%	–
LB	Exit	L BRANDS INCcall	$0	–	-674	–	-0.04%	–
AAP	Exit	ADVANCE AUTO PARTS INC	$0	–	-972	–	-0.04%	–
LB	Exit	L BRANDS INCput	$0	–	-674	–	-0.04%	–
MMM	Exit	3M CO	$0	–	-804	–	-0.05%	–
UPS	Exit	UNITED PARCEL SERVICE INCput	$0	–	-925	–	-0.05%	–
IGR	Exit	CBRE CLARION GLOBAL REAL EST	$0	–	-23,800	–	-0.05%	–
EXPE	Exit	EXPEDIA GROUP INC	$0	–	-1,326	–	-0.05%	–
EL	Exit	LAUDER ESTEE COS INCput	$0	–	-400	–	-0.05%	–
AWP	Exit	ABERDEEN GLOBAL PREMIER PPTY	$0	–	-29,200	–	-0.05%	–
FLR	Exit	FLUOR CORP NEWcall	$0	–	-321	–	-0.05%	–
HLF	Exit	HERBALIFE NUTRITION LTD	$0	–	-3,400	–	-0.05%	–
CLX	Exit	CLOROX CO DEL	$0	–	-1,252	–	-0.05%	–
MSFT	Exit	MICROSOFT CORPcall	$0	–	-240	–	-0.05%	–
INTC	Exit	INTEL CORP	$0	–	-4,100	–	-0.05%	–
MKC	Exit	MCCORMICK & CO INC	$0	–	-1,505	–	-0.05%	–
MYD	Exit	BLACKROCK MUNIYIELD FD INC	$0	–	-15,300	–	-0.06%	–
NUS	Exit	NU SKIN ENTERPRISES INCcl a	$0	–	-2,500	–	-0.06%	–
WDC	Exit	WESTERN DIGITAL CORP	$0	–	-3,500	–	-0.06%	–
SYMC	Exit	SYMANTEC CORPput	$0	–	-2,400	–	-0.06%	–
K	Exit	KELLOGG COput	$0	–	-1,000	–	-0.06%	–
WFC	Exit	WELLS FARGO CO NEWput	$0	–	-1,400	–	-0.06%	–
CAR	Exit	AVIS BUDGET GROUPput	$0	–	-1,000	–	-0.06%	–
LRCX	Exit	LAM RESEARCH CORPput	$0	–	-150	–	-0.06%	–
COST	Exit	COSTCO WHSL CORP NEWput	$0	–	-1,150	–	-0.06%	–
SQ	Exit	SQUARE INCput	$0	–	-800	–	-0.06%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-2,660	–	-0.06%	–
COST	Exit	COSTCO WHSL CORP NEWcall	$0	–	-150	–	-0.07%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-1,650	–	-0.07%	–
GDV	Exit	GABELLI DIVD & INCOME TR	$0	–	-10,200	–	-0.07%	–
EXPE	Exit	EXPEDIA GROUP INCcall	$0	–	-300	–	-0.07%	–
FEN	Exit	FIRST TR ENERGY INCOME & GRW	$0	–	-11,700	–	-0.07%	–
EXPE	Exit	EXPEDIA GROUP INCput	$0	–	-700	–	-0.07%	–
WMT	Exit	WALMART INCput	$0	–	-1,000	–	-0.08%	–
BGR	Exit	BLACKROCK ENERGY & RES TR	$0	–	-19,700	–	-0.08%	–
FTF	Exit	FRANKLIN LTD DURATION INC TR	$0	–	-28,200	–	-0.08%	–
EVV	Exit	EATON VANCE LTD DUR INCOME F	$0	–	-23,500	–	-0.08%	–
EOI	Exit	EATON VANCE ENHANCED EQ INC	$0	–	-19,300	–	-0.08%	–
GOOGL	Exit	ALPHABET INCput	$0	–	-50	–	-0.08%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INCput	$0	–	-250	–	-0.09%	–
FL	Exit	FOOT LOCKER INC	$0	–	-6,319	–	-0.09%	–
BZUN	Exit	BAOZUN INCput	$0	–	-850	–	-0.09%	–
BTZ	Exit	BLACKROCK CR ALLCTN INC TR	$0	–	-26,600	–	-0.09%	–
AMAT	Exit	APPLIED MATLS INCput	$0	–	-1,200	–	-0.09%	–
DPG	Exit	DUFF & PHELPS GLB UTL INC FD	$0	–	-24,500	–	-0.10%	–
CF	Exit	CF INDS HLDGS INC	$0	–	-6,570	–	-0.10%	–
GHY	Exit	PGIM GLOBAL SHORT DURATION H	$0	–	-26,800	–	-0.10%	–
PEO	Exit	ADAM NAT RES FD INC	$0	–	-18,600	–	-0.10%	–
MOMO	Exit	MOMO INCadr	$0	–	-8,432	–	-0.10%	–
SYMC	Exit	SYMANTEC CORPcall	$0	–	-1,000	–	-0.10%	–
KORS	Exit	MICHAEL KORS HLDGS LTD	$0	–	-5,500	–	-0.10%	–
COST	Exit	COSTCO WHSL CORP NEW	$0	–	-1,610	–	-0.10%	–
VFC	Exit	V F CORP	$0	–	-4,027	–	-0.10%	–
IGD	Exit	VOYA GLBL EQTY DIV & PREM OP	$0	–	-52,800	–	-0.10%	–
SNAP	Exit	SNAP INCput	$0	–	-2,200	–	-0.11%	–
STX	Exit	SEAGATE TECHNOLOGY PLCput	$0	–	-1,300	–	-0.11%	–
NKE	Exit	NIKE INCcl b	$0	–	-4,800	–	-0.11%	–
CROX	Exit	CROCS INC	$0	–	-19,700	–	-0.11%	–
SHOP	Exit	SHOPIFY INCcl a	$0	–	-2,534	–	-0.11%	–
NSC	Exit	NORFOLK SOUTHERN CORP	$0	–	-2,338	–	-0.12%	–
JGH	Exit	NUVEEN GLOBAL HIGH INCOME FD	$0	–	-27,300	–	-0.12%	–
JD	Exit	JD COM INCput	$0	–	-500	–	-0.12%	–
EDI	Exit	STONE HBR EMERG MKTS TL INC	$0	–	-35,400	–	-0.13%	–
VKQ	Exit	INVESCO MUN TR	$0	–	-40,100	–	-0.13%	–
CHI	Exit	CALAMOS CONV OPP AND INC FDsh ben int	$0	–	-39,500	–	-0.13%	–
CBA	Exit	CLEARBRIDGE AMERN ENERG MLP	$0	–	-61,200	–	-0.13%	–
BKNG	Exit	BOOKING HLDGS INCput	$0	–	-40	–	-0.14%	–
BB	Exit	BLACKBERRY LTD	$0	–	-47,571	–	-0.15%	–
MFL	Exit	BLACKROCK MUNIHLDS INVSTM QL	$0	–	-43,800	–	-0.15%	–
KIO	Exit	KKR INCOME OPPORTUNITIES FD	$0	–	-34,600	–	-0.16%	–
RMT	Exit	ROYCE MICRO-CAP TR INC	$0	–	-56,300	–	-0.16%	–
UTG	Exit	REAVES UTIL INCOME FD	$0	–	-18,900	–	-0.16%	–
BIF	Exit	BOULDER GROWTH & INCOME FD I	$0	–	-52,524	–	-0.16%	–
GGN	Exit	GAMCO GLOBAL GOLD NAT RES &	$0	–	-130,100	–	-0.17%	–
NRK	Exit	NUVEEN NEW YORK AMT QLT MUNI	$0	–	-51,800	–	-0.17%	–
NZF	Exit	NUVEEN MUNICIPAL CREDIT INC	$0	–	-43,200	–	-0.17%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-14,058	–	-0.17%	–
AFT	Exit	APOLLO SR FLOATING RATE FD I	$0	–	-40,100	–	-0.18%	–
HES	Exit	HESS CORPcall	$0	–	-800	–	-0.18%	–
NMZ	Exit	NUVEEN MUN HIGH INCOME OPP F	$0	–	-51,500	–	-0.18%	–
PFN	Exit	PIMCO INCOME STRATEGY FUND I	$0	–	-62,300	–	-0.18%	–
VMW	Exit	VMWARE INC	$0	–	-4,211	–	-0.18%	–
FSD	Exit	FIRST TR HIGH INCOME L/S FD	$0	–	-45,700	–	-0.18%	–
BTO	Exit	HANCOCK JOHN FINL OPPTYS FDsh ben int new	$0	–	-18,200	–	-0.18%	–
NML	Exit	NEUBERGER BERMAN MLP INCOME	$0	–	-78,500	–	-0.19%	–
TRIP	Exit	TRIPADVISOR INCput	$0	–	-1,637	–	-0.19%	–
IQI	Exit	INVESCO QUALITY MUNI INC TRS	$0	–	-59,300	–	-0.19%	–
MUC	Exit	BLACKROCK MUNIHLDNGS CALI QL	$0	–	-54,800	–	-0.19%	–
EIM	Exit	EATON VANCE MUN BD FD	$0	–	-61,100	–	-0.19%	–
TLT	Exit	ISHARES TR20 yr tr bd etf	$0	–	-6,270	–	-0.20%	–
GAM	Exit	GENERAL AMERN INVS INC	$0	–	-20,000	–	-0.20%	–
VGI	Exit	VIRTUS GLOBAL MULTI-SEC INC	$0	–	-56,000	–	-0.20%	–
BFK	Exit	BLACKROCK MUN INCOME TRsh ben int	$0	–	-59,900	–	-0.20%	–
SPXX	Exit	NUVEEN S&P 500 DYN OVERWRITE	$0	–	-44,200	–	-0.20%	–
JRO	Exit	NUVEEN FLTNG RTE INCM OPP FD	$0	–	-75,300	–	-0.21%	–
IIM	Exit	INVESCO VALUE MUN INCOME TR	$0	–	-57,400	–	-0.22%	–
BLW	Exit	BLACKROCK LTD DURATION INC T	$0	–	-53,400	–	-0.22%	–
FMO	Exit	FIDUCIARY CLAYMORE MLP OPP F	$0	–	-66,900	–	-0.22%	–
BBN	Exit	BLACKROCK TAX MUNICPAL BD TR	$0	–	-38,800	–	-0.22%	–
YY	Exit	YY INCput	$0	–	-988	–	-0.23%	–
UMC	Exit	UNITED MICROELECTRONICS CORPspon adr new	$0	–	-319,739	–	-0.23%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-10,452	–	-0.24%	–
HIX	Exit	WESTERN ASSET HIGH INCM FD I	$0	–	-139,600	–	-0.24%	–
VIPS	Exit	VIPSHOP HLDGS LTDput	$0	–	-2,500	–	-0.24%	–
VMO	Exit	INVESCO MUN OPPORTUNITY TR	$0	–	-79,200	–	-0.25%	–
KMF	Exit	KAYNE ANDERSON MDSTM ENERGY	$0	–	-70,901	–	-0.25%	–
ETY	Exit	EATON VANCE TX MGD DIV EQ IN	$0	–	-70,800	–	-0.25%	–
VTA	Exit	INVESCO DYNAMIC CR OPP FD	$0	–	-81,500	–	-0.26%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-4,100	–	-0.26%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-4,242	–	-0.26%	–
BIT	Exit	BLACKROCK MULTI-SECTOR INC T	$0	–	-56,900	–	-0.26%	–
EFT	Exit	EATON VANCE FLTING RATE INC	$0	–	-66,600	–	-0.26%	–
BGY	Exit	BLACKROCK ENHANCED INTL DIV	$0	–	-171,200	–	-0.27%	–
PCI	Exit	PIMCO DYNMIC CREDIT AND MRT	$0	–	-42,600	–	-0.28%	–
FAX	Exit	ABERDEEN ASIA PACIFIC INCOM	$0	–	-250,400	–	-0.28%	–
MGI	Exit	MONEYGRAM INTL INC	$0	–	-195,400	–	-0.28%	–
CAR	Exit	AVIS BUDGET GROUP	$0	–	-32,782	–	-0.29%	–
RL	Exit	RALPH LAUREN CORPcl a	$0	–	-7,756	–	-0.29%	–
EOS	Exit	EATON VANCE ENH EQTY INC FD	$0	–	-61,000	–	-0.29%	–
AOD	Exit	ABERDEEN TOTAL DYNAMIC DIVD	$0	–	-123,800	–	-0.30%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS	$0	–	-54,400	–	-0.30%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-9,475	–	-0.30%	–
ANGL	Exit	VANECK VECTORS ETF TRfallen angel hg	$0	–	-38,900	–	-0.31%	–
JMF	Exit	NUVEEN ENERGY MLP TOTL RTRNF	$0	–	-102,100	–	-0.31%	–
CAF	Exit	MORGAN STANLEY CHINA A SH FD	$0	–	-52,734	–	-0.31%	–
FPL	Exit	FST TR NEW OPPORT MLP & ENE	$0	–	-119,000	–	-0.31%	–
SYY	Exit	SYSCO CORP	$0	–	-15,893	–	-0.32%	–
JD	Exit	JD COM INCspon adr cl a	$0	–	-44,856	–	-0.32%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-8,762	–	-0.32%	–
BCX	Exit	BLACKROCK RES & COMM STRAT T	$0	–	-129,400	–	-0.32%	–
FFC	Exit	FLAHERTY&CRMN PFD SEC INCOM	$0	–	-65,500	–	-0.32%	–
NKX	Exit	NUVEEN CALIFORNIA AMT QLT MU	$0	–	-92,800	–	-0.33%	–
ERC	Exit	WELLS FARGO MULTI SECTOR INC	$0	–	-100,800	–	-0.33%	–
EL	Exit	LAUDER ESTEE COS INCcl a	$0	–	-29,123	–	-0.34%	–
CEM	Exit	CLEARBRIDGE ENERGY MLP FD IN	$0	–	-87,000	–	-0.34%	–
MS	Exit	MORGAN STANLEY	$0	–	-27,175	–	-0.34%	–
NVG	Exit	NUVEEN AMT FREE MUN CR INC F	$0	–	-87,300	–	-0.35%	–
MCA	Exit	BLACKROCK MUNIYIELD CALI QLT	$0	–	-99,200	–	-0.35%	–
TTM	Exit	TATA MTRS LTDsponsored adr	$0	–	-83,400	–	-0.35%	–
WMT	Exit	WALMART INC	$0	–	-13,920	–	-0.36%	–
SQ	Exit	SQUARE INCcl a	$0	–	-13,253	–	-0.36%	–
LDP	Exit	COHEN & STEERS LTD DUR PFD I	$0	–	-56,200	–	-0.36%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-8,911	–	-0.37%	–
FRA	Exit	BLACKROCK FLOAT RATE OME STR	$0	–	-98,900	–	-0.37%	–
SNAP	Exit	SNAP INCcl a	$0	–	-161,757	–	-0.37%	–
MYI	Exit	BLACKROCK MUNIYIELD QLTY FD	$0	–	-113,800	–	-0.38%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored adr	$0	–	-222,068	–	-0.38%	–
X	Exit	UNITED STATES STL CORP NEW	$0	–	-45,709	–	-0.38%	–
TEI	Exit	TEMPLETON EMERG MKTS INCOME	$0	–	-142,000	–	-0.39%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-330,400	–	-0.39%	–
EXG	Exit	EATON VANCE TAX MNGD GBL DV	$0	–	-152,900	–	-0.40%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-30,072	–	-0.40%	–
DVN	Exit	DEVON ENERGY CORP NEW	$0	–	-37,123	–	-0.40%	–
VGM	Exit	INVESCO TR INVT GRADE MUNS	$0	–	-125,400	–	-0.41%	–
GT	Exit	GOODYEAR TIRE & RUBR CO	$0	–	-64,903	–	-0.41%	–
BG	Exit	BUNGE LIMITED	$0	–	-22,126	–	-0.41%	–
ARDC	Exit	ARES DYNAMIC CR ALLOCATION F	$0	–	-98,200	–	-0.42%	–
LPL	Exit	LG DISPLAY CO LTDspons adr rep	$0	–	-184,128	–	-0.43%	–
ETV	Exit	EATON VANCE TX MNG BY WRT OP	$0	–	-103,200	–	-0.45%	–
PRU	Exit	PRUDENTIAL FINL INC	$0	–	-16,550	–	-0.46%	–
HYT	Exit	BLACKROCK CORPOR HI YLD FD I	$0	–	-159,400	–	-0.46%	–
BTT	Exit	BLACKROCK MUN 2030 TAR TERM	$0	–	-81,800	–	-0.46%	–
WFC	Exit	WELLS FARGO CO NEW	$0	–	-34,061	–	-0.49%	–
BOE	Exit	BLACKROCK ENHANCED GBL DIV T	$0	–	-163,200	–	-0.49%	–
CLM	Exit	CORNERSTONE STRATEGIC VALUE	$0	–	-129,200	–	-0.49%	–
NAC	Exit	NUVEEN CA QUALTY MUN INCOME	$0	–	-142,700	–	-0.50%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-22,866	–	-0.51%	–
QD	Exit	QUDIAN INCadr	$0	–	-362,163	–	-0.51%	–
FPF	Exit	FIRST TR INTER DUR PFD & IN	$0	–	-90,900	–	-0.53%	–
NAD	Exit	NUVEEN QUALITY MUNCP INCOME	$0	–	-156,600	–	-0.55%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-54,691	–	-0.58%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INC	$0	–	-4,907	–	-0.61%	–
NEA	Exit	NUVEEN AMT FREE QLTY MUN INC	$0	–	-181,100	–	-0.62%	–
TY	Exit	TRI CONTL CORP	$0	–	-88,200	–	-0.65%	–
EFR	Exit	EATON VANCE SR FLTNG RTE TR	$0	–	-174,600	–	-0.67%	–
STX	Exit	SEAGATE TECHNOLOGY PLC	$0	–	-52,185	–	-0.67%	–
TIF	Exit	TIFFANY & CO NEWput	$0	–	-20,537	–	-0.74%	–
PPR	Exit	VOYA PRIME RATE TRsh ben int	$0	–	-553,900	–	-0.75%	–
CRF	Exit	CORNERSTONE TOTAL RTRN FD IN	$0	–	-205,500	–	-0.78%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-2,392	–	-0.79%	–
IDTI	Exit	INTEGRATED DEVICE TECHNOLOGY	$0	–	-64,100	–	-0.82%	–
QQQX	Exit	NUVEEN NASDAQ 100 DYNAMIC OV	$0	–	-125,700	–	-0.82%	–
UTF	Exit	COHEN & STEERS INFRASTRUCTUR	$0	–	-138,500	–	-0.84%	–
JPS	Exit	NUVEEN PFD & INCM SECURTIES	$0	–	-353,100	–	-0.85%	–
AMD	Exit	ADVANCED MICRO DEVICES INCcall	$0	–	-1,500	–	-0.86%	–
JFR	Exit	NUVEEN FLOATING RATE INCOME	$0	–	-304,200	–	-0.86%	–
YY	Exit	YY INC	$0	–	-43,918	–	-0.90%	–
JPC	Exit	NUVEEN PFD & INCM OPPORTNYS	$0	–	-362,400	–	-0.92%	–
RDY	Exit	DR REDDYS LABS LTDadr	$0	–	-100,421	–	-0.96%	–
PKX	Exit	POSCOsponsored adr	$0	–	-53,792	–	-0.97%	–
JQC	Exit	NUVEEN CR STRATEGIES INCM FD	$0	–	-449,700	–	-0.98%	–
KYN	Exit	KAYNE ANDERSN MLP MIDS INVT	$0	–	-204,100	–	-0.99%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-73,002	–	-1.02%	–
SKX	Exit	SKECHERS U S A INCcl a	$0	–	-13,900	–	-1.06%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$0	–	-89,400	–	-1.08%	–
	Exit	CHINA LODGING GROUP LTDdebt 0.375%11/0	$0	–	-4,000,000	–	-1.13%	–
SMFG	Exit	SUMITOMO MITSUI FINL GROUP Isponsored adr	$0	–	-553,325	–	-1.22%	–
SJNK	Exit	SPDR SER TRbloomberg srt tr	$0	–	-164,400	–	-1.23%	–
BKNG	Exit	BOOKING HLDGS INC	$0	–	-2,369	–	-1.28%	–
SHYG	Exit	ISHARES TR0-5yr hi yl cp	$0	–	-111,700	–	-1.43%	–
EMLC	Exit	VANECK VECTORS ETF TRjp morgan mkts	$0	–	-342,700	–	-1.53%	–
STG	Exit	SUNLANDS ONLINE ED GROUPads	$0	–	-1,047,620	–	-1.73%	–
MUFG	Exit	MITSUBISHI UFJ FINL GROUP INsponsored ads	$0	–	-1,403,459	–	-2.39%	–
BHP	Exit	BHP BILLITON LTDsponsored adr	$0	–	-185,600	–	-2.53%	–
HDB	Exit	HDFC BANK LTD	$0	–	-106,319	–	-2.73%	–
KT	Exit	KT CORPsponsored adr	$0	–	-685,857	–	-2.78%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-135,000	–	-3.15%	–
PBRA	Exit	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$0	–	-2,887,906	–	-8.24%	–
SDRLF	Exit	SEADRILL LTD	$0	–	-1,520,362	–	-10.27%	–

Q3 2018

			Value		Shares		↓ Weighting
SDRLF	New	SEADRILL LTD	$37,675,000	–	1,520,362	–	10.27%	–
PBRA	Buy	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$30,207,000	+87.7%	2,887,906	+58.7%	8.24%	+163.9%
NXPI	Sell	NXP SEMICONDUCTORS N V	$11,543,000	-65.5%	135,000	-55.9%	3.15%	-51.4%
KT	Buy	KT CORPsponsored adr	$10,185,000	+149.6%	685,857	+123.2%	2.78%	+250.6%
HDB	New	HDFC BANK LTD	$10,005,000	–	106,319	–	2.73%	–
BHP	New	BHP BILLITON LTDsponsored adr	$9,287,000	–	185,600	–	2.53%	–
MUFG	Buy	MITSUBISHI UFJ FINL GROUP INsponsored ads	$8,762,000	+87.5%	1,403,459	+70.9%	2.39%	+163.4%
STG	Sell	SUNLANDS ONLINE ED GROUPads	$6,338,000	-46.3%	1,047,620	-21.0%	1.73%	-24.6%
EMLC	New	VANECK VECTORS ETF TRjp morgan mkts	$5,612,000	–	342,700	–	1.53%	–
SHYG	Sell	ISHARES TR0-5yr hi yl cp	$5,235,000	-31.4%	111,700	-31.7%	1.43%	-3.5%
BKNG	Buy	BOOKING HLDGS INC	$4,700,000	+21.0%	2,369	+23.6%	1.28%	+70.1%
SJNK	Sell	SPDR SER TRbloomberg srt tr	$4,515,000	-18.4%	164,400	-18.9%	1.23%	+14.7%
SMFG	Buy	SUMITOMO MITSUI FINL GROUP Isponsored adr	$4,468,000	+181.5%	553,325	+170.8%	1.22%	+295.5%
	New	CHINA LODGING GROUP LTDdebt 0.375%11/0	$4,138,000	–	4,000,000	–	1.13%	–
TSM	Sell	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$3,948,000	-83.3%	89,400	-86.2%	1.08%	-76.5%
SKX	Buy	SKECHERS U S A INCcl a	$3,888,000	+867.2%	13,900	+3.7%	1.06%	+1259.0%
TRIP	New	TRIPADVISOR INC	$3,728,000	–	73,002	–	1.02%	–
KYN	New	KAYNE ANDERSN MLP MIDS INVT	$3,643,000	–	204,100	–	0.99%	–
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$3,584,000	+161.6%	449,700	+161.0%	0.98%	+267.3%
PKX	New	POSCOsponsored adr	$3,571,000	–	53,792	–	0.97%	–
RDY	Sell	DR REDDYS LABS LTDadr	$3,520,000	-20.0%	100,421	-26.1%	0.96%	+12.4%
JPC	Buy	NUVEEN PFD & INCM OPPORTNYS	$3,359,000	+249.2%	362,400	+251.5%	0.92%	+389.8%
YY	Buy	YY INC	$3,290,000	+137.4%	43,918	+218.4%	0.90%	+233.5%
JFR	Buy	NUVEEN FLOATING RATE INCOME	$3,161,000	+109.2%	304,200	+110.4%	0.86%	+194.2%
JPS	Buy	NUVEEN PFD & INCM SECURTIES	$3,107,000	+85.7%	353,100	+85.9%	0.85%	+161.4%
UTF	New	COHEN & STEERS INFRASTRUCTUR	$3,065,000	–	138,500	–	0.84%	–
QQQX	Buy	NUVEEN NASDAQ 100 DYNAMIC OV	$3,021,000	+629.7%	125,700	+695.6%	0.82%	+930.0%
IDTI	New	INTEGRATED DEVICE TECHNOLOGY	$3,013,000	–	64,100	–	0.82%	–
GOOG	New	ALPHABET INCcap stk cl c	$2,887,000	–	2,392	–	0.79%	–
CRF	Sell	CORNERSTONE TOTAL RTRN FD IN	$2,852,000	-1.3%	205,500	-0.5%	0.78%	+38.9%
PPR	Buy	VOYA PRIME RATE TRsh ben int	$2,758,000	+280.4%	553,900	+284.1%	0.75%	+433.3%
TIF	New	TIFFANY & CO NEWput	$2,723,000	–	20,537	–	0.74%	–
STX	Buy	SEAGATE TECHNOLOGY PLC	$2,471,000	+2396.0%	52,185	+2865.1%	0.67%	+3447.4%
EFR	Buy	EATON VANCE SR FLTNG RTE TR	$2,455,000	+2152.3%	174,600	+2197.4%	0.67%	+3085.7%
TY	Buy	TRI CONTL CORP	$2,379,000	+1016.9%	88,200	+998.7%	0.65%	+1482.9%
NEA	New	NUVEEN AMT FREE QLTY MUN INC	$2,293,000	–	181,100	–	0.62%	–
CMG	Buy	CHIPOTLE MEXICAN GRILL INC	$2,230,000	+32.6%	4,907	+25.8%	0.61%	+86.5%
AMAT	New	APPLIED MATLS INC	$2,114,000	–	54,691	–	0.58%	–
NAD	New	NUVEEN QUALITY MUNCP INCOME	$2,003,000	–	156,600	–	0.55%	–
FPF	New	FIRST TR INTER DUR PFD & IN	$1,947,000	–	90,900	–	0.53%	–
QD	Sell	QUDIAN INCadr	$1,887,000	-68.0%	362,163	-45.6%	0.51%	-55.1%
DLTR	Buy	DOLLAR TREE INC	$1,865,000	+4.8%	22,866	+9.2%	0.51%	+47.2%
NAC	Buy	NUVEEN CA QUALTY MUN INCOME	$1,847,000	+208.3%	142,700	+218.5%	0.50%	+334.5%
CLM	Sell	CORNERSTONE STRATEGIC VALUE	$1,809,000	-63.7%	129,200	-63.5%	0.49%	-49.0%
BOE	New	BLACKROCK ENHANCED GBL DIV T	$1,794,000	–	163,200	–	0.49%	–
WFC	New	WELLS FARGO CO NEW	$1,790,000	–	34,061	–	0.49%	–
BTT	New	BLACKROCK MUN 2030 TAR TERM	$1,694,000	–	81,800	–	0.46%	–
PRU	New	PRUDENTIAL FINL INC	$1,677,000	–	16,550	–	0.46%	–
HYT	New	BLACKROCK CORPOR HI YLD FD I	$1,675,000	–	159,400	–	0.46%	–
ETV	New	EATON VANCE TX MNG BY WRT OP	$1,663,000	–	103,200	–	0.45%	–
LPL	Sell	LG DISPLAY CO LTDspons adr rep	$1,585,000	-29.4%	184,128	-32.7%	0.43%	-0.9%
ARDC	Buy	ARES DYNAMIC CR ALLOCATION F	$1,525,000	+146.4%	98,200	+155.1%	0.42%	+246.7%
GT	Sell	GOODYEAR TIRE & RUBR CO	$1,518,000	-49.1%	64,903	-49.3%	0.41%	-28.4%
BG	Sell	BUNGE LIMITED	$1,520,000	-7.2%	22,126	-5.8%	0.41%	+30.2%
VGM	Buy	INVESCO TR INVT GRADE MUNS	$1,490,000	+1969.4%	125,400	+2062.1%	0.41%	+2800.0%
DVN	New	DEVON ENERGY CORP NEW	$1,483,000	–	37,123	–	0.40%	–
BZUN	Sell	BAOZUN INCsponsored adr	$1,461,000	-67.4%	30,072	-63.3%	0.40%	-54.1%
EXG	New	EATON VANCE TAX MNGD GBL DV	$1,453,000	–	152,900	–	0.40%	–
VVR	Buy	INVESCO SR INCOME TR	$1,421,000	+156.5%	330,400	+155.1%	0.39%	+261.7%
TEI	New	TEMPLETON EMERG MKTS INCOME	$1,420,000	–	142,000	–	0.39%	–
X	Buy	UNITED STATES STL CORP NEW	$1,393,000	+99.3%	45,709	+127.2%	0.38%	+179.4%
VIPS	Buy	VIPSHOP HLDGS LTDsponsored adr	$1,386,000	+90.9%	222,068	+232.1%	0.38%	+168.1%
MYI	New	BLACKROCK MUNIYIELD QLTY FD	$1,375,000	–	113,800	–	0.38%	–
SNAP	Buy	SNAP INCcl a	$1,372,000	+171.1%	161,757	+318.2%	0.37%	+281.6%
FRA	Buy	BLACKROCK FLOAT RATE OME STR	$1,364,000	+6.0%	98,900	+6.8%	0.37%	+48.8%
LRCX	New	LAM RESEARCH CORP	$1,352,000	–	8,911	–	0.37%	–
LDP	New	COHEN & STEERS LTD DUR PFD I	$1,338,000	–	56,200	–	0.36%	–
SQ	Buy	SQUARE INCcl a	$1,312,000	+156.8%	13,253	+59.9%	0.36%	+261.6%
WMT	New	WALMART INC	$1,307,000	–	13,920	–	0.36%	–
TTM	Sell	TATA MTRS LTDsponsored adr	$1,296,000	-84.3%	83,400	-80.1%	0.35%	-78.0%
NVG	Sell	NUVEEN AMT FREE MUN CR INC F	$1,271,000	-68.7%	87,300	-68.7%	0.35%	-56.0%
MCA	New	BLACKROCK MUNIYIELD CALI QLT	$1,271,000	–	99,200	–	0.35%	–
MS	Sell	MORGAN STANLEY	$1,266,000	-34.2%	27,175	-33.1%	0.34%	-7.5%
CEM	Buy	CLEARBRIDGE ENERGY MLP FD IN	$1,264,000	+77.8%	87,000	+73.0%	0.34%	+150.0%
EL	Buy	LAUDER ESTEE COS INCcl a	$1,232,000	-43.3%	29,123	+91.4%	0.34%	-20.2%
ERC	Buy	WELLS FARGO MULTI SECTOR INC	$1,226,000	+386.5%	100,800	+399.0%	0.33%	+581.6%
NKX	Buy	NUVEEN CALIFORNIA AMT QLT MU	$1,194,000	+895.0%	92,800	+954.5%	0.33%	+1317.4%
FFC	New	FLAHERTY&CRMN PFD SEC INCOM	$1,193,000	–	65,500	–	0.32%	–
BIDU	Sell	BAIDU INCspon adr rep a	$1,173,000	-81.7%	8,762	-66.8%	0.32%	-74.3%
BCX	Sell	BLACKROCK RES & COMM STRAT T	$1,174,000	-38.1%	129,400	-36.6%	0.32%	-13.0%
JD	Sell	JD COM INCspon adr cl a	$1,170,000	-83.8%	44,856	-75.9%	0.32%	-77.3%
SYY	New	SYSCO CORP	$1,164,000	–	15,893	–	0.32%	–
FPL	Buy	FST TR NEW OPPORT MLP & ENE	$1,134,000	+269.4%	119,000	+302.0%	0.31%	+415.0%
CAF	Sell	MORGAN STANLEY CHINA A SH FD	$1,133,000	-52.1%	52,734	-48.6%	0.31%	-32.7%
JMF	Buy	NUVEEN ENERGY MLP TOTL RTRNF	$1,130,000	+597.5%	102,100	+576.2%	0.31%	+893.5%
ANGL	Buy	VANECK VECTORS ETF TRfallen angel hg	$1,126,000	+192.5%	38,900	+189.7%	0.31%	+309.3%
UPS	Sell	UNITED PARCEL SERVICE INCcl b	$1,106,000	-67.1%	9,475	-70.0%	0.30%	-53.6%
DSL	New	DOUBLELINE INCOME SOLUTIONS	$1,099,000	–	54,400	–	0.30%	–
AOD	New	ABERDEEN TOTAL DYNAMIC DIVD	$1,087,000	–	123,800	–	0.30%	–
EOS	Buy	EATON VANCE ENH EQTY INC FD	$1,077,000	+564.8%	61,000	+535.4%	0.29%	+848.4%
RL	New	RALPH LAUREN CORPcl a	$1,067,000	–	7,756	–	0.29%	–
CAR	New	AVIS BUDGET GROUP	$1,054,000	–	32,782	–	0.29%	–
MGI	Sell	MONEYGRAM INTL INC	$1,045,000	-40.4%	195,400	-25.5%	0.28%	-16.2%
FAX	New	ABERDEEN ASIA PACIFIC INCOM	$1,034,000	–	250,400	–	0.28%	–
PCI	New	PIMCO DYNMIC CREDIT AND MRT	$1,028,000	–	42,600	–	0.28%	–
BGY	Buy	BLACKROCK ENHANCED INTL DIV	$981,000	+172.5%	171,200	+173.0%	0.27%	+281.4%
EFT	Buy	EATON VANCE FLTING RATE INC	$972,000	+17.0%	66,600	+16.2%	0.26%	+64.6%
BIT	New	BLACKROCK MULTI-SECTOR INC T	$963,000	–	56,900	–	0.26%	–
GS	Sell	GOLDMAN SACHS GROUP INC	$951,000	-77.2%	4,242	-77.6%	0.26%	-68.0%
NTES	Sell	NETEASE INCsponsored adr	$936,000	-92.3%	4,100	-91.5%	0.26%	-89.2%
VTA	Buy	INVESCO DYNAMIC CR OPP FD	$935,000	+157.6%	81,500	+161.2%	0.26%	+264.3%
ETY	Buy	EATON VANCE TX MGD DIV EQ IN	$909,000	+391.4%	70,800	+362.7%	0.25%	+588.9%
KMF	Buy	KAYNE ANDERSON MDSTM ENERGY	$908,000	+273.7%	70,901	+277.1%	0.25%	+427.7%
VMO	New	INVESCO MUN OPPORTUNITY TR	$906,000	–	79,200	–	0.25%	–
VIPS	Buy	VIPSHOP HLDGS LTDput	$890,000	+345.0%	2,500	+25.0%	0.24%	+523.1%
HIX	New	WESTERN ASSET HIGH INCM FD I	$885,000	–	139,600	–	0.24%	–
PG	New	PROCTER AND GAMBLE CO	$870,000	–	10,452	–	0.24%	–
UMC	Sell	UNITED MICROELECTRONICS CORPspon adr new	$846,000	-11.3%	319,739	-6.8%	0.23%	+24.9%
YY	Sell	YY INCput	$841,000	+195.1%	988	-1.2%	0.23%	+316.4%
BBN	New	BLACKROCK TAX MUNICPAL BD TR	$823,000	–	38,800	–	0.22%	–
FMO	Buy	FIDUCIARY CLAYMORE MLP OPP F	$817,000	+33.9%	66,900	+27.9%	0.22%	+89.0%
BLW	New	BLACKROCK LTD DURATION INC T	$795,000	–	53,400	–	0.22%	–
IIM	New	INVESCO VALUE MUN INCOME TR	$794,000	–	57,400	–	0.22%	–
JRO	Sell	NUVEEN FLTNG RTE INCM OPP FD	$776,000	-46.6%	75,300	-46.1%	0.21%	-24.8%
SPXX	Sell	NUVEEN S&P 500 DYN OVERWRITE	$747,000	-11.6%	44,200	-12.6%	0.20%	+24.4%
BFK	New	BLACKROCK MUN INCOME TRsh ben int	$745,000	–	59,900	–	0.20%	–
VGI	Buy	VIRTUS GLOBAL MULTI-SEC INC	$740,000	+10.4%	56,000	+11.8%	0.20%	+55.4%
GAM	New	GENERAL AMERN INVS INC	$740,000	–	20,000	–	0.20%	–
TLT	New	ISHARES TR20 yr tr bd etf	$734,000	–	6,270	–	0.20%	–
EIM	New	EATON VANCE MUN BD FD	$704,000	–	61,100	–	0.19%	–
MUC	Buy	BLACKROCK MUNIHLDNGS CALI QL	$688,000	+631.9%	54,800	+671.8%	0.19%	+944.4%
IQI	New	INVESCO QUALITY MUNI INC TRS	$687,000	–	59,300	–	0.19%	–
TRIP	New	TRIPADVISOR INCput	$684,000	–	1,637	–	0.19%	–
NML	Buy	NEUBERGER BERMAN MLP INCOME	$682,000	+595.9%	78,500	+600.9%	0.19%	+878.9%
BTO	Sell	HANCOCK JOHN FINL OPPTYS FDsh ben int new	$673,000	-43.6%	18,200	-43.3%	0.18%	-21.1%
FSD	New	FIRST TR HIGH INCOME L/S FD	$669,000	–	45,700	–	0.18%	–
PFN	New	PIMCO INCOME STRATEGY FUND I	$657,000	–	62,300	–	0.18%	–
VMW	New	VMWARE INC	$657,000	–	4,211	–	0.18%	–
NMZ	New	NUVEEN MUN HIGH INCOME OPP F	$646,000	–	51,500	–	0.18%	–
HES	Sell	HESS CORPcall	$642,000	+1.6%	800	-33.3%	0.18%	+42.3%
AFT	Buy	APOLLO SR FLOATING RATE FD I	$641,000	+522.3%	40,100	+536.5%	0.18%	+775.0%
MU	Buy	MICRON TECHNOLOGY INC	$636,000	+93.9%	14,058	+124.7%	0.17%	+170.3%
NZF	Sell	NUVEEN MUNICIPAL CREDIT INC	$623,000	-14.0%	43,200	-14.5%	0.17%	+21.4%
NRK	New	NUVEEN NEW YORK AMT QLT MUNI	$616,000	–	51,800	–	0.17%	–
GGN	New	GAMCO GLOBAL GOLD NAT RES &	$611,000	–	130,100	–	0.17%	–
BIF	Buy	BOULDER GROWTH & INCOME FD I	$589,000	+229.1%	52,524	+201.9%	0.16%	+360.0%
UTG	Buy	REAVES UTIL INCOME FD	$579,000	+40.2%	18,900	+32.2%	0.16%	+97.5%
RMT	New	ROYCE MICRO-CAP TR INC	$575,000	–	56,300	–	0.16%	–
KIO	New	KKR INCOME OPPORTUNITIES FD	$568,000	–	34,600	–	0.16%	–
MFL	New	BLACKROCK MUNIHLDS INVSTM QL	$548,000	–	43,800	–	0.15%	–
BB	Sell	BLACKBERRY LTD	$541,000	-38.4%	47,571	-47.7%	0.15%	-13.5%
CBA	Buy	CLEARBRIDGE AMERN ENERG MLP	$482,000	+677.4%	61,200	+646.3%	0.13%	+991.7%
CHI	New	CALAMOS CONV OPP AND INC FDsh ben int	$476,000	–	39,500	–	0.13%	–
VKQ	New	INVESCO MUN TR	$463,000	–	40,100	–	0.13%	–
EDI	New	STONE HBR EMERG MKTS TL INC	$461,000	–	35,400	–	0.13%	–
JD	Sell	JD COM INCput	$450,000	+135.6%	500	-68.2%	0.12%	+232.4%
JGH	Sell	NUVEEN GLOBAL HIGH INCOME FD	$426,000	-37.9%	27,300	-38.5%	0.12%	-12.8%
NSC	New	NORFOLK SOUTHERN CORP	$422,000	–	2,338	–	0.12%	–
SHOP	Sell	SHOPIFY INCcl a	$417,000	-85.2%	2,534	-86.9%	0.11%	-79.1%
CROX	Sell	CROCS INC	$419,000	+6.3%	19,700	-12.1%	0.11%	+50.0%
NKE	Sell	NIKE INCcl b	$407,000	-7.1%	4,800	-12.7%	0.11%	+30.6%
STX	Sell	SEAGATE TECHNOLOGY PLCput	$395,000	+9.1%	1,300	-23.7%	0.11%	+54.3%
IGD	New	VOYA GLBL EQTY DIV & PREM OP	$383,000	–	52,800	–	0.10%	–
VFC	New	V F CORP	$376,000	–	4,027	–	0.10%	–
COST	Sell	COSTCO WHSL CORP NEW	$378,000	-76.0%	1,610	-78.7%	0.10%	-66.3%
KORS	Sell	MICHAEL KORS HLDGS LTD	$377,000	-5.8%	5,500	-8.3%	0.10%	+32.1%
SYMC	New	SYMANTEC CORPcall	$375,000	–	1,000	–	0.10%	–
MOMO	Sell	MOMO INCadr	$369,000	-50.2%	8,432	-50.5%	0.10%	-29.9%
GHY	Buy	PGIM GLOBAL SHORT DURATION H	$372,000	+68.3%	26,800	+65.4%	0.10%	+134.9%
PEO	New	ADAM NAT RES FD INC	$371,000	–	18,600	–	0.10%	–
CF	New	CF INDS HLDGS INC	$358,000	–	6,570	–	0.10%	–
DPG	Buy	DUFF & PHELPS GLB UTL INC FD	$355,000	+61.4%	24,500	+60.1%	0.10%	+125.6%
AMAT	New	APPLIED MATLS INCput	$335,000	–	1,200	–	0.09%	–
BTZ	Sell	BLACKROCK CR ALLCTN INC TR	$326,000	-74.9%	26,600	-75.3%	0.09%	-64.7%
FL	Sell	FOOT LOCKER INC	$322,000	-28.6%	6,319	-26.2%	0.09%	+1.1%
CMG	Buy	CHIPOTLE MEXICAN GRILL INCput	$315,000	+59.9%	250	+66.7%	0.09%	+126.3%
GOOGL	New	ALPHABET INCput	$313,000	–	50	–	0.08%	–
EOI	Buy	EATON VANCE ENHANCED EQ INC	$309,000	+312.0%	19,300	+293.9%	0.08%	+460.0%
EVV	Sell	EATON VANCE LTD DUR INCOME F	$298,000	-77.6%	23,500	-77.8%	0.08%	-68.6%
BGR	New	BLACKROCK ENERGY & RES TR	$287,000	–	19,700	–	0.08%	–
FTF	New	FRANKLIN LTD DURATION INC TR	$287,000	–	28,200	–	0.08%	–
WMT	New	WALMART INCput	$281,000	–	1,000	–	0.08%	–
EXPE	Sell	EXPEDIA GROUP INCput	$271,000	+261.3%	700	-46.2%	0.07%	+393.3%
FEN	Buy	FIRST TR ENERGY INCOME & GRW	$260,000	+122.2%	11,700	+129.4%	0.07%	+208.7%
EXPE	Sell	EXPEDIA GROUP INCcall	$248,000	-23.9%	300	-20.0%	0.07%	+7.9%
GDV	New	GABELLI DIVD & INCOME TR	$244,000	–	10,200	–	0.07%	–
QQQ	Sell	INVESCO QQQ TRput	$241,000	-82.0%	1,650	-38.9%	0.07%	-74.5%
SQ	Sell	SQUARE INCput	$240,000	+344.4%	800	-55.2%	0.06%	+550.0%
WM	New	WASTE MGMT INC DEL	$240,000	–	2,660	–	0.06%	–
COST	Buy	COSTCO WHSL CORP NEWput	$234,000	+10.4%	1,150	+155.6%	0.06%	+56.1%
LRCX	New	LAM RESEARCH CORPput	$227,000	–	150	–	0.06%	–
CAR	New	AVIS BUDGET GROUPput	$223,000	–	1,000	–	0.06%	–
WFC	Sell	WELLS FARGO CO NEWput	$215,000	-13.7%	1,400	-41.7%	0.06%	+22.9%
K	New	KELLOGG COput	$208,000	–	1,000	–	0.06%	–
NUS	New	NU SKIN ENTERPRISES INCcl a	$206,000	–	2,500	–	0.06%	–
WDC	New	WESTERN DIGITAL CORP	$205,000	–	3,500	–	0.06%	–
MYD	New	BLACKROCK MUNIYIELD FD INC	$201,000	–	15,300	–	0.06%	–
MKC	New	MCCORMICK & CO INC	$198,000	–	1,505	–	0.05%	–
INTC	New	INTEL CORP	$194,000	–	4,100	–	0.05%	–
MSFT	New	MICROSOFT CORPcall	$190,000	–	240	–	0.05%	–
CLX	Buy	CLOROX CO DEL	$188,000	+138.0%	1,252	+115.1%	0.05%	+240.0%
HLF	New	HERBALIFE NUTRITION LTD	$185,000	–	3,400	–	0.05%	–
FLR	Buy	FLUOR CORP NEWcall	$184,000	+275.5%	321	+8.1%	0.05%	+400.0%
AWP	New	ABERDEEN GLOBAL PREMIER PPTY	$177,000	–	29,200	–	0.05%	–
UPS	Buy	UNITED PARCEL SERVICE INCput	$171,000	-55.1%	925	+76.2%	0.05%	-36.5%
EXPE	New	EXPEDIA GROUP INC	$173,000	–	1,326	–	0.05%	–
IGR	New	CBRE CLARION GLOBAL REAL EST	$174,000	–	23,800	–	0.05%	–
MMM	Sell	3M CO	$169,000	-64.7%	804	-67.0%	0.05%	-50.5%
AAP	New	ADVANCE AUTO PARTS INC	$164,000	–	972	–	0.04%	–
LB	Sell	L BRANDS INCput	$165,000	+28.9%	674	-32.6%	0.04%	+80.0%
LB	Sell	L BRANDS INCcall	$163,000	-11.9%	674	-32.6%	0.04%	+22.2%
CSX	Sell	CSX CORP	$158,000	-88.2%	2,139	-89.8%	0.04%	-83.5%
HTD	Sell	HANCOCK JOHN TAX-ADV DIV INC	$159,000	-42.4%	6,800	-42.4%	0.04%	-20.4%
WMT	New	WALMART INCcall	$155,000	–	500	–	0.04%	–
DVN	New	DEVON ENERGY CORP NEWput	$145,000	–	600	–	0.04%	–
UNP	New	UNION PAC CORP	$144,000	–	882	–	0.04%	–
EMD	New	WESTERN ASSET EMRG MKT DEBT	$134,000	–	10,000	–	0.04%	–
NUV	New	NUVEEN MUN VALUE FD INC	$132,000	–	14,100	–	0.04%	–
FLR	Buy	FLUOR CORP NEWput	$128,000	+64.1%	1,847	+389.9%	0.04%	+133.3%
PRU	New	PRUDENTIAL FINL INCput	$119,000	–	1,100	–	0.03%	–
K	New	KELLOGG COcall	$112,000	–	652	–	0.03%	–
RL	New	RALPH LAUREN CORPput	$114,000	–	400	–	0.03%	–
EXAS	New	EXACT SCIENCES CORP	$112,000	–	1,425	–	0.03%	–
EAD	Buy	WELLS FARGO INCOME OPPORTUNIwf inc oppty fd	$115,000	+57.5%	14,500	+59.3%	0.03%	+121.4%
BG	Buy	BUNGE LIMITEDput	$105,000	-52.7%	1,000	+150.0%	0.03%	-32.6%
GT	Sell	GOODYEAR TIRE & RUBR COput	$105,000	-73.7%	1,750	-34.0%	0.03%	-62.3%
BGT	New	BLACKROCK FLOATING RATE INCO	$107,000	–	8,100	–	0.03%	–
	New	ALBEMARLE CORPcall	$104,000	–	192	–	0.03%	–
GIM	Buy	TEMPLETON GLOBAL INCOME FD	$103,000	+8.4%	16,800	+8.4%	0.03%	+55.6%
ETW	New	EATON VANCE TXMGD GL BUYWR O	$100,000	–	8,300	–	0.03%	–
NBB	New	NUVEEN BUILD AMER BD FD	$98,000	–	4,900	–	0.03%	–
BHC	New	BAUSCH HEALTH COS INC	$100,000	–	3,910	–	0.03%	–
HQH	New	TEKLA HEALTHCARE INVSsh ben int	$95,000	–	4,100	–	0.03%	–
OEF	New	ISHARES TRput	$92,000	–	250	–	0.02%	–
TAPA	New	MOLSON COORS BREWING COcall	$91,000	–	400	–	0.02%	–
WM	New	WASTE MGMT INC DELput	$89,000	–	520	–	0.02%	–
PPT	Sell	PUTNAM PREMIER INCOME TRsh ben int	$86,000	-84.2%	16,400	-84.2%	0.02%	-78.1%
SYY	New	SYSCO CORPput	$79,000	–	500	–	0.02%	–
HES	Buy	HESS CORPput	$78,000	-80.9%	2,550	+8.5%	0.02%	-73.4%
MOMO	Sell	MOMO INCput	$77,000	-58.8%	950	-61.2%	0.02%	-41.7%
STK	Buy	COLUMBIA SELIGM PREM TECH GR	$73,000	+5.8%	3,400	+6.2%	0.02%	+53.8%
BGH	New	BARINGS GLOBAL SHORT DURATIO	$70,000	–	3,600	–	0.02%	–
DSU	Buy	BLACKROCK DEBT STRAT FD INC	$71,000	-89.9%	64,000	+1.7%	0.02%	-86.0%
WM	New	WASTE MGMT INC DELcall	$67,000	–	400	–	0.02%	–
TEVA	New	TEVA PHARMACEUTICAL INDS LTDsponsored adr	$66,000	–	800	–	0.02%	–
VMW	New	VMWARE INCput	$65,000	–	300	–	0.02%	–
	New	ALBEMARLE CORPput	$62,000	–	600	–	0.02%	–
SHOP	Sell	SHOPIFY INCput	$61,000	-81.2%	250	-78.3%	0.02%	-73.0%
LOW	Sell	LOWES COS INC	$59,000	-89.0%	511	-90.9%	0.02%	-84.6%
AVK	New	ADVENT CLAYMORE CV SECS & IN	$56,000	–	3,600	–	0.02%	–
ETP	New	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$56,000	–	2,507	–	0.02%	–
DBL	Sell	DOUBLELINE OPPORTUNISTIC CR	$53,000	-45.9%	2,600	-44.7%	0.01%	-26.3%
BRKB	New	BERKSHIRE HATHAWAY INC DELcl b new	$48,000	–	2,246	–	0.01%	–
TAPA	New	MOLSON COORS BREWING COput	$49,000	–	1,268	–	0.01%	–
AGO	New	ASSURED GUARANTY LTD	$45,000	–	1,077	–	0.01%	–
GS	Sell	GOLDMAN SACHS GROUP INCput	$39,000	-90.8%	500	-23.1%	0.01%	-86.6%
VFC	New	V F CORPput	$39,000	–	400	–	0.01%	–
CF	New	CF INDS HLDGS INCput	$39,000	–	332	–	0.01%	–
ETP	New	ENERGY TRANSFER PARTNERS LPput	$35,000	–	300	–	0.01%	–
OEF	New	ISHARES TRcall	$37,000	–	250	–	0.01%	–
BRKB	New	BERKSHIRE HATHAWAY INC DELput	$32,000	–	125	–	0.01%	–
NSC	New	NORFOLK SOUTHERN CORPput	$34,000	–	90	–	0.01%	–
DVN	New	DEVON ENERGY CORP NEWcall	$24,000	–	200	–	0.01%	–
EXAS	New	EXACT SCIENCES CORPput	$27,000	–	400	–	0.01%	–
MSFT	New	MICROSOFT CORPput	$24,000	–	240	–	0.01%	–
ETP	New	ENERGY TRANSFER PARTNERS LPcall	$22,000	–	300	–	0.01%	–
UPS	New	UNITED PARCEL SERVICE INCcall	$22,000	–	400	–	0.01%	–
GT	Sell	GOODYEAR TIRE & RUBR COcall	$19,000	+5.6%	200	-77.8%	0.01%	+66.7%
WFC	Sell	WELLS FARGO CO NEWcall	$17,000	-91.7%	500	-50.0%	0.01%	-87.5%
CLX	Sell	CLOROX CO DELput	$14,000	+600.0%	50	-9.1%	0.00%	–
BHC	New	BAUSCH HEALTH COS INCcall	$15,000	–	1,000	–	0.00%	–
UROV	New	UROVANT SCIENCES LTD	$12,000	–	1,000	–	0.00%	–
WW	Sell	WEIGHT WATCHERS INTL INC NEW	$6,000	-45.5%	83	-26.5%	0.00%	0.0%
LOW	Buy	LOWES COS INCput	$7,000	-87.7%	143	+12.6%	0.00%	-81.8%
MKC	New	MCCORMICK & CO INCput	$9,000	–	168	–	0.00%	–
UNP	New	UNION PAC CORPput	$7,000	–	300	–	0.00%	–
IRBT	Sell	IROBOT CORP	$9,000	-99.1%	86	-99.3%	0.00%	-99.0%
AMD	Sell	ADVANCED MICRO DEVICES INCput	$8,000	-93.5%	1,900	-11.6%	0.00%	-91.7%
ADSK	Sell	AUTODESK INCput	$3,000	-98.6%	400	-28.8%	0.00%	-97.6%
ADSK	Sell	AUTODESK INC	$3,000	-99.8%	20	-99.9%	0.00%	-99.7%
AGO	New	ASSURED GUARANTY LTDput	$4,000	–	36	–	0.00%	–
NTGRT	Exit	TORTOISE MLP FD INCright 07/18/2018	$0	–	-90,603	–	0.00%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE Ccall	$0	–	-30	–	0.00%	–
FFIV	Exit	F5 NETWORKS INCput	$0	–	-9	–	0.00%	–
DSM	Exit	DREYFUS STRATEGIC MUN BD FD	$0	–	-100	–	0.00%	–
ATHN	Exit	ATHENAHEALTH INCput	$0	–	-3	–	0.00%	–
UAA	Exit	UNDER ARMOUR INCput	$0	–	-1,250	–	0.00%	–
APC	Exit	ANADARKO PETE CORPput	$0	–	-8	–	0.00%	–
DQ	Exit	DAQO NEW ENERGY CORPspnsrd adr new	$0	–	0	–	0.00%	–
WW	Sell	WEIGHT WATCHERS INTL INC NEWput	$1,000	–	2	-97.8%	0.00%	–
PBRA	Exit	PETROLEO BRASILEIRO SA PETROcall	$0	–	-800	–	0.00%	–
IRBT	Sell	IROBOT CORPput	$1,000	-99.7%	9	-99.1%	0.00%	-100.0%
APC	Exit	ANADARKO PETE CORPcall	$0	–	-8	–	-0.00%	–
XRX	Exit	XEROX CORPcall	$0	–	-1,000	–	-0.00%	–
KR	Exit	KROGER COput	$0	–	-1,052	–	-0.00%	–
FFIV	Exit	F5 NETWORKS INC	$0	–	-18	–	-0.00%	–
ISD	Exit	PGIM SHORT DURATION HIGH YIE	$0	–	-200	–	-0.00%	–
BTI	Exit	BRITISH AMERN TOB PLCput	$0	–	-72	–	-0.00%	–
RVT	Exit	ROYCE VALUE TR INC	$0	–	-400	–	-0.00%	–
MO	Exit	ALTRIA GROUP INCcall	$0	–	-16	–	-0.00%	–
SINA	Exit	SINA CORPput	$0	–	-11	–	-0.00%	–
APA	Exit	APACHE CORPput	$0	–	-354	–	-0.00%	–
MO	Exit	ALTRIA GROUP INCput	$0	–	-16	–	-0.00%	–
BDJ	Exit	BLACKROCK ENHANCED EQT DIV T	$0	–	-1,200	–	-0.00%	–
FDX	Exit	FEDEX CORPcall	$0	–	-300	–	-0.00%	–
ATHN	Exit	ATHENAHEALTH INC	$0	–	-101	–	-0.00%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE Cput	$0	–	-30	–	-0.00%	–
NLSN	Exit	NIELSEN HLDGS PLCput	$0	–	-150	–	-0.00%	–
BA	Exit	BOEING COcall	$0	–	-60	–	-0.00%	–
STX	Exit	SEAGATE TECHNOLOGY PLCcall	$0	–	-350	–	-0.00%	–
TEL	Exit	TE CONNECTIVITY LTDput	$0	–	-37	–	-0.00%	–
BG	Exit	BUNGE LIMITEDcall	$0	–	-400	–	-0.00%	–
GLW	Exit	CORNING INCput	$0	–	-282	–	-0.00%	–
APA	Exit	APACHE CORPcall	$0	–	-104	–	-0.01%	–
EMO	Exit	CLEARBRIDGE ENERGY MLP OPP F	$0	–	-2,300	–	-0.01%	–
NLSN	Exit	NIELSEN HLDGS PLCcall	$0	–	-150	–	-0.01%	–
EL	Exit	LAUDER ESTEE COS INCcall	$0	–	-63	–	-0.01%	–
GLW	Exit	CORNING INCcall	$0	–	-282	–	-0.01%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE C	$0	–	-2,809	–	-0.01%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTLput	$0	–	-1,000	–	-0.01%	–
BTI	Exit	BRITISH AMERN TOB PLCsponsored adr	$0	–	-1,270	–	-0.01%	–
BUI	Exit	BLACKROCK UTILITIES INFRSTRC	$0	–	-3,000	–	-0.01%	–
AYI	Exit	ACUITY BRANDS INCput	$0	–	-75	–	-0.01%	–
NRO	Exit	NEUBERGER BERMAN RE ES SEC F	$0	–	-13,200	–	-0.01%	–
TLT	Exit	ISHARES TRput	$0	–	-250	–	-0.01%	–
AGC	Exit	ADVENT CLAY CONV SEC INC FD	$0	–	-13,100	–	-0.01%	–
PMF	Exit	PIMCO MUNICIPAL INCOME FD	$0	–	-5,500	–	-0.01%	–
NCV	Exit	ALLIANZGI CONV & INCOME FD	$0	–	-10,800	–	-0.02%	–
FIV	Exit	FIRST TR SR FLOATING RATE 20	$0	–	-8,500	–	-0.02%	–
INCY	Exit	INCYTE CORPput	$0	–	-438	–	-0.02%	–
FDEU	Exit	FIRST TR DYNAMIC EUROPE EQT	$0	–	-4,900	–	-0.02%	–
SPLK	Exit	SPLUNK INCput	$0	–	-300	–	-0.02%	–
L100PS	Exit	ARCONIC INC	$0	–	-4,757	–	-0.02%	–
PCN	Exit	PIMCO CORPORATE INCOME STRAT	$0	–	-5,000	–	-0.02%	–
DIAX	Exit	NUVEEN DOW 30 DYN OVERWRITE	$0	–	-4,700	–	-0.02%	–
CAT	Exit	CATERPILLAR INC DELput	$0	–	-250	–	-0.02%	–
HPI	Exit	HANCOCK JOHN PFD INCOME FDsh ben int	$0	–	-4,100	–	-0.02%	–
KR	Exit	KROGER CO	$0	–	-3,332	–	-0.02%	–
IRBT	Exit	IROBOT CORPcall	$0	–	-76	–	-0.02%	–
EMF	Exit	TEMPLETON EMERGING MKTS FD I	$0	–	-6,400	–	-0.02%	–
X	Exit	UNITED STATES STL CORP NEWcall	$0	–	-500	–	-0.02%	–
TAP	Exit	MOLSON COORS BREWING COput	$0	–	-1,268	–	-0.02%	–
TLT	Exit	ISHARES TRcall	$0	–	-250	–	-0.02%	–
SFLY	Exit	SHUTTERFLY INCput	$0	–	-500	–	-0.02%	–
NCZ	Exit	ALLIANZGI CONV & INCOME FD I	$0	–	-22,700	–	-0.03%	–
DMO	Exit	WESTERN ASSET MTG DEF OPPTY	$0	–	-6,600	–	-0.03%	–
WUBA	Exit	58 COM INCput	$0	–	-225	–	-0.03%	–
FLR	Exit	FLUOR CORP NEW	$0	–	-3,188	–	-0.03%	–
AIF	Exit	APOLLO TACTICAL INCOME FD IN	$0	–	-10,400	–	-0.03%	–
MGU	Exit	MACQUARIE GLBL INFRA TOTL RE	$0	–	-9,000	–	-0.04%	–
BST	Exit	BLACKROCK SCIENCE & TECH TR	$0	–	-6,300	–	-0.04%	–
X	Exit	UNITED STATES STL CORP NEWput	$0	–	-1,300	–	-0.04%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTL	$0	–	-9,947	–	-0.04%	–
RFI	Exit	COHEN & STEERS TOTAL RETURN	$0	–	-19,300	–	-0.05%	–
AWF	Exit	ALLIANCEBERNSTEIN GBL HGH IN	$0	–	-21,000	–	-0.05%	–
NID	Exit	NUVEEN INTER DURATION MN TMF	$0	–	-19,900	–	-0.05%	–
JPI	Exit	NUVEEN PFD & INCOME TERM FD	$0	–	-11,900	–	-0.05%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-21,700	–	-0.05%	–
TEL	Exit	TE CONNECTIVITY LTD	$0	–	-3,296	–	-0.06%	–
PG	Exit	PROCTER AND GAMBLE COcall	$0	–	-500	–	-0.06%	–
BAC	Exit	BANK AMER CORP	$0	–	-11,260	–	-0.06%	–
PBRA	Exit	PETROLEO BRASILEIRO SA PETROput	$0	–	-800	–	-0.06%	–
MMU	Exit	WESTERN ASST MNGD MUN FD INC	$0	–	-27,500	–	-0.07%	–
TAP	Exit	MOLSON COORS BREWING COcall	$0	–	-400	–	-0.07%	–
SKM	Exit	SK TELECOM LTDsponsored adr	$0	–	-18,000	–	-0.08%	–
PTY	Exit	PIMCO CORPORATE & INCOME OPP	$0	–	-24,700	–	-0.08%	–
JRI	Exit	NUVEEN REAL ASSET INM AND GW	$0	–	-27,100	–	-0.08%	–
HQL	Exit	TEKLA LIFE SCIENCES INVSsh ben int	$0	–	-24,277	–	-0.09%	–
ALB	Exit	ALBEMARLE CORPput	$0	–	-1,000	–	-0.09%	–
AYI	Exit	ACUITY BRANDS INC	$0	–	-4,110	–	-0.09%	–
JRS	Exit	NUVEEN REAL ESTATE INCOME FD	$0	–	-48,900	–	-0.10%	–
MYL	Exit	MYLAN N Vput	$0	–	-800	–	-0.10%	–
NXJ	Exit	NUVEEN NEW JERSEY QULT MUN F	$0	–	-41,200	–	-0.10%	–
PHD	Exit	PIONEER FLOATING RATE TR	$0	–	-49,100	–	-0.11%	–
FCT	Exit	FIRST TR SR FLG RTE INCM FD	$0	–	-43,100	–	-0.11%	–
DSE	Exit	DUFF & PHELPS SLCT ENGY MLP	$0	–	-106,800	–	-0.12%	–
SMM	Exit	SALIENT MIDSTREAM & MLP FDsh ben int	$0	–	-63,400	–	-0.12%	–
KYE	Exit	KAYNE ANDERSON ENRGY TTL RT	$0	–	-67,300	–	-0.12%	–
SONY	Exit	SONY CORPsponsored adr	$0	–	-12,393	–	-0.12%	–
NTES	Exit	NETEASE INCput	$0	–	-275	–	-0.12%	–
WUBA	Exit	58 COM INCspon adr rep a	$0	–	-10,728	–	-0.14%	–
INCY	Exit	INCYTE CORP	$0	–	-11,185	–	-0.14%	–
FANH	Exit	FANHUA INCsponsored adr	$0	–	-26,520	–	-0.15%	–
KANG	Exit	IKANG HEALTHCARE GROUP INCsponsored adr	$0	–	-37,629	–	-0.15%	–
TTM	Exit	TATA MTRS LTDput	$0	–	-1,000	–	-0.16%	–
SPLK	Exit	SPLUNK INC	$0	–	-9,332	–	-0.18%	–
UAA	Exit	UNDER ARMOUR INCcall	$0	–	-1,250	–	-0.18%	–
ZLAB	Exit	ZAI LAB LTDadr	$0	–	-44,000	–	-0.20%	–
TM	Exit	TOYOTA MOTOR CORP	$0	–	-10,100	–	-0.25%	–
WB	Exit	WEIBO CORPput	$0	–	-432	–	-0.26%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-12,149	–	-0.32%	–
SFLY	Exit	SHUTTERFLY INC	$0	–	-21,153	–	-0.37%	–
PGX	Exit	INVESCO EXCHNG TRADED FD TRpfd etf	$0	–	-136,400	–	-0.38%	–
SYMC	Exit	SYMANTEC CORP	$0	–	-99,737	–	-0.40%	–
CEN	Exit	CENTER COAST BRKFLD MLP ENRG	$0	–	-233,400	–	-0.40%	–
NTG	Exit	TORTOISE MLP FD INC	$0	–	-126,200	–	-0.42%	–
MYL	Exit	MYLAN N V	$0	–	-75,212	–	-0.53%	–
RQI	Exit	COHEN & STEERS QUALITY RLTY	$0	–	-230,800	–	-0.54%	–
MLCO	Exit	MELCO RESORT ENTERTAINMENT Ladr	$0	–	-99,500	–	-0.54%	–
ALB	Exit	ALBEMARLE CORP	$0	–	-34,209	–	-0.63%	–
INFY	Exit	INFOSYS LTDsponsored adr	$0	–	-174,554	–	-0.66%	–
TYG	Exit	TORTOISE ENERGY INFRA CORP	$0	–	-132,100	–	-0.68%	–
NMR	Exit	NOMURA HLDGS INCsponsored adr	$0	–	-760,438	–	-0.72%	–
ASX	Exit	ASE TECHNOLOGY HOLDING CO LTsponsored ads	$0	–	-809,023	–	-0.72%	–
TLK	Exit	P T TELEKOMUNIKASI INDONESIAsponsored adr	$0	–	-161,670	–	-0.82%	–
	Exit	CTRIP COM INTL LTDnote 1.000% 7/0	$0	–	-5,000,000	–	-1.02%	–
PFF	Exit	ISHARES TRs&p us pfd stk	$0	–	-185,800	–	-1.36%	–
XL	Exit	XL GROUP LTD	$0	–	-179,025	–	-1.94%	–
MGM	Exit	MGM RESORTS INTERNATIONAL	$0	–	-467,000	–	-2.63%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-12,227	–	-2.68%	–
	Exit	CTRIP COM INTL LTDnote 1.250%10/1	$0	–	-18,000,000	–	-4.27%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-84,952	–	-4.47%	–
	Exit	SINA CORPnote 1.000%12/0	$0	–	-94,000,000	–	-18.49%	–

Q2 2018

			Value		Shares		↓ Weighting
	New	SINA CORPnote 1.000%12/0	$95,353,000	–	94,000,000	–	18.49%	–
NXPI	New	NXP SEMICONDUCTORS N V	$33,417,000	–	305,822	–	6.48%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$23,657,000	–	647,065	–	4.59%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$23,046,000	–	84,952	–	4.47%	–
	New	CTRIP COM INTL LTDnote 1.250%10/1	$22,024,000	–	18,000,000	–	4.27%	–
PBRA	New	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$16,089,000	–	1,820,078	–	3.12%	–
GOOGL	New	ALPHABET INCcap stk cl a	$13,807,000	–	12,227	–	2.68%	–
MGM	New	MGM RESORTS INTERNATIONAL	$13,557,000	–	467,000	–	2.63%	–
NTES	New	NETEASE INCsponsored adr	$12,189,000	–	48,240	–	2.36%	–
STG	New	SUNLANDS ONLINE ED GROUPads	$11,811,000	–	1,325,570	–	2.29%	–
XL	New	XL GROUP LTD	$10,016,000	–	179,025	–	1.94%	–
TTM	New	TATA MTRS LTDsponsored adr	$8,261,000	–	418,800	–	1.60%	–
SHYG	New	ISHARES TR0-5yr hi yl cp	$7,627,000	–	163,600	–	1.48%	–
JD	New	JD COM INCspon adr cl a	$7,243,000	–	185,961	–	1.40%	–
PFF	New	ISHARES TRs&p us pfd stk	$7,007,000	–	185,800	–	1.36%	–
BIDU	New	BAIDU INCspon adr rep a	$6,415,000	–	26,400	–	1.24%	–
QD	New	QUDIAN INCadr	$5,902,000	–	666,114	–	1.14%	–
SJNK	New	SPDR SER TRbloomberg srt tr	$5,532,000	–	202,700	–	1.07%	–
	New	CTRIP COM INTL LTDnote 1.000% 7/0	$5,272,000	–	5,000,000	–	1.02%	–
CLM	New	CORNERSTONE STRATEGIC VALUE	$4,979,000	–	354,400	–	0.97%	–
MUFG	New	MITSUBISHI UFJ FINL GROUP INsponsored ads	$4,674,000	–	821,144	–	0.91%	–
BZUN	New	BAOZUN INCsponsored adr	$4,476,000	–	81,831	–	0.87%	–
RDY	New	DR REDDYS LABS LTDadr	$4,402,000	–	135,907	–	0.85%	–
TLK	New	P T TELEKOMUNIKASI INDONESIAsponsored adr	$4,231,000	–	161,670	–	0.82%	–
GS	New	GOLDMAN SACHS GROUP INC	$4,177,000	–	18,939	–	0.81%	–
KT	New	KT CORPsponsored adr	$4,081,000	–	307,271	–	0.79%	–
NVG	New	NUVEEN AMT FREE MUN CR INC F	$4,065,000	–	278,600	–	0.79%	–
BKNG	New	BOOKING HLDGS INC	$3,884,000	–	1,916	–	0.75%	–
ASX	New	ASE TECHNOLOGY HOLDING CO LTsponsored ads	$3,722,000	–	809,023	–	0.72%	–
NMR	New	NOMURA HLDGS INCsponsored adr	$3,692,000	–	760,438	–	0.72%	–
TYG	New	TORTOISE ENERGY INFRA CORP	$3,526,000	–	132,100	–	0.68%	–
INFY	New	INFOSYS LTDsponsored adr	$3,392,000	–	174,554	–	0.66%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$3,357,000	–	31,597	–	0.65%	–
ALB	New	ALBEMARLE CORP	$3,227,000	–	34,209	–	0.63%	–
GT	New	GOODYEAR TIRE & RUBR CO	$2,981,000	–	128,014	–	0.58%	–
CRF	New	CORNERSTONE TOTAL RTRN FD IN	$2,889,000	–	206,500	–	0.56%	–
SHOP	New	SHOPIFY INCcl a	$2,814,000	–	19,288	–	0.55%	–
MLCO	New	MELCO RESORT ENTERTAINMENT Ladr	$2,786,000	–	99,500	–	0.54%	–
RQI	New	COHEN & STEERS QUALITY RLTY	$2,774,000	–	230,800	–	0.54%	–
MYL	New	MYLAN N V	$2,718,000	–	75,212	–	0.53%	–
CAF	New	MORGAN STANLEY CHINA A SH FD	$2,366,000	–	102,500	–	0.46%	–
LPL	New	LG DISPLAY CO LTDspons adr rep	$2,246,000	–	273,644	–	0.44%	–
EL	New	LAUDER ESTEE COS INCcl a	$2,172,000	–	15,219	–	0.42%	–
NTG	New	TORTOISE MLP FD INC	$2,154,000	–	126,200	–	0.42%	–
CEN	New	CENTER COAST BRKFLD MLP ENRG	$2,075,000	–	233,400	–	0.40%	–
SYMC	New	SYMANTEC CORP	$2,060,000	–	99,737	–	0.40%	–
PGX	New	INVESCO EXCHNG TRADED FD TRpfd etf	$1,986,000	–	136,400	–	0.38%	–
MS	New	MORGAN STANLEY	$1,925,000	–	40,615	–	0.37%	–
SFLY	New	SHUTTERFLY INC	$1,904,000	–	21,153	–	0.37%	–
BCX	New	BLACKROCK RES & COMM STRAT T	$1,896,000	–	204,100	–	0.37%	–
ADSK	New	AUTODESK INC	$1,784,000	–	13,607	–	0.35%	–
DLTR	New	DOLLAR TREE INC	$1,779,000	–	20,934	–	0.34%	–
MGI	New	MONEYGRAM INTL INC	$1,754,000	–	262,156	–	0.34%	–
CMG	New	CHIPOTLE MEXICAN GRILL INC	$1,682,000	–	3,900	–	0.33%	–
JPS	New	NUVEEN PFD & INCM SECURTIES	$1,673,000	–	189,900	–	0.32%	–
CAT	New	CATERPILLAR INC DEL	$1,648,000	–	12,149	–	0.32%	–
BG	New	BUNGE LIMITED	$1,638,000	–	23,491	–	0.32%	–
SMFG	New	SUMITOMO MITSUI FINL GROUP Isponsored adr	$1,587,000	–	204,310	–	0.31%	–
COST	New	COSTCO WHSL CORP NEW	$1,576,000	–	7,541	–	0.31%	–
JFR	New	NUVEEN FLOATING RATE INCOME	$1,511,000	–	144,600	–	0.29%	–
JRO	New	NUVEEN FLTNG RTE INCM OPP FD	$1,454,000	–	139,700	–	0.28%	–
YY	New	YY INC	$1,386,000	–	13,794	–	0.27%	–
JQC	New	NUVEEN CR STRATEGIES INCM FD	$1,370,000	–	172,300	–	0.27%	–
CSX	New	CSX CORP	$1,341,000	–	21,031	–	0.26%	–
QQQ	New	INVESCO QQQ TRput	$1,336,000	–	2,700	–	0.26%	–
WB	New	WEIBO CORPput	$1,328,000	–	432	–	0.26%	–
EVV	New	EATON VANCE LTD DUR INCOME F	$1,332,000	–	105,900	–	0.26%	–
TM	New	TOYOTA MOTOR CORP	$1,306,000	–	10,100	–	0.25%	–
BTZ	New	BLACKROCK CR ALLCTN INC TR	$1,299,000	–	107,500	–	0.25%	–
FRA	New	BLACKROCK FLOAT RATE OME STR	$1,287,000	–	92,600	–	0.25%	–
BTO	New	HANCOCK JOHN FINL OPPTYS FDsh ben int new	$1,194,000	–	32,100	–	0.23%	–
ZLAB	New	ZAI LAB LTDadr	$1,023,000	–	44,000	–	0.20%	–
IRBT	New	IROBOT CORP	$998,000	–	13,169	–	0.19%	–
JPC	New	NUVEEN PFD & INCM OPPORTNYS	$962,000	–	103,100	–	0.19%	–
UMC	New	UNITED MICROELECTRONICS CORPspon adr new	$954,000	–	343,100	–	0.18%	–
UAA	New	UNDER ARMOUR INCcall	$938,000	–	1,250	–	0.18%	–
SPLK	New	SPLUNK INC	$925,000	–	9,332	–	0.18%	–
BB	New	BLACKBERRY LTD	$878,000	–	90,953	–	0.17%	–
SPXX	New	NUVEEN S&P 500 DYN OVERWRITE	$845,000	–	50,600	–	0.16%	–
TTM	New	TATA MTRS LTDput	$840,000	–	1,000	–	0.16%	–
EFT	New	EATON VANCE FLTING RATE INC	$831,000	–	57,300	–	0.16%	–
AMD	New	ADVANCED MICRO DEVICES INCcall	$821,000	–	1,500	–	0.16%	–
KANG	New	IKANG HEALTHCARE GROUP INCsponsored adr	$770,000	–	37,629	–	0.15%	–
FANH	New	FANHUA INCsponsored adr	$756,000	–	26,520	–	0.15%	–
INCY	New	INCYTE CORP	$749,000	–	11,185	–	0.14%	–
MOMO	New	MOMO INCadr	$741,000	–	17,025	–	0.14%	–
WUBA	New	58 COM INCspon adr rep a	$744,000	–	10,728	–	0.14%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored adr	$726,000	–	66,873	–	0.14%	–
PPR	New	VOYA PRIME RATE TRsh ben int	$725,000	–	144,200	–	0.14%	–
NZF	New	NUVEEN MUNICIPAL CREDIT INC	$724,000	–	50,500	–	0.14%	–
CEM	New	CLEARBRIDGE ENERGY MLP FD IN	$711,000	–	50,300	–	0.14%	–
X	New	UNITED STATES STL CORP NEW	$699,000	–	20,117	–	0.14%	–
DSU	New	BLACKROCK DEBT STRAT FD INC	$703,000	–	62,900	–	0.14%	–
JGH	New	NUVEEN GLOBAL HIGH INCOME FD	$686,000	–	44,400	–	0.13%	–
VGI	New	VIRTUS GLOBAL MULTI-SEC INC	$670,000	–	50,100	–	0.13%	–
NTES	New	NETEASE INCput	$638,000	–	275	–	0.12%	–
SONY	New	SONY CORPsponsored adr	$633,000	–	12,393	–	0.12%	–
HES	New	HESS CORPcall	$632,000	–	1,200	–	0.12%	–
KYE	New	KAYNE ANDERSON ENRGY TTL RT	$636,000	–	67,300	–	0.12%	–
SMM	New	SALIENT MIDSTREAM & MLP FDsh ben int	$631,000	–	63,400	–	0.12%	–
ARDC	New	ARES DYNAMIC CR ALLOCATION F	$619,000	–	38,500	–	0.12%	–
FMO	New	FIDUCIARY CLAYMORE MLP OPP F	$610,000	–	52,300	–	0.12%	–
NAC	New	NUVEEN CA QUALTY MUN INCOME	$599,000	–	44,800	–	0.12%	–
BKNG	New	BOOKING HLDGS INCput	$598,000	–	40	–	0.12%	–
DSE	New	DUFF & PHELPS SLCT ENGY MLP	$593,000	–	106,800	–	0.12%	–
FCT	New	FIRST TR SR FLG RTE INCM FD	$554,000	–	43,100	–	0.11%	–
VVR	New	INVESCO SR INCOME TR	$554,000	–	129,500	–	0.11%	–
PHD	New	PIONEER FLOATING RATE TR	$549,000	–	49,100	–	0.11%	–
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$543,000	–	103,800	–	0.10%	–
LOW	New	LOWES COS INC	$535,000	–	5,594	–	0.10%	–
NXJ	New	NUVEEN NEW JERSEY QULT MUN F	$538,000	–	41,200	–	0.10%	–
MYL	New	MYLAN N Vput	$508,000	–	800	–	0.10%	–
SQ	New	SQUARE INCcl a	$511,000	–	8,289	–	0.10%	–
SNAP	New	SNAP INCcl a	$506,000	–	38,680	–	0.10%	–
JRS	New	NUVEEN REAL ESTATE INCOME FD	$489,000	–	48,900	–	0.10%	–
MMM	New	3M CO	$479,000	–	2,437	–	0.09%	–
AYI	New	ACUITY BRANDS INC	$476,000	–	4,110	–	0.09%	–
ALB	New	ALBEMARLE CORPput	$463,000	–	1,000	–	0.09%	–
HQL	New	TEKLA LIFE SCIENCES INVSsh ben int	$456,000	–	24,277	–	0.09%	–
FL	New	FOOT LOCKER INC	$451,000	–	8,557	–	0.09%	–
JRI	New	NUVEEN REAL ASSET INM AND GW	$438,000	–	27,100	–	0.08%	–
NKE	New	NIKE INCcl b	$438,000	–	5,500	–	0.08%	–
PTY	New	PIMCO CORPORATE & INCOME OPP	$432,000	–	24,700	–	0.08%	–
GS	New	GOLDMAN SACHS GROUP INCput	$422,000	–	650	–	0.08%	–
SKM	New	SK TELECOM LTDsponsored adr	$418,000	–	18,000	–	0.08%	–
UTG	New	REAVES UTIL INCOME FD	$413,000	–	14,300	–	0.08%	–
QQQX	New	NUVEEN NASDAQ 100 DYNAMIC OV	$414,000	–	15,800	–	0.08%	–
HES	New	HESS CORPput	$408,000	–	2,350	–	0.08%	–
SKX	New	SKECHERS U S A INCcl a	$402,000	–	13,400	–	0.08%	–
KORS	New	MICHAEL KORS HLDGS LTD	$400,000	–	6,000	–	0.08%	–
EL	New	LAUDER ESTEE COS INCput	$399,000	–	400	–	0.08%	–
GT	New	GOODYEAR TIRE & RUBR COput	$399,000	–	2,650	–	0.08%	–
CROX	New	CROCS INC	$394,000	–	22,400	–	0.08%	–
ANGL	New	VANECK VECTORS ETF TRfallen angel hg	$385,000	–	13,430	–	0.08%	–
UPS	New	UNITED PARCEL SERVICE INCput	$381,000	–	525	–	0.07%	–
BZUN	New	BAOZUN INCput	$370,000	–	850	–	0.07%	–
TAP	New	MOLSON COORS BREWING COcall	$368,000	–	400	–	0.07%	–
BGY	New	BLACKROCK ENHANCED INTL DIV	$360,000	–	62,700	–	0.07%	–
STX	New	SEAGATE TECHNOLOGY PLCput	$362,000	–	1,704	–	0.07%	–
VTA	New	INVESCO DYNAMIC CR OPP FD	$363,000	–	31,200	–	0.07%	–
MMU	New	WESTERN ASST MNGD MUN FD INC	$349,000	–	27,500	–	0.07%	–
SYMC	New	SYMANTEC CORPput	$348,000	–	2,400	–	0.07%	–
MU	New	MICRON TECHNOLOGY INC	$328,000	–	6,257	–	0.06%	–
EXPE	New	EXPEDIA GROUP INCcall	$326,000	–	375	–	0.06%	–
SHOP	New	SHOPIFY INCput	$325,000	–	1,150	–	0.06%	–
PBRA	New	PETROLEO BRASILEIRO SA PETROput	$320,000	–	800	–	0.06%	–
BAC	New	BANK AMER CORP	$317,000	–	11,260	–	0.06%	–
PG	New	PROCTER AND GAMBLE COcall	$310,000	–	500	–	0.06%	–
FPL	New	FST TR NEW OPPORT MLP & ENE	$307,000	–	29,600	–	0.06%	–
IRBT	New	IROBOT CORPput	$311,000	–	961	–	0.06%	–
TEL	New	TE CONNECTIVITY LTD	$297,000	–	3,296	–	0.06%	–
YY	New	YY INCput	$285,000	–	1,000	–	0.06%	–
HTD	New	HANCOCK JOHN TAX-ADV DIV INC	$276,000	–	11,800	–	0.05%	–
BHK	New	BLACKROCK CORE BD TR	$277,000	–	21,700	–	0.05%	–
JPI	New	NUVEEN PFD & INCOME TERM FD	$275,000	–	11,900	–	0.05%	–
ERC	New	WELLS FARGO MULTI SECTOR INC	$252,000	–	20,200	–	0.05%	–
BB	New	BLACKBERRY LTDput	$251,000	–	2,000	–	0.05%	–
NID	New	NUVEEN INTER DURATION MN TMF	$248,000	–	19,900	–	0.05%	–
WFC	New	WELLS FARGO CO NEWput	$249,000	–	2,400	–	0.05%	–
KMF	New	KAYNE ANDERSON MDSTM ENERGY	$243,000	–	18,800	–	0.05%	–
RFI	New	COHEN & STEERS TOTAL RETURN	$243,000	–	19,300	–	0.05%	–
AWF	New	ALLIANCEBERNSTEIN GBL HGH IN	$242,000	–	21,000	–	0.05%	–
VRX	New	VALEANT PHARMACEUTICALS INTL	$231,000	–	9,947	–	0.04%	–
BG	New	BUNGE LIMITEDput	$222,000	–	400	–	0.04%	–
GHY	New	PGIM GLOBAL SHORT DURATION H	$221,000	–	16,200	–	0.04%	–
DPG	New	DUFF & PHELPS GLB UTL INC FD	$220,000	–	15,300	–	0.04%	–
X	New	UNITED STATES STL CORP NEWput	$215,000	–	1,300	–	0.04%	–
DLTR	New	DOLLAR TREE INCput	$218,000	–	684	–	0.04%	–
BST	New	BLACKROCK SCIENCE & TECH TR	$212,000	–	6,300	–	0.04%	–
ADSK	New	AUTODESK INCput	$213,000	–	562	–	0.04%	–
COST	New	COSTCO WHSL CORP NEWput	$212,000	–	450	–	0.04%	–
TEVA	New	TEVA PHARMACEUTICAL INDS LTDcall	$212,000	–	800	–	0.04%	–
MS	New	MORGAN STANLEYput	$211,000	–	1,300	–	0.04%	–
TY	New	TRI CONTL CORP	$213,000	–	8,028	–	0.04%	–
WFC	New	WELLS FARGO CO NEWcall	$205,000	–	1,000	–	0.04%	–
VIPS	New	VIPSHOP HLDGS LTDput	$200,000	–	2,000	–	0.04%	–
MGU	New	MACQUARIE GLBL INFRA TOTL RE	$203,000	–	9,000	–	0.04%	–
CMG	New	CHIPOTLE MEXICAN GRILL INCput	$197,000	–	150	–	0.04%	–
JD	New	JD COM INCput	$191,000	–	1,574	–	0.04%	–
ETY	New	EATON VANCE TX MGD DIV EQ IN	$185,000	–	15,300	–	0.04%	–
MOMO	New	MOMO INCput	$187,000	–	2,450	–	0.04%	–
LB	New	L BRANDS INCcall	$185,000	–	1,000	–	0.04%	–
BIF	New	BOULDER GROWTH & INCOME FD I	$179,000	–	17,400	–	0.04%	–
PG	New	PROCTER AND GAMBLE COput	$174,000	–	1,100	–	0.03%	–
AIF	New	APOLLO TACTICAL INCOME FD IN	$162,000	–	10,400	–	0.03%	–
EOS	New	EATON VANCE ENH EQTY INC FD	$162,000	–	9,600	–	0.03%	–
JMF	New	NUVEEN ENERGY MLP TOTL RTRNF	$162,000	–	15,100	–	0.03%	–
FLR	New	FLUOR CORP NEW	$156,000	–	3,188	–	0.03%	–
DMO	New	WESTERN ASSET MTG DEF OPPTY	$152,000	–	6,600	–	0.03%	–
WUBA	New	58 COM INCput	$150,000	–	225	–	0.03%	–
BAC	New	BANK AMER CORPput	$151,000	–	1,400	–	0.03%	–
NCZ	New	ALLIANZGI CONV & INCOME FD I	$137,000	–	22,700	–	0.03%	–
CSX	New	CSX CORPput	$140,000	–	900	–	0.03%	–
SFLY	New	SHUTTERFLY INCput	$129,000	–	500	–	0.02%	–
LB	New	L BRANDS INCput	$128,000	–	1,000	–	0.02%	–
SNAP	New	SNAP INCput	$129,000	–	2,200	–	0.02%	–
TLT	New	ISHARES TRcall	$123,000	–	250	–	0.02%	–
AMD	New	ADVANCED MICRO DEVICES INCput	$123,000	–	2,150	–	0.02%	–
FEN	New	FIRST TR ENERGY INCOME & GRW	$117,000	–	5,100	–	0.02%	–
NKX	New	NUVEEN CALIFORNIA AMT QLT MU	$120,000	–	8,800	–	0.02%	–
EFR	New	EATON VANCE SR FLTNG RTE TR	$109,000	–	7,600	–	0.02%	–
AFT	New	APOLLO SR FLOATING RATE FD I	$103,000	–	6,300	–	0.02%	–
DBL	New	DOUBLELINE OPPORTUNISTIC CR	$98,000	–	4,700	–	0.02%	–
NML	New	NEUBERGER BERMAN MLP INCOME	$98,000	–	11,200	–	0.02%	–
STX	New	SEAGATE TECHNOLOGY PLC	$99,000	–	1,760	–	0.02%	–
TAP	New	MOLSON COORS BREWING COput	$96,000	–	1,268	–	0.02%	–
KR	New	KROGER CO	$95,000	–	3,332	–	0.02%	–
GIM	New	TEMPLETON GLOBAL INCOME FD	$95,000	–	15,500	–	0.02%	–
BAC	New	BANK AMER CORPcall	$95,000	–	750	–	0.02%	–
IRBT	New	IROBOT CORPcall	$93,000	–	76	–	0.02%	–
EMF	New	TEMPLETON EMERGING MKTS FD I	$94,000	–	6,400	–	0.02%	–
X	New	UNITED STATES STL CORP NEWcall	$91,000	–	500	–	0.02%	–
MUC	New	BLACKROCK MUNIHLDNGS CALI QL	$94,000	–	7,100	–	0.02%	–
DIAX	New	NUVEEN DOW 30 DYN OVERWRITE	$87,000	–	4,700	–	0.02%	–
CAT	New	CATERPILLAR INC DELput	$88,000	–	250	–	0.02%	–
HPI	New	HANCOCK JOHN PFD INCOME FDsh ben int	$89,000	–	4,100	–	0.02%	–
PCN	New	PIMCO CORPORATE INCOME STRAT	$88,000	–	5,000	–	0.02%	–
L100PS	New	ARCONIC INC	$81,000	–	4,757	–	0.02%	–
SPLK	New	SPLUNK INCput	$83,000	–	300	–	0.02%	–
FL	New	FOOT LOCKER INCput	$85,000	–	1,000	–	0.02%	–
EXPE	New	EXPEDIA GROUP INCput	$75,000	–	1,300	–	0.02%	–
FDEU	New	FIRST TR DYNAMIC EUROPE EQT	$79,000	–	4,900	–	0.02%	–
FIV	New	FIRST TR SR FLOATING RATE 20	$79,000	–	8,500	–	0.02%	–
FLR	New	FLUOR CORP NEWput	$78,000	–	377	–	0.02%	–
CLX	New	CLOROX CO DEL	$79,000	–	582	–	0.02%	–
EOI	New	EATON VANCE ENHANCED EQ INC	$75,000	–	4,900	–	0.02%	–
NCV	New	ALLIANZGI CONV & INCOME FD	$75,000	–	10,800	–	0.02%	–
INCY	New	INCYTE CORPput	$76,000	–	438	–	0.02%	–
VGM	New	INVESCO TR INVT GRADE MUNS	$72,000	–	5,800	–	0.01%	–
TLT	New	ISHARES TRput	$72,000	–	250	–	0.01%	–
EAD	New	WELLS FARGO INCOME OPPORTUNIwf inc oppty fd	$73,000	–	9,100	–	0.01%	–
AGC	New	ADVENT CLAY CONV SEC INC FD	$73,000	–	13,100	–	0.01%	–
PMF	New	PIMCO MUNICIPAL INCOME FD	$72,000	–	5,500	–	0.01%	–
STK	New	COLUMBIA SELIGM PREM TECH GR	$69,000	–	3,200	–	0.01%	–
NRO	New	NEUBERGER BERMAN RE ES SEC F	$68,000	–	13,200	–	0.01%	–
COST	New	COSTCO WHSL CORP NEWcall	$69,000	–	150	–	0.01%	–
AYI	New	ACUITY BRANDS INCput	$66,000	–	75	–	0.01%	–
MU	New	MICRON TECHNOLOGY INCput	$60,000	–	300	–	0.01%	–
BUI	New	BLACKROCK UTILITIES INFRSTRC	$60,000	–	3,000	–	0.01%	–
BTI	New	BRITISH AMERN TOB PLCsponsored adr	$64,000	–	1,270	–	0.01%	–
CBA	New	CLEARBRIDGE AMERN ENERG MLP	$62,000	–	8,200	–	0.01%	–
VRX	New	VALEANT PHARMACEUTICALS INTLput	$58,000	–	1,000	–	0.01%	–
LOW	New	LOWES COS INCput	$57,000	–	127	–	0.01%	–
SQ	New	SQUARE INCput	$54,000	–	1,784	–	0.01%	–
TEVA	New	TEVA PHARMACEUTICAL INDS LTDput	$50,000	–	800	–	0.01%	–
MMM	New	3M COput	$54,000	–	110	–	0.01%	–
FLR	New	FLUOR CORP NEWcall	$49,000	–	297	–	0.01%	–
HPE	New	HEWLETT PACKARD ENTERPRISE C	$41,000	–	2,809	–	0.01%	–
GLW	New	CORNING INCcall	$38,000	–	282	–	0.01%	–
L100PS	New	ARCONIC INCput	$35,000	–	192	–	0.01%	–
NLSN	New	NIELSEN HLDGS PLCcall	$29,000	–	150	–	0.01%	–
EL	New	LAUDER ESTEE COS INCcall	$29,000	–	63	–	0.01%	–
EMO	New	CLEARBRIDGE ENERGY MLP OPP F	$25,000	–	2,300	–	0.01%	–
APA	New	APACHE CORPcall	$27,000	–	104	–	0.01%	–
STX	New	SEAGATE TECHNOLOGY PLCcall	$20,000	–	350	–	0.00%	–
TEL	New	TE CONNECTIVITY LTDput	$19,000	–	37	–	0.00%	–
GLW	New	CORNING INCput	$21,000	–	282	–	0.00%	–
BG	New	BUNGE LIMITEDcall	$21,000	–	400	–	0.00%	–
GT	New	GOODYEAR TIRE & RUBR COcall	$18,000	–	900	–	0.00%	–
BA	New	BOEING COcall	$18,000	–	60	–	0.00%	–
ATHN	New	ATHENAHEALTH INC	$16,000	–	101	–	0.00%	–
HPE	New	HEWLETT PACKARD ENTERPRISE Cput	$13,000	–	30	–	0.00%	–
NLSN	New	NIELSEN HLDGS PLCput	$13,000	–	150	–	0.00%	–
BDJ	New	BLACKROCK ENHANCED EQT DIV T	$11,000	–	1,200	–	0.00%	–
L100PS	New	ARCONIC INCcall	$12,000	–	192	–	0.00%	–
WW	New	WEIGHT WATCHERS INTL INC NEW	$11,000	–	113	–	0.00%	–
FDX	New	FEDEX CORPcall	$11,000	–	300	–	0.00%	–
SINA	New	SINA CORPput	$7,000	–	11	–	0.00%	–
BTI	New	BRITISH AMERN TOB PLCput	$4,000	–	72	–	0.00%	–
FFIV	New	F5 NETWORKS INC	$3,000	–	18	–	0.00%	–
RVT	New	ROYCE VALUE TR INC	$6,000	–	400	–	0.00%	–
ISD	New	PGIM SHORT DURATION HIGH YIE	$3,000	–	200	–	0.00%	–
XRX	New	XEROX CORPcall	$6,000	–	1,000	–	0.00%	–
APA	New	APACHE CORPput	$5,000	–	354	–	0.00%	–
APC	New	ANADARKO PETE CORPcall	$6,000	–	8	–	0.00%	–
MO	New	ALTRIA GROUP INCput	$3,000	–	16	–	0.00%	–
MO	New	ALTRIA GROUP INCcall	$6,000	–	16	–	0.00%	–
KR	New	KROGER COput	$5,000	–	1,052	–	0.00%	–
PBRA	New	PETROLEO BRASILEIRO SA PETROcall	$0	–	800	–	0.00%	–
WW	New	WEIGHT WATCHERS INTL INC NEWput	$0	–	93	–	0.00%	–
ATHN	New	ATHENAHEALTH INCput	$2,000	–	3	–	0.00%	–
NTGRT	New	TORTOISE MLP FD INCright 07/18/2018	$0	–	90,603	–	0.00%	–
FFIV	New	F5 NETWORKS INCput	$0	–	9	–	0.00%	–
CLX	New	CLOROX CO DELput	$2,000	–	55	–	0.00%	–
DSM	New	DREYFUS STRATEGIC MUN BD FD	$1,000	–	100	–	0.00%	–
APC	New	ANADARKO PETE CORPput	$1,000	–	8	–	0.00%	–
DQ	New	DAQO NEW ENERGY CORPspnsrd adr new	$0	–	0	–	0.00%	–
UAA	New	UNDER ARMOUR INCput	$1,000	–	1,250	–	0.00%	–
HPE	New	HEWLETT PACKARD ENTERPRISE Ccall	$0	–	30	–	0.00%	–

Q4 2017

			Value		Shares		↓ Weighting
HAS	Exit	HASBRO INCput	$0	–	-6	–	0.00%	–
BBBY	Exit	BED BATH & BEYOND INCcall	$0	–	-600	–	0.00%	–
VRSN	Exit	VERISIGN INCput	$0	–	-5	–	0.00%	–
ZION	Exit	ZIONS BANCORPORATIONput	$0	–	-100	–	0.00%	–
GM	Exit	GENERAL MTRS COput	$0	–	-600	–	0.00%	–
BABA	Exit	ALIBABA GROUP HLDG LTDput	$0	–	-1,020	–	0.00%	–
VRSN	Exit	VERISIGN INCcall	$0	–	-5	–	0.00%	–
UTX	Exit	UNITED TECHNOLOGIES CORP	$0	–	-34	–	0.00%	–
TIF	Exit	TIFFANY & CO NEWcall	$0	–	-20	–	0.00%	–
TAP	Exit	MOLSON COORS BREWING COput	$0	–	-15	–	-0.00%	–
DOV	Exit	DOVER CORPput	$0	–	-80	–	-0.00%	–
TGT	Exit	TARGET CORPput	$0	–	-2,000	–	-0.00%	–
MAT	Exit	MATTEL INCcall	$0	–	-102	–	-0.00%	–
NOC	Exit	NORTHROP GRUMMAN CORPput	$0	–	-200	–	-0.00%	–
MCK	Exit	MCKESSON CORPput	$0	–	-10	–	-0.00%	–
HUN	Exit	HUNTSMAN CORPcall	$0	–	-28	–	-0.00%	–
NEM	Exit	NEWMONT MINING CORPput	$0	–	-70	–	-0.00%	–
STX	Exit	SEAGATE TECHNOLOGY PLCcall	$0	–	-24	–	-0.00%	–
WFC	Exit	WELLS FARGO CO NEWput	$0	–	-250	–	-0.00%	–
PVH	Exit	PVH CORPput	$0	–	-52	–	-0.00%	–
YELP	Exit	YELP INCcall	$0	–	-50	–	-0.00%	–
JD	Exit	JD COM INCput	$0	–	-100	–	-0.00%	–
FL	Exit	FOOT LOCKER INCput	$0	–	-112	–	-0.00%	–
MCK	Exit	MCKESSON CORPcall	$0	–	-10	–	-0.00%	–
AMGN	Exit	AMGEN INCput	$0	–	-800	–	-0.00%	–
COP	Exit	CONOCOPHILLIPSput	$0	–	-250	–	-0.00%	–
TSCO	Exit	TRACTOR SUPPLY COput	$0	–	-859	–	-0.00%	–
ETN	Exit	EATON CORP PLCput	$0	–	-1,100	–	-0.00%	–
MMM	Exit	3M COput	$0	–	-90	–	-0.00%	–
MAT	Exit	MATTEL INCput	$0	–	-102	–	-0.00%	–
HSBC	Exit	HSBC HLDGS PLCput	$0	–	-500	–	-0.00%	–
NEM	Exit	NEWMONT MINING CORPcall	$0	–	-70	–	-0.00%	–
HAS	Exit	HASBRO INC	$0	–	-255	–	-0.00%	–
GWW	Exit	GRAINGER W W INCput	$0	–	-300	–	-0.01%	–
MOMO	Exit	MOMO INCcall	$0	–	-300	–	-0.01%	–
GOLD	Exit	BARRICK GOLD CORPput	$0	–	-1,000	–	-0.01%	–
MUR	Exit	MURPHY OIL CORPput	$0	–	-225	–	-0.01%	–
MYL	Exit	MYLAN N Vput	$0	–	-100	–	-0.01%	–
WDC	Exit	WESTERN DIGITAL CORPcall	$0	–	-250	–	-0.01%	–
GOLD	Exit	BARRICK GOLD CORPcall	$0	–	-1,000	–	-0.01%	–
ETN	Exit	EATON CORP PLCcall	$0	–	-559	–	-0.01%	–
OXY	Exit	OCCIDENTAL PETE CORP DELput	$0	–	-300	–	-0.01%	–
FCAU	Exit	FIAT CHRYSLER AUTOMOBILES Nput	$0	–	-500	–	-0.01%	–
BIIB	Exit	BIOGEN INCput	$0	–	-300	–	-0.01%	–
MAT	Exit	MATTEL INC	$0	–	-3,540	–	-0.01%	–
MMM	Exit	3M COcall	$0	–	-210	–	-0.01%	–
JCI	Exit	JOHNSON CTLS INTL PLCput	$0	–	-1,000	–	-0.01%	–
FLR	Exit	FLUOR CORP NEWput	$0	–	-1,324	–	-0.01%	–
JPM	Exit	JPMORGAN CHASE & COput	$0	–	-350	–	-0.01%	–
HUN	Exit	HUNTSMAN CORPput	$0	–	-1,528	–	-0.01%	–
TAP	Exit	MOLSON COORS BREWING COcl b	$0	–	-790	–	-0.01%	–
KSU	Exit	KANSAS CITY SOUTHERNput	$0	–	-400	–	-0.01%	–
TSN	Exit	TYSON FOODS INCput	$0	–	-2,900	–	-0.01%	–
CIEN	Exit	CIENA CORPput	$0	–	-409	–	-0.01%	–
MUR	Exit	MURPHY OIL CORPcall	$0	–	-225	–	-0.01%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-500	–	-0.01%	–
JD	Exit	JD COM INCcall	$0	–	-1,000	–	-0.01%	–
DOV	Exit	DOVER CORPcall	$0	–	-500	–	-0.01%	–
BA	Exit	BOEING COput	$0	–	-300	–	-0.01%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTLcall	$0	–	-1,000	–	-0.01%	–
CIEN	Exit	CIENA CORPcall	$0	–	-709	–	-0.01%	–
MDT	Exit	MEDTRONIC PLCcall	$0	–	-800	–	-0.01%	–
FMC	Exit	F M C CORPput	$0	–	-303	–	-0.01%	–
TWTR	Exit	TWITTER INC	$0	–	-6,071	–	-0.02%	–
FLR	Exit	FLUOR CORP NEWcall	$0	–	-186	–	-0.02%	–
FL	Exit	FOOT LOCKER INC	$0	–	-2,922	–	-0.02%	–
LMT	Exit	LOCKHEED MARTIN CORPput	$0	–	-450	–	-0.02%	–
BEN	Exit	FRANKLIN RES INCput	$0	–	-1,000	–	-0.02%	–
CAT	Exit	CATERPILLAR INC DELcall	$0	–	-150	–	-0.02%	–
AIG	Exit	AMERICAN INTL GROUP INCput	$0	–	-500	–	-0.02%	–
X	Exit	UNITED STATES STL CORP NEWcall	$0	–	-1,350	–	-0.02%	–
OXY	Exit	OCCIDENTAL PETE CORP DELcall	$0	–	-300	–	-0.02%	–
WDC	Exit	WESTERN DIGITAL CORPput	$0	–	-804	–	-0.02%	–
CMI	Exit	CUMMINS INCput	$0	–	-900	–	-0.02%	–
TIF	Exit	TIFFANY & CO NEWput	$0	–	-500	–	-0.02%	–
FLR	Exit	FLUOR CORP NEW	$0	–	-3,215	–	-0.02%	–
MDT	Exit	MEDTRONIC PLCput	$0	–	-500	–	-0.02%	–
MCD	Exit	MCDONALDS CORPcall	$0	–	-400	–	-0.02%	–
X	Exit	UNITED STATES STL CORP NEWput	$0	–	-2,850	–	-0.02%	–
URI	Exit	UNITED RENTALS INC	$0	–	-1,859	–	-0.02%	–
WW	Exit	WEIGHT WATCHERS INTL INC NEWput	$0	–	-500	–	-0.02%	–
GE	Exit	GENERAL ELECTRIC COcall	$0	–	-1,500	–	-0.02%	–
PVH	Exit	PVH CORP	$0	–	-1,293	–	-0.02%	–
HRB	Exit	BLOCK H & R INCput	$0	–	-500	–	-0.02%	–
YELP	Exit	YELP INCput	$0	–	-1,250	–	-0.03%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-750	–	-0.03%	–
WUBA	Exit	58 COM INCput	$0	–	-500	–	-0.03%	–
IWM	Exit	ISHARES TRcall	$0	–	-500	–	-0.03%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTLput	$0	–	-2,700	–	-0.03%	–
FEYE	Exit	FIREEYE INCput	$0	–	-3,000	–	-0.03%	–
NOC	Exit	NORTHROP GRUMMAN CORP	$0	–	-729	–	-0.03%	–
WUBA	Exit	58 COM INCcall	$0	–	-480	–	-0.03%	–
TGT	Exit	TARGET CORPcall	$0	–	-1,051	–	-0.03%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-4,571	–	-0.03%	–
CAT	Exit	CATERPILLAR INC DELput	$0	–	-1,700	–	-0.04%	–
KHC	Exit	KRAFT HEINZ COput	$0	–	-250	–	-0.04%	–
BX	Exit	BLACKSTONE GROUP L Pput	$0	–	-3,500	–	-0.04%	–
MYL	Exit	MYLAN N V	$0	–	-9,183	–	-0.04%	–
TWTR	Exit	TWITTER INCput	$0	–	-4,009	–	-0.04%	–
MDT	Exit	MEDTRONIC PLC	$0	–	-3,790	–	-0.04%	–
TSCO	Exit	TRACTOR SUPPLY CO	$0	–	-4,954	–	-0.05%	–
TWTR	Exit	TWITTER INCcall	$0	–	-1,509	–	-0.05%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-600	–	-0.05%	–
FCAU	Exit	FIAT CHRYSLER AUTOMOBILES N	$0	–	-18,803	–	-0.05%	–
GE	Exit	GENERAL ELECTRIC COput	$0	–	-3,000	–	-0.05%	–
RDY	Exit	DR REDDYS LABS LTDadr	$0	–	-10,600	–	-0.06%	–
CTRP	Exit	CTRIP COM INTL LTDput	$0	–	-1,000	–	-0.06%	–
BBBY	Exit	BED BATH & BEYOND INCput	$0	–	-600	–	-0.06%	–
NFLX	Exit	NETFLIX INCput	$0	–	-600	–	-0.06%	–
DE	Exit	DEERE & COcall	$0	–	-500	–	-0.07%	–
ZION	Exit	ZIONS BANCORPORATIONcall	$0	–	-900	–	-0.07%	–
NVDA	Exit	NVIDIA CORPcall	$0	–	-350	–	-0.07%	–
WB	Exit	WEIBO CORPput	$0	–	-1,766	–	-0.07%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTL	$0	–	-35,254	–	-0.08%	–
GWW	Exit	GRAINGER W W INC	$0	–	-3,062	–	-0.08%	–
NTES	Exit	NETEASE INCput	$0	–	-650	–	-0.08%	–
BIIB	Exit	BIOGEN INC	$0	–	-1,820	–	-0.08%	–
NVDA	Exit	NVIDIA CORPput	$0	–	-1,750	–	-0.09%	–
HUN	Exit	HUNTSMAN CORP	$0	–	-21,683	–	-0.09%	–
AMGN	Exit	AMGEN INC	$0	–	-3,252	–	-0.09%	–
TLK	Exit	P T TELEKOMUNIKASI INDONESIAsponsored adr	$0	–	-17,677	–	-0.09%	–
HMC	Exit	HONDA MOTOR LTD	$0	–	-22,733	–	-0.10%	–
CMI	Exit	CUMMINS INCcall	$0	–	-500	–	-0.11%	–
LN	Exit	LINE CORPsponsored adr	$0	–	-21,900	–	-0.12%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-8,556	–	-0.12%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-6,889	–	-0.12%	–
HRB	Exit	BLOCK H & R INC	$0	–	-34,699	–	-0.14%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-8,721	–	-0.14%	–
FMC	Exit	F M C CORP	$0	–	-11,050	–	-0.15%	–
FEYE	Exit	FIREEYE INC	$0	–	-63,991	–	-0.16%	–
BA	Exit	BOEING CO	$0	–	-4,264	–	-0.16%	–
TIF	Exit	TIFFANY & CO NEW	$0	–	-12,027	–	-0.16%	–
BHP	Exit	BHP BILLITON LTDsponsored adr	$0	–	-29,862	–	-0.18%	–
TSN	Exit	TYSON FOODS INCcl a	$0	–	-18,315	–	-0.19%	–
BBBY	Exit	BED BATH & BEYOND INC	$0	–	-57,291	–	-0.20%	–
ZLAB	Exit	ZAI LAB LTDadr	$0	–	-50,000	–	-0.20%	–
MOMO	Exit	MOMO INCput	$0	–	-1,545	–	-0.20%	–
BEN	Exit	FRANKLIN RES INC	$0	–	-32,000	–	-0.21%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-64,784	–	-0.23%	–
KHC	Exit	KRAFT HEINZ CO	$0	–	-24,163	–	-0.28%	–
JCI	Exit	JOHNSON CTLS INTL PLC	$0	–	-47,200	–	-0.28%	–
AIG	Exit	AMERICAN INTL GROUP INC	$0	–	-31,063	–	-0.28%	–
AKRXQ	Exit	AKORN INC	$0	–	-60,100	–	-0.30%	–
HSBC	Exit	HSBC HLDGS PLCspon adr new	$0	–	-41,708	–	-0.30%	–
NVDA	Exit	NVIDIA CORP	$0	–	-11,993	–	-0.32%	–
CHU	Exit	CHINA UNICOM (HONG KONG) LTDsponsored adr	$0	–	-168,200	–	-0.35%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-7,938	–	-0.36%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-19,808	–	-0.37%	–
NMR	Exit	NOMURA HLDGS INCsponsored adr	$0	–	-530,200	–	-0.44%	–
SONY	Exit	SONY CORPsponsored adr	$0	–	-83,000	–	-0.46%	–
MUFG	Exit	MITSUBISHI UFJ FINL GROUP INsponsored adr	$0	–	-482,330	–	-0.46%	–
CHL	Exit	CHINA MOBILE LIMITEDsponsored adr	$0	–	-62,294	–	-0.47%	–
SMFG	Exit	SUMITOMO MITSUI FINL GROUP Isponsored adr	$0	–	-430,216	–	-0.49%	–
MOMO	Exit	MOMO INCadr	$0	–	-108,134	–	-0.50%	–
RYAAY	Exit	RYANAIR HLDGS PLCsponsored adr ne	$0	–	-33,098	–	-0.52%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-111,379	–	-0.55%	–
NFLX	Exit	NETFLIX INC	$0	–	-20,794	–	-0.56%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-19,827	–	-0.78%	–
ZTO	Exit	ZTO EXPRESS CAYMAN INCsponsored adr	$0	–	-435,300	–	-0.91%	–
FIG	Exit	FORTRESS INVESTMENT GROUP LLcl a	$0	–	-776,582	–	-0.92%	–
VALEP	Exit	VALE S Aadr repstg pfd	$0	–	-853,100	–	-1.18%	–
	Exit	CTRIP COM INTL LTDnote 1.990% 7/0	$0	–	-20,000,000	–	-3.60%	–
IBN	Exit	ICICI BK LTDadr	$0	–	-2,915,875	–	-3.68%	–
TTM	Exit	TATA MTRS LTDsponsored adr	$0	–	-826,500	–	-3.78%	–
	Exit	CTRIP COM INTL LTDnote 1.250%10/1	$0	–	-20,000,000	–	-4.10%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-1,163,648	–	-4.45%	–
	Exit	CTRIP COM INTL LTDnote 1.250% 9/1	$0	–	-32,000,000	–	-5.13%	–
	Exit	CTRIP COM INTL LTDnote 1.000% 7/0	$0	–	-35,000,000	–	-5.91%	–
AABA	Exit	ALTABA INC	$0	–	-1,403,971	–	-13.78%	–
	Exit	SINA CORPnote 1.000%12/0	$0	–	-86,500,000	–	-14.98%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-166,008	–	-23.95%	–

Q3 2017

			Value		Shares		↓ Weighting
GOOGL	Buy	ALPHABET INCcap stk cl a	$161,645,000	+120.9%	166,008	+110.9%	23.95%	+174.9%
	Sell	SINA CORPnote 1.000%12/0	$101,097,000	-1.0%	86,500,000	-10.4%	14.98%	+23.2%
AABA	Buy	ALTABA INC	$92,999,000	+64.5%	1,403,971	+35.3%	13.78%	+104.8%
	New	CTRIP COM INTL LTDnote 1.250% 9/1	$34,600,000	–	32,000,000	–	5.13%	–
FOX	Buy	TWENTY FIRST CENTY FOX INCcl b	$30,010,000	-4.1%	1,163,648	+3.7%	4.45%	+19.4%
TTM	Buy	TATA MTRS LTDsponsored adr	$25,529,000	-6.3%	826,500	+1.9%	3.78%	+16.6%
IBN	Sell	ICICI BK LTDadr	$24,831,000	-38.4%	2,915,875	-35.0%	3.68%	-23.3%
VALEP	New	VALE S Aadr repstg pfd	$7,976,000	–	853,100	–	1.18%	–
FIG	Sell	FORTRESS INVESTMENT GROUP LLcl a	$6,189,000	-22.9%	776,582	-22.7%	0.92%	-4.1%
ZTO	New	ZTO EXPRESS CAYMAN INCsponsored adr	$6,112,000	–	435,300	–	0.91%	–
NTES	New	NETEASE INCsponsored adr	$5,231,000	–	19,827	–	0.78%	–
NFLX	New	NETFLIX INC	$3,771,000	–	20,794	–	0.56%	–
BX	New	BLACKSTONE GROUP L P	$3,717,000	–	111,379	–	0.55%	–
RYAAY	Sell	RYANAIR HLDGS PLCsponsored adr ne	$3,489,000	-65.4%	33,098	-64.7%	0.52%	-56.9%
MOMO	Buy	MOMO INCadr	$3,389,000	+730.6%	108,134	+880.0%	0.50%	+924.5%
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$3,305,000	-64.0%	430,216	-63.5%	0.49%	-55.2%
CHL	Buy	CHINA MOBILE LIMITEDsponsored adr	$3,156,000	+124.5%	62,294	+135.1%	0.47%	+180.2%
MUFG	Buy	MITSUBISHI UFJ FINL GROUP INsponsored adr	$3,134,000	+196.2%	482,330	+205.7%	0.46%	+268.3%
SONY	Sell	SONY CORPsponsored adr	$3,089,000	-56.2%	83,000	-55.2%	0.46%	-45.5%
NMR	Sell	NOMURA HLDGS INCsponsored adr	$2,970,000	-41.0%	530,200	-37.0%	0.44%	-26.5%
CAT	Sell	CATERPILLAR INC DEL	$2,470,000	-30.2%	19,808	-39.9%	0.37%	-13.1%
LMT	New	LOCKHEED MARTIN CORP	$2,463,000	–	7,938	–	0.36%	–
CHU	Sell	CHINA UNICOM (HONG KONG) LTDsponsored adr	$2,338,000	-61.2%	168,200	-58.6%	0.35%	-51.8%
NVDA	Sell	NVIDIA CORP	$2,144,000	-29.6%	11,993	-43.1%	0.32%	-12.4%
HSBC	New	HSBC HLDGS PLCspon adr new	$2,044,000	–	41,708	–	0.30%	–
AKRXQ	Sell	AKORN INC	$1,995,000	-84.2%	60,100	-84.0%	0.30%	-80.3%
AIG	New	AMERICAN INTL GROUP INC	$1,907,000	–	31,063	–	0.28%	–
JCI	Buy	JOHNSON CTLS INTL PLC	$1,902,000	+67.6%	47,200	+80.4%	0.28%	+108.9%
KHC	New	KRAFT HEINZ CO	$1,874,000	–	24,163	–	0.28%	–
GE	Buy	GENERAL ELECTRIC CO	$1,566,000	+336.2%	64,784	+387.4%	0.23%	+439.5%
BEN	New	FRANKLIN RES INC	$1,424,000	–	32,000	–	0.21%	–
MOMO	Buy	MOMO INCput	$1,380,000	+1189.7%	1,545	+347.8%	0.20%	+1469.2%
ZLAB	New	ZAI LAB LTDadr	$1,350,000	–	50,000	–	0.20%	–
BBBY	New	BED BATH & BEYOND INC	$1,345,000	–	57,291	–	0.20%	–
TSN	Buy	TYSON FOODS INCcl a	$1,290,000	+43.7%	18,315	+27.7%	0.19%	+78.5%
BHP	Sell	BHP BILLITON LTDsponsored adr	$1,208,000	-71.4%	29,862	-74.8%	0.18%	-64.4%
TIF	Sell	TIFFANY & CO NEW	$1,104,000	-16.6%	12,027	-14.7%	0.16%	+4.5%
BA	New	BOEING CO	$1,084,000	–	4,264	–	0.16%	–
FEYE	New	FIREEYE INC	$1,073,000	–	63,991	–	0.16%	–
FMC	New	F M C CORP	$987,000	–	11,050	–	0.15%	–
KSU	New	KANSAS CITY SOUTHERN	$948,000	–	8,721	–	0.14%	–
HRB	New	BLOCK H & R INC	$919,000	–	34,699	–	0.14%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$828,000	–	6,889	–	0.12%	–
JPM	New	JPMORGAN CHASE & CO	$817,000	–	8,556	–	0.12%	–
LN	New	LINE CORPsponsored adr	$793,000	–	21,900	–	0.12%	–
CMI	New	CUMMINS INCcall	$745,000	–	500	–	0.11%	–
TLK	New	P T TELEKOMUNIKASI INDONESIAsponsored adr	$614,000	–	17,677	–	0.09%	–
AMGN	New	AMGEN INC	$606,000	–	3,252	–	0.09%	–
HUN	New	HUNTSMAN CORP	$595,000	–	21,683	–	0.09%	–
NVDA	Buy	NVIDIA CORPput	$580,000	-4.6%	1,750	+150.0%	0.09%	+19.4%
BIIB	Sell	BIOGEN INC	$570,000	-68.4%	1,820	-72.7%	0.08%	-60.9%
NTES	New	NETEASE INCput	$553,000	–	650	–	0.08%	–
GWW	New	GRAINGER W W INC	$550,000	–	3,062	–	0.08%	–
VRX	New	VALEANT PHARMACEUTICALS INTL	$505,000	–	35,254	–	0.08%	–
WB	New	WEIBO CORPput	$502,000	–	1,766	–	0.07%	–
NVDA	New	NVIDIA CORPcall	$497,000	–	350	–	0.07%	–
DE	New	DEERE & COcall	$466,000	–	500	–	0.07%	–
NFLX	New	NETFLIX INCput	$440,000	–	600	–	0.06%	–
BBBY	New	BED BATH & BEYOND INCput	$392,000	–	600	–	0.06%	–
RDY	New	DR REDDYS LABS LTDadr	$380,000	–	10,600	–	0.06%	–
GE	Buy	GENERAL ELECTRIC COput	$367,000	+734.1%	3,000	+1377.8%	0.05%	+980.0%
FCAU	New	FIAT CHRYSLER AUTOMOBILES N	$337,000	–	18,803	–	0.05%	–
GM	New	GENERAL MTRS COcall	$332,000	–	600	–	0.05%	–
TWTR	New	TWITTER INCcall	$323,000	–	1,509	–	0.05%	–
TSCO	Sell	TRACTOR SUPPLY CO	$314,000	-82.8%	4,954	-85.3%	0.05%	-78.4%
MDT	New	MEDTRONIC PLC	$295,000	–	3,790	–	0.04%	–
TWTR	New	TWITTER INCput	$288,000	–	4,009	–	0.04%	–
MYL	Buy	MYLAN N V	$288,000	+209.7%	9,183	+281.8%	0.04%	+290.9%
BX	New	BLACKSTONE GROUP L Pput	$271,000	–	3,500	–	0.04%	–
KHC	New	KRAFT HEINZ COput	$254,000	–	250	–	0.04%	–
CAT	Buy	CATERPILLAR INC DELput	$247,000	+26.0%	1,700	+6.2%	0.04%	+60.9%
COP	New	CONOCOPHILLIPS	$229,000	–	4,571	–	0.03%	–
WUBA	New	58 COM INCcall	$218,000	–	480	–	0.03%	–
TGT	New	TARGET CORPcall	$218,000	–	1,051	–	0.03%	–
NOC	Sell	NORTHROP GRUMMAN CORP	$210,000	-86.7%	729	-88.1%	0.03%	-83.4%
FEYE	New	FIREEYE INCput	$212,000	–	3,000	–	0.03%	–
VRX	New	VALEANT PHARMACEUTICALS INTLput	$200,000	–	2,700	–	0.03%	–
IWM	New	ISHARES TRcall	$197,000	–	500	–	0.03%	–
WUBA	New	58 COM INCput	$188,000	–	500	–	0.03%	–
SPY	New	SPDR S&P 500 ETF TRcall	$182,000	–	750	–	0.03%	–
YELP	New	YELP INCput	$178,000	–	1,250	–	0.03%	–
PVH	Sell	PVH CORP	$163,000	-60.4%	1,293	-64.1%	0.02%	-51.0%
HRB	New	BLOCK H & R INCput	$163,000	–	500	–	0.02%	–
WW	New	WEIGHT WATCHERS INTL INC NEWput	$155,000	–	500	–	0.02%	–
GE	Buy	GENERAL ELECTRIC COcall	$156,000	+3800.0%	1,500	+638.9%	0.02%	–
URI	Sell	UNITED RENTALS INC	$151,000	-92.0%	1,859	-88.9%	0.02%	-90.2%
X	Buy	UNITED STATES STL CORP NEWput	$141,000	+513.0%	2,850	+850.0%	0.02%	+600.0%
MDT	New	MEDTRONIC PLCput	$143,000	–	500	–	0.02%	–
MCD	Buy	MCDONALDS CORPcall	$139,000	+0.7%	400	+14.3%	0.02%	+31.2%
FLR	New	FLUOR CORP NEW	$135,000	–	3,215	–	0.02%	–
CMI	New	CUMMINS INCput	$120,000	–	900	–	0.02%	–
OXY	New	OCCIDENTAL PETE CORP DELcall	$113,000	–	300	–	0.02%	–
X	New	UNITED STATES STL CORP NEWcall	$111,000	–	1,350	–	0.02%	–
BEN	New	FRANKLIN RES INCput	$108,000	–	1,000	–	0.02%	–
CAT	New	CATERPILLAR INC DELcall	$105,000	–	150	–	0.02%	–
AIG	Sell	AMERICAN INTL GROUP INCput	$108,000	-31.6%	500	-28.6%	0.02%	-15.8%
LMT	New	LOCKHEED MARTIN CORPput	$102,000	–	450	–	0.02%	–
TWTR	New	TWITTER INC	$102,000	–	6,071	–	0.02%	–
FLR	New	FLUOR CORP NEWcall	$98,000	–	186	–	0.02%	–
FL	New	FOOT LOCKER INC	$103,000	–	2,922	–	0.02%	–
FMC	New	F M C CORPput	$89,000	–	303	–	0.01%	–
VRX	New	VALEANT PHARMACEUTICALS INTLcall	$78,000	–	1,000	–	0.01%	–
MDT	New	MEDTRONIC PLCcall	$79,000	–	800	–	0.01%	–
CIEN	New	CIENA CORPcall	$83,000	–	709	–	0.01%	–
BA	Sell	BOEING COput	$77,000	+71.1%	300	-33.0%	0.01%	+120.0%
DOV	New	DOVER CORPcall	$75,000	–	500	–	0.01%	–
SPY	New	SPDR S&P 500 ETF TRput	$69,000	–	500	–	0.01%	–
MUR	New	MURPHY OIL CORPcall	$65,000	–	225	–	0.01%	–
JD	Sell	JD COM INCcall	$65,000	-84.5%	1,000	-50.0%	0.01%	-80.0%
CIEN	New	CIENA CORPput	$65,000	–	409	–	0.01%	–
KSU	New	KANSAS CITY SOUTHERNput	$58,000	–	400	–	0.01%	–
TSN	Buy	TYSON FOODS INCput	$59,000	-4.8%	2,900	+262.5%	0.01%	+28.6%
TAP	New	MOLSON COORS BREWING COcl b	$64,000	–	790	–	0.01%	–
HUN	New	HUNTSMAN CORPput	$56,000	–	1,528	–	0.01%	–
MMM	New	3M COcall	$51,000	–	210	–	0.01%	–
FLR	New	FLUOR CORP NEWput	$57,000	–	1,324	–	0.01%	–
MAT	New	MATTEL INC	$55,000	–	3,540	–	0.01%	–
JPM	New	JPMORGAN CHASE & COput	$52,000	–	350	–	0.01%	–
OXY	New	OCCIDENTAL PETE CORP DELput	$45,000	–	300	–	0.01%	–
WDC	New	WESTERN DIGITAL CORPcall	$44,000	–	250	–	0.01%	–
FCAU	New	FIAT CHRYSLER AUTOMOBILES Nput	$45,000	–	500	–	0.01%	–
MUR	New	MURPHY OIL CORPput	$32,000	–	225	–	0.01%	–
GWW	New	GRAINGER W W INCput	$34,000	–	300	–	0.01%	–
MOMO	New	MOMO INCcall	$33,000	–	300	–	0.01%	–
HAS	New	HASBRO INC	$25,000	–	255	–	0.00%	–
NEM	New	NEWMONT MINING CORPcall	$26,000	–	70	–	0.00%	–
MAT	New	MATTEL INCput	$24,000	–	102	–	0.00%	–
HSBC	New	HSBC HLDGS PLCput	$28,000	–	500	–	0.00%	–
ETN	Sell	EATON CORP PLCput	$22,000	-88.8%	1,100	-35.3%	0.00%	-87.0%
COP	New	CONOCOPHILLIPSput	$17,000	–	250	–	0.00%	–
MMM	Sell	3M COput	$21,000	-91.2%	90	-71.6%	0.00%	-89.3%
TSCO	Buy	TRACTOR SUPPLY COput	$18,000	-91.9%	859	+13.2%	0.00%	-88.5%
YELP	New	YELP INCcall	$15,000	–	50	–	0.00%	–
PVH	New	PVH CORPput	$15,000	–	52	–	0.00%	–
AMGN	Buy	AMGEN INCput	$14,000	-84.3%	800	+23.1%	0.00%	-81.8%
JD	Sell	JD COM INCput	$12,000	-96.9%	100	-95.8%	0.00%	-95.7%
FL	New	FOOT LOCKER INCput	$14,000	–	112	–	0.00%	–
MCK	New	MCKESSON CORPcall	$13,000	–	10	–	0.00%	–
TAP	New	MOLSON COORS BREWING COput	$6,000	–	15	–	0.00%	–
STX	Sell	SEAGATE TECHNOLOGY PLCcall	$4,000	-95.7%	24	-97.6%	0.00%	-90.9%
TGT	Sell	TARGET CORPput	$6,000	-99.5%	2,000	-33.3%	0.00%	-99.4%
WFC	New	WELLS FARGO CO NEWput	$6,000	–	250	–	0.00%	–
MAT	New	MATTEL INCcall	$7,000	–	102	–	0.00%	–
DOV	New	DOVER CORPput	$9,000	–	80	–	0.00%	–
HUN	New	HUNTSMAN CORPcall	$7,000	–	28	–	0.00%	–
NEM	New	NEWMONT MINING CORPput	$7,000	–	70	–	0.00%	–
MCK	New	MCKESSON CORPput	$4,000	–	10	–	0.00%	–
UTX	Sell	UNITED TECHNOLOGIES CORP	$1,000	-99.9%	34	-99.6%	0.00%	-100.0%
VRSN	New	VERISIGN INCcall	$3,000	–	5	–	0.00%	–
VRSN	New	VERISIGN INCput	$1,000	–	5	–	0.00%	–
HAS	New	HASBRO INCput	$2,000	–	6	–	0.00%	–
ZION	Sell	ZIONS BANCORPORATIONput	$2,000	-75.0%	100	-33.3%	0.00%	-100.0%
GM	New	GENERAL MTRS COput	$2,000	–	600	–	0.00%	–
BBBY	New	BED BATH & BEYOND INCcall	$2,000	–	600	–	0.00%	–
TIF	New	TIFFANY & CO NEWcall	$1,000	–	20	–	0.00%	–
C	Exit	CITIGROUP INCput	$0	–	-1,000	–	0.00%	–
EL	Exit	LAUDER ESTEE COS INCput	$0	–	-260	–	0.00%	–
IR	Exit	INGERSOLL-RAND PLCput	$0	–	-42	–	0.00%	–
CAH	Exit	CARDINAL HEALTH INCput	$0	–	-161	–	-0.00%	–
PM	Exit	PHILIP MORRIS INTL INCcall	$0	–	-100	–	-0.00%	–
ADM	Exit	ARCHER DANIELS MIDLAND COcall	$0	–	-45	–	-0.00%	–
UTX	Exit	UNITED TECHNOLOGIES CORPcall	$0	–	-34	–	-0.00%	–
CNC	Exit	CENTENE CORP DELput	$0	–	-101	–	-0.00%	–
A	Exit	AGILENT TECHNOLOGIES INCput	$0	–	-100	–	-0.00%	–
CSCO	Exit	CISCO SYS INCcall	$0	–	-628	–	-0.00%	–
LVS	Exit	LAS VEGAS SANDS CORPput	$0	–	-100	–	-0.00%	–
M	Exit	MACYS INCput	$0	–	-300	–	-0.00%	–
EMR	Exit	EMERSON ELEC COput	$0	–	-101	–	-0.00%	–
ITW	Exit	ILLINOIS TOOL WKS INCput	$0	–	-300	–	-0.00%	–
EA	Exit	ELECTRONIC ARTS INCput	$0	–	-50	–	-0.00%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLCput	$0	–	-300	–	-0.00%	–
UTX	Exit	UNITED TECHNOLOGIES CORPput	$0	–	-500	–	-0.00%	–
LULU	Exit	LULULEMON ATHLETICA INCput	$0	–	-600	–	-0.00%	–
ADM	Exit	ARCHER DANIELS MIDLAND COput	$0	–	-415	–	-0.01%	–
EL	Exit	LAUDER ESTEE COS INCcall	$0	–	-260	–	-0.01%	–
LRCX	Exit	LAM RESEARCH CORPput	$0	–	-65	–	-0.01%	–
IR	Exit	INGERSOLL-RAND PLC	$0	–	-681	–	-0.01%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG COput	$0	–	-1,000	–	-0.01%	–
EMO	Exit	CLEARBRIDGE ENERGY MLP OPP F	$0	–	-4,500	–	-0.01%	–
CSCO	Exit	CISCO SYS INCput	$0	–	-628	–	-0.01%	–
AIG	Exit	AMERICAN INTL GROUP INCcall	$0	–	-1,000	–	-0.01%	–
GMZ	Exit	GOLDMAN SACHS MLP INC OPP FD	$0	–	-7,700	–	-0.01%	–
CBA	Exit	CLEARBRIDGE AMERN ENERG MLP	$0	–	-8,300	–	-0.01%	–
CTR	Exit	CLEARBRIDGE ENERGY MLP TR FD	$0	–	-6,000	–	-0.01%	–
AVK	Exit	ADVENT CLAYMORE CV SECS & IN	$0	–	-4,700	–	-0.01%	–
MIE	Exit	COHEN & STEERS MLP INC & ENR	$0	–	-10,100	–	-0.01%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-7,200	–	-0.01%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INCput	$0	–	-1,000	–	-0.01%	–
ADX	Exit	ADAMS DIVERSIFIED EQUITY FD	$0	–	-7,400	–	-0.01%	–
NUV	Exit	NUVEEN MUN VALUE FD INC	$0	–	-12,100	–	-0.01%	–
REGN	Exit	REGENERON PHARMACEUTICALSput	$0	–	-100	–	-0.01%	–
CNC	Exit	CENTENE CORP DEL	$0	–	-1,473	–	-0.01%	–
C	Exit	CITIGROUP INC	$0	–	-2,114	–	-0.02%	–
CHY	Exit	CALAMOS CONV & HIGH INCOME F	$0	–	-12,000	–	-0.02%	–
LVS	Exit	LAS VEGAS SANDS CORP	$0	–	-2,541	–	-0.02%	–
CCD	Exit	CALAMOS DYNAMIC CONV & INCOM	$0	–	-8,500	–	-0.02%	–
M	Exit	MACYS INC	$0	–	-7,323	–	-0.02%	–
BTZ	Exit	BLACKROCK CR ALLCTN INC TR	$0	–	-13,400	–	-0.02%	–
CAH	Exit	CARDINAL HEALTH INC	$0	–	-2,346	–	-0.02%	–
ETW	Exit	EATON VANCE TXMGD GL BUYWR O	$0	–	-16,500	–	-0.02%	–
A	Exit	AGILENT TECHNOLOGIES INC	$0	–	-3,212	–	-0.02%	–
EDD	Exit	MORGAN STANLEY EM MKTS DM DE	$0	–	-25,700	–	-0.02%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-1,979	–	-0.02%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INCcall	$0	–	-750	–	-0.03%	–
EMR	Exit	EMERSON ELEC CO	$0	–	-3,850	–	-0.03%	–
BBN	Exit	BLACKROCK TAX MUNICPAL BD TR	$0	–	-10,200	–	-0.03%	–
URI	Exit	UNITED RENTALS INCput	$0	–	-800	–	-0.03%	–
MCD	Exit	MCDONALDS CORPput	$0	–	-1,400	–	-0.04%	–
VXX	Exit	BARCLAYS BK PLCipath s&p500 vix	$0	–	-23,273	–	-0.04%	–
CSCO	Exit	CISCO SYS INC	$0	–	-9,554	–	-0.04%	–
BA	Exit	BOEING COcall	$0	–	-300	–	-0.04%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHSput	$0	–	-1,500	–	-0.04%	–
BXMX	Exit	NUVEEN S&P 500 BUY-WRITE INC	$0	–	-25,700	–	-0.04%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-2,543	–	-0.04%	–
NKE	Exit	NIKE INCcl b	$0	–	-6,600	–	-0.05%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-4,500	–	-0.05%	–
PFE	Exit	PFIZER INC	$0	–	-11,700	–	-0.05%	–
KORS	Exit	MICHAEL KORS HLDGS LTD	$0	–	-11,200	–	-0.05%	–
COH	Exit	COACH INC	$0	–	-8,500	–	-0.05%	–
SKX	Exit	SKECHERS U S A INCcl a	$0	–	-13,900	–	-0.05%	–
DE	Exit	DEERE & COput	$0	–	-1,600	–	-0.05%	–
PTR	Exit	PETROCHINA CO LTDsponsored adr	$0	–	-7,040	–	-0.05%	–
GOOGL	Exit	ALPHABET INCput	$0	–	-125	–	-0.06%	–
JPC	Exit	NUVEEN PFD INCOME OPPRTNY FD	$0	–	-56,100	–	-0.07%	–
AMGN	Exit	AMGEN INCcall	$0	–	-400	–	-0.07%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLC	$0	–	-6,650	–	-0.07%	–
ITW	Exit	ILLINOIS TOOL WKS INC	$0	–	-4,158	–	-0.07%	–
ADM	Exit	ARCHER DANIELS MIDLAND CO	$0	–	-14,454	–	-0.07%	–
CEM	Exit	CLEARBRIDGE ENERGY MLP FD IN	$0	–	-42,000	–	-0.08%	–
HIX	Exit	WESTERN ASSET HIGH INCM FD I	$0	–	-89,800	–	-0.08%	–
VTA	Exit	INVESCO DYNAMIC CR OPP FD	$0	–	-54,500	–	-0.08%	–
STX	Exit	SEAGATE TECHNOLOGY PLCput	$0	–	-2,600	–	-0.08%	–
ETY	Exit	EATON VANCE TX MGD DIV EQ IN	$0	–	-62,100	–	-0.08%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG CO	$0	–	-11,200	–	-0.08%	–
HYT	Exit	BLACKROCK CORPOR HI YLD FD I	$0	–	-75,100	–	-0.10%	–
BCX	Exit	BLACKROCK RES & COMM STRAT T	$0	–	-104,600	–	-0.10%	–
GHY	Exit	PRUDENTIAL GLB SHT DUR HG YL	$0	–	-61,300	–	-0.11%	–
REGN	Exit	REGENERON PHARMACEUTICALS	$0	–	-1,899	–	-0.11%	–
JQC	Exit	NUVEEN CR STRATEGIES INCM FD	$0	–	-111,600	–	-0.11%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INCput	$0	–	-300	–	-0.12%	–
BGB	Exit	BLACKSTONE GSO STRATEGIC CR	$0	–	-66,300	–	-0.13%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-231,600	–	-0.13%	–
	Exit	LIBERTY INTERACTIVE LLCdeb 1.750% 9/3	$0	–	-1,000,000	–	-0.14%	–
ETN	Exit	EATON CORP PLC	$0	–	-20,924	–	-0.19%	–
ISD	Exit	PRUDENTIAL SHT DURATION HG Y	$0	–	-116,200	–	-0.21%	–
WDC	Exit	WESTERN DIGITAL CORP	$0	–	-25,948	–	-0.27%	–
MCD	Exit	MCDONALDS CORP	$0	–	-15,480	–	-0.28%	–
PCI	Exit	PIMCO DYNMIC CREDIT AND MRT	$0	–	-110,400	–	-0.29%	–
STX	Exit	SEAGATE TECHNOLOGY PLC	$0	–	-77,475	–	-0.36%	–
MMM	Exit	3M CO	$0	–	-15,745	–	-0.39%	–
X	Exit	UNITED STATES STL CORP NEW	$0	–	-169,764	–	-0.45%	–
PKX	Exit	POSCOsponsored adr	$0	–	-63,196	–	-0.47%	–
INFY	Exit	INFOSYS LTDsponsored adr	$0	–	-311,100	–	-0.54%	–
ASX	Exit	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$0	–	-775,800	–	-0.59%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-37,941	–	-0.70%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-106,430	–	-0.76%	–
DE	Exit	DEERE & CO	$0	–	-55,713	–	-0.82%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INC	$0	–	-17,106	–	-0.85%	–
MGI	Exit	MONEYGRAM INTL INC	$0	–	-425,417	–	-0.87%	–
TGT	Exit	TARGET CORP	$0	–	-182,666	–	-1.14%	–
MBBYF	Exit	MOBILEYE N V AMSTELVEEN	$0	–	-161,768	–	-1.21%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-93,727	–	-1.22%	–
UL	Exit	UNILEVER PLCspon adr new	$0	–	-194,900	–	-1.26%	–
PRXL	Exit	PAREXEL INTL CORP	$0	–	-143,311	–	-1.48%	–
SDRL	Exit	SEADRILL LIMITEDput	$0	–	-9,501,197	–	-1.78%	–
VALE	Exit	VALE S Aadr	$0	–	-2,415,425	–	-2.52%	–
	Exit	YAHOO INCnote 12/0	$0	–	-30,000,000	–	-4.07%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-1,120,800	–	-5.30%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$0	–	-1,808,684	–	-7.53%	–

Q2 2017

			Value		Shares		↓ Weighting
	New	SINA CORPnote 1.000%12/0	$102,169,000	–	96,500,000	–	12.16%	–
GOOGL	New	ALPHABET INCcap stk cl a	$73,184,000	–	78,720	–	8.71%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$63,232,000	–	1,808,684	–	7.53%	–
AABA	New	ALTABA INC	$56,521,000	–	1,037,471	–	6.73%	–
FXI	New	ISHARES TRchina lg-cap etf	$44,507,000	–	1,120,800	–	5.30%	–
	New	CTRIP COM INTL LTDnote 1.000% 7/0	$40,491,000	–	35,000,000	–	4.82%	–
IBN	New	ICICI BK LTDadr	$40,298,000	–	4,483,163	–	4.80%	–
	New	YAHOO INCnote 12/0	$34,181,000	–	30,000,000	–	4.07%	–
FOX	New	TWENTY FIRST CENTY FOX INCcl b	$31,280,000	–	1,122,361	–	3.72%	–
	New	CTRIP COM INTL LTDnote 1.250%10/1	$28,313,000	–	20,000,000	–	3.37%	–
TTM	New	TATA MTRS LTDsponsored adr	$27,256,000	–	810,998	–	3.24%	–
	New	CTRIP COM INTL LTDnote 1.990% 7/0	$24,463,000	–	20,000,000	–	2.91%	–
VALE	New	VALE S Aadr	$21,135,000	–	2,415,425	–	2.52%	–
SDRL	New	SEADRILL LIMITEDput	$14,938,000	–	9,501,197	–	1.78%	–
AKRXQ	New	AKORN INC	$12,594,000	–	375,504	–	1.50%	–
PRXL	New	PAREXEL INTL CORP	$12,455,000	–	143,311	–	1.48%	–
UL	New	UNILEVER PLCspon adr new	$10,548,000	–	194,900	–	1.26%	–
NXPI	New	NXP SEMICONDUCTORS N V	$10,258,000	–	93,727	–	1.22%	–
MBBYF	New	MOBILEYE N V AMSTELVEEN	$10,159,000	–	161,768	–	1.21%	–
RYAAY	New	RYANAIR HLDGS PLCsponsored adr ne	$10,083,000	–	93,700	–	1.20%	–
TGT	New	TARGET CORP	$9,552,000	–	182,666	–	1.14%	–
SMFG	New	SUMITOMO MITSUI FINL GROUP Isponsored adr	$9,181,000	–	1,179,995	–	1.09%	–
FIG	New	FORTRESS INVESTMENT GROUP LLcl a	$8,028,000	–	1,004,730	–	0.96%	–
MGI	New	MONEYGRAM INTL INC	$7,338,000	–	425,417	–	0.87%	–
CMG	New	CHIPOTLE MEXICAN GRILL INC	$7,118,000	–	17,106	–	0.85%	–
SONY	New	SONY CORPsponsored adr	$7,060,000	–	185,400	–	0.84%	–
DE	New	DEERE & CO	$6,886,000	–	55,713	–	0.82%	–
LULU	New	LULULEMON ATHLETICA INC	$6,351,000	–	106,430	–	0.76%	–
CHU	New	CHINA UNICOM (HONG KONG) LTDsponsored adr	$6,032,000	–	406,000	–	0.72%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$5,836,000	–	37,941	–	0.70%	–
NMR	New	NOMURA HLDGS INCsponsored adr	$5,035,000	–	841,568	–	0.60%	–
ASX	New	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$4,979,000	–	775,800	–	0.59%	–
INFY	New	INFOSYS LTDsponsored adr	$4,519,000	–	311,100	–	0.54%	–
BHP	New	BHP BILLITON LTDsponsored adr	$4,230,000	–	118,274	–	0.50%	–
PKX	New	POSCOsponsored adr	$3,963,000	–	63,196	–	0.47%	–
X	New	UNITED STATES STL CORP NEW	$3,759,000	–	169,764	–	0.45%	–
CAT	New	CATERPILLAR INC DEL	$3,540,000	–	32,941	–	0.42%	–
MMM	New	3M CO	$3,278,000	–	15,745	–	0.39%	–
NVDA	New	NVIDIA CORP	$3,047,000	–	21,075	–	0.36%	–
STX	New	SEAGATE TECHNOLOGY PLC	$3,002,000	–	77,475	–	0.36%	–
PCI	New	PIMCO DYNMIC CREDIT AND MRT	$2,464,000	–	110,400	–	0.29%	–
MCD	New	MCDONALDS CORP	$2,371,000	–	15,480	–	0.28%	–
WDC	New	WESTERN DIGITAL CORP	$2,299,000	–	25,948	–	0.27%	–
URI	New	UNITED RENTALS INC	$1,889,000	–	16,757	–	0.22%	–
TSCO	New	TRACTOR SUPPLY CO	$1,828,000	–	33,723	–	0.22%	–
BIIB	New	BIOGEN INC	$1,806,000	–	6,655	–	0.22%	–
ISD	New	PRUDENTIAL SHT DURATION HG Y	$1,774,000	–	116,200	–	0.21%	–
ETN	New	EATON CORP PLC	$1,629,000	–	20,924	–	0.19%	–
NOC	New	NORTHROP GRUMMAN CORP	$1,574,000	–	6,133	–	0.19%	–
CHL	New	CHINA MOBILE LIMITEDsponsored adr	$1,406,000	–	26,500	–	0.17%	–
TIF	New	TIFFANY & CO NEW	$1,323,000	–	14,092	–	0.16%	–
TGT	New	TARGET CORPput	$1,305,000	–	3,000	–	0.16%	–
	New	LIBERTY INTERACTIVE LLCdeb 1.750% 9/3	$1,148,000	–	1,000,000	–	0.14%	–
JCI	New	JOHNSON CTLS INTL PLC	$1,135,000	–	26,168	–	0.14%	–
MUFG	New	MITSUBISHI UFJ FINL GROUP INsponsored adr	$1,058,000	–	157,798	–	0.13%	–
BGB	New	BLACKSTONE GSO STRATEGIC CR	$1,055,000	–	66,300	–	0.13%	–
VVR	New	INVESCO SR INCOME TR	$1,056,000	–	231,600	–	0.13%	–
UTX	New	UNITED TECHNOLOGIES CORP	$988,000	–	8,088	–	0.12%	–
CMG	New	CHIPOTLE MEXICAN GRILL INCput	$969,000	–	300	–	0.12%	–
JQC	New	NUVEEN CR STRATEGIES INCM FD	$961,000	–	111,600	–	0.11%	–
REGN	New	REGENERON PHARMACEUTICALS	$933,000	–	1,899	–	0.11%	–
GHY	New	PRUDENTIAL GLB SHT DUR HG YL	$911,000	–	61,300	–	0.11%	–
TSN	New	TYSON FOODS INCcl a	$898,000	–	14,346	–	0.11%	–
BCX	New	BLACKROCK RES & COMM STRAT T	$838,000	–	104,600	–	0.10%	–
HYT	New	BLACKROCK CORPOR HI YLD FD I	$823,000	–	75,100	–	0.10%	–
ESRX	New	EXPRESS SCRIPTS HLDG CO	$715,000	–	11,200	–	0.08%	–
ETY	New	EATON VANCE TX MGD DIV EQ IN	$700,000	–	62,100	–	0.08%	–
STX	New	SEAGATE TECHNOLOGY PLCput	$691,000	–	2,600	–	0.08%	–
VTA	New	INVESCO DYNAMIC CR OPP FD	$655,000	–	54,500	–	0.08%	–
HIX	New	WESTERN ASSET HIGH INCM FD I	$646,000	–	89,800	–	0.08%	–
CEM	New	CLEARBRIDGE ENERGY MLP FD IN	$641,000	–	42,000	–	0.08%	–
HMC	New	HONDA MOTOR LTD	$619,000	–	22,733	–	0.07%	–
NVDA	New	NVIDIA CORPput	$608,000	–	700	–	0.07%	–
ITW	New	ILLINOIS TOOL WKS INC	$596,000	–	4,158	–	0.07%	–
ADM	New	ARCHER DANIELS MIDLAND CO	$598,000	–	14,454	–	0.07%	–
AMGN	New	AMGEN INCcall	$579,000	–	400	–	0.07%	–
3106PS	New	DELPHI AUTOMOTIVE PLC	$583,000	–	6,650	–	0.07%	–
JPC	New	NUVEEN PFD INCOME OPPRTNY FD	$583,000	–	56,100	–	0.07%	–
GOOGL	New	ALPHABET INCput	$501,000	–	125	–	0.06%	–
CTRP	New	CTRIP COM INTL LTDput	$485,000	–	1,000	–	0.06%	–
PTR	New	PETROCHINA CO LTDsponsored adr	$431,000	–	7,040	–	0.05%	–
DE	New	DEERE & COput	$422,000	–	1,600	–	0.05%	–
JD	New	JD COM INCcall	$419,000	–	2,000	–	0.05%	–
WDC	New	WESTERN DIGITAL CORPput	$412,000	–	804	–	0.05%	–
PVH	New	PVH CORP	$412,000	–	3,600	–	0.05%	–
SKX	New	SKECHERS U S A INCcl a	$410,000	–	13,900	–	0.05%	–
MOMO	New	MOMO INCadr	$408,000	–	11,034	–	0.05%	–
COH	New	COACH INC	$402,000	–	8,500	–	0.05%	–
KORS	New	MICHAEL KORS HLDGS LTD	$406,000	–	11,200	–	0.05%	–
PFE	New	PFIZER INC	$393,000	–	11,700	–	0.05%	–
PG	New	PROCTER AND GAMBLE CO	$392,000	–	4,500	–	0.05%	–
JD	New	JD COM INCput	$393,000	–	2,400	–	0.05%	–
NKE	New	NIKE INCcl b	$389,000	–	6,600	–	0.05%	–
GE	New	GENERAL ELECTRIC CO	$359,000	–	13,291	–	0.04%	–
LRCX	New	LAM RESEARCH CORP	$360,000	–	2,543	–	0.04%	–
BXMX	New	NUVEEN S&P 500 BUY-WRITE INC	$356,000	–	25,700	–	0.04%	–
IBM	New	INTERNATIONAL BUSINESS MACHSput	$339,000	–	1,500	–	0.04%	–
ZION	New	ZIONS BANCORPORATIONcall	$329,000	–	900	–	0.04%	–
BA	New	BOEING COcall	$319,000	–	300	–	0.04%	–
CSCO	New	CISCO SYS INC	$299,000	–	9,554	–	0.04%	–
VXX	New	BARCLAYS BK PLCipath s&p500 vix	$297,000	–	23,273	–	0.04%	–
MCD	New	MCDONALDS CORPput	$291,000	–	1,400	–	0.04%	–
BIIB	New	BIOGEN INCput	$264,000	–	300	–	0.03%	–
URI	New	UNITED RENTALS INCput	$242,000	–	800	–	0.03%	–
MMM	New	3M COput	$238,000	–	317	–	0.03%	–
BBN	New	BLACKROCK TAX MUNICPAL BD TR	$234,000	–	10,200	–	0.03%	–
EMR	New	EMERSON ELEC CO	$230,000	–	3,850	–	0.03%	–
AKAM	New	AKAMAI TECHNOLOGIES INCcall	$218,000	–	750	–	0.03%	–
TSCO	New	TRACTOR SUPPLY COput	$222,000	–	759	–	0.03%	–
EA	New	ELECTRONIC ARTS INC	$209,000	–	1,979	–	0.02%	–
EDD	New	MORGAN STANLEY EM MKTS DM DE	$204,000	–	25,700	–	0.02%	–
A	New	AGILENT TECHNOLOGIES INC	$191,000	–	3,212	–	0.02%	–
CAT	New	CATERPILLAR INC DELput	$196,000	–	1,600	–	0.02%	–
ETN	New	EATON CORP PLCput	$196,000	–	1,700	–	0.02%	–
CAH	New	CARDINAL HEALTH INC	$183,000	–	2,346	–	0.02%	–
ETN	New	EATON CORP PLCcall	$184,000	–	559	–	0.02%	–
ETW	New	EATON VANCE TXMGD GL BUYWR O	$188,000	–	16,500	–	0.02%	–
BTZ	New	BLACKROCK CR ALLCTN INC TR	$180,000	–	13,400	–	0.02%	–
M	New	MACYS INC	$170,000	–	7,323	–	0.02%	–
CCD	New	CALAMOS DYNAMIC CONV & INCOM	$170,000	–	8,500	–	0.02%	–
TIF	New	TIFFANY & CO NEWput	$169,000	–	500	–	0.02%	–
AIG	New	AMERICAN INTL GROUP INCput	$158,000	–	700	–	0.02%	–
LVS	New	LAS VEGAS SANDS CORP	$162,000	–	2,541	–	0.02%	–
C	New	CITIGROUP INC	$141,000	–	2,114	–	0.02%	–
CHY	New	CALAMOS CONV & HIGH INCOME F	$142,000	–	12,000	–	0.02%	–
MCD	New	MCDONALDS CORPcall	$138,000	–	350	–	0.02%	–
REGN	New	REGENERON PHARMACEUTICALSput	$119,000	–	100	–	0.01%	–
NUV	New	NUVEEN MUN VALUE FD INC	$121,000	–	12,100	–	0.01%	–
CNC	New	CENTENE CORP DEL	$118,000	–	1,473	–	0.01%	–
AKAM	New	AKAMAI TECHNOLOGIES INCput	$108,000	–	1,000	–	0.01%	–
MIE	New	COHEN & STEERS MLP INC & ENR	$110,000	–	10,100	–	0.01%	–
ADX	New	ADAMS DIVERSIFIED EQUITY FD	$106,000	–	7,400	–	0.01%	–
NOC	New	NORTHROP GRUMMAN CORPput	$113,000	–	200	–	0.01%	–
MOMO	New	MOMO INCput	$107,000	–	345	–	0.01%	–
GOLD	New	BARRICK GOLD CORPcall	$107,000	–	1,000	–	0.01%	–
GOLD	New	BARRICK GOLD CORPput	$110,000	–	1,000	–	0.01%	–
EMD	New	WESTERN ASSET EMRG MKT DEBT	$112,000	–	7,200	–	0.01%	–
STX	New	SEAGATE TECHNOLOGY PLCcall	$94,000	–	1,000	–	0.01%	–
AMGN	New	AMGEN INCput	$89,000	–	650	–	0.01%	–
MYL	New	MYLAN N V	$93,000	–	2,405	–	0.01%	–
GMZ	New	GOLDMAN SACHS MLP INC OPP FD	$74,000	–	7,700	–	0.01%	–
CTR	New	CLEARBRIDGE ENERGY MLP TR FD	$77,000	–	6,000	–	0.01%	–
AVK	New	ADVENT CLAYMORE CV SECS & IN	$76,000	–	4,700	–	0.01%	–
JCI	New	JOHNSON CTLS INTL PLCput	$73,000	–	1,000	–	0.01%	–
CBA	New	CLEARBRIDGE AMERN ENERG MLP	$75,000	–	8,300	–	0.01%	–
AIG	New	AMERICAN INTL GROUP INCcall	$67,000	–	1,000	–	0.01%	–
EMO	New	CLEARBRIDGE ENERGY MLP OPP F	$57,000	–	4,500	–	0.01%	–
TSN	New	TYSON FOODS INCput	$62,000	–	800	–	0.01%	–
IR	New	INGERSOLL-RAND PLC	$62,000	–	681	–	0.01%	–
CSCO	New	CISCO SYS INCput	$57,000	–	628	–	0.01%	–
ESRX	New	EXPRESS SCRIPTS HLDG COput	$60,000	–	1,000	–	0.01%	–
ADM	New	ARCHER DANIELS MIDLAND COput	$49,000	–	415	–	0.01%	–
EL	New	LAUDER ESTEE COS INCcall	$52,000	–	260	–	0.01%	–
LRCX	New	LAM RESEARCH CORPput	$48,000	–	65	–	0.01%	–
GE	New	GENERAL ELECTRIC COput	$44,000	–	203	–	0.01%	–
BA	New	BOEING COput	$45,000	–	448	–	0.01%	–
LULU	New	LULULEMON ATHLETICA INCput	$36,000	–	600	–	0.00%	–
UTX	New	UNITED TECHNOLOGIES CORPput	$35,000	–	500	–	0.00%	–
3106PS	New	DELPHI AUTOMOTIVE PLCput	$26,000	–	300	–	0.00%	–
ITW	New	ILLINOIS TOOL WKS INCput	$29,000	–	300	–	0.00%	–
X	New	UNITED STATES STL CORP NEWput	$23,000	–	300	–	0.00%	–
EA	New	ELECTRONIC ARTS INCput	$29,000	–	50	–	0.00%	–
LVS	New	LAS VEGAS SANDS CORPput	$16,000	–	100	–	0.00%	–
M	New	MACYS INCput	$14,000	–	300	–	0.00%	–
EMR	New	EMERSON ELEC COput	$15,000	–	101	–	0.00%	–
CSCO	New	CISCO SYS INCcall	$18,000	–	628	–	0.00%	–
CAH	New	CARDINAL HEALTH INCput	$10,000	–	161	–	0.00%	–
PM	New	PHILIP MORRIS INTL INCcall	$9,000	–	100	–	0.00%	–
ZION	New	ZIONS BANCORPORATIONput	$8,000	–	150	–	0.00%	–
UTX	New	UNITED TECHNOLOGIES CORPcall	$6,000	–	34	–	0.00%	–
BABA	New	ALIBABA GROUP HLDG LTDput	$12,000	–	1,020	–	0.00%	–
CNC	New	CENTENE CORP DELput	$12,000	–	101	–	0.00%	–
A	New	AGILENT TECHNOLOGIES INCput	$10,000	–	100	–	0.00%	–
MYL	New	MYLAN N Vput	$9,000	–	100	–	0.00%	–
ADM	New	ARCHER DANIELS MIDLAND COcall	$5,000	–	45	–	0.00%	–
IR	New	INGERSOLL-RAND PLCput	$4,000	–	42	–	0.00%	–
C	New	CITIGROUP INCput	$4,000	–	1,000	–	0.00%	–
GE	New	GENERAL ELECTRIC COcall	$4,000	–	203	–	0.00%	–
EL	New	LAUDER ESTEE COS INCput	$4,000	–	260	–	0.00%	–

Q4 2016

			Value		Shares		↓ Weighting
PTR	Exit	PETROCHINA CO LTDsponsored adr	$0	–	-7	–	0.00%	–
PTY	Exit	PIMCO CORPORATE & INCOME OPP	$0	–	-1,416	–	-0.00%	–
GIM	Exit	TEMPLETON GLOBAL INCOME FD	$0	–	-6,582	–	-0.01%	–
AVK	Exit	ADVENT CLAYMORE CV SECS & IN	$0	–	-4,241	–	-0.01%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-18,256	–	-0.02%	–
ETY	Exit	EATON VANCE TX MGD DIV EQ IN	$0	–	-14,143	–	-0.03%	–
AWF	Exit	ALLIANCEBERNSTEIN GBL HGH IN	$0	–	-12,596	–	-0.03%	–
IGR	Exit	CBRE CLARION GLOBAL REAL EST	$0	–	-20,883	–	-0.04%	–
GAM	Exit	GENERAL AMERN INVS INC	$0	–	-5,300	–	-0.04%	–
GGN	Exit	GAMCO GLOBAL GOLD NAT RES &	$0	–	-28,500	–	-0.04%	–
BGY	Exit	BLACKROCK INTL GRWTH & INC T	$0	–	-32,641	–	-0.04%	–
ISD	Exit	PRUDENTIAL SHT DURATION HG Y	$0	–	-15,520	–	-0.05%	–
ADX	Exit	ADAMS DIVERSIFIED EQUITY FD	$0	–	-21,260	–	-0.06%	–
BABA	Exit	ALIBABA GROUP HLDG LTDput	$0	–	-1,020	–	-0.06%	–
ETJ	Exit	EATON VANCE RISK MNGD DIV EQ	$0	–	-34,711	–	-0.07%	–
CHY	Exit	CALAMOS CONV & HIGH INCOME F	$0	–	-30,350	–	-0.07%	–
CCD	Exit	CALAMOS DYNAMIC CONV & INCOM	$0	–	-19,000	–	-0.07%	–
CHI	Exit	CALAMOS CONV OPP AND INC FDsh ben int	$0	–	-35,088	–	-0.07%	–
DPG	Exit	DUFF & PHELPS GLB UTL INC FD	$0	–	-22,400	–	-0.08%	–
HYT	Exit	BLACKROCK CORPOR HI YLD FD I	$0	–	-37,651	–	-0.08%	–
PHK	Exit	PIMCO HIGH INCOME FD	$0	–	-48,104	–	-0.10%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-29,335	–	-0.10%	–
CEO	Exit	CNOOC LTDsponsored adr	$0	–	-4,700	–	-0.12%	–
FAX	Exit	ABERDEEN ASIA PACIFIC INCOM	$0	–	-114,657	–	-0.12%	–
JQC	Exit	NUVEEN CR STRATEGIES INCM FD	$0	–	-70,700	–	-0.12%	–
AUOTY	Exit	AU OPTRONICS CORPsponsored adr	$0	–	-200,300	–	-0.15%	–
JPC	Exit	NUVEEN PFD INCOME OPPRTNY FD	$0	–	-80,756	–	-0.16%	–
SDRL	Exit	SEADRILL LIMITEDput	$0	–	-18,250	–	-0.19%	–
LFC	Exit	CHINA LIFE INS CO LTDspon adr rep h	$0	–	-80,000	–	-0.21%	–
GDV	Exit	GABELLI DIVD & INCOME TR	$0	–	-55,941	–	-0.22%	–
LPL	Exit	LG DISPLAY CO LTDspons adr rep	$0	–	-116,670	–	-0.30%	–
HQH	Exit	TEKLA HEALTHCARE INVSsh ben int	$0	–	-64,808	–	-0.31%	–
EVV	Exit	EATON VANCE LTD DUR INCOME F	$0	–	-121,989	–	-0.34%	–
EXG	Exit	EATON VANCE TAX MNGD GBL DV	$0	–	-228,425	–	-0.40%	–
BKLN	Exit	POWERSHARES ETF TRUST IIsenior ln port	$0	–	-100,000	–	-0.47%	–
HLF	Exit	HERBALIFE LTD	$0	–	-38,200	–	-0.48%	–
BBN	Exit	BLACKROCK TAX MUNICPAL BD TR	$0	–	-98,809	–	-0.48%	–
CLM	Exit	CORNERSTONE STRATEGIC VALUE	$0	–	-164,170	–	-0.49%	–
RDY	Exit	DR REDDYS LABS LTDadr	$0	–	-55,800	–	-0.52%	–
QUNR	Exit	QUNAR CAYMAN IS LTDspns adr cl b	$0	–	-97,422	–	-0.57%	–
VCSH	Exit	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$0	–	-38,000	–	-0.62%	–
FPF	Exit	FIRST TR INTER DUR PFD & IN	$0	–	-143,498	–	-0.67%	–
RYAAY	Exit	RYANAIR HLDGS PLCsponsored adr ne	$0	–	-45,944	–	-0.69%	–
BIV	Exit	VANGUARD BD INDEX FD INCintermed term	$0	–	-39,600	–	-0.70%	–
TTM	Exit	TATA MTRS LTDsponsored adr	$0	–	-96,900	–	-0.78%	–
CHL	Exit	CHINA MOBILE LIMITEDsponsored adr	$0	–	-67,900	–	-0.82%	–
PKX	Exit	POSCOsponsored adr	$0	–	-90,084	–	-0.93%	–
HMC	Exit	HONDA MOTOR LTD	$0	–	-173,048	–	-0.99%	–
EMB	Exit	ISHARES TRjp mor em mk etf	$0	–	-42,400	–	-1.00%	–
AGG	Exit	ISHARES TRcore us aggbd et	$0	–	-44,500	–	-1.00%	–
BSV	Exit	VANGUARD BD INDEX FD INCshort trm bond	$0	–	-61,845	–	-1.00%	–
BND	Exit	VANGUARD BD INDEX FD INCtotal bnd mrkt	$0	–	-59,500	–	-1.00%	–
LQD	Exit	ISHARES TRiboxx inv cp etf	$0	–	-40,700	–	-1.01%	–
JNK	Exit	SPDR SERIES TRUSTbrc hgh yld bd	$0	–	-136,600	–	-1.01%	–
MGM	Exit	MGM RESORTS INTERNATIONAL	$0	–	-202,700	–	-1.06%	–
YY	Exit	YY INC	$0	–	-102,129	–	-1.09%	–
LXK	Exit	LEXMARK INTL INCcl a	$0	–	-164,094	–	-1.32%	–
	Exit	YY INCnote 2.250% 4/0	$0	–	-7,000,000	–	-1.39%	–
IM	Exit	INGRAM MICRO INCcl a	$0	–	-209,170	–	-1.50%	–
CHU	Exit	CHINA UNICOM (HONG KONG) LTDsponsored adr	$0	–	-688,396	–	-1.66%	–
TERP	Exit	TERRAFORM PWR INC	$0	–	-625,000	–	-1.74%	–
BHP	Exit	BHP BILLITON LTDsponsored adr	$0	–	-255,046	–	-1.76%	–
MUFG	Exit	MITSUBISHI UFJ FINL GROUP INsponsored adr	$0	–	-1,813,630	–	-1.81%	–
ISIL	Exit	INTERSIL CORPcl a	$0	–	-478,690	–	-2.11%	–
NMR	Exit	NOMURA HLDGS INCsponsored adr	$0	–	-2,654,891	–	-2.34%	–
IBN	Exit	ICICI BK LTDadr	$0	–	-1,880,709	–	-2.88%	–
ASX	Exit	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$0	–	-2,645,314	–	-3.18%	–
HSBC	Exit	HSBC HLDGS PLCspon adr new	$0	–	-467,286	–	-3.46%	–
	Exit	CTRIP COM INTL LTDnote 1.990% 7/0	$0	–	-20,000,000	–	-4.53%	–
	Exit	TRINA SOLAR LIMITEDdbcv 3.500% 6/1	$0	–	-24,150,000	–	-4.74%	–
	Exit	CTRIP COM INTL LTDnote 1.250%10/1	$0	–	-20,000,000	–	-5.19%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$0	–	-919,254	–	-5.64%	–
	Exit	CTRIP COM INTL LTDnote 1.000% 7/0	$0	–	-30,000,000	–	-6.56%	–
SONY	Exit	SONY CORPadr new	$0	–	-1,252,216	–	-8.16%	–
	Exit	SOUFUN HLDGS LTDnote 2.000%12/1	$0	–	-45,000,000	–	-8.98%	–
SMFG	Exit	SUMITOMO MITSUI FINL GROUP Isponsored adr	$0	–	-7,464,920	–	-9.99%	–

Q3 2016

			Value		Shares		↓ Weighting
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$49,766,000	+12.0%	7,464,920	-4.8%	9.99%	-6.6%
	Sell	SOUFUN HLDGS LTDnote 2.000%12/1	$44,719,000	-9.3%	45,000,000	-10.0%	8.98%	-24.4%
SONY	Sell	SONY CORPadr new	$40,666,000	+7.4%	1,252,216	-4.3%	8.16%	-10.4%
	New	CTRIP COM INTL LTDnote 1.000% 7/0	$32,663,000	–	30,000,000	–	6.56%	–
TSM	Buy	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$28,120,000	+111.9%	919,254	+81.7%	5.64%	+76.7%
	New	TRINA SOLAR LIMITEDdbcv 3.500% 6/1	$23,637,000	–	24,150,000	–	4.74%	–
HSBC	New	HSBC HLDGS PLCspon adr new	$17,217,000	–	467,286	–	3.46%	–
ASX	Sell	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$15,861,000	-2.0%	2,645,314	-7.2%	3.18%	-18.3%
IBN	New	ICICI BK LTDadr	$14,327,000	–	1,880,709	–	2.88%	–
NMR	Buy	NOMURA HLDGS INCsponsored adr	$11,680,000	+25.9%	2,654,891	+1.2%	2.34%	+5.0%
ISIL	New	INTERSIL CORPcl a	$10,498,000	–	478,690	–	2.11%	–
MUFG	Sell	MITSUBISHI UFJ FINL GROUP INsponsored adr	$9,034,000	-9.9%	1,813,630	-20.2%	1.81%	-24.9%
BHP	New	BHP BILLITON LTDsponsored adr	$8,748,000	–	255,046	–	1.76%	–
TERP	Sell	TERRAFORM PWR INC	$8,694,000	-11.4%	625,000	-30.6%	1.74%	-26.1%
CHU	Sell	CHINA UNICOM (HONG KONG) LTDsponsored adr	$8,264,000	+14.4%	688,396	-1.5%	1.66%	-4.6%
IM	Buy	INGRAM MICRO INCcl a	$7,459,000	+415.5%	209,170	+402.8%	1.50%	+330.2%
LXK	New	LEXMARK INTL INCcl a	$6,557,000	–	164,094	–	1.32%	–
YY	New	YY INC	$5,441,000	–	102,129	–	1.09%	–
MGM	New	MGM RESORTS INTERNATIONAL	$5,276,000	–	202,700	–	1.06%	–
JNK	Sell	SPDR SERIES TRUSTbrc hgh yld bd	$5,016,000	-0.6%	136,600	-3.3%	1.01%	-17.1%
LQD	Buy	ISHARES TRiboxx inv cp etf	$5,013,000	+62.1%	40,700	+61.5%	1.01%	+35.0%
BND	Buy	VANGUARD BD INDEX FD INCtotal bnd mrkt	$5,006,000	+64.0%	59,500	+64.4%	1.00%	+36.7%
BSV	Buy	VANGUARD BD INDEX FD INCshort trm bond	$4,999,000	+65.8%	61,845	+66.2%	1.00%	+38.3%
AGG	Buy	ISHARES TRcore us aggbd et	$5,003,000	+64.0%	44,500	+64.2%	1.00%	+36.6%
EMB	Buy	ISHARES TRjp mor em mk etf	$4,970,000	+59.9%	42,400	+57.0%	1.00%	+33.2%
HMC	Sell	HONDA MOTOR LTD	$4,928,000	+0.8%	173,048	-11.8%	0.99%	-16.0%
PKX	New	POSCOsponsored adr	$4,646,000	–	90,084	–	0.93%	–
CHL	Buy	CHINA MOBILE LIMITEDsponsored adr	$4,108,000	+19.5%	67,900	+12.8%	0.82%	-0.4%
TTM	New	TATA MTRS LTDsponsored adr	$3,903,000	–	96,900	–	0.78%	–
BIV	Buy	VANGUARD BD INDEX FD INCintermed term	$3,471,000	+13.9%	39,600	+14.5%	0.70%	-5.0%
RYAAY	New	RYANAIR HLDGS PLCsponsored adr ne	$3,447,000	–	45,944	–	0.69%	–
FPF	New	FIRST TR INTER DUR PFD & IN	$3,349,000	–	143,498	–	0.67%	–
VCSH	Buy	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$3,061,000	+1.0%	38,000	+1.3%	0.62%	-15.8%
QUNR	New	QUNAR CAYMAN IS LTDspns adr cl b	$2,825,000	–	97,422	–	0.57%	–
RDY	Buy	DR REDDYS LABS LTDadr	$2,613,000	+1835.6%	55,800	+1966.7%	0.52%	+1490.9%
CLM	New	CORNERSTONE STRATEGIC VALUE	$2,448,000	–	164,170	–	0.49%	–
BBN	New	BLACKROCK TAX MUNICPAL BD TR	$2,368,000	–	98,809	–	0.48%	–
HLF	Buy	HERBALIFE LTD	$2,368,000	+299.3%	38,200	+277.1%	0.48%	+232.2%
BKLN	Sell	POWERSHARES ETF TRUST IIsenior ln port	$2,321,000	-15.2%	100,000	-16.0%	0.47%	-29.3%
EXG	New	EATON VANCE TAX MNGD GBL DV	$1,983,000	–	228,425	–	0.40%	–
EVV	Buy	EATON VANCE LTD DUR INCOME F	$1,672,000	+530.9%	121,989	+519.2%	0.34%	+425.0%
HQH	New	TEKLA HEALTHCARE INVSsh ben int	$1,543,000	–	64,808	–	0.31%	–
LPL	Sell	LG DISPLAY CO LTDspons adr rep	$1,490,000	-55.0%	116,670	-59.6%	0.30%	-62.5%
GDV	New	GABELLI DIVD & INCOME TR	$1,075,000	–	55,941	–	0.22%	–
LFC	New	CHINA LIFE INS CO LTDspon adr rep h	$1,031,000	–	80,000	–	0.21%	–
SDRL	New	SEADRILL LIMITEDput	$957,000	–	18,250	–	0.19%	–
JPC	New	NUVEEN PFD INCOME OPPRTNY FD	$809,000	–	80,756	–	0.16%	–
AUOTY	Sell	AU OPTRONICS CORPsponsored adr	$735,000	-91.7%	200,300	-92.3%	0.15%	-93.1%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$600,000	+10.9%	70,700	+5.7%	0.12%	-7.7%
FAX	Buy	ABERDEEN ASIA PACIFIC INCOM	$587,000	+84.6%	114,657	+80.5%	0.12%	+53.2%
CEO	New	CNOOC LTDsponsored adr	$583,000	–	4,700	–	0.12%	–
PHK	New	PIMCO HIGH INCOME FD	$479,000	–	48,104	–	0.10%	–
EMD	Buy	WESTERN ASSET EMRG MKT DEBT	$477,000	+90.8%	29,335	+80.2%	0.10%	+60.0%
HYT	New	BLACKROCK CORPOR HI YLD FD I	$407,000	–	37,651	–	0.08%	–
DPG	New	DUFF & PHELPS GLB UTL INC FD	$383,000	–	22,400	–	0.08%	–
CHI	New	CALAMOS CONV OPP AND INC FDsh ben int	$362,000	–	35,088	–	0.07%	–
CCD	New	CALAMOS DYNAMIC CONV & INCOM	$353,000	–	19,000	–	0.07%	–
CHY	New	CALAMOS CONV & HIGH INCOME F	$334,000	–	30,350	–	0.07%	–
ETJ	New	EATON VANCE RISK MNGD DIV EQ	$327,000	–	34,711	–	0.07%	–
BABA	New	ALIBABA GROUP HLDG LTDput	$312,000	–	1,020	–	0.06%	–
ADX	New	ADAMS DIVERSIFIED EQUITY FD	$280,000	–	21,260	–	0.06%	–
ISD	New	PRUDENTIAL SHT DURATION HG Y	$248,000	–	15,520	–	0.05%	–
BGY	New	BLACKROCK INTL GRWTH & INC T	$194,000	–	32,641	–	0.04%	–
GGN	New	GAMCO GLOBAL GOLD NAT RES &	$182,000	–	28,500	–	0.04%	–
GAM	New	GENERAL AMERN INVS INC	$173,000	–	5,300	–	0.04%	–
IGR	New	CBRE CLARION GLOBAL REAL EST	$175,000	–	20,883	–	0.04%	–
AWF	Sell	ALLIANCEBERNSTEIN GBL HGH IN	$159,000	-47.5%	12,596	-49.0%	0.03%	-56.2%
ETY	New	EATON VANCE TX MGD DIV EQ IN	$151,000	–	14,143	–	0.03%	–
VVR	Sell	INVESCO SR INCOME TR	$79,000	-48.7%	18,256	-50.3%	0.02%	-56.8%
AVK	New	ADVENT CLAYMORE CV SECS & IN	$62,000	–	4,241	–	0.01%	–
GIM	Sell	TEMPLETON GLOBAL INCOME FD	$41,000	-82.3%	6,582	-81.9%	0.01%	-85.7%
PTY	Sell	PIMCO CORPORATE & INCOME OPP	$21,000	-96.4%	1,416	-96.6%	0.00%	-97.2%
PTR	Sell	PETROCHINA CO LTDsponsored adr	$1,000	-100.0%	7	-100.0%	0.00%	-100.0%
IFN	Exit	INDIA FD INC	$0	–	-2,901	–	-0.02%	–
VTA	Exit	INVESCO DYNAMIC CR OPP FD	$0	–	-11,400	–	-0.03%	–
ETG	Exit	EATON VANCE TX ADV GLBL DIV	$0	–	-12,900	–	-0.04%	–
AOD	Exit	ALPINE TOTAL DYNAMIC DIVID F	$0	–	-50,370	–	-0.09%	–
BGB	Exit	BLACKSTONE GSO STRATEGIC CR	$0	–	-32,400	–	-0.11%	–
ZPIN	Exit	ZHAOPIN LTDsponsored adr	$0	–	-41,150	–	-0.14%	–
AMCN	Exit	AIRMEDIA GROUP INCsponsored adr	$0	–	-302,296	–	-0.25%	–
ATHM	Exit	AUTOHOME INCsp adr rp cl a	$0	–	-72,200	–	-0.35%	–
QIHU	Exit	QIHOO 360 TECHNOLOGY CO LTDads	$0	–	-33,266	–	-0.58%	–
TM	Exit	TOYOTA MOTOR CORP	$0	–	-26,037	–	-0.61%	–
	Exit	CHESAPEAKE ENERGY CORPnote 2.250%12/1	$0	–	-3,319,000	–	-0.65%	–
SINA	Exit	SINA CORPord	$0	–	-72,932	–	-0.91%	–
MFLX	Exit	MULTI FINELINE ELECTRONIX IN	$0	–	-222,439	–	-1.24%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-14,400	–	-2.44%	–
EJ	Exit	E HOUSE CHINA HLDGS LTDadr	$0	–	-2,180,796	–	-3.40%	–
CHAD	Exit	DIREXION SHS ETF TRcsi300 china1x	$0	–	-456,920	–	-4.81%	–
	Exit	QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1	$0	–	-41,900,000	–	-10.06%	–

Q2 2016

			Value		Shares		↓ Weighting
	New	SOUFUN HLDGS LTDnote 2.000%12/1	$49,313,000	–	50,000,000	–	11.87%	–
SMFG	New	SUMITOMO MITSUI FINL GROUP Isponsored adr	$44,443,000	–	7,841,300	–	10.70%	–
	New	QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1	$41,769,000	–	41,900,000	–	10.06%	–
SONY	New	SONY CORPadr new	$37,849,000	–	1,307,856	–	9.11%	–
	New	CTRIP COM INTL LTDnote 1.250%10/1	$24,488,000	–	20,000,000	–	5.90%	–
	New	CTRIP COM INTL LTDnote 1.990% 7/0	$21,713,000	–	20,000,000	–	5.23%	–
CHAD	New	DIREXION SHS ETF TRcsi300 china1x	$19,967,000	–	456,920	–	4.81%	–
ASX	New	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$16,187,000	–	2,849,612	–	3.90%	–
EJ	New	E HOUSE CHINA HLDGS LTDadr	$14,110,000	–	2,180,796	–	3.40%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$13,268,000	–	505,820	–	3.20%	–
GOOGL	New	ALPHABET INCcap stk cl a	$10,131,000	–	14,400	–	2.44%	–
MUFG	New	MITSUBISHI UFJ FINL GROUP INsponsored adr	$10,032,000	–	2,271,979	–	2.42%	–
TERP	New	TERRAFORM PWR INC	$9,810,000	–	900,000	–	2.36%	–
NMR	New	NOMURA HLDGS INCsponsored adr	$9,279,000	–	2,623,300	–	2.23%	–
AUOTY	New	AU OPTRONICS CORPsponsored adr	$8,885,000	–	2,617,573	–	2.14%	–
CHU	New	CHINA UNICOM (HONG KONG) LTDsponsored adr	$7,221,000	–	698,550	–	1.74%	–
	New	YY INCnote 2.250% 4/0	$6,895,000	–	7,000,000	–	1.66%	–
MFLX	New	MULTI FINELINE ELECTRONIX IN	$5,161,000	–	222,439	–	1.24%	–
JNK	New	SPDR SERIES TRUSTbrc hgh yld bd	$5,044,000	–	141,300	–	1.22%	–
HMC	New	HONDA MOTOR LTD	$4,887,000	–	196,130	–	1.18%	–
SINA	New	SINA CORPord	$3,783,000	–	72,932	–	0.91%	–
CHL	New	CHINA MOBILE LIMITEDsponsored adr	$3,439,000	–	60,200	–	0.83%	–
PTR	New	PETROCHINA CO LTDsponsored adr	$3,362,000	–	49,307	–	0.81%	–
LPL	New	LG DISPLAY CO LTDspons adr rep	$3,312,000	–	288,956	–	0.80%	–
EMB	New	ISHARES TRjp mor em mk etf	$3,109,000	–	27,000	–	0.75%	–
LQD	New	ISHARES TRiboxx inv cp etf	$3,093,000	–	25,200	–	0.74%	–
AGG	New	ISHARES TRcore us aggbd et	$3,051,000	–	27,100	–	0.74%	–
BND	New	VANGUARD BD INDEX FD INCtotal bnd mrkt	$3,052,000	–	36,200	–	0.74%	–
BIV	New	VANGUARD BD INDEX FD INCintermed term	$3,047,000	–	34,600	–	0.73%	–
VCSH	New	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$3,032,000	–	37,500	–	0.73%	–
BSV	New	VANGUARD BD INDEX FD INCshort trm bond	$3,015,000	–	37,200	–	0.73%	–
BKLN	New	POWERSHARES ETF TRUST IIsenior ln port	$2,736,000	–	119,102	–	0.66%	–
	New	CHESAPEAKE ENERGY CORPnote 2.250%12/1	$2,705,000	–	3,319,000	–	0.65%	–
TM	New	TOYOTA MOTOR CORP	$2,548,000	–	26,037	–	0.61%	–
QIHU	New	QIHOO 360 TECHNOLOGY CO LTDads	$2,430,000	–	33,266	–	0.58%	–
ATHM	New	AUTOHOME INCsp adr rp cl a	$1,452,000	–	72,200	–	0.35%	–
IM	New	INGRAM MICRO INCcl a	$1,447,000	–	41,600	–	0.35%	–
AMCN	New	AIRMEDIA GROUP INCsponsored adr	$1,037,000	–	302,296	–	0.25%	–
ZPIN	New	ZHAOPIN LTDsponsored adr	$598,000	–	41,150	–	0.14%	–
HLF	New	HERBALIFE LTD	$593,000	–	10,130	–	0.14%	–
PTY	New	PIMCO CORPORATE & INCOME OPP	$586,000	–	41,614	–	0.14%	–
JQC	New	NUVEEN CR STRATEGIES INCM FD	$541,000	–	66,900	–	0.13%	–
BGB	New	BLACKSTONE GSO STRATEGIC CR	$466,000	–	32,400	–	0.11%	–
AOD	New	ALPINE TOTAL DYNAMIC DIVID F	$366,000	–	50,370	–	0.09%	–
FAX	New	ABERDEEN ASIA PACIFIC INCOM	$318,000	–	63,515	–	0.08%	–
AWF	New	ALLIANCEBERNSTEIN GBL HGH IN	$303,000	–	24,700	–	0.07%	–
EVV	New	EATON VANCE LTD DUR INCOME F	$265,000	–	19,700	–	0.06%	–
EMD	New	WESTERN ASSET EMRG MKT DEBT	$250,000	–	16,280	–	0.06%	–
GIM	New	TEMPLETON GLOBAL INCOME FD	$232,000	–	36,402	–	0.06%	–
ETG	New	EATON VANCE TX ADV GLBL DIV	$186,000	–	12,900	–	0.04%	–
VVR	New	INVESCO SR INCOME TR	$154,000	–	36,729	–	0.04%	–
RDY	New	DR REDDYS LABS LTDadr	$135,000	–	2,700	–	0.03%	–
VTA	New	INVESCO DYNAMIC CR OPP FD	$126,000	–	11,400	–	0.03%	–
IFN	New	INDIA FD INC	$70,000	–	2,901	–	0.02%	–

Q4 2015

			Value		Shares		↓ Weighting
HAL	Exit	HALLIBURTON COcall	$0	–	-510,000	–	-0.00%	–
PG	Exit	PROCTER & GAMBLE COcall	$0	–	-28,700	–	-0.01%	–
ADX	Exit	ADAMS DIVERSIFIED EQUITY FD	$0	–	-2,900	–	-0.01%	–
EOI	Exit	EATON VANCE ENHANCED EQ INC	$0	–	-7,600	–	-0.02%	–
VEDL	Exit	VEDANTA LTDsponsored adr	$0	–	-29,500	–	-0.04%	–
PG	Exit	PROCTER & GAMBLE COput	$0	–	-84,200	–	-0.04%	–
QQQX	Exit	NUVEEN NASDAQ 100 DYNAMIC OV	$0	–	-10,400	–	-0.05%	–
RVT	Exit	ROYCE VALUE TR INC	$0	–	-16,203	–	-0.05%	–
QQQ	Exit	POWERSHARES QQQ TRUSTcall	$0	–	-350,000	–	-0.06%	–
HQH	Exit	TEKLA HEALTHCARE INVSsh ben int	$0	–	-9,700	–	-0.07%	–
SUNEQ	Exit	SUNEDISON INC	$0	–	-45,700	–	-0.08%	–
PDT	Exit	HANCOCK JOHN PREMUIM DIV FD	$0	–	-32,748	–	-0.10%	–
EOS	Exit	EATON VANCE ENH EQTY INC FD	$0	–	-33,000	–	-0.11%	–
GAB	Exit	GABELLI EQUITY TR INC	$0	–	-84,000	–	-0.11%	–
YY	Exit	YY INC	$0	–	-8,350	–	-0.12%	–
USA	Exit	LIBERTY ALL STAR EQUITY FDsh ben int	$0	–	-92,911	–	-0.12%	–
RMD	Exit	RESMED INC	$0	–	-9,420	–	-0.12%	–
IWM	Exit	ISHARES TRput	$0	–	-200,000	–	-0.13%	–
ETJ	Exit	EATON VANCE RISK MNGD DIV EQ	$0	–	-52,000	–	-0.13%	–
LFC	Exit	CHINA LIFE INS CO LTDspon adr rep h	$0	–	-41,600	–	-0.18%	–
NTTYY	Exit	NIPPON TELEG & TEL CORPsponsored adr	$0	–	-26,054	–	-0.23%	–
QIHU	Exit	QIHOO 360 TECHNOLOGY CO LTDads	$0	–	-19,818	–	-0.24%	–
HTD	Exit	HANCOCK JOHN TAX-ADV DIV INC	$0	–	-52,200	–	-0.26%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-495,400	–	-0.31%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-100,000	–	-0.38%	–
PG	Exit	PROCTER & GAMBLE CO	$0	–	-21,501	–	-0.40%	–
NMR	Exit	NOMURA HLDGS INCsponsored adr	$0	–	-273,105	–	-0.40%	–
BDJ	Exit	BLACKROCK ENHANCED EQT DIV T	$0	–	-217,800	–	-0.40%	–
MR	Exit	MINDRAY MEDICAL INTL LTDspon adr	$0	–	-77,000	–	-0.43%	–
MUFG	Exit	MITSUBISHI UFJ FINL GROUP INsponsored adr	$0	–	-324,086	–	-0.50%	–
MOMO	Exit	MOMO INCadr	$0	–	-157,408	–	-0.51%	–
PTR	Exit	PETROCHINA CO LTDsponsored adr	$0	–	-31,512	–	-0.56%	–
FXI	Exit	ISHARES TRput	$0	–	-700,000	–	-0.61%	–
	Exit	QIHOO 360 TECHNOLOGY CO LTDnote 1.750% 8/1	$0	–	-3,000,000	–	-0.65%	–
RYAAY	Exit	RYANAIR HLDGS PLCsponsored adr	$0	–	-34,430	–	-0.69%	–
HMIN	Exit	HOMEINNS HOTEL GROUPsponsored adr	$0	–	-102,275	–	-0.76%	–
CCL	Exit	CARNIVAL CORPpaired ctf	$0	–	-62,400	–	-0.80%	–
BONA	Exit	BONA FILM GROUP LTDsponsored ads	$0	–	-292,551	–	-0.89%	–
EJ	Exit	E HOUSE CHINA HLDGS LTDadr	$0	–	-587,387	–	-0.90%	–
TM	Exit	TOYOTA MOTOR CORP	$0	–	-33,932	–	-1.01%	–
AMCN	Exit	AIRMEDIA GROUP INCsponsored adr	$0	–	-748,000	–	-1.03%	–
ASX	Exit	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$0	–	-746,899	–	-1.05%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-1,700,000	–	-1.16%	–
VIMC	Exit	VIMICRO INTL CORPadr	$0	–	-368,919	–	-1.18%	–
VNET	Exit	21VIANET GROUP INCsponsored adr	$0	–	-317,380	–	-1.49%	–
	Exit	MICRON TECHNOLOGY INCnote 3.000%11/1	$0	–	-7,000,000	–	-1.52%	–
CEO	Exit	CNOOC LTDsponsored adr	$0	–	-65,973	–	-1.73%	–
ISSI	Exit	INTEGRATED SILICON SOLUTION	$0	–	-362,363	–	-2.00%	–
AVOL	Exit	AVOLON HLDGS LTD	$0	–	-259,683	–	-2.03%	–
SMFG	Exit	SUMITOMO MITSUI FINL GROUP Isponsored adr	$0	–	-1,259,306	–	-2.43%	–
GAME	Exit	SHANDA GAMES LTDsp adr reptg a	$0	–	-1,525,876	–	-2.62%	–
HMC	Exit	HONDA MOTOR LTD	$0	–	-349,627	–	-2.65%	–
CHL	Exit	CHINA MOBILE LIMITEDsponsored adr	$0	–	-199,430	–	-3.03%	–
IBN	Exit	ICICI BK LTDadr	$0	–	-1,483,917	–	-3.19%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$0	–	-703,615	–	-3.75%	–
HSBC	Exit	HSBC HLDGS PLCspon adr new	$0	–	-604,428	–	-5.77%	–
WX	Exit	WUXI PHARMATECH CAYMAN INC	$0	–	-525,985	–	-5.83%	–
	Exit	QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1	$0	–	-25,000,000	–	-6.20%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-846,351	–	-7.70%	–
SONY	Exit	SONY CORPadr new	$0	–	-1,318,260	–	-8.17%	–
CHAD	Exit	DIREXION SHS ETF TRcsi300 china1x	$0	–	-751,396	–	-9.76%	–
	Exit	SOUFUN HLDGS LTDnote 2.000%12/1	$0	–	-48,000,000	–	-13.20%	–

Q3 2015

			Value		Shares		↓ Weighting
	Buy	SOUFUN HLDGS LTDnote 2.000%12/1	$51,435,000	+44.4%	48,000,000	+126884.1%	13.20%	+13.1%
CHAD	New	DIREXION SHS ETF TRcsi300 china1x	$38,010,000	–	751,396	–	9.76%	–
SONY	Buy	SONY CORPadr new	$31,850,000	+318.8%	1,318,260	+390.6%	8.17%	+228.1%
FXI	New	ISHARES TRchina lg-cap etf	$30,020,000	–	846,351	–	7.70%	–
	Buy	QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1	$24,172,000	+49.3%	25,000,000	+151415.2%	6.20%	+16.9%
WX	Buy	WUXI PHARMATECH CAYMAN INC	$22,730,000	+284.7%	525,985	+276.2%	5.83%	+201.4%
HSBC	Sell	HSBC HLDGS PLCspon adr new	$22,480,000	-30.1%	604,428	-14.9%	5.77%	-45.2%
TSM	Sell	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$14,600,000	-67.7%	703,615	-64.6%	3.75%	-74.7%
IBN	Buy	ICICI BK LTDadr	$12,440,000	+460.1%	1,483,917	+596.2%	3.19%	+338.6%
CHL	New	CHINA MOBILE LIMITEDsponsored adr	$11,810,000	–	199,430	–	3.03%	–
HMC	Buy	HONDA MOTOR LTD	$10,310,000	+462.5%	349,627	+517.7%	2.65%	+341.0%
GAME	Buy	SHANDA GAMES LTDsp adr reptg a	$10,220,000	+90.4%	1,525,876	+95.5%	2.62%	+49.1%
SMFG	Buy	SUMITOMO MITSUI FINL GROUP Isponsored adr	$9,470,000	+35.2%	1,259,306	+60.5%	2.43%	+5.9%
AVOL	New	AVOLON HLDGS LTD	$7,900,000	–	259,683	–	2.03%	–
ISSI	Sell	INTEGRATED SILICON SOLUTION	$7,790,000	-39.4%	362,363	-37.6%	2.00%	-52.6%
CEO	New	CNOOC LTDsponsored adr	$6,750,000	–	65,973	–	1.73%	–
	New	MICRON TECHNOLOGY INCnote 3.000%11/1	$5,919,000	–	7,000,000	–	1.52%	–
VNET	Buy	21VIANET GROUP INCsponsored adr	$5,800,000	+18.0%	317,380	+32.5%	1.49%	-7.6%
VIMC	New	VIMICRO INTL CORPadr	$4,600,000	–	368,919	–	1.18%	–
SPY	New	SPDR S&P 500 ETF TRput	$4,521,000	–	1,700,000	–	1.16%	–
ASX	Buy	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$4,100,000	+26.5%	746,899	+56.0%	1.05%	-0.9%
AMCN	New	AIRMEDIA GROUP INCsponsored adr	$4,020,000	–	748,000	–	1.03%	–
TM	New	TOYOTA MOTOR CORP	$3,940,000	–	33,932	–	1.01%	–
EJ	Buy	E HOUSE CHINA HLDGS LTDadr	$3,490,000	-3.4%	587,387	+9.3%	0.90%	-24.3%
BONA	Sell	BONA FILM GROUP LTDsponsored ads	$3,480,000	-22.2%	292,551	-20.2%	0.89%	-39.0%
CCL	New	CARNIVAL CORPpaired ctf	$3,100,000	–	62,400	–	0.80%	–
HMIN	New	HOMEINNS HOTEL GROUPsponsored adr	$2,940,000	–	102,275	–	0.76%	–
RYAAY	Sell	RYANAIR HLDGS PLCsponsored adr	$2,700,000	-46.9%	34,430	-51.6%	0.69%	-58.4%
	New	QIHOO 360 TECHNOLOGY CO LTDnote 1.750% 8/1	$2,539,000	–	3,000,000	–	0.65%	–
FXI	Sell	ISHARES TRput	$2,380,000	+12426.3%	700,000	-60.5%	0.61%	+10083.3%
PTR	Buy	PETROCHINA CO LTDsponsored adr	$2,180,000	+8620.0%	31,512	+14223.6%	0.56%	+6887.5%
MOMO	Sell	MOMO INCadr	$1,970,000	-49.3%	157,408	-34.8%	0.51%	-60.3%
MUFG	Buy	MITSUBISHI UFJ FINL GROUP INsponsored adr	$1,940,000	+785.8%	324,086	+966.4%	0.50%	+591.7%
MR	Buy	MINDRAY MEDICAL INTL LTDspon adr	$1,680,000	+157.3%	77,000	+236.2%	0.43%	+101.4%
NMR	Buy	NOMURA HLDGS INCsponsored adr	$1,570,000	+26.6%	273,105	+49.5%	0.40%	-0.7%
BDJ	Buy	BLACKROCK ENHANCED EQT DIV T	$1,570,000	+135.7%	217,800	+161.2%	0.40%	+84.9%
PG	New	PROCTER & GAMBLE CO	$1,550,000	–	21,501	–	0.40%	–
MU	New	MICRON TECHNOLOGY INC	$1,500,000	–	100,000	–	0.38%	–
SPY	New	SPDR S&P 500 ETF TRcall	$1,215,000	–	495,400	–	0.31%	–
HTD	Buy	HANCOCK JOHN TAX-ADV DIV INC	$1,020,000	+39.9%	52,200	+40.7%	0.26%	+9.6%
QIHU	Sell	QIHOO 360 TECHNOLOGY CO LTDads	$950,000	-90.7%	19,818	-86.8%	0.24%	-92.7%
NTTYY	Sell	NIPPON TELEG & TEL CORPsponsored adr	$910,000	-49.4%	26,054	-47.5%	0.23%	-60.3%
ETJ	New	EATON VANCE RISK MNGD DIV EQ	$500,000	–	52,000	–	0.13%	–
IWM	Sell	ISHARES TRput	$493,000	+2638.9%	200,000	-75.7%	0.13%	+2016.7%
USA	Buy	LIBERTY ALL STAR EQUITY FDsh ben int	$470,000	+52.1%	92,911	+73.0%	0.12%	+19.8%
YY	New	YY INC	$460,000	–	8,350	–	0.12%	–
EOS	Sell	EATON VANCE ENH EQTY INC FD	$420,000	-49.3%	33,000	-44.6%	0.11%	-60.1%
PDT	Buy	HANCOCK JOHN PREMUIM DIV FD	$410,000	+40.9%	32,748	+47.5%	0.10%	+10.5%
SUNEQ	New	SUNEDISON INC	$330,000	–	45,700	–	0.08%	–
HQH	New	TEKLA HEALTHCARE INVSsh ben int	$270,000	–	9,700	–	0.07%	–
QQQ	Sell	POWERSHARES QQQ TRUSTcall	$235,000	+23400.0%	350,000	-22.2%	0.06%	–
QQQX	New	NUVEEN NASDAQ 100 DYNAMIC OV	$180,000	–	10,400	–	0.05%	–
PG	New	PROCTER & GAMBLE COput	$171,000	–	84,200	–	0.04%	–
VEDL	Sell	VEDANTA LTDsponsored adr	$150,000	-94.0%	29,500	-87.3%	0.04%	-95.4%
ADX	New	ADAMS DIVERSIFIED EQUITY FD	$40,000	–	2,900	–	0.01%	–
PG	New	PROCTER & GAMBLE COcall	$27,000	–	28,700	–	0.01%	–
HAL	Buy	HALLIBURTON COcall	$5,000	+400.0%	510,000	+716.0%	0.00%	–
HD	Exit	HOME DEPOT INCcall	$0	–	-50,000	–	0.00%	–
SLB	Exit	SCHLUMBERGER LTDcall	$0	–	-75,000	–	0.00%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-4,500	–	0.00%	–
INTC	Exit	INTEL CORPcall	$0	–	-250,000	–	0.00%	–
CVX	Exit	CHEVRON CORP NEWcall	$0	–	-50,000	–	0.00%	–
HAL	Exit	HALLIBURTON COput	$0	–	-20,000	–	0.00%	–
C	Exit	CITIGROUP INCput	$0	–	-150,000	–	0.00%	–
FXI	Exit	ISHARES TRcall	$0	–	-200,000	–	0.00%	–
HD	Exit	HOME DEPOT INCput	$0	–	-50,000	–	0.00%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-24,600	–	0.00%	–
EWZ	Exit	ISHARESput	$0	–	-150,000	–	-0.00%	–
CVX	Exit	CHEVRON CORP NEWput	$0	–	-50,000	–	-0.00%	–
IWM	Exit	ISHARES TRcall	$0	–	-431,600	–	-0.00%	–
EWZ	Exit	ISHAREScall	$0	–	-150,000	–	-0.00%	–
INTC	Exit	INTEL CORPput	$0	–	-250,000	–	-0.00%	–
BIDU	Exit	BAIDU INCput	$0	–	-51,000	–	-0.00%	–
SLB	Exit	SCHLUMBERGER LTDput	$0	–	-75,000	–	-0.00%	–
C	Exit	CITIGROUP INCcall	$0	–	-150,000	–	-0.00%	–
BXMX	Exit	NUVEEN S&P 500 BUY-WRITE INC	$0	–	-500	–	-0.00%	–
BIDU	Exit	BAIDU INCcall	$0	–	-51,000	–	-0.00%	–
XLE	Exit	SELECT SECTOR SPDR TRsbi int-energy	$0	–	-850	–	-0.02%	–
CEN	Exit	CENTER COAST MLP & INFRSTR F	$0	–	-6,500	–	-0.03%	–
MIE	Exit	COHEN & STEERS MLP INC & ENR	$0	–	-7,270	–	-0.04%	–
CBA	Exit	CLEARBRIDGE AMERN ENERG MLP	$0	–	-11,200	–	-0.05%	–
GMZ	Exit	GOLDMAN SACHS MLP INC OPP FD	$0	–	-11,500	–	-0.06%	–
CEM	Exit	CLEARBRIDGE ENERGY MLP FD IN	$0	–	-12,713	–	-0.10%	–
RDY	Exit	DR REDDYS LABS LTDadr	$0	–	-7,995	–	-0.15%	–
JMF	Exit	NUVEEN ENERGY MLP TOTL RTRNF	$0	–	-30,102	–	-0.16%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-6,656	–	-0.19%	–
FEI	Exit	FIRST TR MLP & ENERGY INCOME	$0	–	-31,564	–	-0.19%	–
SFUN	Exit	SOUFUN HLDGS LTDadr	$0	–	-72,200	–	-0.20%	–
EMO	Exit	CLEARBRIDGE ENERGY MLP OPP F	$0	–	-33,100	–	-0.20%	–
CTR	Exit	CLEARBRIDGE ENERGY MLP TR FD	$0	–	-35,500	–	-0.21%	–
EVT	Exit	EATON VANCE TAX ADVT DIV INC	$0	–	-45,799	–	-0.30%	–
HD	Exit	HOME DEPOT INC	$0	–	-13,100	–	-0.48%	–
SNP	Exit	CHINA PETE & CHEM CORP	$0	–	-17,020	–	-0.48%	–
RQI	Exit	COHEN & STEERS QUALITY RLTY	$0	–	-175,399	–	-0.61%	–
JASO	Exit	JA SOLAR HOLDINGS CO LTDspon adr rep5ord	$0	–	-230,356	–	-0.64%	–
UMC	Exit	UNITED MICROELECTRONICS CORPspon adr new	$0	–	-1,119,395	–	-0.78%	–
BHP	Exit	BHP BILLITON LTDsponsored adr	$0	–	-62,386	–	-0.85%	–
RENN	Exit	RENREN INCsponsored adr	$0	–	-789,709	–	-0.98%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-31,800	–	-1.00%	–
DSKY	Exit	IDREAMSKY TECHNOLOGY LIMITEDsponsored ads	$0	–	-319,000	–	-1.31%	–
INTC	Exit	INTEL CORP	$0	–	-134,805	–	-1.34%	–
PBRA	Exit	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$0	–	-542,000	–	-1.45%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-44,327	–	-1.81%	–
U104PS	Exit	PERFECT WORLD CO LTDspon adr rep b	$0	–	-414,088	–	-2.69%	–
T100PS	Exit	CHINA MOBILE GAMES & ENTMT Gsponsored adr	$0	–	-470,354	–	-3.26%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-125,000	–	-3.37%	–
TTM	Exit	TATA MTRS LTDsponsored adr	$0	–	-468,680	–	-5.29%	–

Q2 2015

			Value		Shares		↓ Weighting
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored adr	$45,253,000	–	1,988,729	–	14.82%	–
	New	SOUFUN HLDGS LTDnote 2.000%12/1	$35,627,000	–	37,800	–	11.67%	–
HSBC	New	HSBC HLDGS PLCspon adr new	$32,143,000	–	710,366	–	10.53%	–
	New	QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1	$16,191,000	–	16,500	–	5.30%	–
TTM	New	TATA MTRS LTDsponsored adr	$16,155,000	–	468,680	–	5.29%	–
ISSI	New	INTEGRATED SILICON SOLUTION	$12,861,000	–	580,913	–	4.21%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$10,284,000	–	125,000	–	3.37%	–
QIHU	New	QIHOO 360 TECHNOLOGY CO LTDads	$10,168,000	–	150,218	–	3.33%	–
T100PS	New	CHINA MOBILE GAMES & ENTMT Gsponsored adr	$9,943,000	–	470,354	–	3.26%	–
U104PS	New	PERFECT WORLD CO LTDspon adr rep b	$8,207,000	–	414,088	–	2.69%	–
SONY	New	SONY CORPadr new	$7,605,000	–	268,706	–	2.49%	–
SMFG	New	SUMITOMO MITSUI FINL GROUP Isponsored adr	$7,005,000	–	784,776	–	2.30%	–
WX	New	WUXI PHARMATECH CAYMAN INC	$5,908,000	–	139,800	–	1.94%	–
IWM	New	ISHARES TRrussell 2000 etf	$5,535,000	–	44,327	–	1.81%	–
GAME	New	SHANDA GAMES LTDsp adr reptg a	$5,369,000	–	780,426	–	1.76%	–
RYAAY	New	RYANAIR HLDGS PLCsponsored adr	$5,080,000	–	71,200	–	1.66%	–
VNET	New	21VIANET GROUP INCsponsored adr	$4,917,000	–	239,600	–	1.61%	–
BONA	New	BONA FILM GROUP LTDsponsored ads	$4,471,000	–	366,476	–	1.46%	–
PBRA	New	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$4,423,000	–	542,000	–	1.45%	–
INTC	New	INTEL CORP	$4,100,000	–	134,805	–	1.34%	–
DSKY	New	IDREAMSKY TECHNOLOGY LIMITEDsponsored ads	$3,997,000	–	319,000	–	1.31%	–
MOMO	New	MOMO INCadr	$3,886,000	–	241,361	–	1.27%	–
EJ	New	E HOUSE CHINA HLDGS LTDadr	$3,611,000	–	537,351	–	1.18%	–
ASX	New	ADVANCED SEMICONDUCTOR ENGRsponsored adr	$3,241,000	–	478,775	–	1.06%	–
CVX	New	CHEVRON CORP NEW	$3,068,000	–	31,800	–	1.00%	–
RENN	New	RENREN INCsponsored adr	$2,993,000	–	789,709	–	0.98%	–
BHP	New	BHP BILLITON LTDsponsored adr	$2,604,000	–	62,386	–	0.85%	–
VEDL	New	VEDANTA LTDsponsored adr	$2,506,000	–	232,000	–	0.82%	–
UMC	New	UNITED MICROELECTRONICS CORPspon adr new	$2,366,000	–	1,119,395	–	0.78%	–
IBN	New	ICICI BK LTDadr	$2,221,000	–	213,149	–	0.73%	–
JASO	New	JA SOLAR HOLDINGS CO LTDspon adr rep5ord	$1,970,000	–	230,356	–	0.64%	–
RQI	New	COHEN & STEERS QUALITY RLTY	$1,875,000	–	175,399	–	0.61%	–
HMC	New	HONDA MOTOR LTD	$1,833,000	–	56,600	–	0.60%	–
NTTYY	New	NIPPON TELEG & TEL CORPsponsored adr	$1,798,000	–	49,600	–	0.59%	–
SNP	New	CHINA PETE & CHEM CORP	$1,469,000	–	17,020	–	0.48%	–
HD	New	HOME DEPOT INC	$1,456,000	–	13,100	–	0.48%	–
NMR	New	NOMURA HLDGS INCsponsored adr	$1,240,000	–	182,666	–	0.41%	–
LFC	New	CHINA LIFE INS CO LTDspon adr rep h	$906,000	–	41,600	–	0.30%	–
EVT	New	EATON VANCE TAX ADVT DIV INC	$907,000	–	45,799	–	0.30%	–
EOS	New	EATON VANCE ENH EQTY INC FD	$828,000	–	59,600	–	0.27%	–
HTD	New	HANCOCK JOHN TAX-ADV DIV INC	$729,000	–	37,100	–	0.24%	–
BDJ	New	BLACKROCK ENHANCED EQT DIV T	$666,000	–	83,400	–	0.22%	–
MR	New	MINDRAY MEDICAL INTL LTDspon adr	$653,000	–	22,900	–	0.21%	–
CTR	New	CLEARBRIDGE ENERGY MLP TR FD	$649,000	–	35,500	–	0.21%	–
EMO	New	CLEARBRIDGE ENERGY MLP OPP F	$620,000	–	33,100	–	0.20%	–
SFUN	New	SOUFUN HLDGS LTDadr	$607,000	–	72,200	–	0.20%	–
FEI	New	FIRST TR MLP & ENERGY INCOME	$582,000	–	31,564	–	0.19%	–
SLB	New	SCHLUMBERGER LTD	$574,000	–	6,656	–	0.19%	–
RMD	New	RESMED INC	$531,000	–	9,420	–	0.17%	–
GAB	New	GABELLI EQUITY TR INC	$526,000	–	84,000	–	0.17%	–
JMF	New	NUVEEN ENERGY MLP TOTL RTRNF	$496,000	–	30,102	–	0.16%	–
RDY	New	DR REDDYS LABS LTDadr	$446,000	–	7,995	–	0.15%	–
USA	New	LIBERTY ALL STAR EQUITY FDsh ben int	$309,000	–	53,711	–	0.10%	–
CEM	New	CLEARBRIDGE ENERGY MLP FD IN	$296,000	–	12,713	–	0.10%	–
PDT	New	HANCOCK JOHN PREMUIM DIV FD	$291,000	–	22,200	–	0.10%	–
RVT	New	ROYCE VALUE TR INC	$223,000	–	16,203	–	0.07%	–
MUFG	New	MITSUBISHI UFJ FINL GROUP INsponsored adr	$219,000	–	30,391	–	0.07%	–
GMZ	New	GOLDMAN SACHS MLP INC OPP FD	$172,000	–	11,500	–	0.06%	–
CBA	New	CLEARBRIDGE AMERN ENERG MLP	$155,000	–	11,200	–	0.05%	–
MIE	New	COHEN & STEERS MLP INC & ENR	$124,000	–	7,270	–	0.04%	–
EOI	New	EATON VANCE ENHANCED EQ INC	$100,000	–	7,600	–	0.03%	–
CEN	New	CENTER COAST MLP & INFRSTR F	$99,000	–	6,500	–	0.03%	–
XLE	New	SELECT SECTOR SPDR TRsbi int-energy	$64,000	–	850	–	0.02%	–
PTR	New	PETROCHINA CO LTDsponsored adr	$25,000	–	220	–	0.01%	–
FXI	New	ISHARES TRput	$19,000	–	1,772,500	–	0.01%	–
IWM	New	ISHARES TRput	$18,000	–	821,400	–	0.01%	–
BIDU	New	BAIDU INCcall	$7,000	–	51,000	–	0.00%	–
BXMX	New	NUVEEN S&P 500 BUY-WRITE INC	$6,000	–	500	–	0.00%	–
C	New	CITIGROUP INCcall	$5,000	–	150,000	–	0.00%	–
IWM	New	ISHARES TRcall	$2,000	–	431,600	–	0.00%	–
CVX	New	CHEVRON CORP NEWput	$3,000	–	50,000	–	0.00%	–
EWZ	New	ISHARESput	$2,000	–	150,000	–	0.00%	–
EWZ	New	ISHAREScall	$2,000	–	150,000	–	0.00%	–
INTC	New	INTEL CORPput	$3,000	–	250,000	–	0.00%	–
BIDU	New	BAIDU INCput	$4,000	–	51,000	–	0.00%	–
SLB	New	SCHLUMBERGER LTDput	$2,000	–	75,000	–	0.00%	–
HD	New	HOME DEPOT INCput	$1,000	–	50,000	–	0.00%	–
CVX	New	CHEVRON CORP NEWcall	$0	–	50,000	–	0.00%	–
INTC	New	INTEL CORPcall	$1,000	–	250,000	–	0.00%	–
HD	New	HOME DEPOT INCcall	$0	–	50,000	–	0.00%	–
HAL	New	HALLIBURTON COcall	$1,000	–	62,500	–	0.00%	–
QQQ	New	POWERSHARES QQQ TRUSTcall	$1,000	–	450,000	–	0.00%	–
HAL	New	HALLIBURTON COput	$0	–	20,000	–	0.00%	–
SLB	New	SCHLUMBERGER LTDcall	$1,000	–	75,000	–	0.00%	–
FXI	New	ISHARES TRcall	$0	–	200,000	–	0.00%	–
XLE	New	SELECT SECTOR SPDR TRcall	$0	–	24,600	–	0.00%	–
XLE	New	SELECT SECTOR SPDR TRput	$0	–	4,500	–	0.00%	–
C	New	CITIGROUP INCput	$1,000	–	150,000	–	0.00%	–

Compare quarters

Export NINE MASTS CAPITAL Ltd's holdings