$884 Million is the total value of NINE MASTS CAPITAL Ltd's 117 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 80.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMFG | Buy | SUMITOMO MITSUI FINL GROUP Isponsored adr | $100,354,000 | +101.7% | 13,138,358 | +76.0% | 11.35% | +13.6% |
| New | SINA CORPnote 1.000%12/0 | $89,838,000 | – | 91,500,000 | +100.0% | 10.16% | – | |
| Buy | CTRIP COM INTL LTDnote 1.000% 7/0 | $61,838,000 | +89.3% | 60,000,000 | +100.0% | 6.99% | +6.6% | |
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $59,818,000 | – | 2,195,176 | +100.0% | 6.76% | – |
| SONY | Buy | SONY CORPadr new | $59,090,000 | +45.3% | 2,107,060 | +68.3% | 6.68% | -18.2% |
| Buy | TRINA SOLAR LIMITEDdbcv 3.500% 6/1 | $48,162,000 | +103.8% | 50,300,000 | +108.3% | 5.45% | +14.8% | |
| Buy | CTRIP COM INTL LTDnote 1.250%10/1 | $46,200,000 | +78.8% | 40,000,000 | +100.0% | 5.22% | +0.7% | |
| Buy | CTRIP COM INTL LTDnote 1.990% 7/0 | $41,750,000 | +84.9% | 40,000,000 | +100.0% | 4.72% | +4.2% | |
| NMR | Buy | NOMURA HLDGS INCsponsored adr | $31,332,000 | +168.3% | 5,309,782 | +100.0% | 3.54% | +51.1% |
| ASX | Buy | ADVANCED SEMICONDUCTOR ENGRsponsored adr | $24,640,000 | +55.3% | 4,820,106 | +82.2% | 2.79% | -12.5% |
| Buy | YY INCnote 2.250% 4/0 | $22,724,000 | +227.7% | 23,040,000 | +229.1% | 2.57% | +84.6% | |
| ISIL | Buy | INTERSIL CORPcl a | $22,398,000 | +113.4% | 1,004,430 | +109.8% | 2.53% | +20.2% |
| HAR | New | HARMAN INTL INDS INC | $21,740,000 | – | 195,582 | +100.0% | 2.46% | – |
| New | TRINA SOLAR LIMITEDnote 4.000%10/1 | $17,554,000 | – | 18,900,000 | +100.0% | 1.98% | – | |
| CHU | Buy | CHINA UNICOM (HONG KONG) LTDsponsored adr | $16,448,000 | +99.0% | 1,412,340 | +105.2% | 1.86% | +12.1% |
| ENH | New | ENDURANCE SPECIALTY HLDGS LT | $10,792,000 | – | 116,802 | +100.0% | 1.22% | – |
| VALE | New | VALE S Aadr | $10,580,000 | – | 1,388,550 | +100.0% | 1.20% | – |
| EMB | Buy | ISHARES TRjp mor em mk etf | $10,052,000 | +102.3% | 91,200 | +115.1% | 1.14% | +13.9% |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $10,034,000 | +189.1% | 120,800 | +205.1% | 1.14% | +62.8% |
| AGG | Buy | ISHARES TRcore us aggbd et | $10,028,000 | +100.4% | 92,800 | +108.5% | 1.13% | +12.9% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $10,018,000 | +100.1% | 124,000 | +108.4% | 1.13% | +12.7% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $10,016,000 | +227.2% | 126,200 | +232.1% | 1.13% | +84.2% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $9,994,000 | +99.9% | 125,800 | +103.4% | 1.13% | +12.5% |
| INFY | New | INFOSYS LTDsponsored adr | $9,938,000 | – | 667,560 | +100.0% | 1.12% | – |
| MLCO | New | MELCO CROWN ENTMT LTDadr | $9,828,000 | – | 618,176 | +100.0% | 1.11% | – |
| TERP | Buy | TERRAFORM PWR INC | $9,224,000 | +6.1% | 720,000 | +15.2% | 1.04% | -40.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $8,364,000 | +66.8% | 71,376 | +75.4% | 0.95% | -6.0% |
| SDRL | Buy | SEADRILL LIMITEDput | $8,062,000 | +742.4% | 122,500 | +571.2% | 0.91% | +375.0% |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored adr | $7,990,000 | -11.6% | 1,295,556 | -28.6% | 0.90% | -50.2% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $7,888,000 | +239.9% | 337,632 | +237.6% | 0.89% | +91.4% |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $7,746,000 | +54.4% | 212,486 | +55.6% | 0.88% | -13.0% |
| QUNR | Buy | QUNAR CAYMAN IS LTDspns adr cl b | $6,738,000 | +138.5% | 223,644 | +129.6% | 0.76% | +34.4% |
| HMC | Buy | HONDA MOTOR LTD | $6,214,000 | +26.1% | 212,482 | +22.8% | 0.70% | -28.9% |
| RDY | Buy | DR REDDYS LABS LTDadr | $4,844,000 | +85.4% | 107,388 | +92.5% | 0.55% | +4.4% |
| GOOGL | New | ALPHABET INCcap stk cl a | $4,754,000 | – | 6,000 | +100.0% | 0.54% | – |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $4,372,000 | +120.5% | 545,196 | +138.7% | 0.49% | +24.1% |
| HLF | Buy | HERBALIFE LTD | $4,316,000 | +82.3% | 89,660 | +134.7% | 0.49% | +2.7% |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $4,186,000 | – | 415,660 | +100.0% | 0.47% | – |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $4,096,000 | -85.4% | 142,460 | -84.5% | 0.46% | -91.8% |
| HW | New | HEADWATERS INC | $3,994,000 | – | 169,800 | +100.0% | 0.45% | – |
| AUOTY | Buy | AU OPTRONICS CORPsponsored adr | $3,964,000 | +439.3% | 1,085,944 | +442.2% | 0.45% | +202.7% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $3,368,000 | – | 173,922 | +100.0% | 0.38% | – |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $2,700,000 | +10.3% | 177,986 | +8.4% | 0.30% | -37.9% |
| CEO | Buy | CNOOC LTDsponsored adr | $2,346,000 | +302.4% | 18,760 | +299.1% | 0.26% | +126.5% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $2,278,000 | +1151.6% | 429,748 | +1407.9% | 0.26% | +597.3% |
| HQH | Buy | TEKLA HEALTHCARE INVSsh ben int | $1,726,000 | +11.9% | 81,640 | +26.0% | 0.20% | -37.1% |
| BCX | New | BLACKROCK RES & COMM STRAT T | $1,588,000 | – | 191,962 | +100.0% | 0.18% | – |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $1,448,000 | – | 66,356 | +100.0% | 0.16% | – |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $1,160,000 | – | 171,054 | +100.0% | 0.13% | – |
| BGR | New | BLACKROCK ENERGY & RES TR | $1,114,000 | – | 77,132 | +100.0% | 0.13% | – |
| NCV | New | ALLIANZGI CONV & INCOME FD | $1,080,000 | – | 169,394 | +100.0% | 0.12% | – |
| PTR | Buy | PETROCHINA CO LTDsponsored adr | $874,000 | +87300.0% | 11,722 | +167357.1% | 0.10% | – |
| BABA | Buy | ALIBABA GROUP HLDG LTDput | $776,000 | +148.7% | 2,040 | +100.0% | 0.09% | +39.7% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $538,000 | +177.3% | 97,800 | +199.6% | 0.06% | +56.4% |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $458,000 | – | 35,996 | +100.0% | 0.05% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $398,000 | – | 41,654 | +100.0% | 0.04% | – |
| EWJ | New | ISHARES INCput | $240,000 | – | 40,000 | +100.0% | 0.03% | – |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $242,000 | – | 14,222 | +100.0% | 0.03% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $64,000 | – | 14 | +100.0% | 0.01% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -1,416 | -100.0% | -0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -6,582 | -100.0% | -0.01% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -4,241 | -100.0% | -0.01% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -18,256 | -100.0% | -0.02% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -14,143 | -100.0% | -0.03% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -12,596 | -100.0% | -0.03% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -20,883 | -100.0% | -0.04% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -5,300 | -100.0% | -0.04% | – |
| ISD | Exit | PRUDENTIAL SHT DURATION HG Y | $0 | – | -15,520 | -100.0% | -0.05% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITY FD | $0 | – | -21,260 | -100.0% | -0.06% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQ | $0 | – | -34,711 | -100.0% | -0.07% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -30,350 | -100.0% | -0.07% | – |
| CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -19,000 | -100.0% | -0.07% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -35,088 | -100.0% | -0.07% | – |
| DPG | Exit | DUFF & PHELPS GLB UTL INC FD | $0 | – | -22,400 | -100.0% | -0.08% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -37,651 | -100.0% | -0.08% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -29,335 | -100.0% | -0.10% | – |
| PHK | Exit | PIMCO HIGH INCOME FD | $0 | – | -48,104 | -100.0% | -0.10% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -114,657 | -100.0% | -0.12% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -70,700 | -100.0% | -0.12% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -80,756 | -100.0% | -0.16% | – |
| LFC | Exit | CHINA LIFE INS CO LTDspon adr rep h | $0 | – | -80,000 | -100.0% | -0.21% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -55,941 | -100.0% | -0.22% | – |
| LPL | Exit | LG DISPLAY CO LTDspons adr rep | $0 | – | -116,670 | -100.0% | -0.30% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -121,989 | -100.0% | -0.34% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -98,809 | -100.0% | -0.48% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & IN | $0 | – | -143,498 | -100.0% | -0.67% | – |
| RYAAY | Exit | RYANAIR HLDGS PLCsponsored adr ne | $0 | – | -45,944 | -100.0% | -0.69% | – |
| TTM | Exit | TATA MTRS LTDsponsored adr | $0 | – | -96,900 | -100.0% | -0.78% | – |
| CHL | Exit | CHINA MOBILE LIMITEDsponsored adr | $0 | – | -67,900 | -100.0% | -0.82% | – |
| PKX | Exit | POSCOsponsored adr | $0 | – | -90,084 | -100.0% | -0.93% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -202,700 | -100.0% | -1.06% | – |
| YY | Exit | YY INC | $0 | – | -102,129 | -100.0% | -1.09% | – |
| LXK | Exit | LEXMARK INTL INCcl a | $0 | – | -164,094 | -100.0% | -1.32% | – |
| IM | Exit | INGRAM MICRO INCcl a | $0 | – | -209,170 | -100.0% | -1.50% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -255,046 | -100.0% | -1.76% | – |
| IBN | Exit | ICICI BK LTDadr | $0 | – | -1,880,709 | -100.0% | -2.88% | – |
| HSBC | Exit | HSBC HLDGS PLCspon adr new | $0 | – | -467,286 | -100.0% | -3.46% | – |
| Exit | SOUFUN HLDGS LTDnote 2.000%12/1 | $0 | – | -45,000,000 | -100.0% | -8.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.