Newtyn Management, LLC - Q2 2021 holdings

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$361 Million is the total value of Newtyn Management, LLC's 90 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 60.8% .

All

			Value		Shares		↓ Weighting
EBC		EASTERN BANKSHARES INC	$33,941,000	+6.6%	1,650,000	0.0%	9.40%	+9.4%
STMP	Buy	STAMPS COM INC	$31,045,000	+951.3%	155,000	+947.3%	8.60%	+978.4%
SPB		SPECTRUM BRANDS HLDGS INC NE	$21,255,000	+0.0%	249,937	0.0%	5.88%	+2.6%
ADNT	Buy	ADIENT PLC	$21,018,000	+5.7%	465,000	+3.3%	5.82%	+8.4%
RFL	Sell	RAFAEL HLDGS INC	$18,656,000	+26.4%	365,440	-3.0%	5.16%	+29.7%
GLNG	Sell	GOLAR LNG LTD	$18,484,000	-25.6%	1,395,000	-42.6%	5.12%	-23.7%
MIC	Sell	MACQUARIE INFRASTRUCTURE COR	$18,178,000	+8.9%	475,000	-9.5%	5.03%	+11.6%
CPLG	Sell	COREPOINT LODGING INC	$15,815,000	-28.2%	1,478,012	-39.4%	4.38%	-26.4%
VTOL	Sell	BRISTOW GROUP INC	$15,712,000	-3.0%	613,503	-2.0%	4.35%	-0.5%
MBI	New	MBIA INC	$13,578,000	–	1,234,405	+100.0%	3.76%	–
		FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$12,714,000	+5.5%	12,750,000	0.0%	3.52%	+8.2%
SPR	Sell	SPIRIT AEROSYSTEMS HLDGS INC	$12,521,000	-20.8%	265,325	-18.4%	3.47%	-18.8%
PCG	Sell	PG&E CORP	$10,984,000	-35.3%	1,080,000	-25.5%	3.04%	-33.7%
MACK		MERRIMACK PHARMACEUTICALS IN	$9,866,000	+1.8%	1,548,883	0.0%	2.73%	+4.4%
NODK	Sell	NI HLDGS INC	$8,402,000	+1.0%	441,971	-1.8%	2.33%	+3.6%
GTX	New	GARRETT MOTION INC	$8,125,000	–	1,018,147	+100.0%	2.25%	–
CUBI	Sell	CUSTOMERS BANCORP INC	$7,798,000	-43.7%	200,000	-54.1%	2.16%	-42.3%
FVE	Buy	FIVE STAR SENIOR LIVING INC	$6,797,000	+10.0%	1,180,000	+16.9%	1.88%	+12.8%
AMR		ALPHA METALLURGICAL RESOUR I	$6,408,000	+102.9%	250,000	0.0%	1.77%	+108.2%
MCMJ		MERIDA MERGER CORP I	$5,871,000	+0.7%	590,000	0.0%	1.62%	+3.2%
VRTS	Sell	VIRTUS INVT PARTNERS INC	$5,555,000	-52.8%	20,000	-60.0%	1.54%	-51.6%
NHF	Sell	NEXPOINT STRATEGIC OPPORTES	$3,922,000	+14.8%	285,000	-5.0%	1.09%	+17.8%
ARD	Buy	ARDAGH GROUP S Acl a	$3,884,000	+173.5%	158,389	+183.4%	1.08%	+180.7%
ATAI	New	ATAI LIFE SCIENCES NV	$3,611,000	–	255,136	+100.0%	1.00%	–
CHNG		CHANGE HEALTHCARE INC	$3,456,000	+4.3%	150,002	0.0%	0.96%	+6.9%
FET	Sell	FORUM ENERGY TECHNOLOGIES IN	$3,334,000	+19.9%	142,000	-5.3%	0.92%	+22.9%
CIX	Sell	COMPX INTL INCcl a	$2,921,000	-23.1%	140,642	-33.3%	0.81%	-21.2%
AGGR	New	AGILE GROWTH CORPclass a ord	$2,727,000	–	282,012	+100.0%	0.76%	–
AAOI	New	APPLIED OPTOELECTRONICS INC	$2,677,000	–	316,050	+100.0%	0.74%	–
COLI	New	COLICITY INC	$1,950,000	–	200,000	+100.0%	0.54%	–
JILL	New	J JILL INC	$1,932,000	–	98,000	+100.0%	0.54%	–
CAAP	Sell	CORPORACION AMER ARPTS S A	$1,716,000	-12.6%	300,000	-25.0%	0.48%	-10.4%
BTU		PEABODY ENGR CORP	$1,586,000	+159.2%	200,000	0.0%	0.44%	+166.1%
RVP	Sell	RETRACTABLE TECHNOLOGIES INC	$1,526,000	-40.5%	132,000	-34.0%	0.42%	-39.0%
SOAC		SUSTAINABLE OPPORTNTS ACQ CO	$1,493,000	+0.2%	150,000	0.0%	0.41%	+2.7%
ENFA		890 5TH AVE PARTNERS INC	$1,479,000	+1.7%	150,000	0.0%	0.41%	+4.1%
ENVI		ENVIRONMENTAL IMPACT ACQU CO	$1,226,000	+1.2%	125,000	0.0%	0.34%	+3.7%
PFSW	New	PFSWEB INC	$1,107,000	–	150,000	+100.0%	0.31%	–
VMAC		VISTAS MEDIA ACQUISITION CO	$999,000	+0.8%	100,000	0.0%	0.28%	+3.4%
BREZ		BREEZE HOLDINGS ACQUISITN CO	$1,002,000	+0.7%	100,000	0.0%	0.28%	+3.0%
GLEO		GALILEO ACQUISITION CORP	$1,000,000	0.0%	100,000	0.0%	0.28%	+2.6%
ACEV		ACE CONVERGENCE ACQU CORPcl a	$996,000	-0.1%	100,000	0.0%	0.28%	+2.6%
KVSC		KHOSLA VENTURES ACQUT CO III	$990,000	-0.9%	100,000	0.0%	0.27%	+1.5%
ALUS		ALUSSA ENERGY ACQUISITION CO	$991,000	-0.9%	100,000	0.0%	0.27%	+1.5%
BMTX		BM TECHNOLOGIES INC	$989,000	+14.9%	92,334	0.0%	0.27%	+18.1%
RKTA	New	ROCKET INTERNET GRWT OPRT CO	$983,000	–	100,000	+100.0%	0.27%	–
PDOT	New	PERIDOT ACQUISITION CORP II	$975,000	–	100,000	+100.0%	0.27%	–
LHC	Sell	LEO HLDGS CORP II	$972,000	-38.6%	100,000	-38.6%	0.27%	-37.1%
FCAC		FALCON CAPITAL ACQUISITN COR	$928,000	-6.9%	100,000	0.0%	0.26%	-4.5%
CAP		CAPITOL INVESTMENT CORP V	$748,000	-1.3%	75,000	0.0%	0.21%	+1.0%
OCAX		OCA ACQUISITION CORP	$743,000	+1.2%	75,000	0.0%	0.21%	+4.0%
ROCR	New	ROTH CH ACQUISITION III CO	$740,000	–	75,000	+100.0%	0.20%	–
SPAQ	New	SPARTAN ACQUISITION CORP III	$734,000	–	75,000	+100.0%	0.20%	–
TMKR	Sell	TASTEMAKER ACQUISITION CORP	$731,000	-14.0%	75,000	-14.1%	0.20%	-11.8%
JOFF	New	JOFF FINTECH ACQUISITION COR	$725,000	–	75,000	+100.0%	0.20%	–
CMLF	Sell	CM LIFE SCIENCES INC	$701,000	-43.3%	50,000	-39.8%	0.19%	-41.9%
GRCY		GREENCITY ACQUISITION CORP	$506,000	+0.2%	50,000	0.0%	0.14%	+2.9%
MCMJW		MERIDA MERGER CORP I*w exp 11/07/202	$351,000	+2.6%	295,000	0.0%	0.10%	+5.4%
SPKBU	New	SILVER SPIKE ACQUISITN CORPunit 02/26/2026	$163,000	–	16,140	+100.0%	0.04%	–
NGAB		NORTHERN GENESIS ACQUISITION	$100,000	+1.0%	10,000	0.0%	0.03%	+3.7%
AGGRW	New	AGILE GROWTH CORP*w exp 03/09/202	$89,000	–	94,003	+100.0%	0.02%	–
ENVIW		ENVIRONMENTAL IMPACT ACQU CO*w exp 09/30/202	$68,000	+25.9%	62,500	0.0%	0.02%	+26.7%
COLIW	New	COLICITY INC*w exp 02/24/202	$62,000	–	40,000	+100.0%	0.02%	–
ENFAW		890 5TH AVE PARTNERS INC*w exp 01/12/202	$63,000	+57.5%	50,000	0.0%	0.02%	+54.5%
LHCWS		LEO HLDGS CORP II*w exp 01/07/202	$48,000	+29.7%	48,759	0.0%	0.01%	+30.0%
TMKRW		TASTEMAKER ACQUISITION CORP*w exp 01/07/202	$37,000	+27.6%	50,000	0.0%	0.01%	+25.0%
ROCRW	New	ROTH CH ACQUISITION III CO*w exp 02/26/202	$31,000	–	18,749	+100.0%	0.01%	–
RKTAWS	New	ROCKET INTERNET GRWT OPRT CO*w exp 99/99/999	$33,000	–	25,000	+100.0%	0.01%	–
JCICW		JACK CREEK INVESTMENT CORP*w exp 10/01/202	$30,000	+50.0%	37,500	0.0%	0.01%	+60.0%
GNACW		GROUP NINE ACQUISITION CORP*w exp 01/15/202	$30,000	+76.5%	24,999	0.0%	0.01%	+60.0%
CLASWS		CLASS ACCELERATION CORP*w exp 03/31/202	$30,000	+30.4%	37,500	0.0%	0.01%	+33.3%
JOFFW	New	JOFF FINTECH ACQUISITION COR*w exp 02/04/202	$26,000	–	24,999	+100.0%	0.01%	–
OCAXW		OCA ACQUISITION CORP*w exp 01/14/202	$26,000	+44.4%	37,500	0.0%	0.01%	+40.0%
SPAQWS	New	SPARTAN ACQUISITION CORP III*w exp 02/04/202	$22,000	–	18,749	+100.0%	0.01%	–
PDOTWS	New	PERIDOT ACQUISITION CORP II*w exp 04/30/202	$23,000	–	20,000	+100.0%	0.01%	–
SHACW		SCP & CO HEALTHCARE ACQUSTN*w exp 01/27/202	$21,000	+40.0%	25,000	0.0%	0.01%	+50.0%
SWETW		ATHLON ACQUISITION CORP*w exp 01/12/202	$19,000	+46.2%	25,000	0.0%	0.01%	+25.0%
DCRNW	New	DECARBONIZATION PLUS ACQU II*w exp 01/19/202	$19,000	–	13,332	+100.0%	0.01%	–
TINVWS		TIGA ACQUISITION CORP*w exp 11/06/202	$18,000	-14.3%	16,050	0.0%	0.01%	-16.7%
EACPW		EDIFY ACQUISITION CORP*w exp 11/25/202	$18,000	+38.5%	25,000	0.0%	0.01%	+25.0%
KURIW	New	ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202	$18,000	–	12,500	+100.0%	0.01%	–
GMBTW		QUEENS GAMBIT GROWTH CAPITAL*w exp 01/19/202	$17,000	-5.6%	16,666	0.0%	0.01%	0.0%
CSTAWS		CONSTELLATION ACQUISITN CORP*w exp 01/29/202	$15,000	+36.4%	16,666	0.0%	0.00%	+33.3%
AACWS		ARES ACQUISITION CORPORATION*w exp 99/99/999	$13,000	+44.4%	10,000	0.0%	0.00%	+100.0%
JWSMWS		JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$16,000	+14.3%	12,499	0.0%	0.00%	0.0%
SLACWS	New	SOCIAL LEVERAGE ACQUISN CORP*w exp 02/17/202	$14,000	–	12,500	+100.0%	0.00%	–
SSAAW		SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$15,000	+50.0%	16,666	0.0%	0.00%	+33.3%
FCAXWS		FORTRESS CAPITAL ACQUISITION*w exp 99/99/999	$16,000	+6.7%	14,934	0.0%	0.00%	0.0%
GSAQW		GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999	$10,000	+66.7%	12,500	0.0%	0.00%	+50.0%
NGABWS	New	NORTHERN GENESIS ACQUISITION*w exp 01/15/202	$6,000	–	3,332	+100.0%	0.00%	–
VELOU	Exit	VELOCITY ACQUISITION CORPunit 99/99/9999	$0	–	-13,300	-100.0%	-0.04%	–
CSTA	Exit	CONSTELLATION ACQUISITN CORP	$0	–	-19,012	-100.0%	-0.05%	–
EAC	Exit	EDIFY ACQUISITION CORPcl a	$0	–	-20,338	-100.0%	-0.05%	–
LOKMU	Exit	LIVE OAK MOBILITY ACQUISI COunit 03/01/2028	$0	–	-20,000	-100.0%	-0.05%	–
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-27,777	-100.0%	-0.06%	–
FTK	Exit	FLOTEK INDS INC DEL	$0	–	-187,279	-100.0%	-0.08%	–
LAZR	Exit	LUMINAR TECHNOLOGIES INC	$0	–	-15,000	-100.0%	-0.10%	–
XPDIU	Exit	POWER & DIGITAL INFRA ACQ COunit 99/99/9999	$0	–	-39,111	-100.0%	-0.11%	–
DCRNU	Exit	DECARBONIZATION PLUS ACQU IIunit 01/19/2026	$0	–	-40,000	-100.0%	-0.11%	–
AHAC	Exit	ALPHA HEALTHCARE ACQUISTN COcl a	$0	–	-40,333	-100.0%	-0.12%	–
SHAC	Exit	SCP & CO HEALTHCARE ACQUSTN	$0	–	-50,000	-100.0%	-0.13%	–
JWSM	Exit	JAWS MUSTANG ACQUISITION COR	$0	–	-49,996	-100.0%	-0.13%	–
KURIU	Exit	ALKURI GLOBAL ACQUISITION COunit 01/01/2028	$0	–	-50,000	-100.0%	-0.13%	–
SLACU	Exit	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$0	–	-50,000	-100.0%	-0.13%	–
LIVK	Exit	LIV CAP ACQUISITION CORPcl a	$0	–	-50,000	-100.0%	-0.13%	–
AAC	Exit	ARES ACQUISITION CORPORATION	$0	–	-50,000	-100.0%	-0.13%	–
BRLI	Exit	BRILLIANT ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.13%	–
JOFFU	Exit	JOFF FINTECH ACQUISITION CORunit 02/03/2026	$0	–	-75,000	-100.0%	-0.20%	–
ROCRU	Exit	ROTH CH ACQUISITION III COunit 02/26/2026	$0	–	-75,000	-100.0%	-0.20%	–
SPAQU	Exit	SPARTAN ACQUISITION CORP IIIunit 99/99/9999	$0	–	-75,000	-100.0%	-0.20%	–
PDOTU	Exit	PERIDOT ACQUISITION CORP IIunit 99/99/9999	$0	–	-100,000	-100.0%	-0.27%	–
WBS	Exit	WEBSTER FINL CORP CONN	$0	–	-18,050	-100.0%	-0.27%	–
RKTAU	Exit	ROCKET INTERNET GRWT OPRT COunit 99/99/9999	$0	–	-100,000	-100.0%	-0.27%	–
LATN	Exit	UNION ACQUISITION CORP II	$0	–	-100,000	-100.0%	-0.27%	–
SCPE	Exit	SC HEALTH CORP	$0	–	-100,000	-100.0%	-0.27%	–
IACA	Exit	ION ACQUISITION CORP 1 LTD	$0	–	-100,000	-100.0%	-0.27%	–
GRNV	Exit	GREENVISION ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.27%	–
FTOC	Exit	FTAC OLYMPUS ACQUISITION COR	$0	–	-98,414	-100.0%	-0.28%	–
COLIU	Exit	COLICITY INCunit 02/24/2026	$0	–	-200,000	-100.0%	-0.54%	–
AACQ	Exit	ARTIUS ACQUISITION INC	$0	–	-300,000	-100.0%	-0.82%	–
AGGRU	Exit	AGILE GROWTH CORPunit 03/09/2026	$0	–	-316,590	-100.0%	-0.85%	–
ALTO	Exit	ALTO INGREDIENTS INC	$0	–	-600,000	-100.0%	-0.88%	–
ENIA	Exit	ENEL AMERICAS S Asponsored adr	$0	–	-400,000	-100.0%	-0.92%	–
DNMR	Exit	DANIMER SCIENTIFIC INC	$0	–	-100,000	-100.0%	-1.02%	–
RKT	Exit	ROCKET COS INC	$0	–	-179,787	-100.0%	-1.12%	–
BSPE	Exit	BESPOKE CAP ACQUISITION CORPcl a rest vtg	$0	–	-493,200	-100.0%	-1.33%	–
BALY	Exit	BALLYS CORPORATION	$0	–	-210,000	-100.0%	-3.68%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-08-16

Signatures

The EDGAR filing(s) were signed by:

Eugene Dozortsev — Managing Member

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPIRIT AEROSYSTEMS HLDGS INC	33	Q2 2021	24.0%
NI HLDGS INC	27	Q3 2023	2.9%
ADIENT PLC	26	Q1 2023	17.3%
MERRIMACK PHARMACEUTICALS IN	25	Q3 2023	5.7%
PG&E CORP	24	Q3 2023	19.2%
SPECTRUM BRANDS HLDGS INC NE	21	Q3 2023	6.7%
RAFAEL HLDGS INC	18	Q2 2022	7.4%
CUSTOMERS BANCORP INC	18	Q1 2023	3.7%
BRISTOW GROUP INC	14	Q3 2023	4.8%
APPLIED OPTOELECTRONICS INC	14	Q3 2021	2.2%

View Newtyn Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Newtyn Management, LLC Q2 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PFSWEB INC	February 14, 2023	1,206,502	5.3%
Garrett Motion Inc.	February 14, 2022	1,571,451	2.4%
Flexion Therapeutics Inc	November 24, 2021	4,400,000	8.7%
FLOTEK INDUSTRIES INC/CN/	February 16, 2021	2,789,059	3.8%
Forward Pharma A/S^{Sold out}	February 16, 2021	0	0.0%
Pfenex Inc.	October 02, 2020	650,000	1.9%
CymaBay Therapeutics, Inc.^{Sold out}	February 14, 2020	0	0.0%
Recro Pharma, Inc.^{Sold out}	February 14, 2020	0	0.0%
Stable Road Acquisition Corp.	February 14, 2020	700,000	3.9%
CSW INDUSTRIALS, INC.	February 14, 2017	330,000	2.1%

View Newtyn Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2024-03-08
SC 13D/A	2024-03-07
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13D/A	2024-02-13
SC 13D/A	2024-01-25

View Newtyn Management, LLC's complete filings history.

All filings

View complete filings history.

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