$375 Million is the total value of Newtyn Management, LLC's 37 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 81.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EBC | EASTERN BANKSHARES INC | $33,495,000 | -1.3% | 1,650,000 | 0.0% | 8.93% | -4.9% | |
| RFL | Buy | RAFAEL HLDGS INC | $27,843,000 | +49.2% | 906,053 | +147.9% | 7.43% | +43.8% |
| SPB | SPECTRUM BRANDS HLDGS INC NE | $23,911,000 | +12.5% | 249,937 | 0.0% | 6.38% | +8.4% | |
| STMP | Sell | STAMPS COM INC | $23,085,000 | -25.6% | 70,000 | -54.8% | 6.16% | -28.4% |
| New | JACKSON FINANCIAL INC | $22,818,000 | – | 877,600 | +100.0% | 6.09% | – | |
| ADNT | ADIENT PLC | $19,274,000 | -8.3% | 465,000 | 0.0% | 5.14% | -11.7% | |
| CPLG | Sell | COREPOINT LODGING INC | $18,368,000 | +16.1% | 1,185,000 | -19.8% | 4.90% | +11.9% |
| VTOL | Sell | BRISTOW GROUP INC | $17,666,000 | +12.4% | 555,000 | -9.5% | 4.71% | +8.3% |
| MBI | Buy | MBIA INC | $16,604,000 | +22.3% | 1,292,123 | +4.7% | 4.43% | +17.8% |
| PCG | Buy | PG&E CORP | $14,400,000 | +31.1% | 1,500,000 | +38.9% | 3.84% | +26.3% |
| BAMR | New | BROOKFIELD ASSET MGMT REINScl a exch lt vtg | $12,501,000 | – | 225,000 | +100.0% | 3.33% | – |
| FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $12,073,000 | -5.0% | 12,750,000 | 0.0% | 3.22% | -8.5% | ||
| ARD | Buy | ARDAGH GROUP S Acl a | $11,471,000 | +195.3% | 450,000 | +184.1% | 3.06% | +184.7% |
| New | INFLECTION POINT ACQUSTN CORunit 09/21/2026 | $9,880,000 | – | 1,000,000 | +100.0% | 2.64% | – | |
| CIO | New | CITY OFFICE REIT INC | $9,355,000 | – | 523,781 | +100.0% | 2.50% | – |
| PFSW | Buy | PFSWEB INC | $8,674,000 | +683.6% | 672,426 | +348.3% | 2.31% | +656.2% |
| ODP | New | THE ODP CORP | $8,032,000 | – | 200,000 | +100.0% | 2.14% | – |
| CUBI | Sell | CUSTOMERS BANCORP INC | $7,744,000 | -0.7% | 180,000 | -10.0% | 2.07% | -4.3% |
| SATS | New | ECHOSTAR CORPcl a | $7,653,000 | – | 300,000 | +100.0% | 2.04% | – |
| MACK | MERRIMACK PHARMACEUTICALS IN | $7,481,000 | -24.2% | 1,548,883 | 0.0% | 2.00% | -27.0% | |
| NODK | Sell | NI HLDGS INC | $7,463,000 | -11.2% | 425,000 | -3.8% | 1.99% | -14.4% |
| DXLG | New | DESTINATION XL GROUP INC | $6,732,000 | – | 1,100,000 | +100.0% | 1.80% | – |
| FVE | Buy | FIVE STAR SENIOR LIVING INC | $6,351,000 | -6.6% | 1,450,000 | +22.9% | 1.69% | -10.0% |
| VRTS | VIRTUS INVT PARTNERS INC | $6,206,000 | +11.7% | 20,000 | 0.0% | 1.66% | +7.6% | |
| MCMJ | MERIDA MERGER CORP I | $5,894,000 | +0.4% | 590,000 | 0.0% | 1.57% | -3.3% | |
| AMR | Sell | ALPHA METALLURGICAL RESOUR I | $5,477,000 | -14.5% | 110,000 | -56.0% | 1.46% | -17.6% |
| NHF | Buy | NEXPOINT STRATEGIC OPPORTES | $4,029,000 | +2.7% | 289,678 | +1.6% | 1.08% | -1.0% |
| ATAI | Sell | ATAI LIFE SCIENCES NV | $3,626,000 | +0.4% | 245,136 | -3.9% | 0.97% | -3.3% |
| BTU | PEABODY ENGR CORP | $2,958,000 | +86.5% | 200,000 | 0.0% | 0.79% | +79.7% | |
| CIX | Buy | COMPX INTL INCcl a | $2,949,000 | +1.0% | 141,924 | +0.9% | 0.79% | -2.7% |
| New | BLUE FOUNDRY BANCORP | $2,604,000 | – | 188,816 | +100.0% | 0.70% | – | |
| AAOI | APPLIED OPTOELECTRONICS INC | $2,269,000 | -15.2% | 316,050 | 0.0% | 0.60% | -18.4% | |
| FET | Sell | FORUM ENERGY TECHNOLOGIES IN | $2,254,000 | -32.4% | 100,000 | -29.6% | 0.60% | -34.9% |
| RVP | RETRACTABLE TECHNOLOGIES INC | $1,456,000 | -4.6% | 132,000 | 0.0% | 0.39% | -8.1% | |
| LEGO | New | LEGATO MERGER CORP | $1,247,000 | – | 118,550 | +100.0% | 0.33% | – |
| TBPH | New | THERAVANCE BIOPHARMA INC | $725,000 | – | 97,955 | +100.0% | 0.19% | – |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $348,000 | -0.9% | 295,000 | 0.0% | 0.09% | -4.1% | |
| NGABWS | Exit | NORTHERN GENESIS ACQUISITION*w exp 01/15/202 | $0 | – | -3,332 | -100.0% | -0.00% | – |
| GSAQW | Exit | GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999 | $0 | – | -12,500 | -100.0% | -0.00% | – |
| SSAAW | Exit | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | – | -16,666 | -100.0% | -0.00% | – |
| SLACWS | Exit | SOCIAL LEVERAGE ACQUISN CORP*w exp 02/17/202 | $0 | – | -12,500 | -100.0% | -0.00% | – |
| AACWS | Exit | ARES ACQUISITION CORPORATION*w exp 99/99/999 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CSTAWS | Exit | CONSTELLATION ACQUISITN CORP*w exp 01/29/202 | $0 | – | -16,666 | -100.0% | -0.00% | – |
| JWSMWS | Exit | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | -12,499 | -100.0% | -0.00% | – |
| FCAXWS | Exit | FORTRESS CAPITAL ACQUISITION*w exp 99/99/999 | $0 | – | -14,934 | -100.0% | -0.00% | – |
| SWETW | Exit | ATHLON ACQUISITION CORP*w exp 01/12/202 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| EACPW | Exit | EDIFY ACQUISITION CORP*w exp 11/25/202 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| DCRNW | Exit | DECARBONIZATION PLUS ACQU II*w exp 01/19/202 | $0 | – | -13,332 | -100.0% | -0.01% | – |
| KURIW | Exit | ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202 | $0 | – | -12,500 | -100.0% | -0.01% | – |
| GMBTW | Exit | QUEENS GAMBIT GROWTH CAPITAL*w exp 01/19/202 | $0 | – | -16,666 | -100.0% | -0.01% | – |
| TINVWS | Exit | TIGA ACQUISITION CORP*w exp 11/06/202 | $0 | – | -16,050 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | -18,749 | -100.0% | -0.01% | – |
| PDOTWS | Exit | PERIDOT ACQUISITION CORP II*w exp 04/30/202 | $0 | – | -20,000 | -100.0% | -0.01% | – |
| SHACW | Exit | SCP & CO HEALTHCARE ACQUSTN*w exp 01/27/202 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| JOFFW | Exit | JOFF FINTECH ACQUISITION COR*w exp 02/04/202 | $0 | – | -24,999 | -100.0% | -0.01% | – |
| OCAXW | Exit | OCA ACQUISITION CORP*w exp 01/14/202 | $0 | – | -37,500 | -100.0% | -0.01% | – |
| CLASWS | Exit | CLASS ACCELERATION CORP*w exp 03/31/202 | $0 | – | -37,500 | -100.0% | -0.01% | – |
| GNACW | Exit | GROUP NINE ACQUISITION CORP*w exp 01/15/202 | $0 | – | -24,999 | -100.0% | -0.01% | – |
| JCICW | Exit | JACK CREEK INVESTMENT CORP*w exp 10/01/202 | $0 | – | -37,500 | -100.0% | -0.01% | – |
| RKTAWS | Exit | ROCKET INTERNET GRWT OPRT CO*w exp 99/99/999 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| ROCRW | Exit | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $0 | – | -18,749 | -100.0% | -0.01% | – |
| TMKRW | Exit | TASTEMAKER ACQUISITION CORP*w exp 01/07/202 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| LHCWS | Exit | LEO HLDGS CORP II*w exp 01/07/202 | $0 | – | -48,759 | -100.0% | -0.01% | – |
| COLIW | Exit | COLICITY INC*w exp 02/24/202 | $0 | – | -40,000 | -100.0% | -0.02% | – |
| ENFAW | Exit | 890 5TH AVE PARTNERS INC*w exp 01/12/202 | $0 | – | -50,000 | -100.0% | -0.02% | – |
| ENVIW | Exit | ENVIRONMENTAL IMPACT ACQU CO*w exp 09/30/202 | $0 | – | -62,500 | -100.0% | -0.02% | – |
| AGGRW | Exit | AGILE GROWTH CORP*w exp 03/09/202 | $0 | – | -94,003 | -100.0% | -0.02% | – |
| NGAB | Exit | NORTHERN GENESIS ACQUISITION | $0 | – | -10,000 | -100.0% | -0.03% | – |
| SPKBU | Exit | SILVER SPIKE ACQUISITN CORPunit 02/26/2026 | $0 | – | -16,140 | -100.0% | -0.04% | – |
| GRCY | Exit | GREENCITY ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.14% | – |
| CMLF | Exit | CM LIFE SCIENCES INC | $0 | – | -50,000 | -100.0% | -0.19% | – |
| JOFF | Exit | JOFF FINTECH ACQUISITION COR | $0 | – | -75,000 | -100.0% | -0.20% | – |
| TMKR | Exit | TASTEMAKER ACQUISITION CORP | $0 | – | -75,000 | -100.0% | -0.20% | – |
| SPAQ | Exit | SPARTAN ACQUISITION CORP III | $0 | – | -75,000 | -100.0% | -0.20% | – |
| ROCR | Exit | ROTH CH ACQUISITION III CO | $0 | – | -75,000 | -100.0% | -0.20% | – |
| OCAX | Exit | OCA ACQUISITION CORP | $0 | – | -75,000 | -100.0% | -0.21% | – |
| CAP | Exit | CAPITOL INVESTMENT CORP V | $0 | – | -75,000 | -100.0% | -0.21% | – |
| FCAC | Exit | FALCON CAPITAL ACQUISITN COR | $0 | – | -100,000 | -100.0% | -0.26% | – |
| LHC | Exit | LEO HLDGS CORP II | $0 | – | -100,000 | -100.0% | -0.27% | – |
| PDOT | Exit | PERIDOT ACQUISITION CORP II | $0 | – | -100,000 | -100.0% | -0.27% | – |
| RKTA | Exit | ROCKET INTERNET GRWT OPRT CO | $0 | – | -100,000 | -100.0% | -0.27% | – |
| ALUS | Exit | ALUSSA ENERGY ACQUISITION CO | $0 | – | -100,000 | -100.0% | -0.27% | – |
| KVSC | Exit | KHOSLA VENTURES ACQUT CO III | $0 | – | -100,000 | -100.0% | -0.27% | – |
| BMTX | Exit | BM TECHNOLOGIES INC | $0 | – | -92,334 | -100.0% | -0.27% | – |
| ACEV | Exit | ACE CONVERGENCE ACQU CORPcl a | $0 | – | -100,000 | -100.0% | -0.28% | – |
| BREZ | Exit | BREEZE HOLDINGS ACQUISITN CO | $0 | – | -100,000 | -100.0% | -0.28% | – |
| VMAC | Exit | VISTAS MEDIA ACQUISITION CO | $0 | – | -100,000 | -100.0% | -0.28% | – |
| GLEO | Exit | GALILEO ACQUISITION CORP | $0 | – | -100,000 | -100.0% | -0.28% | – |
| ENVI | Exit | ENVIRONMENTAL IMPACT ACQU CO | $0 | – | -125,000 | -100.0% | -0.34% | – |
| ENFA | Exit | 890 5TH AVE PARTNERS INC | $0 | – | -150,000 | -100.0% | -0.41% | – |
| SOAC | Exit | SUSTAINABLE OPPORTNTS ACQ CO | $0 | – | -150,000 | -100.0% | -0.41% | – |
| CAAP | Exit | CORPORACION AMER ARPTS S A | $0 | – | -300,000 | -100.0% | -0.48% | – |
| JILL | Exit | J JILL INC | $0 | – | -98,000 | -100.0% | -0.54% | – |
| COLI | Exit | COLICITY INC | $0 | – | -200,000 | -100.0% | -0.54% | – |
| AGGR | Exit | AGILE GROWTH CORPclass a ord | $0 | – | -282,012 | -100.0% | -0.76% | – |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -150,002 | -100.0% | -0.96% | – |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -1,018,147 | -100.0% | -2.25% | – |
| SPR | Exit | SPIRIT AEROSYSTEMS HLDGS INC | $0 | – | -265,325 | -100.0% | -3.47% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE COR | $0 | – | -475,000 | -100.0% | -5.03% | – |
| GLNG | Exit | GOLAR LNG LTD | $0 | – | -1,395,000 | -100.0% | -5.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPIRIT AEROSYSTEMS HLDGS INC | 33 | Q2 2021 | 24.0% |
| NI HLDGS INC | 27 | Q3 2023 | 2.9% |
| ADIENT PLC | 26 | Q1 2023 | 17.3% |
| MERRIMACK PHARMACEUTICALS IN | 25 | Q3 2023 | 5.7% |
| PG&E CORP | 24 | Q3 2023 | 19.2% |
| SPECTRUM BRANDS HLDGS INC NE | 21 | Q3 2023 | 6.7% |
| RAFAEL HLDGS INC | 18 | Q2 2022 | 7.4% |
| CUSTOMERS BANCORP INC | 18 | Q1 2023 | 3.7% |
| BRISTOW GROUP INC | 14 | Q3 2023 | 4.8% |
| APPLIED OPTOELECTRONICS INC | 14 | Q3 2021 | 2.2% |
View Newtyn Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PFSWEB INC | February 14, 2023 | 1,206,502 | 5.3% |
| Garrett Motion Inc. | February 14, 2022 | 1,571,451 | 2.4% |
| Flexion Therapeutics Inc | November 24, 2021 | 4,400,000 | 8.7% |
| FLOTEK INDUSTRIES INC/CN/ | February 16, 2021 | 2,789,059 | 3.8% |
| Forward Pharma A/SSold out | February 16, 2021 | 0 | 0.0% |
| Pfenex Inc. | October 02, 2020 | 650,000 | 1.9% |
| CymaBay Therapeutics, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Recro Pharma, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Stable Road Acquisition Corp. | February 14, 2020 | 700,000 | 3.9% |
| CSW INDUSTRIALS, INC. | February 14, 2017 | 330,000 | 2.1% |
View Newtyn Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-03-08 |
| SC 13D/A | 2024-03-07 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13D/A | 2024-02-13 |
| SC 13D/A | 2024-01-25 |
View Newtyn Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.