$370 Million is the total value of Newtyn Management, LLC's 102 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 165.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EBC | Sell | EASTERN BANKSHARES INC | $31,829,000 | -2.4% | 1,650,000 | -17.5% | 8.59% | +14.4% |
| GLNG | New | GOLAR LNG LTD | $24,859,000 | – | 2,430,000 | +100.0% | 6.71% | – |
| CPLG | Sell | COREPOINT LODGING INC | $22,036,000 | +29.9% | 2,440,295 | -1.1% | 5.95% | +52.2% |
| SPB | SPECTRUM BRANDS HLDGS INC NE | $21,245,000 | +7.6% | 249,937 | 0.0% | 5.74% | +26.2% | |
| ADNT | Sell | ADIENT PLC | $19,890,000 | -35.0% | 450,000 | -48.9% | 5.37% | -23.8% |
| PCG | Sell | PG&E CORP | $16,980,000 | -20.9% | 1,450,000 | -15.8% | 4.58% | -7.3% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE COR | $16,700,000 | -14.7% | 525,000 | +0.7% | 4.51% | -0.0% |
| VTOL | Sell | BRISTOW GROUP INC | $16,200,000 | -5.3% | 625,958 | -3.7% | 4.37% | +11.0% |
| SPR | SPIRIT AEROSYSTEMS HLDGS INC | $15,811,000 | +24.5% | 325,000 | 0.0% | 4.27% | +45.9% | |
| RFL | Sell | RAFAEL HLDGS INC | $14,756,000 | +56.1% | 376,717 | -7.1% | 3.98% | +82.9% |
| CUBI | Sell | CUSTOMERS BANCORP INC | $13,863,000 | +35.3% | 435,682 | -22.7% | 3.74% | +58.6% |
| BALY | BALLYS CORPORATION | $13,646,000 | +29.4% | 210,000 | 0.0% | 3.68% | +51.7% | |
| Sell | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $12,049,000 | +33.5% | 12,750,000 | -6.1% | 3.25% | +56.5% | |
| VRTS | VIRTUS INVT PARTNERS INC | $11,775,000 | +8.5% | 50,000 | 0.0% | 3.18% | +27.2% | |
| MACK | MERRIMACK PHARMACEUTICALS IN | $9,696,000 | -9.1% | 1,548,883 | 0.0% | 2.62% | +6.5% | |
| NODK | Sell | NI HLDGS INC | $8,316,000 | +2.7% | 450,000 | -8.8% | 2.24% | +20.3% |
| FVE | Sell | FIVE STAR SENIOR LIVING INC | $6,178,000 | -14.7% | 1,009,527 | -3.9% | 1.67% | -0.1% |
| MCMJ | MERIDA MERGER CORP I | $5,829,000 | -3.1% | 590,000 | 0.0% | 1.57% | +13.6% | |
| BSPE | New | BESPOKE CAP ACQUISITION CORPcl a rest vtg | $4,922,000 | – | 493,200 | +100.0% | 1.33% | – |
| RKT | Sell | ROCKET COS INC | $4,151,000 | +11.9% | 179,787 | -2.0% | 1.12% | +31.3% |
| CIX | New | COMPX INTL INCcl a | $3,800,000 | – | 211,000 | +100.0% | 1.03% | – |
| DNMR | New | DANIMER SCIENTIFIC INC | $3,775,000 | – | 100,000 | +100.0% | 1.02% | – |
| NHF | Sell | NEXPOINT STRATEGIC OPPORTES | $3,417,000 | -7.2% | 300,000 | -14.3% | 0.92% | +8.7% |
| ENIA | New | ENEL AMERICAS S Asponsored adr | $3,392,000 | – | 400,000 | +100.0% | 0.92% | – |
| CHNG | Sell | CHANGE HEALTHCARE INC | $3,315,000 | -85.2% | 150,002 | -87.5% | 0.90% | -82.6% |
| ALTO | New | ALTO INGREDIENTS INC | $3,258,000 | – | 600,000 | +100.0% | 0.88% | – |
| AMR | New | ALPHA METALLURGICAL RESOUR I | $3,158,000 | – | 250,000 | +100.0% | 0.85% | – |
| AGGRU | New | AGILE GROWTH CORPunit 03/09/2026 | $3,141,000 | – | 316,590 | +100.0% | 0.85% | – |
| AACQ | New | ARTIUS ACQUISITION INC | $3,030,000 | – | 300,000 | +100.0% | 0.82% | – |
| STMP | New | STAMPS COM INC | $2,953,000 | – | 14,800 | +100.0% | 0.80% | – |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $2,781,000 | +69.1% | 150,000 | +8.5% | 0.75% | +98.2% |
| RVP | Sell | RETRACTABLE TECHNOLOGIES INC | $2,564,000 | +6.1% | 200,000 | -11.1% | 0.69% | +24.2% |
| COLIU | New | COLICITY INCunit 02/24/2026 | $2,020,000 | – | 200,000 | +100.0% | 0.54% | – |
| CAAP | Sell | CORPORACION AMER ARPTS S A | $1,964,000 | -38.5% | 400,000 | -50.0% | 0.53% | -27.9% |
| LHC | New | LEO HLDGS CORP II | $1,584,000 | – | 162,924 | +100.0% | 0.43% | – |
| SOAC | New | SUSTAINABLE OPPORTNTS ACQ CO | $1,490,000 | – | 150,000 | +100.0% | 0.40% | – |
| ENFA | New | 890 5TH AVE PARTNERS INC | $1,454,000 | – | 150,000 | +100.0% | 0.39% | – |
| ARD | New | ARDAGH GROUP S Acl a | $1,420,000 | – | 55,886 | +100.0% | 0.38% | – |
| CMLF | New | CM LIFE SCIENCES INC | $1,236,000 | – | 82,999 | +100.0% | 0.33% | – |
| ENVI | New | ENVIRONMENTAL IMPACT ACQU CO | $1,211,000 | – | 125,000 | +100.0% | 0.33% | – |
| FTOC | New | FTAC OLYMPUS ACQUISITION COR | $1,040,000 | – | 98,414 | +100.0% | 0.28% | – |
| GRNV | Buy | GREENVISION ACQUISITION CORP | $1,016,000 | +243.2% | 100,000 | +247.6% | 0.27% | +302.9% |
| IACA | New | ION ACQUISITION CORP 1 LTD | $1,011,000 | – | 100,000 | +100.0% | 0.27% | – |
| SCPE | SC HEALTH CORP | $1,008,000 | -1.7% | 100,000 | 0.0% | 0.27% | +15.3% | |
| LATN | Buy | UNION ACQUISITION CORP II | $1,005,000 | +126.9% | 100,000 | +134.6% | 0.27% | +165.7% |
| RKTAU | New | ROCKET INTERNET GRWT OPRT COunit 99/99/9999 | $1,001,000 | – | 100,000 | +100.0% | 0.27% | – |
| KVSC | New | KHOSLA VENTURES ACQUT CO III | $999,000 | – | 100,000 | +100.0% | 0.27% | – |
| GLEO | Buy | GALILEO ACQUISITION CORP | $1,000,000 | +367.3% | 100,000 | +376.6% | 0.27% | +451.0% |
| ALUS | New | ALUSSA ENERGY ACQUISITION CO | $1,000,000 | – | 100,000 | +100.0% | 0.27% | – |
| ACEV | New | ACE CONVERGENCE ACQU CORPcl a | $997,000 | – | 100,000 | +100.0% | 0.27% | – |
| BREZ | New | BREEZE HOLDINGS ACQUISITN CO | $995,000 | – | 100,000 | +100.0% | 0.27% | – |
| WBS | Sell | WEBSTER FINL CORP CONN | $995,000 | -80.3% | 18,050 | -85.0% | 0.27% | -76.9% |
| FCAC | New | FALCON CAPITAL ACQUISITN COR | $997,000 | – | 100,000 | +100.0% | 0.27% | – |
| PDOTU | New | PERIDOT ACQUISITION CORP IIunit 99/99/9999 | $994,000 | – | 100,000 | +100.0% | 0.27% | – |
| VMAC | New | VISTAS MEDIA ACQUISITION CO | $991,000 | – | 100,000 | +100.0% | 0.27% | – |
| BMTX | New | BM TECHNOLOGIES INC | $861,000 | – | 92,334 | +100.0% | 0.23% | – |
| TMKR | New | TASTEMAKER ACQUISITION CORP | $850,000 | – | 87,290 | +100.0% | 0.23% | – |
| CAP | New | CAPITOL INVESTMENT CORP V | $758,000 | – | 75,000 | +100.0% | 0.20% | – |
| SPAQU | New | SPARTAN ACQUISITION CORP IIIunit 99/99/9999 | $752,000 | – | 75,000 | +100.0% | 0.20% | – |
| ROCRU | New | ROTH CH ACQUISITION III COunit 02/26/2026 | $749,000 | – | 75,000 | +100.0% | 0.20% | – |
| JOFFU | New | JOFF FINTECH ACQUISITION CORunit 02/03/2026 | $746,000 | – | 75,000 | +100.0% | 0.20% | – |
| OCAX | New | OCA ACQUISITION CORP | $734,000 | – | 75,000 | +100.0% | 0.20% | – |
| BTU | PEABODY ENGR CORP | $612,000 | +27.0% | 200,000 | 0.0% | 0.16% | +48.6% | |
| GRCY | New | GREENCITY ACQUISITION CORP | $505,000 | – | 50,000 | +100.0% | 0.14% | – |
| SLACU | New | SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999 | $498,000 | – | 50,000 | +100.0% | 0.13% | – |
| AAC | New | ARES ACQUISITION CORPORATION | $495,000 | – | 50,000 | +100.0% | 0.13% | – |
| LIVK | New | LIV CAP ACQUISITION CORPcl a | $497,000 | – | 50,000 | +100.0% | 0.13% | – |
| BRLI | New | BRILLIANT ACQUISITION CORP | $497,000 | – | 50,000 | +100.0% | 0.13% | – |
| KURIU | New | ALKURI GLOBAL ACQUISITION COunit 01/01/2028 | $494,000 | – | 50,000 | +100.0% | 0.13% | – |
| JWSM | New | JAWS MUSTANG ACQUISITION COR | $494,000 | – | 49,996 | +100.0% | 0.13% | – |
| SHAC | New | SCP & CO HEALTHCARE ACQUSTN | $481,000 | – | 50,000 | +100.0% | 0.13% | – |
| AHAC | New | ALPHA HEALTHCARE ACQUISTN COcl a | $437,000 | – | 40,333 | +100.0% | 0.12% | – |
| DCRNU | New | DECARBONIZATION PLUS ACQU IIunit 01/19/2026 | $402,000 | – | 40,000 | +100.0% | 0.11% | – |
| XPDIU | New | POWER & DIGITAL INFRA ACQ COunit 99/99/9999 | $396,000 | – | 39,111 | +100.0% | 0.11% | – |
| LAZR | Sell | LUMINAR TECHNOLOGIES INC | $365,000 | -57.1% | 15,000 | -40.0% | 0.10% | -49.5% |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $342,000 | +15.9% | 295,000 | 0.0% | 0.09% | +35.3% | |
| FTK | Sell | FLOTEK INDS INC DEL | $315,000 | -94.6% | 187,279 | -93.3% | 0.08% | -93.7% |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $226,000 | -15.4% | 27,777 | 0.0% | 0.06% | 0.0% | |
| LOKMU | New | LIVE OAK MOBILITY ACQUISI COunit 03/01/2028 | $200,000 | – | 20,000 | +100.0% | 0.05% | – |
| EAC | New | EDIFY ACQUISITION CORPcl a | $196,000 | – | 20,338 | +100.0% | 0.05% | – |
| CSTA | New | CONSTELLATION ACQUISITN CORP | $183,000 | – | 19,012 | +100.0% | 0.05% | – |
| VELOU | New | VELOCITY ACQUISITION CORPunit 99/99/9999 | $131,000 | – | 13,300 | +100.0% | 0.04% | – |
| NGAB | New | NORTHERN GENESIS ACQUISITION | $99,000 | – | 10,000 | +100.0% | 0.03% | – |
| ENVIW | New | ENVIRONMENTAL IMPACT ACQU CO*w exp 09/30/202 | $54,000 | – | 62,500 | +100.0% | 0.02% | – |
| ENFAW | New | 890 5TH AVE PARTNERS INC*w exp 01/12/202 | $40,000 | – | 50,000 | +100.0% | 0.01% | – |
| LHCWS | New | LEO HLDGS CORP II*w exp 01/07/202 | $37,000 | – | 48,759 | +100.0% | 0.01% | – |
| TMKRW | New | TASTEMAKER ACQUISITION CORP*w exp 01/07/202 | $29,000 | – | 50,000 | +100.0% | 0.01% | – |
| TINVWS | New | TIGA ACQUISITION CORP*w exp 11/06/202 | $21,000 | – | 16,050 | +100.0% | 0.01% | – |
| CLASWS | New | CLASS ACCELERATION CORP*w exp 03/31/202 | $23,000 | – | 37,500 | +100.0% | 0.01% | – |
| OCAXW | New | OCA ACQUISITION CORP*w exp 01/14/202 | $18,000 | – | 37,500 | +100.0% | 0.01% | – |
| JCICW | New | JACK CREEK INVESTMENT CORP*w exp 10/01/202 | $20,000 | – | 37,500 | +100.0% | 0.01% | – |
| GNACW | New | GROUP NINE ACQUISITION CORP*w exp 01/15/202 | $17,000 | – | 24,999 | +100.0% | 0.01% | – |
| GMBTW | New | QUEENS GAMBIT GROWTH CAPITAL*w exp 01/19/202 | $18,000 | – | 16,666 | +100.0% | 0.01% | – |
| SWETW | New | ATHLON ACQUISITION CORP*w exp 01/12/202 | $13,000 | – | 25,000 | +100.0% | 0.00% | – |
| FCAXWS | New | FORTRESS CAPITAL ACQUISITION*w exp 99/99/999 | $15,000 | – | 14,934 | +100.0% | 0.00% | – |
| JWSMWS | New | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $14,000 | – | 12,499 | +100.0% | 0.00% | – |
| EACPW | New | EDIFY ACQUISITION CORP*w exp 11/25/202 | $13,000 | – | 25,000 | +100.0% | 0.00% | – |
| SHACW | New | SCP & CO HEALTHCARE ACQUSTN*w exp 01/27/202 | $15,000 | – | 25,000 | +100.0% | 0.00% | – |
| SSAAW | New | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $10,000 | – | 16,666 | +100.0% | 0.00% | – |
| CSTAWS | New | CONSTELLATION ACQUISITN CORP*w exp 01/29/202 | $11,000 | – | 16,666 | +100.0% | 0.00% | – |
| GSAQW | New | GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999 | $6,000 | – | 12,500 | +100.0% | 0.00% | – |
| AACWS | New | ARES ACQUISITION CORPORATION*w exp 99/99/999 | $9,000 | – | 10,000 | +100.0% | 0.00% | – |
| CRSA | Exit | CRESCENT ACQUISITION CORP | $0 | – | -29,000 | -100.0% | -0.07% | – |
| TINVU | Exit | TIGA ACQUISITION CORPunit 99/99/9999 | $0 | – | -31,098 | -100.0% | -0.08% | – |
| PANA | Exit | PANACEA ACQUISITION CORPcl a | $0 | – | -50,000 | -100.0% | -0.14% | – |
| CWH | Exit | CAMPING WORLD HLDGS INCcl a | $0 | – | -56,819 | -100.0% | -0.34% | – |
| REPH | Exit | RECRO PHARMA INC | $0 | – | -700,000 | -100.0% | -0.46% | – |
| AAOI | Exit | APPLIED OPTOELECTRONICS INC | $0 | – | -316,050 | -100.0% | -0.62% | – |
| CTRA | Exit | CONTURA ENERGY INC | $0 | – | -250,000 | -100.0% | -0.66% | – |
| RHP | Exit | RYMAN HOSPITALITY PPTYS INC | $0 | – | -50,000 | -100.0% | -0.78% | – |
| PRVL | Exit | PREVAIL THERAPEUTICS INC | $0 | – | -153,617 | -100.0% | -0.82% | – |
| Exit | TILRAY INCnote 5.000%10/0 | $0 | – | -5,000,000 | -100.0% | -0.98% | – | |
| BKH | Exit | BLACK HILLS CORP | $0 | – | -75,000 | -100.0% | -1.06% | – |
| ESRT | Exit | EMPIRE ST RLTY TR INCcl a | $0 | – | -500,000 | -100.0% | -1.07% | – |
| ALE | Exit | ALLETE INC | $0 | – | -80,000 | -100.0% | -1.14% | – |
| NWE | Exit | NORTHWESTERN CORP | $0 | – | -90,000 | -100.0% | -1.21% | – |
| AIV | Exit | APARTMENT INVT & MGMT COcl a | $0 | – | -1,003,100 | -100.0% | -1.22% | – |
| PEIX | Exit | PACIFIC ETHANOL INC | $0 | – | -1,000,000 | -100.0% | -1.25% | – |
| AAN | Exit | THE AARONS COMPANY INC | $0 | – | -391,644 | -100.0% | -1.71% | – |
| POR | Exit | PORTLAND GEN ELEC CO | $0 | – | -200,000 | -100.0% | -1.97% | – |
| RLJPRA | Exit | RLJ LODGING TRcum conv pfd a | $0 | – | -495,000 | -100.0% | -2.90% | – |
| LAUR | Exit | LAUREATE EDUCATION INCcl a | $0 | – | -900,000 | -100.0% | -3.02% | – |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -700,000 | -100.0% | -3.42% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -125,000 | -100.0% | -4.91% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPIRIT AEROSYSTEMS HLDGS INC | 33 | Q2 2021 | 24.0% |
| NI HLDGS INC | 27 | Q3 2023 | 2.9% |
| ADIENT PLC | 26 | Q1 2023 | 17.3% |
| MERRIMACK PHARMACEUTICALS IN | 25 | Q3 2023 | 5.7% |
| PG&E CORP | 24 | Q3 2023 | 19.2% |
| SPECTRUM BRANDS HLDGS INC NE | 21 | Q3 2023 | 6.7% |
| RAFAEL HLDGS INC | 18 | Q2 2022 | 7.4% |
| CUSTOMERS BANCORP INC | 18 | Q1 2023 | 3.7% |
| BRISTOW GROUP INC | 14 | Q3 2023 | 4.8% |
| APPLIED OPTOELECTRONICS INC | 14 | Q3 2021 | 2.2% |
View Newtyn Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PFSWEB INC | February 14, 2023 | 1,206,502 | 5.3% |
| Garrett Motion Inc. | February 14, 2022 | 1,571,451 | 2.4% |
| Flexion Therapeutics Inc | November 24, 2021 | 4,400,000 | 8.7% |
| FLOTEK INDUSTRIES INC/CN/ | February 16, 2021 | 2,789,059 | 3.8% |
| Forward Pharma A/SSold out | February 16, 2021 | 0 | 0.0% |
| Pfenex Inc. | October 02, 2020 | 650,000 | 1.9% |
| CymaBay Therapeutics, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Recro Pharma, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Stable Road Acquisition Corp. | February 14, 2020 | 700,000 | 3.9% |
| CSW INDUSTRIALS, INC. | February 14, 2017 | 330,000 | 2.1% |
View Newtyn Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-03-08 |
| SC 13D/A | 2024-03-07 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13D/A | 2024-02-13 |
| SC 13D/A | 2024-01-25 |
View Newtyn Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.