$498 Million is the total value of NINE MASTS CAPITAL Ltd's 76 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 103.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $49,766,000 | +12.0% | 7,464,920 | -4.8% | 9.99% | -6.6% |
| Sell | SOUFUN HLDGS LTDnote 2.000%12/1 | $44,719,000 | -9.3% | 45,000,000 | -10.0% | 8.98% | -24.4% | |
| SONY | Sell | SONY CORPadr new | $40,666,000 | +7.4% | 1,252,216 | -4.3% | 8.16% | -10.4% |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $32,663,000 | – | 30,000,000 | +100.0% | 6.56% | – | |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $28,120,000 | +111.9% | 919,254 | +81.7% | 5.64% | +76.7% |
| CTRIP COM INTL LTDnote 1.250%10/1 | $25,838,000 | +5.5% | 20,000,000 | 0.0% | 5.19% | -12.0% | ||
| New | TRINA SOLAR LIMITEDdbcv 3.500% 6/1 | $23,637,000 | – | 24,150,000 | +100.0% | 4.74% | – | |
| CTRIP COM INTL LTDnote 1.990% 7/0 | $22,575,000 | +4.0% | 20,000,000 | 0.0% | 4.53% | -13.3% | ||
| HSBC | New | HSBC HLDGS PLCspon adr new | $17,217,000 | – | 467,286 | +100.0% | 3.46% | – |
| ASX | Sell | ADVANCED SEMICONDUCTOR ENGRsponsored adr | $15,861,000 | -2.0% | 2,645,314 | -7.2% | 3.18% | -18.3% |
| IBN | New | ICICI BK LTDadr | $14,327,000 | – | 1,880,709 | +100.0% | 2.88% | – |
| NMR | Buy | NOMURA HLDGS INCsponsored adr | $11,680,000 | +25.9% | 2,654,891 | +1.2% | 2.34% | +5.0% |
| ISIL | New | INTERSIL CORPcl a | $10,498,000 | – | 478,690 | +100.0% | 2.11% | – |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored adr | $9,034,000 | -9.9% | 1,813,630 | -20.2% | 1.81% | -24.9% |
| BHP | New | BHP BILLITON LTDsponsored adr | $8,748,000 | – | 255,046 | +100.0% | 1.76% | – |
| TERP | Sell | TERRAFORM PWR INC | $8,694,000 | -11.4% | 625,000 | -30.6% | 1.74% | -26.1% |
| CHU | Sell | CHINA UNICOM (HONG KONG) LTDsponsored adr | $8,264,000 | +14.4% | 688,396 | -1.5% | 1.66% | -4.6% |
| IM | Buy | INGRAM MICRO INCcl a | $7,459,000 | +415.5% | 209,170 | +402.8% | 1.50% | +330.2% |
| YY INCnote 2.250% 4/0 | $6,934,000 | +0.6% | 7,000,000 | 0.0% | 1.39% | -16.1% | ||
| LXK | New | LEXMARK INTL INCcl a | $6,557,000 | – | 164,094 | +100.0% | 1.32% | – |
| YY | New | YY INC | $5,441,000 | – | 102,129 | +100.0% | 1.09% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $5,276,000 | – | 202,700 | +100.0% | 1.06% | – |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $5,016,000 | -0.6% | 136,600 | -3.3% | 1.01% | -17.1% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $5,013,000 | +62.1% | 40,700 | +61.5% | 1.01% | +35.0% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,006,000 | +64.0% | 59,500 | +64.4% | 1.00% | +36.7% |
| AGG | Buy | ISHARES TRcore us aggbd et | $5,003,000 | +64.0% | 44,500 | +64.2% | 1.00% | +36.6% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $4,999,000 | +65.8% | 61,845 | +66.2% | 1.00% | +38.3% |
| EMB | Buy | ISHARES TRjp mor em mk etf | $4,970,000 | +59.9% | 42,400 | +57.0% | 1.00% | +33.2% |
| HMC | Sell | HONDA MOTOR LTD | $4,928,000 | +0.8% | 173,048 | -11.8% | 0.99% | -16.0% |
| PKX | New | POSCOsponsored adr | $4,646,000 | – | 90,084 | +100.0% | 0.93% | – |
| CHL | Buy | CHINA MOBILE LIMITEDsponsored adr | $4,108,000 | +19.5% | 67,900 | +12.8% | 0.82% | -0.4% |
| TTM | New | TATA MTRS LTDsponsored adr | $3,903,000 | – | 96,900 | +100.0% | 0.78% | – |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $3,471,000 | +13.9% | 39,600 | +14.5% | 0.70% | -5.0% |
| RYAAY | New | RYANAIR HLDGS PLCsponsored adr ne | $3,447,000 | – | 45,944 | +100.0% | 0.69% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $3,349,000 | – | 143,498 | +100.0% | 0.67% | – |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,061,000 | +1.0% | 38,000 | +1.3% | 0.62% | -15.8% |
| QUNR | New | QUNAR CAYMAN IS LTDspns adr cl b | $2,825,000 | – | 97,422 | +100.0% | 0.57% | – |
| RDY | Buy | DR REDDYS LABS LTDadr | $2,613,000 | +1835.6% | 55,800 | +1966.7% | 0.52% | +1490.9% |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $2,448,000 | – | 164,170 | +100.0% | 0.49% | – |
| HLF | Buy | HERBALIFE LTD | $2,368,000 | +299.3% | 38,200 | +277.1% | 0.48% | +232.2% |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $2,368,000 | – | 98,809 | +100.0% | 0.48% | – |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $2,321,000 | -15.2% | 100,000 | -16.0% | 0.47% | -29.3% |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $1,983,000 | – | 228,425 | +100.0% | 0.40% | – |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $1,672,000 | +530.9% | 121,989 | +519.2% | 0.34% | +425.0% |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $1,543,000 | – | 64,808 | +100.0% | 0.31% | – |
| LPL | Sell | LG DISPLAY CO LTDspons adr rep | $1,490,000 | -55.0% | 116,670 | -59.6% | 0.30% | -62.5% |
| GDV | New | GABELLI DIVD & INCOME TR | $1,075,000 | – | 55,941 | +100.0% | 0.22% | – |
| LFC | New | CHINA LIFE INS CO LTDspon adr rep h | $1,031,000 | – | 80,000 | +100.0% | 0.21% | – |
| SDRL | New | SEADRILL LIMITEDput | $957,000 | – | 18,250 | +100.0% | 0.19% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $809,000 | – | 80,756 | +100.0% | 0.16% | – |
| AUOTY | Sell | AU OPTRONICS CORPsponsored adr | $735,000 | -91.7% | 200,300 | -92.3% | 0.15% | -93.1% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $600,000 | +10.9% | 70,700 | +5.7% | 0.12% | -7.7% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $587,000 | +84.6% | 114,657 | +80.5% | 0.12% | +53.2% |
| CEO | New | CNOOC LTDsponsored adr | $583,000 | – | 4,700 | +100.0% | 0.12% | – |
| PHK | New | PIMCO HIGH INCOME FD | $479,000 | – | 48,104 | +100.0% | 0.10% | – |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $477,000 | +90.8% | 29,335 | +80.2% | 0.10% | +60.0% |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $407,000 | – | 37,651 | +100.0% | 0.08% | – |
| DPG | New | DUFF & PHELPS GLB UTL INC FD | $383,000 | – | 22,400 | +100.0% | 0.08% | – |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $362,000 | – | 35,088 | +100.0% | 0.07% | – |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $353,000 | – | 19,000 | +100.0% | 0.07% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $334,000 | – | 30,350 | +100.0% | 0.07% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $327,000 | – | 34,711 | +100.0% | 0.07% | – |
| BABA | New | ALIBABA GROUP HLDG LTDput | $312,000 | – | 1,020 | +100.0% | 0.06% | – |
| ADX | New | ADAMS DIVERSIFIED EQUITY FD | $280,000 | – | 21,260 | +100.0% | 0.06% | – |
| ISD | New | PRUDENTIAL SHT DURATION HG Y | $248,000 | – | 15,520 | +100.0% | 0.05% | – |
| BGY | New | BLACKROCK INTL GRWTH & INC T | $194,000 | – | 32,641 | +100.0% | 0.04% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $182,000 | – | 28,500 | +100.0% | 0.04% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $175,000 | – | 20,883 | +100.0% | 0.04% | – |
| GAM | New | GENERAL AMERN INVS INC | $173,000 | – | 5,300 | +100.0% | 0.04% | – |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $159,000 | -47.5% | 12,596 | -49.0% | 0.03% | -56.2% |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $151,000 | – | 14,143 | +100.0% | 0.03% | – |
| VVR | Sell | INVESCO SR INCOME TR | $79,000 | -48.7% | 18,256 | -50.3% | 0.02% | -56.8% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $62,000 | – | 4,241 | +100.0% | 0.01% | – |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $41,000 | -82.3% | 6,582 | -81.9% | 0.01% | -85.7% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $21,000 | -96.4% | 1,416 | -96.6% | 0.00% | -97.2% |
| PTR | Sell | PETROCHINA CO LTDsponsored adr | $1,000 | -100.0% | 7 | -100.0% | 0.00% | -100.0% |
| IFN | Exit | INDIA FD INC | $0 | – | -2,901 | -100.0% | -0.02% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -11,400 | -100.0% | -0.03% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -12,900 | -100.0% | -0.04% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -50,370 | -100.0% | -0.09% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CR | $0 | – | -32,400 | -100.0% | -0.11% | – |
| ZPIN | Exit | ZHAOPIN LTDsponsored adr | $0 | – | -41,150 | -100.0% | -0.14% | – |
| AMCN | Exit | AIRMEDIA GROUP INCsponsored adr | $0 | – | -302,296 | -100.0% | -0.25% | – |
| ATHM | Exit | AUTOHOME INCsp adr rp cl a | $0 | – | -72,200 | -100.0% | -0.35% | – |
| QIHU | Exit | QIHOO 360 TECHNOLOGY CO LTDads | $0 | – | -33,266 | -100.0% | -0.58% | – |
| TM | Exit | TOYOTA MOTOR CORP | $0 | – | -26,037 | -100.0% | -0.61% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $0 | – | -3,319,000 | -100.0% | -0.65% | – | |
| SINA | Exit | SINA CORPord | $0 | – | -72,932 | -100.0% | -0.91% | – |
| MFLX | Exit | MULTI FINELINE ELECTRONIX IN | $0 | – | -222,439 | -100.0% | -1.24% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -14,400 | -100.0% | -2.44% | – |
| EJ | Exit | E HOUSE CHINA HLDGS LTDadr | $0 | – | -2,180,796 | -100.0% | -3.40% | – |
| CHAD | Exit | DIREXION SHS ETF TRcsi300 china1x | $0 | – | -456,920 | -100.0% | -4.81% | – |
| Exit | QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1 | $0 | – | -41,900,000 | -100.0% | -10.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.