$591 Million is the total value of NINE MASTS CAPITAL Ltd's 76 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 103.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SINA CORPnote 1.000%12/0 | $98,658,000 | +9.8% | 97,500,000 | +6.6% | 16.69% | +64.3% | |
| FOX | Sell | TWENTY FIRST CENTY FOX INCcl b | $44,564,000 | -25.5% | 1,402,254 | -36.1% | 7.54% | +11.5% |
| SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $40,025,000 | -60.1% | 5,506,273 | -58.1% | 6.77% | -40.3% |
| INFY | Buy | INFOSYS LTDsponsored adr | $39,085,000 | +293.3% | 2,483,236 | +272.0% | 6.61% | +488.3% |
| Sell | CTRIP COM INTL LTDnote 1.000% 7/0 | $38,938,000 | -37.0% | 35,000,000 | -41.7% | 6.59% | -5.8% | |
| New | YAHOO INCnote 12/0 | $31,238,000 | – | 30,000,000 | +100.0% | 5.28% | – | |
| Sell | CTRIP COM INTL LTDnote 1.250%10/1 | $26,288,000 | -43.1% | 20,000,000 | -50.0% | 4.45% | -14.9% | |
| Sell | CTRIP COM INTL LTDnote 1.990% 7/0 | $23,225,000 | -44.4% | 20,000,000 | -50.0% | 3.93% | -16.8% | |
| TTM | New | TATA MTRS LTDsponsored adr | $17,084,000 | – | 473,885 | +100.0% | 2.89% | – |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $15,770,000 | +285.0% | 480,192 | +237.1% | 2.67% | +476.2% |
| NMR | Sell | NOMURA HLDGS INCsponsored adr | $13,277,000 | -57.6% | 2,135,656 | -59.8% | 2.25% | -36.6% |
| MJN | New | MEAD JOHNSON NUTRITION CO | $11,883,000 | – | 133,400 | +100.0% | 2.01% | – |
| SONY | Sell | SONY CORPadr new | $11,637,000 | -80.3% | 343,900 | -83.7% | 1.97% | -70.5% |
| Sell | YY INCnote 2.250% 4/0 | $11,513,000 | -49.3% | 11,520,000 | -50.0% | 1.95% | -24.2% | |
| SDRL | Buy | SEADRILL LIMITEDput | $11,254,000 | +39.6% | 14,625,958 | +11839.6% | 1.90% | +108.8% |
| IBN | New | ICICI BK LTDadr | $11,000,000 | – | 1,281,250 | +100.0% | 1.86% | – |
| ASX | Sell | ADVANCED SEMICONDUCTOR ENGRsponsored adr | $10,749,000 | -56.4% | 1,658,866 | -65.6% | 1.82% | -34.7% |
| MLCO | Sell | MELCO CROWN ENTMT LTDadr | $10,442,000 | +6.2% | 563,237 | -8.9% | 1.77% | +59.0% |
| CHU | Sell | CHINA UNICOM (HONG KONG) LTDsponsored adr | $9,025,000 | -45.1% | 674,439 | -52.2% | 1.53% | -17.9% |
| MOMO | New | MOMO INCadr | $8,518,000 | – | 250,000 | +100.0% | 1.44% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $8,146,000 | – | 297,300 | +100.0% | 1.38% | – |
| FIG | New | FORTRESS INVESTMENT GROUP LLcl a | $7,988,000 | – | 1,004,730 | +100.0% | 1.35% | – |
| VALE | Sell | VALE S Aadr | $7,614,000 | -28.0% | 801,483 | -42.3% | 1.29% | +7.7% |
| AUOTY | Buy | AU OPTRONICS CORPsponsored adr | $5,591,000 | +41.0% | 1,431,674 | +31.8% | 0.95% | +111.2% |
| PKX | New | POSCOsponsored adr | $5,322,000 | – | 81,792 | +100.0% | 0.90% | – |
| RYAAY | New | RYANAIR HLDGS PLCsponsored adr ne | $5,253,000 | – | 63,300 | +100.0% | 0.89% | – |
| EMB | Sell | ISHARES TRjp mor em mk etf | $5,048,000 | -49.8% | 44,400 | -51.3% | 0.85% | -24.9% |
| AGG | Sell | ISHARES TRcore us aggbd et | $5,023,000 | -49.9% | 46,300 | -50.1% | 0.85% | -25.0% |
| BIV | Sell | VANGUARD BD INDEX FD INCintermed term | $5,025,000 | -49.9% | 60,100 | -50.2% | 0.85% | -25.1% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,019,000 | -49.9% | 61,900 | -50.1% | 0.85% | -25.1% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $5,016,000 | -49.9% | 62,900 | -50.2% | 0.85% | -25.1% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $5,014,000 | -49.8% | 62,900 | -50.0% | 0.85% | -25.0% |
| TERP | Sell | TERRAFORM PWR INC | $4,453,000 | -51.7% | 360,000 | -50.0% | 0.75% | -27.8% |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored adr | $4,406,000 | -44.9% | 700,869 | -45.9% | 0.74% | -17.6% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $4,209,000 | -49.7% | 35,700 | -50.0% | 0.71% | -24.7% |
| HMC | Sell | HONDA MOTOR LTD | $3,185,000 | -48.7% | 105,784 | -50.2% | 0.54% | -23.3% |
| HW | Sell | HEADWATERS INC | $2,993,000 | -25.1% | 127,489 | -24.9% | 0.51% | +11.9% |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $2,965,000 | -61.7% | 80,300 | -62.2% | 0.50% | -42.7% |
| HLF | Sell | HERBALIFE LTD | $2,606,000 | -39.6% | 44,830 | -50.0% | 0.44% | -9.6% |
| RDY | Sell | DR REDDYS LABS LTDadr | $1,998,000 | -58.8% | 49,119 | -54.3% | 0.34% | -38.3% |
| New | LIBERTY INTERACTIVE LLCdeb 1.750% 9/3 | $1,129,000 | – | 1,000,000 | +100.0% | 0.19% | – | |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $1,067,000 | – | 108,800 | +100.0% | 0.18% | – |
| EVT | New | EATON VANCE TAX ADVT DIV INC | $859,000 | – | 40,600 | +100.0% | 0.14% | – |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $570,000 | +5.9% | 98,500 | +0.7% | 0.10% | +57.4% |
| RQI | New | COHEN & STEERS QUALITY RLTY | $525,000 | – | 42,700 | +100.0% | 0.09% | – |
| PTR | Sell | PETROCHINA CO LTDsponsored adr | $515,000 | -41.1% | 7,040 | -39.9% | 0.09% | -12.1% |
| ISD | New | PRUDENTIAL SHT DURATION HG Y | $481,000 | – | 31,300 | +100.0% | 0.08% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $416,000 | – | 54,900 | +100.0% | 0.07% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $357,000 | – | 32,700 | +100.0% | 0.06% | – |
| BTT | Sell | BLACKROCK MUN 2030 TAR TERM | $303,000 | -79.1% | 13,400 | -79.8% | 0.05% | -68.9% |
| EVV | New | EATON VANCE LTD DUR INCOME F | $250,000 | – | 18,100 | +100.0% | 0.04% | – |
| HSBC | New | HSBC HLDGS PLCspon adr new | $242,000 | – | 5,943 | +100.0% | 0.04% | – |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $241,000 | -92.8% | 11,200 | -93.6% | 0.04% | -89.2% |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $235,000 | – | 18,700 | +100.0% | 0.04% | – |
| CEM | New | CLEARBRIDGE ENERGY MLP FD IN | $236,000 | – | 14,100 | +100.0% | 0.04% | – |
| NKE | New | NIKE INCcl b | $201,000 | – | 3,600 | +100.0% | 0.03% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $201,000 | – | 30,300 | +100.0% | 0.03% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $193,000 | – | 22,200 | +100.0% | 0.03% | – |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OV | $170,000 | – | 8,200 | +100.0% | 0.03% | – |
| COH | New | COACH INC | $153,000 | – | 3,700 | +100.0% | 0.03% | – |
| COLM | New | COLUMBIA SPORTSWEAR CO | $153,000 | – | 2,600 | +100.0% | 0.03% | – |
| PG | New | PROCTER AND GAMBLE CO | $153,000 | – | 1,700 | +100.0% | 0.03% | – |
| EL | New | LAUDER ESTEE COS INCcl a | $153,000 | – | 1,800 | +100.0% | 0.03% | – |
| KYE | New | KAYNE ANDERSON ENRGY TTL RT | $155,000 | – | 12,260 | +100.0% | 0.03% | – |
| PVH | New | PVH CORP | $155,000 | – | 1,500 | +100.0% | 0.03% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $149,000 | – | 3,900 | +100.0% | 0.02% | – |
| VFC | New | V F CORP | $148,000 | – | 2,700 | +100.0% | 0.02% | – |
| SKX | New | SKECHERS U S A INCcl a | $137,000 | – | 5,000 | +100.0% | 0.02% | – |
| VVR | New | INVESCO SR INCOME TR | $116,000 | – | 25,000 | +100.0% | 0.02% | – |
| JPS | New | NUVEEN PREFERRED SECURITIES | $95,000 | – | 10,000 | +100.0% | 0.02% | – |
| JMF | New | NUVEEN ENERGY MLP TOTL RTRNF | $75,000 | – | 5,500 | +100.0% | 0.01% | – |
| BABA | Sell | ALIBABA GROUP HLDG LTDput | $74,000 | -90.5% | 1,020 | -50.0% | 0.01% | -85.2% |
| GMZ | New | GOLDMAN SACHS MLP INC OPP FD | $64,000 | – | 6,000 | +100.0% | 0.01% | – |
| ATHM | New | AUTOHOME INCsp adr rp cl a | $51,000 | – | 1,600 | +100.0% | 0.01% | – |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $45,000 | -96.0% | 3,300 | -95.7% | 0.01% | -93.7% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $6,000 | – | 400 | +100.0% | 0.00% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -14 | -100.0% | -0.01% | – |
| CAF | Exit | MORGAN STANLEY CHINA A SH FD | $0 | – | -14,222 | -100.0% | -0.03% | – |
| EWJ | Exit | ISHARES INCput | $0 | – | -40,000 | -100.0% | -0.03% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -41,654 | -100.0% | -0.04% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -35,996 | -100.0% | -0.05% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -169,394 | -100.0% | -0.12% | – |
| IGD | Exit | VOYA GLBL EQTY DIV & PREM OP | $0 | – | -171,054 | -100.0% | -0.13% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -191,962 | -100.0% | -0.18% | – |
| HQH | Exit | TEKLA HEALTHCARE INVSsh ben int | $0 | – | -81,640 | -100.0% | -0.20% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -429,748 | -100.0% | -0.26% | – |
| CEO | Exit | CNOOC LTDsponsored adr | $0 | – | -18,760 | -100.0% | -0.26% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -177,986 | -100.0% | -0.30% | – |
| ETW | Exit | EATON VANCE TXMGD GL BUYWR O | $0 | – | -415,660 | -100.0% | -0.47% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -545,196 | -100.0% | -0.49% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -6,000 | -100.0% | -0.54% | – |
| QUNR | Exit | QUNAR CAYMAN IS LTDspns adr cl b | $0 | – | -223,644 | -100.0% | -0.76% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -337,632 | -100.0% | -0.89% | – |
| ENH | Exit | ENDURANCE SPECIALTY HLDGS LT | $0 | – | -116,802 | -100.0% | -1.22% | – |
| Exit | TRINA SOLAR LIMITEDnote 4.000%10/1 | $0 | – | -18,900,000 | -100.0% | -1.98% | – | |
| HAR | Exit | HARMAN INTL INDS INC | $0 | – | -195,582 | -100.0% | -2.46% | – |
| ISIL | Exit | INTERSIL CORPcl a | $0 | – | -1,004,430 | -100.0% | -2.53% | – |
| Exit | TRINA SOLAR LIMITEDdbcv 3.500% 6/1 | $0 | – | -50,300,000 | -100.0% | -5.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.