$415 Million is the total value of NINE MASTS CAPITAL Ltd's 54 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 86.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SOUFUN HLDGS LTDnote 2.000%12/1 | $49,313,000 | +1.2% | 50,000,000 | 0.0% | 11.87% | +30.3% | ||
| SMFG | Buy | SUMITOMO MITSUI FINL GROUP Isponsored adr | $44,443,000 | +4.8% | 7,841,300 | +12.2% | 10.70% | +35.0% |
| Buy | QIHOO 360 TECHNOLOGY CO LTDnote 2.500% 9/1 | $41,769,000 | +4.6% | 41,900,000 | +4.8% | 10.06% | +34.6% | |
| SONY | Buy | SONY CORPadr new | $37,849,000 | +44.8% | 1,307,856 | +28.7% | 9.11% | +86.5% |
| CTRIP COM INTL LTDnote 1.250%10/1 | $24,488,000 | -4.8% | 20,000,000 | 0.0% | 5.90% | +22.6% | ||
| New | CTRIP COM INTL LTDnote 1.990% 7/0 | $21,713,000 | – | 20,000,000 | +100.0% | 5.23% | – | |
| CHAD | Sell | DIREXION SHS ETF TRcsi300 china1x | $19,967,000 | -33.3% | 456,920 | -34.1% | 4.81% | -14.1% |
| ASX | Buy | ADVANCED SEMICONDUCTOR ENGRsponsored adr | $16,187,000 | +1245.6% | 2,849,612 | +1286.1% | 3.90% | +1632.4% |
| EJ | Buy | E HOUSE CHINA HLDGS LTDadr | $14,110,000 | +120.6% | 2,180,796 | +112.1% | 3.40% | +184.1% |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $13,268,000 | – | 505,820 | +100.0% | 3.20% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $10,131,000 | – | 14,400 | +100.0% | 2.44% | – |
| MUFG | Buy | MITSUBISHI UFJ FINL GROUP INsponsored adr | $10,032,000 | -3.4% | 2,271,979 | +1.4% | 2.42% | +24.4% |
| TERP | TERRAFORM PWR INC | $9,810,000 | +26.0% | 900,000 | 0.0% | 2.36% | +62.2% | |
| NMR | Buy | NOMURA HLDGS INCsponsored adr | $9,279,000 | -7.2% | 2,623,300 | +17.3% | 2.23% | +19.5% |
| AUOTY | Buy | AU OPTRONICS CORPsponsored adr | $8,885,000 | +15.5% | 2,617,573 | +2.1% | 2.14% | +48.6% |
| CHU | Buy | CHINA UNICOM (HONG KONG) LTDsponsored adr | $7,221,000 | -4.7% | 698,550 | +21.7% | 1.74% | +22.7% |
| New | YY INCnote 2.250% 4/0 | $6,895,000 | – | 7,000,000 | +100.0% | 1.66% | – | |
| MFLX | Buy | MULTI FINELINE ELECTRONIX IN | $5,161,000 | +3.6% | 222,439 | +3.6% | 1.24% | +33.4% |
| JNK | New | SPDR SERIES TRUSTbrc hgh yld bd | $5,044,000 | – | 141,300 | +100.0% | 1.22% | – |
| HMC | Sell | HONDA MOTOR LTD | $4,887,000 | -27.2% | 196,130 | -19.9% | 1.18% | -6.2% |
| SINA | New | SINA CORPord | $3,783,000 | – | 72,932 | +100.0% | 0.91% | – |
| CHL | New | CHINA MOBILE LIMITEDsponsored adr | $3,439,000 | – | 60,200 | +100.0% | 0.83% | – |
| PTR | Sell | PETROCHINA CO LTDsponsored adr | $3,362,000 | -1.1% | 49,307 | -3.5% | 0.81% | +27.4% |
| LPL | Buy | LG DISPLAY CO LTDspons adr rep | $3,312,000 | +22.3% | 288,956 | +24.1% | 0.80% | +57.4% |
| EMB | New | ISHARES TRjp mor em mk etf | $3,109,000 | – | 27,000 | +100.0% | 0.75% | – |
| LQD | New | ISHARES TRiboxx inv cp etf | $3,093,000 | – | 25,200 | +100.0% | 0.74% | – |
| AGG | New | ISHARES TRcore us aggbd et | $3,051,000 | – | 27,100 | +100.0% | 0.74% | – |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $3,052,000 | -39.6% | 36,200 | -40.7% | 0.74% | -22.1% |
| BIV | New | VANGUARD BD INDEX FD INCintermed term | $3,047,000 | – | 34,600 | +100.0% | 0.73% | – |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,032,000 | – | 37,500 | +100.0% | 0.73% | – |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $3,015,000 | – | 37,200 | +100.0% | 0.73% | – |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $2,736,000 | – | 119,102 | +100.0% | 0.66% | – |
| CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $2,705,000 | +98.8% | 3,319,000 | 0.0% | 0.65% | +155.3% | ||
| TM | Buy | TOYOTA MOTOR CORP | $2,548,000 | +473.9% | 26,037 | +519.9% | 0.61% | +639.8% |
| QIHU | Sell | QIHOO 360 TECHNOLOGY CO LTDads | $2,430,000 | -93.1% | 33,266 | -92.8% | 0.58% | -91.1% |
| ATHM | Sell | AUTOHOME INCsp adr rp cl a | $1,452,000 | -32.9% | 72,200 | -6.8% | 0.35% | -13.6% |
| IM | Sell | INGRAM MICRO INCcl a | $1,447,000 | -63.4% | 41,600 | -62.3% | 0.35% | -53.0% |
| AMCN | Sell | AIRMEDIA GROUP INCsponsored adr | $1,037,000 | -90.6% | 302,296 | -84.7% | 0.25% | -87.9% |
| ZPIN | Sell | ZHAOPIN LTDsponsored adr | $598,000 | -78.7% | 41,150 | -76.8% | 0.14% | -72.6% |
| HLF | Buy | HERBALIFE LTD | $593,000 | +382.1% | 10,130 | +409.0% | 0.14% | +521.7% |
| PTY | New | PIMCO CORPORATE & INCOME OPP | $586,000 | – | 41,614 | +100.0% | 0.14% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $541,000 | +34.6% | 66,900 | +31.8% | 0.13% | +73.3% |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $466,000 | – | 32,400 | +100.0% | 0.11% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID F | $366,000 | – | 50,370 | +100.0% | 0.09% | – |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $318,000 | -86.1% | 63,515 | -86.1% | 0.08% | -82.0% |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $303,000 | – | 24,700 | +100.0% | 0.07% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $265,000 | – | 19,700 | +100.0% | 0.06% | – |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $250,000 | -90.2% | 16,280 | -90.8% | 0.06% | -87.5% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $232,000 | -84.3% | 36,402 | -84.0% | 0.06% | -79.8% |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $186,000 | – | 12,900 | +100.0% | 0.04% | – |
| VVR | Sell | INVESCO SR INCOME TR | $154,000 | -91.2% | 36,729 | -91.5% | 0.04% | -88.7% |
| RDY | Sell | DR REDDYS LABS LTDadr | $135,000 | -83.9% | 2,700 | -85.3% | 0.03% | -79.0% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $126,000 | -78.9% | 11,400 | -79.4% | 0.03% | -73.0% |
| IFN | New | INDIA FD INC | $70,000 | – | 2,901 | +100.0% | 0.02% | – |
| GE | Exit | GENERAL ELECTRIC COput | $0 | – | -358,200 | -100.0% | -0.00% | – |
| PG | Exit | PROCTER & GAMBLE COput | $0 | – | -17,300 | -100.0% | -0.01% | – |
| PG | Exit | PROCTER & GAMBLE COcall | $0 | – | -17,300 | -100.0% | -0.01% | – |
| GHY | Exit | PRUDENTIAL GLB SHT DUR HG YL | $0 | – | -2,500 | -100.0% | -0.01% | – |
| VIXH | Exit | FIRST TR EXCHANGE TRADED FDcall | $0 | – | -300,000 | -100.0% | -0.01% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -300,000 | -100.0% | -0.01% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -3,145 | -100.0% | -0.01% | – |
| SNP | Exit | CHINA PETE & CHEM CORP | $0 | – | -900 | -100.0% | -0.01% | – |
| HCM | Exit | HUTCHISON CHINA MEDITECH LTDsponsored adr | $0 | – | -10,000 | -100.0% | -0.02% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -5,500 | -100.0% | -0.03% | – |
| EEM | Exit | ISHARES TRput | $0 | – | -1,200,000 | -100.0% | -0.03% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -1,020,000 | -100.0% | -0.03% | – |
| KEP | Exit | KOREA ELECTRIC PWRsponsored adr | $0 | – | -7,624 | -100.0% | -0.04% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -18,347 | -100.0% | -0.06% | – |
| GAB | Exit | GABELLI EQUITY TR INC | $0 | – | -84,000 | -100.0% | -0.08% | – |
| TTM | Exit | TATA MTRS LTDsponsored adr | $0 | – | -16,500 | -100.0% | -0.09% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -112,672 | -100.0% | -0.10% | – |
| QUNR | Exit | QUNAR CAYMAN IS LTDspns adr cl b | $0 | – | -14,663 | -100.0% | -0.11% | – |
| SFUN | Exit | SOUFUN HLDGS LTDadr | $0 | – | -116,604 | -100.0% | -0.13% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -358,200 | -100.0% | -0.14% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -103,717 | -100.0% | -0.15% | – |
| Exit | SUNEDISON INCnote 2.375% 4/1 | $0 | – | -20,000,000 | -100.0% | -0.15% | – | |
| TAL | Exit | TAL ED GROUP | $0 | – | -19,207 | -100.0% | -0.18% | – |
| WUBA | Exit | 58 COM INCspon adr rep a | $0 | – | -17,907 | -100.0% | -0.19% | – |
| EDU | Exit | NEW ORIENTAL ED & TECH GRP Ispon adr | $0 | – | -33,380 | -100.0% | -0.22% | – |
| MLCO | Exit | MELCO CROWN ENTMT LTDadr | $0 | – | -87,000 | -100.0% | -0.27% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -118,423 | -100.0% | -0.29% | – |
| EDD | Exit | MORGAN STANLEY EM MKTS DM DE | $0 | – | -243,131 | -100.0% | -0.35% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -900,000 | -100.0% | -0.39% | – |
| NCZ | Exit | ALLIANZGI CONV & INCOME FD I | $0 | – | -427,724 | -100.0% | -0.39% | – |
| IBN | Exit | ICICI BK LTDadr | $0 | – | -340,000 | -100.0% | -0.46% | – |
| MOMO | Exit | MOMO INCadr | $0 | – | -252,500 | -100.0% | -0.53% | – |
| CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -168,935 | -100.0% | -0.54% | – |
| VIPS | Exit | VIPSHOP HLDGS LTDsponsored adr | $0 | – | -234,351 | -100.0% | -0.56% | – |
| RYAAY | Exit | RYANAIR HLDGS PLCsponsored adr ne | $0 | – | -36,269 | -100.0% | -0.58% | – |
| DANG | Exit | E-COMMERCE CHINA DANGDANG IN | $0 | – | -445,194 | -100.0% | -0.59% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -317,750 | -100.0% | -0.62% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -617,481 | -100.0% | -0.64% | – |
| EEM | Exit | ISHARES TRcall | $0 | – | -700,000 | -100.0% | -0.71% | – |
| YY | Exit | YY INC | $0 | – | -73,636 | -100.0% | -0.85% | – |
| JD | Exit | JD COM INCspon adr cl a | $0 | – | -190,000 | -100.0% | -0.94% | – |
| NTES | Exit | NETEASE INCsponsored adr | $0 | – | -35,399 | -100.0% | -0.95% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -551,446 | -100.0% | -0.98% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -28,000 | -100.0% | -1.00% | – |
| HSBC | Exit | HSBC HLDGS PLCspon adr new | $0 | – | -179,256 | -100.0% | -1.05% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -72,664 | -100.0% | -1.07% | – |
| BONA | Exit | BONA FILM GROUP LTDsponsored ads | $0 | – | -464,514 | -100.0% | -1.18% | – |
| PKX | Exit | POSCOsponsored adr | $0 | – | -133,048 | -100.0% | -1.19% | – |
| KANG | Exit | IKANG HEALTHCARE GROUP INCsponsored adr | $0 | – | -304,106 | -100.0% | -1.24% | – |
| VNET | Exit | 21VIANET GROUP INCsponsored adr | $0 | – | -418,004 | -100.0% | -1.56% | – |
| CCL | Exit | CARNIVAL CORPpaired ctf | $0 | – | -181,159 | -100.0% | -1.79% | – |
| HMIN | Exit | HOMEINNS HOTEL GROUPsponsored adr | $0 | – | -636,590 | -100.0% | -4.24% | – |
| YOKU | Exit | YOUKU TUDOU INCsponsored adr | $0 | – | -1,376,057 | -100.0% | -7.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUMITOMO MITSUI FINL GROUP I | 23 | Q3 2020 | 19.4% |
| INFOSYS LTD | 21 | Q4 2022 | 13.0% |
| TAIWAN SEMICONDUCTOR MFG LTD | 20 | Q4 2022 | 55.8% |
| MITSUBISHI UFJ FINL GROUP IN | 20 | Q3 2020 | 6.9% |
| ALPHABET INC | 18 | Q2 2023 | 42.2% |
| NOMURA HLDGS INC | 18 | Q2 2019 | 3.5% |
| KT CORP | 17 | Q3 2022 | 49.7% |
| ICICI BK LTD | 16 | Q4 2019 | 10.9% |
| DR REDDYS LABS LTD | 16 | Q4 2020 | 2.5% |
| SONY CORP | 15 | Q1 2019 | 9.1% |
View NINE MASTS CAPITAL Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Black Spade Acquisition Co | July 24, 2023 | 482,662 | 6.9% |
| Duddell Street Acquisition Corp.Sold out | July 26, 2022 | 0 | 0.0% |
View NINE MASTS CAPITAL Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| SCHEDULE 13G/A | 2024-01-31 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-10 |
| SC 13G | 2023-07-24 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-05 |
| SC 13G/A | 2022-07-26 |
View NINE MASTS CAPITAL Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.