Newtyn Management, LLC Activity Q4 2012-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
CNNE	Buy	CANNAE HLDGS INC	$53,467,181	+31.6%	2,868,411	+42.7%	13.20%	+37.5%
IAC	Buy	IAC INC	$46,862,700	-17.1%	930,000	+3.3%	11.57%	-13.4%
PAR	Buy	PAR TECHNOLOGY CORP	$37,866,591	+27.8%	982,527	+9.2%	9.35%	+33.5%
	Buy	ARDAGH METAL PACKAGING S A	$22,498,872	-14.5%	7,188,138	+2.7%	5.55%	-10.7%
GIII	Sell	G III APPAREL GROUP LTD	$20,404,895	-35.6%	818,816	-50.2%	5.04%	-32.8%
VTOL	Buy	BRISTOW GROUP INC	$19,518,880	+0.8%	692,896	+2.8%	4.82%	+5.3%
TBPH	Buy	THERAVANCE BIOPHARMA INC	$15,892,663	-6.4%	1,841,560	+12.3%	3.92%	-2.2%
CIO	Buy	CITY OFFICE REIT INC	$13,515,000	-20.7%	3,180,000	+3.9%	3.34%	-17.1%
	Buy	2SEVENTY BIO INC	$12,059,841	+61.5%	3,076,490	+317.0%	2.98%	+68.7%
GTX	Sell	GARRETT MOTION INC	$10,524,307	-6.2%	1,335,572	-9.9%	2.60%	-2.0%
MBI	Buy	MBIA INC	$10,274,250	-14.8%	1,425,000	+2.2%	2.54%	-10.9%
GLPG	Buy	GALAPAGOS NVspon adr	$9,501,250	-13.5%	275,000	+1.9%	2.34%	-9.6%
	New	BV FINL INC	$8,863,757	–	879,341	–	2.19%	–
CYT	Buy	CYTEIR THERAPEUTICS INC	$7,101,261	+101.1%	2,500,444	+84.1%	1.75%	+110.2%
NODK	Buy	NI HLDGS INC	$6,048,900	-11.4%	470,000	+2.2%	1.49%	-7.5%
TLYS	Sell	TILLYS INCcl a	$5,377,446	-4.1%	662,247	-17.2%	1.33%	+0.2%
PFSW	Sell	PFSWEB INC	$5,296,930	+57.0%	711,953	-4.6%	1.31%	+64.0%
PHAT	Sell	PHATHOM PHARMACEUTICALS INC	$5,185,000	-47.0%	500,000	-26.9%	1.28%	-44.7%
FET	Buy	FORUM ENERGY TECHNOLOGIES IN	$4,402,866	-4.4%	183,300	+1.8%	1.09%	-0.1%
	Buy	STAR HLDGS	$4,087,430	-14.1%	326,472	+0.6%	1.01%	-10.2%
ETNB	Buy	89BIO INC	$3,095,720	-18.3%	200,500	+0.2%	0.76%	-14.6%
AVRO	New	AVROBIO INC	$3,080,000	–	2,000,000	–	0.76%	–
WVE	Buy	WAVE LIFE SCIENCES LTD	$2,932,500	+61.1%	510,000	+2.0%	0.72%	+68.4%
KOD	Buy	KODIAK SCIENCES INC	$2,895,649	-57.6%	1,608,694	+62.5%	0.72%	-55.7%
DXLG	Sell	DESTINATION XL GROUP INC	$2,688,000	-50.1%	600,000	-45.5%	0.66%	-47.9%
	Sell	ORION OFFICE REIT INC	$2,473,296	-83.7%	474,721	-79.3%	0.61%	-82.9%
OLMA	Sell	OLEMA PHARMACEUTICALS INC	$1,852,500	+17.2%	150,000	-14.3%	0.46%	+22.5%
AIV	New	APARTMENT INVT & MGMT COcl a	$1,576,682	–	231,865	–	0.39%	–
ADVM	Buy	ADVERUM BIOTECHNOLOGIES INC	$1,537,500	-3.3%	1,025,000	+2.5%	0.38%	+0.8%
SNSE	Sell	SENSEI BIOTHERAPEUTICS INC	$1,350,180	-35.2%	1,800,000	-1.5%	0.33%	-32.3%
GRPH	New	GRAPHITE BIO INC	$1,345,740	–	542,637	–	0.33%	–
AVIR	Buy	ATEA PHARMACEUTICALS INC	$1,200,000	+259.7%	400,000	+348.4%	0.30%	+274.7%
BOLT	Buy	BOLT BIOTHERAPEUTICS INC	$1,060,800	-17.1%	1,020,000	+2.0%	0.26%	-13.2%
MRSN	New	MERSANA THERAPEUTICS INC	$889,000	–	700,000	–	0.22%	–
ALGS	Buy	ALIGOS THERAPEUTICS INC	$687,240	-21.4%	920,000	+2.2%	0.17%	-17.5%
ABIO	Sell	ARCA BIOPHARMA INC	$603,000	-5.2%	300,000	-4.2%	0.15%	-0.7%
BDTX	Buy	BLACK DIAMOND THERAPEUTICS I	$588,350	-41.7%	205,000	+2.5%	0.14%	-39.3%
	Exit	GLOBAL BUSINESS TRAVEL GROUP	$0	–	-30,923	–	-0.05%	–
LW	Exit	LAMB WESTON HLDGS INC	$0	–	-2,157	–	-0.06%	–
DBTX	Exit	DECIBEL THERAPEUTICS INC	$0	–	-200,000	–	-0.18%	–
PRTK	Exit	PARATEK PHARMACEUTICALS INC	$0	–	-764,274	–	-0.40%	–
AMPY	Exit	AMPLIFY ENERGY CORP NEW	$0	–	-393,214	–	-0.63%	–

Q2 2023

			Value		Shares		↓ Weighting
IAC	New	IAC INC	$56,520,000	–	900,000	–	13.35%	–
CNNE	New	CANNAE HLDGS INC	$40,635,499	–	2,010,663	–	9.60%	–
GIII	New	G III APPAREL GROUP LTD	$31,707,860	–	1,645,452	–	7.49%	–
PAR	New	PAR TECHNOLOGY CORP	$29,637,000	–	900,000	–	7.00%	–
	New	ARDAGH METAL PACKAGING S A	$26,320,000	–	7,000,000	–	6.22%	–
MACK	New	MERRIMACK PHARMACEUTICALS IN	$23,046,436	–	1,873,694	–	5.44%	–
SPB	New	SPECTRUM BRANDS HLDGS INC NE	$19,507,583	–	249,937	–	4.61%	–
VTOL	New	BRISTOW GROUP INC	$19,371,777	–	674,270	–	4.58%	–
CIO	New	CITY OFFICE REIT INC	$17,042,646	–	3,059,721	–	4.03%	–
TBPH	New	THERAVANCE BIOPHARMA INC	$16,978,720	–	1,640,456	–	4.01%	–
	New	ORION OFFICE REIT INC	$15,136,900	–	2,290,000	–	3.58%	–
MBI	New	MBIA INC	$12,052,800	–	1,395,000	–	2.85%	–
GTX	New	GARRETT MOTION INC	$11,219,868	–	1,482,149	–	2.65%	–
GLPG	New	GALAPAGOS NVspon adr	$10,978,200	–	270,000	–	2.59%	–
PHAT	New	PHATHOM PHARMACEUTICALS INC	$9,789,839	–	683,648	–	2.31%	–
	New	2SEVENTY BIO INC	$7,465,969	–	737,744	–	1.76%	–
NODK	New	NI HLDGS INC	$6,831,000	–	460,000	–	1.61%	–
KOD	New	KODIAK SCIENCES INC	$6,828,951	–	989,703	–	1.61%	–
TLYS	New	TILLYS INCcl a	$5,608,000	–	800,000	–	1.32%	–
	New	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$5,429,033	–	5,483,872	–	1.28%	–
DXLG	New	DESTINATION XL GROUP INC	$5,390,000	–	1,100,000	–	1.27%	–
	New	STAR HLDGS	$4,760,004	–	324,472	–	1.12%	–
PCG	New	PG&E CORP	$4,646,955	–	268,921	–	1.10%	–
FET	New	FORUM ENERGY TECHNOLOGIES IN	$4,606,200	–	180,000	–	1.09%	–
	New	ALGOMA STL GROUP INC	$4,195,383	–	590,899	–	0.99%	–
ETNB	New	89BIO INC	$3,790,000	–	200,000	–	0.90%	–
CYT	New	CYTEIR THERAPEUTICS INC	$3,530,927	–	1,358,049	–	0.83%	–
PFSW	New	PFSWEB INC	$3,373,755	–	746,406	–	0.80%	–
AMPY	New	AMPLIFY ENERGY CORP NEW	$2,662,059	–	393,214	–	0.63%	–
SNSE	New	SENSEI BIOTHERAPEUTICS INC	$2,083,054	–	1,827,240	–	0.49%	–
WVE	New	WAVE LIFE SCIENCES LTD	$1,820,000	–	500,000	–	0.43%	–
PRTK	New	PARATEK PHARMACEUTICALS INC	$1,689,046	–	764,274	–	0.40%	–
ADVM	New	ADVERUM BIOTECHNOLOGIES INC	$1,590,000	–	1,000,000	–	0.38%	–
OLMA	New	OLEMA PHARMACEUTICALS INC	$1,580,250	–	175,000	–	0.37%	–
BOLT	New	BOLT BIOTHERAPEUTICS INC	$1,280,000	–	1,000,000	–	0.30%	–
BDTX	New	BLACK DIAMOND THERAPEUTICS I	$1,010,000	–	200,000	–	0.24%	–
ALGS	New	ALIGOS THERAPEUTICS INC	$873,900	–	900,000	–	0.21%	–
DBTX	New	DECIBEL THERAPEUTICS INC	$770,000	–	200,000	–	0.18%	–
ABIO	New	ARCA BIOPHARMA INC	$635,796	–	313,200	–	0.15%	–
AVIR	New	ATEA PHARMACEUTICALS INC	$333,597	–	89,197	–	0.08%	–
LW	New	LAMB WESTON HLDGS INC	$247,947	–	2,157	–	0.06%	–
	New	GLOBAL BUSINESS TRAVEL GROUP	$223,573	–	30,923	–	0.05%	–
BRLIR	New	BRILLIANT ACQUISITION CORPright 99/99/9999	$63,809	–	457,409	–	0.02%	–
	New	ARISZ ACQUISITION CORPright 99/99/9999	$22,200	–	250,000	–	0.01%	–
	New	LEAFLY HOLDINGS INC*w exp 02/04/202	$19,230	–	634,640	–	0.01%	–
VHAQRT	New	VIVEON HEALTH ACQUISITION COright 12/31/2025	$14,325	–	250,000	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
	Exit	SPK ACQUISITION CORPright 05/13/2026	$0	–	-60,000	–	-0.00%	–
	Exit	ARISZ ACQUISITION CORPright 99/99/9999	$0	–	-250,000	–	-0.00%	–
	Exit	LEAFLY HOLDINGS INC	$0	–	-35,000	–	-0.01%	–
VHAQRT	Exit	VIVEON HEALTH ACQUISITION COright 12/31/2025	$0	–	-250,000	–	-0.01%	–
BENER	Exit	BENESSERE CAPITAL ACQUSTN COright 99/99/9999	$0	–	-250,000	–	-0.01%	–
BRLIR	Exit	BRILLIANT ACQUISITION CORPright 99/99/9999	$0	–	-457,409	–	-0.01%	–
AGBAR	Exit	AGBA ACQUISITION LTDright 05/10/2024	$0	–	-500,000	–	-0.02%	–
	Exit	LEAFLY HOLDINGS INC*w exp 02/04/202	$0	–	-634,640	–	-0.02%	–
	Exit	GLOBAL BUSINESS TRAVEL GROUP*w exp 99/99/999	$0	–	-118,828	–	-0.04%	–
	Exit	IO BIOTECH INC	$0	–	-100,000	–	-0.06%	–
	Exit	8I ACQUISITION 2 CORPright 09/24/2026	$0	–	-750,000	–	-0.08%	–
PASG	Exit	PASSAGE BIO INC	$0	–	-300,000	–	-0.08%	–
ORIC	Exit	ORIC PHARMACEUTICALS INC	$0	–	-125,000	–	-0.09%	–
SIOX	Exit	SIO GENE THERAPIES INC	$0	–	-1,500,000	–	-0.09%	–
NUVB	Exit	NUVATION BIO INC	$0	–	-210,000	–	-0.10%	–
FBRX	Exit	FORTE BIOSCIENCES INC	$0	–	-500,000	–	-0.12%	–
BDTX	Exit	BLACK DIAMOND THERAPEUTICS I	$0	–	-350,000	–	-0.13%	–
	Exit	TSCAN THERAPEUTICS INC	$0	–	-200,000	–	-0.13%	–
SNSE	Exit	SENSEI BIOTHERAPEUTICS INC	$0	–	-415,000	–	-0.14%	–
	Exit	SEMA4 HOLDINGS CORP	$0	–	-900,000	–	-0.17%	–
ADVM	Exit	ADVERUM BIOTECHNOLOGIES INC	$0	–	-900,000	–	-0.19%	–
AMR	Exit	ALPHA METALLURGICAL RESOUR I	$0	–	-6,319	–	-0.19%	–
BOLT	Exit	BOLT BIOTHERAPEUTICS INC	$0	–	-600,000	–	-0.20%	–
LTCH	Exit	LATCH INC	$0	–	-1,000,000	–	-0.21%	–
ALEC	Exit	ALECTOR INC	$0	–	-105,000	–	-0.22%	–
IOVA	Exit	IOVANCE BIOTHERAPEUTICS INC	$0	–	-105,000	–	-0.22%	–
ABIO	Exit	ARCA BIOPHARMA INC	$0	–	-500,000	–	-0.23%	–
DBTX	Exit	DECIBEL THERAPEUTICS INC	$0	–	-300,000	–	-0.23%	–
TCRR	Exit	TCR2 THERAPEUTICS INC	$0	–	-600,000	–	-0.24%	–
	Exit	INVIVYD INC	$0	–	-350,000	–	-0.24%	–
ALGS	Exit	ALIGOS THERAPEUTICS INC	$0	–	-1,000,000	–	-0.24%	–
OLMA	Exit	OLEMA PHARMACEUTICALS INC	$0	–	-400,000	–	-0.24%	–
CTMX	Exit	CYTOMX THERAPEUTICS INC	$0	–	-800,000	–	-0.26%	–
CYT	Exit	CYTEIR THERAPEUTICS INC	$0	–	-654,112	–	-0.28%	–
FVE	Exit	ALERISLIFE INC	$0	–	-1,500,000	–	-0.31%	–
CIX	Exit	COMPX INTL INCcl a	$0	–	-93,160	–	-0.33%	–
ATAI	Exit	ATAI LIFE SCIENCES NV	$0	–	-470,000	–	-0.34%	–
	Exit	PYXIS ONCOLOGY INC	$0	–	-800,000	–	-0.35%	–
COLL	Exit	COLLEGIUM PHARMACEUTICAL INC	$0	–	-105,000	–	-0.37%	–
ETNB	Exit	89BIO INC	$0	–	-310,000	–	-0.39%	–
DNMR	Exit	DANIMER SCIENTIFIC INC	$0	–	-625,000	–	-0.40%	–
WVE	Exit	WAVE LIFE SCIENCES LTD	$0	–	-600,000	–	-0.48%	–
IVAC	Exit	INTEVAC INC	$0	–	-520,000	–	-0.53%	–
ILPT	Exit	INDUSTRIAL LOGISTICS PPTYS T	$0	–	-500,000	–	-0.60%	–
	Exit	GLOBAL BUSINESS TRAVEL GROUP	$0	–	-515,400	–	-0.64%	–
NHF	Exit	NEXPOINT DIVERSIFIED REL ET	$0	–	-250,000	–	-0.69%	–
QURE	Exit	UNIQURE NV	$0	–	-175,000	–	-0.72%	–
FLWS	Exit	1 800 FLOWERS COM INCcl a	$0	–	-505,900	–	-0.72%	–
PHAT	Exit	PHATHOM PHARMACEUTICALS INC	$0	–	-315,975	–	-0.77%	–
SFIX	Exit	STITCH FIX INC	$0	–	-929,200	–	-0.81%	–
	Exit	ALGOMA STL GROUP INC	$0	–	-590,899	–	-0.84%	–
TLYS	Exit	TILLYS INCcl a	$0	–	-571,150	–	-0.87%	–
CUBI	Exit	CUSTOMERS BANCORP INC	$0	–	-150,000	–	-0.97%	–
DXLG	Exit	DESTINATION XL GROUP INC	$0	–	-900,000	–	-1.07%	–
VRTS	Exit	VIRTUS INVT PARTNERS INC	$0	–	-31,916	–	-1.12%	–
KOD	Exit	KODIAK SCIENCES INC	$0	–	-675,000	–	-1.15%	–
NODK	Exit	NI HLDGS INC	$0	–	-455,262	–	-1.34%	–
MACK	Exit	MERRIMACK PHARMACEUTICALS IN	$0	–	-1,767,094	–	-1.46%	–
PCG	Exit	PG&E CORP	$0	–	-550,000	–	-1.51%	–
GLPG	Exit	GALAPAGOS NVspon adr	$0	–	-180,000	–	-1.68%	–
AMPY	Exit	AMPLIFY ENERGY CORP NEW	$0	–	-1,175,000	–	-1.70%	–
STAR	Exit	ISTAR INC	$0	–	-845,171	–	-1.72%	–
SPB	Exit	SPECTRUM BRANDS HLDGS INC NE	$0	–	-249,937	–	-2.14%	–
	Exit	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$0	–	-10,500,000	–	-2.23%	–
PFSW	Exit	PFSWEB INC	$0	–	-1,150,000	–	-2.35%	–
CIO	Exit	CITY OFFICE REIT INC	$0	–	-1,088,900	–	-2.38%	–
VTOL	Exit	BRISTOW GROUP INC	$0	–	-466,716	–	-2.41%	–
ADNT	Exit	ADIENT PLC	$0	–	-425,000	–	-2.59%	–
LW	Exit	LAMB WESTON HLDGS INC	$0	–	-153,900	–	-2.62%	–
	Exit	2SEVENTY BIO INC	$0	–	-950,000	–	-3.04%	–
MBI	Exit	MBIA INC	$0	–	-1,516,003	–	-3.06%	–
	Exit	SYLVAMO CORP	$0	–	-438,674	–	-3.26%	–
GTXAP	Exit	GARRETT MOTION INCpfd conv ser a	$0	–	-2,258,800	–	-3.53%	–
IAC	Exit	IAC INC	$0	–	-435,000	–	-5.29%	–
	Exit	ORION OFFICE REIT INC	$0	–	-2,860,000	–	-5.49%	–
TBPH	Exit	THERAVANCE BIOPHARMA INC	$0	–	-2,495,860	–	-5.56%	–
CNNE	Exit	CANNAE HLDGS INC	$0	–	-1,355,110	–	-6.15%	–
PAR	Exit	PAR TECHNOLOGY CORP	$0	–	-950,000	–	-6.16%	–
BCOR	Exit	BLUCORA INC	$0	–	-1,576,303	–	-6.69%	–
	Exit	ARDAGH METAL PACKAGING S A	$0	–	-6,318,468	–	-6.71%	–

Q3 2022

			Value		Shares		↓ Weighting
	Buy	ARDAGH METAL PACKAGING S A	$30,581,000	-16.8%	6,318,468	+4.9%	6.71%	-3.6%
BCOR	Sell	BLUCORA INC	$30,486,000	-5.5%	1,576,303	-9.8%	6.69%	+9.5%
PAR	Sell	PAR TECHNOLOGY CORP	$28,054,000	-26.5%	950,000	-6.7%	6.16%	-14.8%
CNNE	Sell	CANNAE HLDGS INC	$27,997,000	+3.4%	1,355,110	-3.2%	6.15%	+19.8%
TBPH	Buy	THERAVANCE BIOPHARMA INC	$25,308,000	+37.1%	2,495,860	+22.5%	5.56%	+58.8%
	Buy	ORION OFFICE REIT INC	$25,025,000	-17.3%	2,860,000	+3.6%	5.49%	-4.1%
IAC	Buy	IAC INC	$24,090,000	-5.3%	435,000	+29.9%	5.29%	+9.7%
GTXAP	Sell	GARRETT MOTION INCpfd conv ser a	$16,060,000	-15.6%	2,258,800	-2.4%	3.53%	-2.2%
	New	SYLVAMO CORP	$14,871,000	–	438,674	–	3.26%	–
MBI	Sell	MBIA INC	$13,947,000	-28.7%	1,516,003	-4.2%	3.06%	-17.3%
	Sell	2SEVENTY BIO INC	$13,823,000	-22.2%	950,000	-29.5%	3.04%	-9.9%
LW	Buy	LAMB WESTON HLDGS INC	$11,909,000	+11.1%	153,900	+2.6%	2.62%	+28.8%
ADNT	Buy	ADIENT PLC	$11,794,000	-5.5%	425,000	+0.9%	2.59%	+9.5%
VTOL	Buy	BRISTOW GROUP INC	$10,963,000	+17.5%	466,716	+17.0%	2.41%	+36.1%
CIO	Sell	CITY OFFICE REIT INC	$10,856,000	-23.4%	1,088,900	-0.6%	2.38%	-11.3%
PFSW	Buy	PFSWEB INC	$10,718,000	-19.4%	1,150,000	+1.6%	2.35%	-6.7%
	Sell	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$10,148,000	-8.8%	10,500,000	-8.7%	2.23%	+5.7%
STAR	New	ISTAR INC	$7,826,000	–	845,171	–	1.72%	–
AMPY	Buy	AMPLIFY ENERGY CORP NEW	$7,720,000	+9.8%	1,175,000	+9.3%	1.70%	+27.3%
GLPG	Buy	GALAPAGOS NVspon adr	$7,675,000	-19.1%	180,000	+5.9%	1.68%	-6.2%
PCG	Sell	PG&E CORP	$6,875,000	-18.0%	550,000	-34.5%	1.51%	-5.0%
MACK	Buy	MERRIMACK PHARMACEUTICALS IN	$6,627,000	-36.6%	1,767,094	+0.5%	1.46%	-26.6%
NODK	Buy	NI HLDGS INC	$6,082,000	-15.9%	455,262	+3.5%	1.34%	-2.6%
KOD	Sell	KODIAK SCIENCES INC	$5,225,000	-5.7%	675,000	-6.9%	1.15%	+9.3%
VRTS	Sell	VIRTUS INVT PARTNERS INC	$5,091,000	-24.6%	31,916	-19.2%	1.12%	-12.7%
TLYS	Sell	TILLYS INCcl a	$3,952,000	-9.2%	571,150	-7.9%	0.87%	+5.2%
	Sell	ALGOMA STL GROUP INC	$3,805,000	-71.8%	590,899	-60.6%	0.84%	-67.3%
SFIX	Buy	STITCH FIX INC	$3,670,000	-10.0%	929,200	+12.6%	0.81%	+4.4%
PHAT	Buy	PHATHOM PHARMACEUTICALS INC	$3,501,000	+62.2%	315,975	+23.5%	0.77%	+88.0%
FLWS	New	1 800 FLOWERS COM INCcl a	$3,283,000	–	505,900	–	0.72%	–
QURE	Sell	UNIQURE NV	$3,283,000	-35.3%	175,000	-35.7%	0.72%	-25.0%
	Buy	GLOBAL BUSINESS TRAVEL GROUP	$2,917,000	+88.6%	515,400	+110.2%	0.64%	+118.4%
ILPT	New	INDUSTRIAL LOGISTICS PPTYS T	$2,750,000	–	500,000	–	0.60%	–
IVAC	Buy	INTEVAC INC	$2,418,000	-0.9%	520,000	+3.2%	0.53%	+14.9%
WVE	Buy	WAVE LIFE SCIENCES LTD	$2,166,000	+65.1%	600,000	+48.7%	0.48%	+91.2%
CIX	Sell	COMPX INTL INCcl a	$1,513,000	-34.8%	93,160	-6.8%	0.33%	-24.4%
CYT	Buy	CYTEIR THERAPEUTICS INC	$1,256,000	-30.7%	654,112	+7.9%	0.28%	-19.5%
CTMX	Sell	CYTOMX THERAPEUTICS INC	$1,160,000	-40.9%	800,000	-25.5%	0.26%	-31.5%
OLMA	Sell	OLEMA PHARMACEUTICALS INC	$1,104,000	-45.7%	400,000	-20.0%	0.24%	-37.3%
	Sell	INVIVYD INC	$1,096,000	-16.7%	350,000	-12.7%	0.24%	-3.2%
ALGS	Buy	ALIGOS THERAPEUTICS INC	$1,100,000	-5.5%	1,000,000	+3.9%	0.24%	+9.0%
TCRR	Sell	TCR2 THERAPEUTICS INC	$1,080,000	-46.2%	600,000	-13.4%	0.24%	-37.8%
DBTX	Sell	DECIBEL THERAPEUTICS INC	$1,038,000	-20.5%	300,000	-3.2%	0.23%	-7.7%
ABIO	New	ARCA BIOPHARMA INC	$1,030,000	–	500,000	–	0.23%	–
LTCH	Sell	LATCH INC	$954,000	-44.2%	1,000,000	-33.3%	0.21%	-35.5%
BOLT	Sell	BOLT BIOTHERAPEUTICS INC	$888,000	-41.8%	600,000	-19.8%	0.20%	-32.5%
ADVM	Sell	ADVERUM BIOTECHNOLOGIES INC	$855,000	-31.2%	900,000	-13.0%	0.19%	-20.0%
	Sell	SEMA4 HOLDINGS CORP	$790,000	-45.3%	900,000	-21.4%	0.17%	-36.6%
	Sell	TSCAN THERAPEUTICS INC	$610,000	-22.0%	200,000	-19.6%	0.13%	-9.5%
BDTX	Sell	BLACK DIAMOND THERAPEUTICS I	$592,000	-53.7%	350,000	-32.7%	0.13%	-46.3%
FBRX	New	FORTE BIOSCIENCES INC	$535,000	–	500,000	–	0.12%	–
SIOX	Buy	SIO GENE THERAPIES INC	$420,000	-17.6%	1,500,000	+5.9%	0.09%	-5.2%
ORIC	Sell	ORIC PHARMACEUTICALS INC	$400,000	-40.5%	125,000	-16.7%	0.09%	-30.7%
PASG	Sell	PASSAGE BIO INC	$375,000	-74.4%	300,000	-51.6%	0.08%	-70.4%
	New	IO BIOTECH INC	$271,000	–	100,000	–	0.06%	–
	New	GLOBAL BUSINESS TRAVEL GROUP*w exp 99/99/999	$187,000	–	118,828	–	0.04%	–
	New	LEAFLY HOLDINGS INC*w exp 02/04/202	$108,000	–	634,640	–	0.02%	–
	New	LEAFLY HOLDINGS INC	$24,000	–	35,000	–	0.01%	–
RPHM	Exit	RENEO PHARMACEUTICALS INC	$0	–	-20,983	–	-0.01%	–
SATS	Exit	ECHOSTAR CORPcl a	$0	–	-7,862	–	-0.03%	–
BCAB	Exit	BIOATLA INC	$0	–	-65,332	–	-0.04%	–
AMYT	Exit	AMRYT PHARMA PLCsponsored ads	$0	–	-29,656	–	-0.04%	–
TLIS	Exit	TALIS BIOMEDICAL CORP	$0	–	-284,726	–	-0.04%	–
	Exit	DOMA HOLDINGS INC	$0	–	-300,000	–	-0.06%	–
KRON	Exit	KRONOS BIO INC	$0	–	-126,623	–	-0.09%	–
RFL	Exit	RAFAEL HLDGS INC	$0	–	-300,000	–	-0.11%	–
QD	Exit	QUDIAN INCadr	$0	–	-690,290	–	-0.14%	–
EAR	Exit	EARGO INC	$0	–	-1,312,066	–	-0.19%	–
RLJPRA	Exit	RLJ LODGING TRcum conv pfd a	$0	–	-125,607	–	-0.62%	–
RDUS	Exit	RADIUS HEALTH INC	$0	–	-381,998	–	-0.75%	–
LQDA	Exit	LIQUIDIA CORPORATION	$0	–	-1,568,627	–	-1.30%	–
EPZM	Exit	EPIZYME INC	$0	–	-7,569,995	–	-2.11%	–

Q2 2022

			Value		Shares		↓ Weighting
PAR	New	PAR TECHNOLOGY CORP	$38,167,000	–	1,018,068	–	7.23%	–
	New	ARDAGH METAL PACKAGING S A	$36,753,000	–	6,025,000	–	6.96%	–
BCOR	New	BLUCORA INC	$32,275,000	–	1,748,389	–	6.12%	–
	New	ORION OFFICE REIT INC	$30,250,000	–	2,760,000	–	5.73%	–
CNNE	New	CANNAE HLDGS INC	$27,076,000	–	1,400,000	–	5.13%	–
IAC	New	IAC INTERACTIVECORP NEW	$25,450,000	–	335,000	–	4.82%	–
SPB	New	SPECTRUM BRANDS HLDGS INC NE	$20,500,000	–	249,937	–	3.88%	–
MBI	New	MBIA INC	$19,548,000	–	1,582,811	–	3.70%	–
GTXAP	New	GARRETT MOTION INCpfd conv ser a	$19,030,000	–	2,315,058	–	3.60%	–
TBPH	New	THERAVANCE BIOPHARMA INC	$18,463,000	–	2,037,825	–	3.50%	–
	New	2SEVENTY BIO INC	$17,778,000	–	1,346,796	–	3.37%	–
CIO	New	CITY OFFICE REIT INC	$14,180,000	–	1,095,000	–	2.69%	–
	New	ALGOMA STL GROUP INC	$13,470,000	–	1,500,000	–	2.55%	–
PFSW	New	PFSWEB INC	$13,306,000	–	1,131,505	–	2.52%	–
ADNT	New	ADIENT PLC	$12,483,000	–	421,293	–	2.36%	–
EPZM	New	EPIZYME INC	$11,128,000	–	7,569,995	–	2.11%	–
	New	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$11,126,000	–	11,500,000	–	2.11%	–
LW	New	LAMB WESTON HLDGS INC	$10,719,000	–	150,000	–	2.03%	–
MACK	New	MERRIMACK PHARMACEUTICALS IN	$10,460,000	–	1,758,005	–	1.98%	–
GLPG	New	GALAPAGOS NVspon adr	$9,486,000	–	170,000	–	1.80%	–
VTOL	New	BRISTOW GROUP INC	$9,331,000	–	398,745	–	1.77%	–
PCG	New	PG&E CORP	$8,383,000	–	840,000	–	1.59%	–
NODK	New	NI HLDGS INC	$7,229,000	–	440,000	–	1.37%	–
AMPY	New	AMPLIFY ENERGY CORP NEW	$7,031,000	–	1,075,000	–	1.33%	–
LQDA	New	LIQUIDIA CORPORATION	$6,839,000	–	1,568,627	–	1.30%	–
VRTS	New	VIRTUS INVT PARTNERS INC	$6,755,000	–	39,500	–	1.28%	–
KOD	New	KODIAK SCIENCES INC	$5,539,000	–	725,000	–	1.05%	–
CUBI	New	CUSTOMERS BANCORP INC	$5,085,000	–	150,000	–	0.96%	–
QURE	New	UNIQURE NV	$5,072,000	–	272,091	–	0.96%	–
TLYS	New	TILLYS INCcl a	$4,352,000	–	620,000	–	0.82%	–
NHF	New	NEXPOINT DIVERSIFIED REL ET	$4,123,000	–	250,000	–	0.78%	–
SFIX	New	STITCH FIX INC	$4,076,000	–	825,000	–	0.77%	–
RDUS	New	RADIUS HEALTH INC	$3,961,000	–	381,998	–	0.75%	–
RLJPRA	New	RLJ LODGING TRcum conv pfd a	$3,257,000	–	125,607	–	0.62%	–
DXLG	New	DESTINATION XL GROUP INC	$3,051,000	–	900,000	–	0.58%	–
DNMR	New	DANIMER SCIENTIFIC INC	$2,850,000	–	625,000	–	0.54%	–
IVAC	New	INTEVAC INC	$2,440,000	–	504,035	–	0.46%	–
CIX	New	COMPX INTL INCcl a	$2,319,000	–	100,000	–	0.44%	–
PHAT	New	PHATHOM PHARMACEUTICALS INC	$2,159,000	–	255,767	–	0.41%	–
OLMA	New	OLEMA PHARMACEUTICALS INC	$2,035,000	–	500,000	–	0.39%	–
TCRR	New	TCR2 THERAPEUTICS INC	$2,009,000	–	692,799	–	0.38%	–
CTMX	New	CYTOMX THERAPEUTICS INC	$1,964,000	–	1,073,400	–	0.37%	–
	New	PYXIS ONCOLOGY INC	$1,904,000	–	800,000	–	0.36%	–
COLL	New	COLLEGIUM PHARMACEUTICAL INC	$1,861,000	–	105,000	–	0.35%	–
CYT	New	CYTEIR THERAPEUTICS INC	$1,813,000	–	606,248	–	0.34%	–
FVE	New	ALERISLIFE INC	$1,800,000	–	1,500,000	–	0.34%	–
ATAI	New	ATAI LIFE SCIENCES NV	$1,711,000	–	470,000	–	0.32%	–
LTCH	New	LATCH INC	$1,710,000	–	1,500,000	–	0.32%	–
	New	GLOBAL BUSINESS TRAVEL GROUP	$1,547,000	–	245,208	–	0.29%	–
BOLT	New	BOLT BIOTHERAPEUTICS INC	$1,526,000	–	748,252	–	0.29%	–
PASG	New	PASSAGE BIO INC	$1,463,000	–	620,000	–	0.28%	–
	New	SEMA4 HOLDINGS CORP	$1,443,000	–	1,145,000	–	0.27%	–
WVE	New	WAVE LIFE SCIENCES LTD	$1,312,000	–	403,553	–	0.25%	–
	New	ADAGIO THERAPEUTICS INC	$1,315,000	–	400,875	–	0.25%	–
DBTX	New	DECIBEL THERAPEUTICS INC	$1,305,000	–	310,000	–	0.25%	–
BDTX	New	BLACK DIAMOND THERAPEUTICS I	$1,279,000	–	520,000	–	0.24%	–
ADVM	New	ADVERUM BIOTECHNOLOGIES INC	$1,242,000	–	1,035,000	–	0.24%	–
ALGS	New	ALIGOS THERAPEUTICS INC	$1,164,000	–	962,088	–	0.22%	–
IOVA	New	IOVANCE BIOTHERAPEUTICS INC	$1,159,000	–	105,000	–	0.22%	–
ALEC	New	ALECTOR INC	$1,067,000	–	105,000	–	0.20%	–
ETNB	New	89BIO INC	$998,000	–	310,000	–	0.19%	–
EAR	New	EARGO INC	$987,000	–	1,312,066	–	0.19%	–
SNSE	New	SENSEI BIOTHERAPEUTICS INC	$942,000	–	415,000	–	0.18%	–
AMR	New	ALPHA METALLURGICAL RESOUR I	$816,000	–	6,319	–	0.16%	–
	New	TSCAN THERAPEUTICS INC	$782,000	–	248,611	–	0.15%	–
QD	New	QUDIAN INCadr	$759,000	–	690,290	–	0.14%	–
NUVB	New	NUVATION BIO INC	$680,000	–	210,000	–	0.13%	–
ORIC	New	ORIC PHARMACEUTICALS INC	$672,000	–	150,000	–	0.13%	–
RFL	New	RAFAEL HLDGS INC	$561,000	–	300,000	–	0.11%	–
SIOX	New	SIO GENE THERAPIES INC	$510,000	–	1,415,859	–	0.10%	–
KRON	New	KRONOS BIO INC	$461,000	–	126,623	–	0.09%	–
	New	DOMA HOLDINGS INC	$309,000	–	300,000	–	0.06%	–
TLIS	New	TALIS BIOMEDICAL CORP	$231,000	–	284,726	–	0.04%	–
AMYT	New	AMRYT PHARMA PLCsponsored ads	$207,000	–	29,656	–	0.04%	–
BCAB	New	BIOATLA INC	$186,000	–	65,332	–	0.04%	–
	New	8I ACQUISITION 2 CORPright 09/24/2026	$173,000	–	750,000	–	0.03%	–
SATS	New	ECHOSTAR CORPcl a	$152,000	–	7,862	–	0.03%	–
AGBAR	New	AGBA ACQUISITION LTDright 05/10/2024	$70,000	–	500,000	–	0.01%	–
RPHM	New	RENEO PHARMACEUTICALS INC	$56,000	–	20,983	–	0.01%	–
BRLIR	New	BRILLIANT ACQUISITION CORPright 99/99/9999	$60,000	–	457,409	–	0.01%	–
BENER	New	BENESSERE CAPITAL ACQUSTN COright 99/99/9999	$38,000	–	250,000	–	0.01%	–
	New	ARISZ ACQUISITION CORPright 99/99/9999	$25,000	–	250,000	–	0.01%	–
VHAQRT	New	VIVEON HEALTH ACQUISITION COright 12/31/2025	$20,000	–	250,000	–	0.00%	–
	New	SPK AQUISITION CORPright 05/13/2026	$1,000	–	60,000	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
MCMJW	Exit	MERIDA MERGER CORP I*w exp 11/07/202	$0	–	-295,000	–	-0.09%	–
TBPH	Exit	THERAVANCE BIOPHARMA INC	$0	–	-97,955	–	-0.19%	–
LEGO	Exit	LEGATO MERGER CORP	$0	–	-118,550	–	-0.33%	–
RVP	Exit	RETRACTABLE TECHNOLOGIES INC	$0	–	-132,000	–	-0.39%	–
FET	Exit	FORUM ENERGY TECHNOLOGIES IN	$0	–	-100,000	–	-0.60%	–
AAOI	Exit	APPLIED OPTOELECTRONICS INC	$0	–	-316,050	–	-0.60%	–
	Exit	BLUE FOUNDRY BANCORP	$0	–	-188,816	–	-0.70%	–
CIX	Exit	COMPX INTL INCcl a	$0	–	-141,924	–	-0.79%	–
BTU	Exit	PEABODY ENGR CORP	$0	–	-200,000	–	-0.79%	–
ATAI	Exit	ATAI LIFE SCIENCES NV	$0	–	-245,136	–	-0.97%	–
NHF	Exit	NEXPOINT STRATEGIC OPPORTES	$0	–	-289,678	–	-1.08%	–
AMR	Exit	ALPHA METALLURGICAL RESOUR I	$0	–	-110,000	–	-1.46%	–
MCMJ	Exit	MERIDA MERGER CORP I	$0	–	-590,000	–	-1.57%	–
VRTS	Exit	VIRTUS INVT PARTNERS INC	$0	–	-20,000	–	-1.66%	–
FVE	Exit	FIVE STAR SENIOR LIVING INC	$0	–	-1,450,000	–	-1.69%	–
DXLG	Exit	DESTINATION XL GROUP INC	$0	–	-1,100,000	–	-1.80%	–
NODK	Exit	NI HLDGS INC	$0	–	-425,000	–	-1.99%	–
MACK	Exit	MERRIMACK PHARMACEUTICALS IN	$0	–	-1,548,883	–	-2.00%	–
SATS	Exit	ECHOSTAR CORPcl a	$0	–	-300,000	–	-2.04%	–
CUBI	Exit	CUSTOMERS BANCORP INC	$0	–	-180,000	–	-2.07%	–
ODP	Exit	THE ODP CORP	$0	–	-200,000	–	-2.14%	–
PFSW	Exit	PFSWEB INC	$0	–	-672,426	–	-2.31%	–
CIO	Exit	CITY OFFICE REIT INC	$0	–	-523,781	–	-2.50%	–
	Exit	INFLECTION POINT ACQUSTN CORunit 09/21/2026	$0	–	-1,000,000	–	-2.64%	–
ARD	Exit	ARDAGH GROUP S Acl a	$0	–	-450,000	–	-3.06%	–
	Exit	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$0	–	-12,750,000	–	-3.22%	–
BAMR	Exit	BROOKFIELD ASSET MGMT REINScl a exch lt vtg	$0	–	-225,000	–	-3.33%	–
PCG	Exit	PG&E CORP	$0	–	-1,500,000	–	-3.84%	–
MBI	Exit	MBIA INC	$0	–	-1,292,123	–	-4.43%	–
VTOL	Exit	BRISTOW GROUP INC	$0	–	-555,000	–	-4.71%	–
CPLG	Exit	COREPOINT LODGING INC	$0	–	-1,185,000	–	-4.90%	–
ADNT	Exit	ADIENT PLC	$0	–	-465,000	–	-5.14%	–
	Exit	JACKSON FINANCIAL INC	$0	–	-877,600	–	-6.09%	–
STMP	Exit	STAMPS COM INC	$0	–	-70,000	–	-6.16%	–
SPB	Exit	SPECTRUM BRANDS HLDGS INC NE	$0	–	-249,937	–	-6.38%	–
RFL	Exit	RAFAEL HLDGS INC	$0	–	-906,053	–	-7.43%	–
EBC	Exit	EASTERN BANKSHARES INC	$0	–	-1,650,000	–	-8.93%	–

Q3 2021

			Value		Shares		↓ Weighting
RFL	Buy	RAFAEL HLDGS INC	$27,843,000	+49.2%	906,053	+147.9%	7.43%	+43.8%
STMP	Sell	STAMPS COM INC	$23,085,000	-25.6%	70,000	-54.8%	6.16%	-28.4%
	New	JACKSON FINANCIAL INC	$22,818,000	–	877,600	–	6.09%	–
CPLG	Sell	COREPOINT LODGING INC	$18,368,000	+16.1%	1,185,000	-19.8%	4.90%	+11.9%
VTOL	Sell	BRISTOW GROUP INC	$17,666,000	+12.4%	555,000	-9.5%	4.71%	+8.3%
MBI	Buy	MBIA INC	$16,604,000	+22.3%	1,292,123	+4.7%	4.43%	+17.8%
PCG	Buy	PG&E CORP	$14,400,000	+31.1%	1,500,000	+38.9%	3.84%	+26.3%
BAMR	New	BROOKFIELD ASSET MGMT REINScl a exch lt vtg	$12,501,000	–	225,000	–	3.33%	–
ARD	Buy	ARDAGH GROUP S Acl a	$11,471,000	+195.3%	450,000	+184.1%	3.06%	+184.7%
	New	INFLECTION POINT ACQUSTN CORunit 09/21/2026	$9,880,000	–	1,000,000	–	2.64%	–
CIO	New	CITY OFFICE REIT INC	$9,355,000	–	523,781	–	2.50%	–
PFSW	Buy	PFSWEB INC	$8,674,000	+683.6%	672,426	+348.3%	2.31%	+656.2%
ODP	New	THE ODP CORP	$8,032,000	–	200,000	–	2.14%	–
CUBI	Sell	CUSTOMERS BANCORP INC	$7,744,000	-0.7%	180,000	-10.0%	2.07%	-4.3%
SATS	New	ECHOSTAR CORPcl a	$7,653,000	–	300,000	–	2.04%	–
NODK	Sell	NI HLDGS INC	$7,463,000	-11.2%	425,000	-3.8%	1.99%	-14.4%
DXLG	New	DESTINATION XL GROUP INC	$6,732,000	–	1,100,000	–	1.80%	–
FVE	Buy	FIVE STAR SENIOR LIVING INC	$6,351,000	-6.6%	1,450,000	+22.9%	1.69%	-10.0%
AMR	Sell	ALPHA METALLURGICAL RESOUR I	$5,477,000	-14.5%	110,000	-56.0%	1.46%	-17.6%
NHF	Buy	NEXPOINT STRATEGIC OPPORTES	$4,029,000	+2.7%	289,678	+1.6%	1.08%	-1.0%
ATAI	Sell	ATAI LIFE SCIENCES NV	$3,626,000	+0.4%	245,136	-3.9%	0.97%	-3.3%
CIX	Buy	COMPX INTL INCcl a	$2,949,000	+1.0%	141,924	+0.9%	0.79%	-2.7%
	New	BLUE FOUNDRY BANCORP	$2,604,000	–	188,816	–	0.70%	–
FET	Sell	FORUM ENERGY TECHNOLOGIES IN	$2,254,000	-32.4%	100,000	-29.6%	0.60%	-34.9%
LEGO	New	LEGATO MERGER CORP	$1,247,000	–	118,550	–	0.33%	–
TBPH	New	THERAVANCE BIOPHARMA INC	$725,000	–	97,955	–	0.19%	–
NGABWS	Exit	NORTHERN GENESIS ACQUISITION*w exp 01/15/202	$0	–	-3,332	–	-0.00%	–
GSAQW	Exit	GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999	$0	–	-12,500	–	-0.00%	–
FCAXWS	Exit	FORTRESS CAPITAL ACQUISITION*w exp 99/99/999	$0	–	-14,934	–	-0.00%	–
CSTAWS	Exit	CONSTELLATION ACQUISITN CORP*w exp 01/29/202	$0	–	-16,666	–	-0.00%	–
JWSMWS	Exit	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$0	–	-12,499	–	-0.00%	–
SLACWS	Exit	SOCIAL LEVERAGE ACQUISN CORP*w exp 02/17/202	$0	–	-12,500	–	-0.00%	–
SSAAW	Exit	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$0	–	-16,666	–	-0.00%	–
AACWS	Exit	ARES ACQUISITION CORPORATION*w exp 99/99/999	$0	–	-10,000	–	-0.00%	–
DCRNW	Exit	DECARBONIZATION PLUS ACQU II*w exp 01/19/202	$0	–	-13,332	–	-0.01%	–
SWETW	Exit	ATHLON ACQUISITION CORP*w exp 01/12/202	$0	–	-25,000	–	-0.01%	–
KURIW	Exit	ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202	$0	–	-12,500	–	-0.01%	–
EACPW	Exit	EDIFY ACQUISITION CORP*w exp 11/25/202	$0	–	-25,000	–	-0.01%	–
GMBTW	Exit	QUEENS GAMBIT GROWTH CAPITAL*w exp 01/19/202	$0	–	-16,666	–	-0.01%	–
TINVWS	Exit	TIGA ACQUISITION CORP*w exp 11/06/202	$0	–	-16,050	–	-0.01%	–
SHACW	Exit	SCP & CO HEALTHCARE ACQUSTN*w exp 01/27/202	$0	–	-25,000	–	-0.01%	–
SPAQWS	Exit	SPARTAN ACQUISITION CORP III*w exp 02/04/202	$0	–	-18,749	–	-0.01%	–
PDOTWS	Exit	PERIDOT ACQUISITION CORP II*w exp 04/30/202	$0	–	-20,000	–	-0.01%	–
OCAXW	Exit	OCA ACQUISITION CORP*w exp 01/14/202	$0	–	-37,500	–	-0.01%	–
JOFFW	Exit	JOFF FINTECH ACQUISITION COR*w exp 02/04/202	$0	–	-24,999	–	-0.01%	–
CLASWS	Exit	CLASS ACCELERATION CORP*w exp 03/31/202	$0	–	-37,500	–	-0.01%	–
JCICW	Exit	JACK CREEK INVESTMENT CORP*w exp 10/01/202	$0	–	-37,500	–	-0.01%	–
GNACW	Exit	GROUP NINE ACQUISITION CORP*w exp 01/15/202	$0	–	-24,999	–	-0.01%	–
RKTAWS	Exit	ROCKET INTERNET GRWT OPRT CO*w exp 99/99/999	$0	–	-25,000	–	-0.01%	–
ROCRW	Exit	ROTH CH ACQUISITION III CO*w exp 02/26/202	$0	–	-18,749	–	-0.01%	–
TMKRW	Exit	TASTEMAKER ACQUISITION CORP*w exp 01/07/202	$0	–	-50,000	–	-0.01%	–
LHCWS	Exit	LEO HLDGS CORP II*w exp 01/07/202	$0	–	-48,759	–	-0.01%	–
ENFAW	Exit	890 5TH AVE PARTNERS INC*w exp 01/12/202	$0	–	-50,000	–	-0.02%	–
COLIW	Exit	COLICITY INC*w exp 02/24/202	$0	–	-40,000	–	-0.02%	–
ENVIW	Exit	ENVIRONMENTAL IMPACT ACQU CO*w exp 09/30/202	$0	–	-62,500	–	-0.02%	–
AGGRW	Exit	AGILE GROWTH CORP*w exp 03/09/202	$0	–	-94,003	–	-0.02%	–
NGAB	Exit	NORTHERN GENESIS ACQUISITION	$0	–	-10,000	–	-0.03%	–
SPKBU	Exit	SILVER SPIKE ACQUISITN CORPunit 02/26/2026	$0	–	-16,140	–	-0.04%	–
GRCY	Exit	GREENCITY ACQUISITION CORP	$0	–	-50,000	–	-0.14%	–
CMLF	Exit	CM LIFE SCIENCES INC	$0	–	-50,000	–	-0.19%	–
JOFF	Exit	JOFF FINTECH ACQUISITION COR	$0	–	-75,000	–	-0.20%	–
TMKR	Exit	TASTEMAKER ACQUISITION CORP	$0	–	-75,000	–	-0.20%	–
SPAQ	Exit	SPARTAN ACQUISITION CORP III	$0	–	-75,000	–	-0.20%	–
ROCR	Exit	ROTH CH ACQUISITION III CO	$0	–	-75,000	–	-0.20%	–
OCAX	Exit	OCA ACQUISITION CORP	$0	–	-75,000	–	-0.21%	–
CAP	Exit	CAPITOL INVESTMENT CORP V	$0	–	-75,000	–	-0.21%	–
FCAC	Exit	FALCON CAPITAL ACQUISITN COR	$0	–	-100,000	–	-0.26%	–
LHC	Exit	LEO HLDGS CORP II	$0	–	-100,000	–	-0.27%	–
PDOT	Exit	PERIDOT ACQUISITION CORP II	$0	–	-100,000	–	-0.27%	–
RKTA	Exit	ROCKET INTERNET GRWT OPRT CO	$0	–	-100,000	–	-0.27%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-100,000	–	-0.27%	–
BMTX	Exit	BM TECHNOLOGIES INC	$0	–	-92,334	–	-0.27%	–
ALUS	Exit	ALUSSA ENERGY ACQUISITION CO	$0	–	-100,000	–	-0.27%	–
ACEV	Exit	ACE CONVERGENCE ACQU CORPcl a	$0	–	-100,000	–	-0.28%	–
VMAC	Exit	VISTAS MEDIA ACQUISITION CO	$0	–	-100,000	–	-0.28%	–
GLEO	Exit	GALILEO ACQUISITION CORP	$0	–	-100,000	–	-0.28%	–
BREZ	Exit	BREEZE HOLDINGS ACQUISITN CO	$0	–	-100,000	–	-0.28%	–
ENVI	Exit	ENVIRONMENTAL IMPACT ACQU CO	$0	–	-125,000	–	-0.34%	–
ENFA	Exit	890 5TH AVE PARTNERS INC	$0	–	-150,000	–	-0.41%	–
SOAC	Exit	SUSTAINABLE OPPORTNTS ACQ CO	$0	–	-150,000	–	-0.41%	–
CAAP	Exit	CORPORACION AMER ARPTS S A	$0	–	-300,000	–	-0.48%	–
JILL	Exit	J JILL INC	$0	–	-98,000	–	-0.54%	–
COLI	Exit	COLICITY INC	$0	–	-200,000	–	-0.54%	–
AGGR	Exit	AGILE GROWTH CORPclass a ord	$0	–	-282,012	–	-0.76%	–
CHNG	Exit	CHANGE HEALTHCARE INC	$0	–	-150,002	–	-0.96%	–
GTX	Exit	GARRETT MOTION INC	$0	–	-1,018,147	–	-2.25%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-265,325	–	-3.47%	–
MIC	Exit	MACQUARIE INFRASTRUCTURE COR	$0	–	-475,000	–	-5.03%	–
GLNG	Exit	GOLAR LNG LTD	$0	–	-1,395,000	–	-5.12%	–

Q2 2021

			Value		Shares		↓ Weighting
EBC	New	EASTERN BANKSHARES INC	$33,941,000	–	1,650,000	–	9.40%	–
STMP	New	STAMPS COM INC	$31,045,000	–	155,000	–	8.60%	–
SPB	New	SPECTRUM BRANDS HLDGS INC NE	$21,255,000	–	249,937	–	5.88%	–
ADNT	New	ADIENT PLC	$21,018,000	–	465,000	–	5.82%	–
RFL	New	RAFAEL HLDGS INC	$18,656,000	–	365,440	–	5.16%	–
GLNG	New	GOLAR LNG LTD	$18,484,000	–	1,395,000	–	5.12%	–
MIC	New	MACQUARIE INFRASTRUCTURE COR	$18,178,000	–	475,000	–	5.03%	–
CPLG	New	COREPOINT LODGING INC	$15,815,000	–	1,478,012	–	4.38%	–
VTOL	New	BRISTOW GROUP INC	$15,712,000	–	613,503	–	4.35%	–
MBI	New	MBIA INC	$13,578,000	–	1,234,405	–	3.76%	–
	New	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$12,714,000	–	12,750,000	–	3.52%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$12,521,000	–	265,325	–	3.47%	–
PCG	New	PG&E CORP	$10,984,000	–	1,080,000	–	3.04%	–
MACK	New	MERRIMACK PHARMACEUTICALS IN	$9,866,000	–	1,548,883	–	2.73%	–
NODK	New	NI HLDGS INC	$8,402,000	–	441,971	–	2.33%	–
GTX	New	GARRETT MOTION INC	$8,125,000	–	1,018,147	–	2.25%	–
CUBI	New	CUSTOMERS BANCORP INC	$7,798,000	–	200,000	–	2.16%	–
FVE	New	FIVE STAR SENIOR LIVING INC	$6,797,000	–	1,180,000	–	1.88%	–
AMR	New	ALPHA METALLURGICAL RESOUR I	$6,408,000	–	250,000	–	1.77%	–
MCMJ	New	MERIDA MERGER CORP I	$5,871,000	–	590,000	–	1.62%	–
VRTS	New	VIRTUS INVT PARTNERS INC	$5,555,000	–	20,000	–	1.54%	–
NHF	New	NEXPOINT STRATEGIC OPPORTES	$3,922,000	–	285,000	–	1.09%	–
ARD	New	ARDAGH GROUP S Acl a	$3,884,000	–	158,389	–	1.08%	–
ATAI	New	ATAI LIFE SCIENCES NV	$3,611,000	–	255,136	–	1.00%	–
CHNG	New	CHANGE HEALTHCARE INC	$3,456,000	–	150,002	–	0.96%	–
FET	New	FORUM ENERGY TECHNOLOGIES IN	$3,334,000	–	142,000	–	0.92%	–
CIX	New	COMPX INTL INCcl a	$2,921,000	–	140,642	–	0.81%	–
AGGR	New	AGILE GROWTH CORPclass a ord	$2,727,000	–	282,012	–	0.76%	–
AAOI	New	APPLIED OPTOELECTRONICS INC	$2,677,000	–	316,050	–	0.74%	–
COLI	New	COLICITY INC	$1,950,000	–	200,000	–	0.54%	–
JILL	New	J JILL INC	$1,932,000	–	98,000	–	0.54%	–
CAAP	New	CORPORACION AMER ARPTS S A	$1,716,000	–	300,000	–	0.48%	–
BTU	New	PEABODY ENGR CORP	$1,586,000	–	200,000	–	0.44%	–
RVP	New	RETRACTABLE TECHNOLOGIES INC	$1,526,000	–	132,000	–	0.42%	–
SOAC	New	SUSTAINABLE OPPORTNTS ACQ CO	$1,493,000	–	150,000	–	0.41%	–
ENFA	New	890 5TH AVE PARTNERS INC	$1,479,000	–	150,000	–	0.41%	–
ENVI	New	ENVIRONMENTAL IMPACT ACQU CO	$1,226,000	–	125,000	–	0.34%	–
PFSW	New	PFSWEB INC	$1,107,000	–	150,000	–	0.31%	–
GLEO	New	GALILEO ACQUISITION CORP	$1,000,000	–	100,000	–	0.28%	–
BREZ	New	BREEZE HOLDINGS ACQUISITN CO	$1,002,000	–	100,000	–	0.28%	–
VMAC	New	VISTAS MEDIA ACQUISITION CO	$999,000	–	100,000	–	0.28%	–
ACEV	New	ACE CONVERGENCE ACQU CORPcl a	$996,000	–	100,000	–	0.28%	–
ALUS	New	ALUSSA ENERGY ACQUISITION CO	$991,000	–	100,000	–	0.27%	–
BMTX	New	BM TECHNOLOGIES INC	$989,000	–	92,334	–	0.27%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$990,000	–	100,000	–	0.27%	–
RKTA	New	ROCKET INTERNET GRWT OPRT CO	$983,000	–	100,000	–	0.27%	–
PDOT	New	PERIDOT ACQUISITION CORP II	$975,000	–	100,000	–	0.27%	–
LHC	New	LEO HLDGS CORP II	$972,000	–	100,000	–	0.27%	–
FCAC	New	FALCON CAPITAL ACQUISITN COR	$928,000	–	100,000	–	0.26%	–
CAP	New	CAPITOL INVESTMENT CORP V	$748,000	–	75,000	–	0.21%	–
OCAX	New	OCA ACQUISITION CORP	$743,000	–	75,000	–	0.21%	–
ROCR	New	ROTH CH ACQUISITION III CO	$740,000	–	75,000	–	0.20%	–
SPAQ	New	SPARTAN ACQUISITION CORP III	$734,000	–	75,000	–	0.20%	–
TMKR	New	TASTEMAKER ACQUISITION CORP	$731,000	–	75,000	–	0.20%	–
JOFF	New	JOFF FINTECH ACQUISITION COR	$725,000	–	75,000	–	0.20%	–
CMLF	New	CM LIFE SCIENCES INC	$701,000	–	50,000	–	0.19%	–
GRCY	New	GREENCITY ACQUISITION CORP	$506,000	–	50,000	–	0.14%	–
MCMJW	New	MERIDA MERGER CORP I*w exp 11/07/202	$351,000	–	295,000	–	0.10%	–
SPKBU	New	SILVER SPIKE ACQUISITN CORPunit 02/26/2026	$163,000	–	16,140	–	0.04%	–
NGAB	New	NORTHERN GENESIS ACQUISITION	$100,000	–	10,000	–	0.03%	–
AGGRW	New	AGILE GROWTH CORP*w exp 03/09/202	$89,000	–	94,003	–	0.02%	–
ENVIW	New	ENVIRONMENTAL IMPACT ACQU CO*w exp 09/30/202	$68,000	–	62,500	–	0.02%	–
ENFAW	New	890 5TH AVE PARTNERS INC*w exp 01/12/202	$63,000	–	50,000	–	0.02%	–
COLIW	New	COLICITY INC*w exp 02/24/202	$62,000	–	40,000	–	0.02%	–
LHCWS	New	LEO HLDGS CORP II*w exp 01/07/202	$48,000	–	48,759	–	0.01%	–
TMKRW	New	TASTEMAKER ACQUISITION CORP*w exp 01/07/202	$37,000	–	50,000	–	0.01%	–
RKTAWS	New	ROCKET INTERNET GRWT OPRT CO*w exp 99/99/999	$33,000	–	25,000	–	0.01%	–
ROCRW	New	ROTH CH ACQUISITION III CO*w exp 02/26/202	$31,000	–	18,749	–	0.01%	–
GNACW	New	GROUP NINE ACQUISITION CORP*w exp 01/15/202	$30,000	–	24,999	–	0.01%	–
CLASWS	New	CLASS ACCELERATION CORP*w exp 03/31/202	$30,000	–	37,500	–	0.01%	–
JCICW	New	JACK CREEK INVESTMENT CORP*w exp 10/01/202	$30,000	–	37,500	–	0.01%	–
OCAXW	New	OCA ACQUISITION CORP*w exp 01/14/202	$26,000	–	37,500	–	0.01%	–
JOFFW	New	JOFF FINTECH ACQUISITION COR*w exp 02/04/202	$26,000	–	24,999	–	0.01%	–
PDOTWS	New	PERIDOT ACQUISITION CORP II*w exp 04/30/202	$23,000	–	20,000	–	0.01%	–
SHACW	New	SCP & CO HEALTHCARE ACQUSTN*w exp 01/27/202	$21,000	–	25,000	–	0.01%	–
SPAQWS	New	SPARTAN ACQUISITION CORP III*w exp 02/04/202	$22,000	–	18,749	–	0.01%	–
SWETW	New	ATHLON ACQUISITION CORP*w exp 01/12/202	$19,000	–	25,000	–	0.01%	–
DCRNW	New	DECARBONIZATION PLUS ACQU II*w exp 01/19/202	$19,000	–	13,332	–	0.01%	–
GMBTW	New	QUEENS GAMBIT GROWTH CAPITAL*w exp 01/19/202	$17,000	–	16,666	–	0.01%	–
EACPW	New	EDIFY ACQUISITION CORP*w exp 11/25/202	$18,000	–	25,000	–	0.01%	–
TINVWS	New	TIGA ACQUISITION CORP*w exp 11/06/202	$18,000	–	16,050	–	0.01%	–
KURIW	New	ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202	$18,000	–	12,500	–	0.01%	–
AACWS	New	ARES ACQUISITION CORPORATION*w exp 99/99/999	$13,000	–	10,000	–	0.00%	–
SSAAW	New	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$15,000	–	16,666	–	0.00%	–
CSTAWS	New	CONSTELLATION ACQUISITN CORP*w exp 01/29/202	$15,000	–	16,666	–	0.00%	–
SLACWS	New	SOCIAL LEVERAGE ACQUISN CORP*w exp 02/17/202	$14,000	–	12,500	–	0.00%	–
JWSMWS	New	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$16,000	–	12,499	–	0.00%	–
FCAXWS	New	FORTRESS CAPITAL ACQUISITION*w exp 99/99/999	$16,000	–	14,934	–	0.00%	–
GSAQW	New	GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999	$10,000	–	12,500	–	0.00%	–
NGABWS	New	NORTHERN GENESIS ACQUISITION*w exp 01/15/202	$6,000	–	3,332	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
OAC	Exit	OAKTREE ACQUISITION CORP	$0	–	-3,400	–	-0.01%	–
MCMJW	Exit	MERIDA MERGER CORP I*w exp 11/07/202	$0	–	-295,000	–	-0.04%	–
SPNX	Exit	SUPERIOR ENERGY SVCS INC	$0	–	-460,000	–	-0.04%	–
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-27,777	–	-0.05%	–
BTU	Exit	PEABODY ENERGY CORP NEW	$0	–	-200,000	–	-0.11%	–
ARNC	Exit	ARCONIC CORPORATION	$0	–	-25,000	–	-0.12%	–
WSG	Exit	WANDA SPORTS GROUP CO LTDsponsored ads	$0	–	-409,817	–	-0.23%	–
BMYRT	Exit	BRISTOL-MYERS SQUIBB COright 99/99/9999	$0	–	-450,000	–	-0.24%	–
FET	Exit	FORUM ENERGY TECHNOLOGIES IN	$0	–	-2,000,000	–	-0.27%	–
REPH	Exit	RECRO PHARMA INC	$0	–	-700,000	–	-0.36%	–
SATS	Exit	ECHOSTAR CORPcl a	$0	–	-62,170	–	-0.38%	–
CTRA	Exit	CONTURA ENERGY INC	$0	–	-250,000	–	-0.44%	–
CAAP	Exit	CORPORACION AMER ARPTS S A	$0	–	-1,203,974	–	-0.65%	–
AOUT	Exit	AMERICAN OUTDOOR BRANDS INC	$0	–	-220,561	–	-0.70%	–
RVI	Exit	RETAIL VALUE INC	$0	–	-252,319	–	-0.77%	–
AAOI	Exit	APPLIED OPTOELECTRONICS INC	$0	–	-316,050	–	-0.86%	–
BKH	Exit	BLACK HILLS CORP	$0	–	-75,000	–	-0.97%	–
CWH	Exit	CAMPING WORLD HLDGS INCcl a	$0	–	-135,000	–	-0.97%	–
ALE	Exit	ALLETE INC	$0	–	-80,000	–	-1.00%	–
NWE	Exit	NORTHWESTERN CORP	$0	–	-90,000	–	-1.06%	–
PNW	Exit	PINNACLE WEST CAP CORP	$0	–	-60,000	–	-1.08%	–
GLNG	Exit	GOLAR LNG LTD	$0	–	-750,000	–	-1.10%	–
SMCI	Exit	SUPER MICRO COMPUTER INC	$0	–	-182,769	–	-1.17%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-15,000	–	-1.22%	–
FVE	Exit	FIVE STAR SENIOR LIVING INC	$0	–	-1,018,041	–	-1.25%	–
MACK	Exit	MERRIMACK PHARMACEUTICALS IN	$0	–	-1,296,436	–	-1.26%	–
PSTH	Exit	PERSHING SQUARE TONTINE HLDG	$0	–	-250,000	–	-1.38%	–
PNM	Exit	PNM RES INC	$0	–	-140,000	–	-1.40%	–
RFL	Exit	RAFAEL HLDGS INC	$0	–	-375,000	–	-1.41%	–
MCMJ	Exit	MERIDA MERGER CORP I	$0	–	-590,000	–	-1.41%	–
WBS	Exit	WEBSTER FINL CORP CONN	$0	–	-230,000	–	-1.47%	–
ESRT	Exit	EMPIRE ST RLTY TR INCcl a	$0	–	-1,100,000	–	-1.63%	–
GTX	Exit	GARRETT MOTION INC	$0	–	-2,000,000	–	-1.67%	–
POR	Exit	PORTLAND GEN ELEC CO	$0	–	-200,000	–	-1.72%	–
RHP	Exit	RYMAN HOSPITALITY PPTYS INC	$0	–	-205,700	–	-1.83%	–
	Exit	TILRAY INCnote 5.000%10/0	$0	–	-18,000,000	–	-1.84%	–
TRWH	Exit	TWIN RIV WORLDWIDE HLDGS INC	$0	–	-314,731	–	-2.00%	–
CUBI	Exit	CUSTOMERS BANCORP INC	$0	–	-750,000	–	-2.04%	–
	Exit	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$0	–	-13,514,000	–	-2.04%	–
NODK	Exit	NI HLDGS INC	$0	–	-500,000	–	-2.05%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-375,000	–	-2.61%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-600,000	–	-2.75%	–
RLJPRA	Exit	RLJ LODGING TRcum conv pfd a	$0	–	-495,000	–	-2.75%	–
VTOL	Exit	BRISTOW GROUP INC	$0	–	-539,982	–	-2.78%	–
FTK	Exit	FLOTEK INDS INC DEL	$0	–	-4,916,573	–	-3.23%	–
CPLG	Exit	COREPOINT LODGING INC	$0	–	-2,500,000	–	-3.30%	–
SPB	Exit	SPECTRUM BRANDS HLDGS INC NE	$0	–	-249,937	–	-3.46%	–
VRTS	Exit	VIRTUS INVT PARTNERS INC	$0	–	-106,500	–	-3.58%	–
HII	Exit	HUNTINGTON INGALLS INDS INC	$0	–	-125,000	–	-4.26%	–
CHNG	Exit	CHANGE HEALTHCARE INC	$0	–	-1,450,000	–	-5.10%	–
ADNT	Exit	ADIENT PLC	$0	–	-1,350,000	–	-5.67%	–
PCG	Exit	PG&E CORP	$0	–	-2,800,000	–	-6.37%	–
PFNX	Exit	PFENEX INC	$0	–	-4,500,000	–	-13.90%	–

Q3 2020

			Value		Shares		↓ Weighting
PFNX	New	PFENEX INC	$57,375,000	–	4,500,000	–	13.90%	–
PCG	Buy	PG&E CORP	$26,292,000	+26.2%	2,800,000	+19.2%	6.37%	-16.4%
ADNT	Buy	ADIENT PLC	$23,396,000	+14.0%	1,350,000	+8.0%	5.67%	-24.5%
CHNG	Buy	CHANGE HEALTHCARE INC	$21,040,000	+44.5%	1,450,000	+11.5%	5.10%	-4.3%
HII	New	HUNTINGTON INGALLS INDS INC	$17,594,000	–	125,000	–	4.26%	–
VRTS	Sell	VIRTUS INVT PARTNERS INC	$14,766,000	+14.9%	106,500	-3.6%	3.58%	-23.9%
CPLG	Sell	COREPOINT LODGING INC	$13,625,000	+29.3%	2,500,000	-0.1%	3.30%	-14.4%
FTK	Sell	FLOTEK INDS INC DEL	$13,324,000	+94.3%	4,916,573	-13.9%	3.23%	+28.7%
VTOL	Buy	BRISTOW GROUP INC	$11,475,000	+105.9%	539,982	+35.0%	2.78%	+36.4%
RLJPRA	Buy	RLJ LODGING TRcum conv pfd a	$11,350,000	+11.5%	495,000	+6.5%	2.75%	-26.2%
SPR	Buy	SPIRIT AEROSYSTEMS HLDGS INC	$11,346,000	+11.5%	600,000	+41.2%	2.75%	-26.2%
FE	New	FIRSTENERGY CORP	$10,766,000	–	375,000	–	2.61%	–
NODK	Sell	NI HLDGS INC	$8,445,000	+11.6%	500,000	-2.4%	2.05%	-26.1%
	New	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$8,439,000	–	13,514,000	–	2.04%	–
CUBI	Buy	CUSTOMERS BANCORP INC	$8,400,000	+39.8%	750,000	+50.0%	2.04%	-7.5%
TRWH	Sell	TWIN RIV WORLDWIDE HLDGS INC	$8,268,000	+9.1%	314,731	-7.4%	2.00%	-27.8%
	Sell	TILRAY INCnote 5.000%10/0	$7,571,000	-17.3%	18,000,000	-10.0%	1.84%	-45.2%
RHP	Buy	RYMAN HOSPITALITY PPTYS INC	$7,570,000	+118.8%	205,700	+105.7%	1.83%	+44.9%
POR	Buy	PORTLAND GEN ELEC CO	$7,100,000	+54.4%	200,000	+81.8%	1.72%	+2.2%
GTX	Sell	GARRETT MOTION INC	$6,900,000	-52.8%	2,000,000	-24.1%	1.67%	-68.7%
ESRT	New	EMPIRE ST RLTY TR INCcl a	$6,732,000	–	1,100,000	–	1.63%	–
RFL	Sell	RAFAEL HLDGS INC	$5,813,000	+1.4%	375,000	-6.0%	1.41%	-32.8%
PSTH	New	PERSHING SQUARE TONTINE HLDG	$5,673,000	–	250,000	–	1.38%	–
MACK	Buy	MERRIMACK PHARMACEUTICALS IN	$5,186,000	+29.8%	1,296,436	+8.1%	1.26%	-14.0%
FVE	Buy	FIVE STAR SENIOR LIVING INC	$5,161,000	+32.3%	1,018,041	+1.8%	1.25%	-12.3%
SPY	New	SPDR S&P 500 ETF TRput	$5,023,000	–	15,000	–	1.22%	–
SMCI	Sell	SUPER MICRO COMPUTER INC	$4,825,000	-25.2%	182,769	-19.5%	1.17%	-50.4%
GLNG	New	GOLAR LNG LTD	$4,541,000	–	750,000	–	1.10%	–
BKH	Buy	BLACK HILLS CORP	$4,012,000	+41.6%	75,000	+50.0%	0.97%	-6.3%
AOUT	New	AMERICAN OUTDOOR BRANDS INC	$2,874,000	–	220,561	–	0.70%	–
CAAP	Sell	CORPORACION AMER ARPTS S A	$2,685,000	+1.1%	1,203,974	-1.1%	0.65%	-33.0%
SATS	New	ECHOSTAR CORPcl a	$1,547,000	–	62,170	–	0.38%	–
REPH	New	RECRO PHARMA INC	$1,470,000	–	700,000	–	0.36%	–
FET	Buy	FORUM ENERGY TECHNOLOGIES IN	$1,099,000	+38.8%	2,000,000	+33.3%	0.27%	-8.3%
BMYRT	New	BRISTOL-MYERS SQUIBB COright 99/99/9999	$1,013,000	–	450,000	–	0.24%	–
WSG	Buy	WANDA SPORTS GROUP CO LTDsponsored ads	$951,000	+13.2%	409,817	+2.5%	0.23%	-25.1%
ARNC	Sell	ARCONIC CORPORATION	$476,000	-75.1%	25,000	-81.8%	0.12%	-83.5%
BTU	New	PEABODY ENERGY CORP NEW	$460,000	–	200,000	–	0.11%	–
PSTHWS	New	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$199,000	–	27,777	–	0.05%	–
SPNX	Buy	SUPERIOR ENERGY SVCS INC	$167,000	-63.4%	460,000	+15.0%	0.04%	-76.0%
OAC	New	OAKTREE ACQUISITION CORP	$40,000	–	3,400	–	0.01%	–
SSPKW	Exit	SILVER SPIKE ACQUISITION COR*w exp 08/02/202	$0	–	-200,000	–	-0.04%	–
CNTY	Exit	CENTURY CASINOS INC	$0	–	-115,033	–	-0.18%	–
FSKR	Exit	FS KKR CAP CORP II	$0	–	-53,300	–	-0.25%	–
UEPS	Exit	NET 1 UEPS TECHNOLOGIES INC	$0	–	-322,055	–	-0.36%	–
GHC	Exit	GRAHAM HLDGS CO	$0	–	-10,000	–	-1.25%	–
CPRX	Exit	CATALYST PHARMACEUTICALS INC	$0	–	-1,000,000	–	-1.69%	–
WFC	Exit	WELLS FARGO CO NEW	$0	–	-200,000	–	-1.87%	–
HUD	Exit	HUDSON LTD	$0	–	-1,900,000	–	-3.39%	–

Q2 2020

			Value		Shares		↓ Weighting
PCG	New	PG&E CORP	$20,828,000	–	2,348,152	–	7.62%	–
ADNT	New	ADIENT PLC	$20,525,000	–	1,250,000	–	7.51%	–
GTX	New	GARRETT MOTION INC	$14,604,000	–	2,636,181	–	5.34%	–
CHNG	New	CHANGE HEALTHCARE INC	$14,560,000	–	1,300,000	–	5.33%	–
VRTS	New	VIRTUS INVT PARTNERS INC	$12,850,000	–	110,500	–	4.70%	–
SPB	New	SPECTRUM BRANDS HLDGS INC NE	$11,472,000	–	249,937	–	4.20%	–
CPLG	New	COREPOINT LODGING INC	$10,540,000	–	2,503,514	–	3.86%	–
RLJPRA	New	RLJ LODGING TRcum conv pfd a	$10,179,000	–	465,000	–	3.72%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$10,175,000	–	425,000	–	3.72%	–
HUD	New	HUDSON LTD	$9,253,000	–	1,900,000	–	3.39%	–
	New	TILRAY INCnote 5.000%10/0	$9,150,000	–	20,000,000	–	3.35%	–
TRWH	New	TWIN RIV WORLDWIDE HLDGS INC	$7,579,000	–	340,000	–	2.77%	–
NODK	New	NI HLDGS INC	$7,568,000	–	512,387	–	2.77%	–
FTK	New	FLOTEK INDS INC DEL	$6,856,000	–	5,713,398	–	2.51%	–
WBS	New	WEBSTER FINL CORP CONN	$6,580,000	–	230,000	–	2.41%	–
SMCI	New	SUPER MICRO COMPUTER INC	$6,447,000	–	227,071	–	2.36%	–
CUBI	New	CUSTOMERS BANCORP INC	$6,010,000	–	500,000	–	2.20%	–
MCMJ	New	MERIDA MERGER CORP I	$5,776,000	–	590,000	–	2.11%	–
RFL	New	RAFAEL HLDGS INC	$5,732,000	–	398,868	–	2.10%	–
VTOL	New	BRISTOW GROUP INC	$5,572,000	–	399,998	–	2.04%	–
PNM	New	PNM RES INC	$5,382,000	–	140,000	–	1.97%	–
WFC	New	WELLS FARGO CO NEW	$5,120,000	–	200,000	–	1.87%	–
NWE	New	NORTHWESTERN CORP	$4,907,000	–	90,000	–	1.80%	–
CPRX	New	CATALYST PHARMACEUTICALS INC	$4,620,000	–	1,000,000	–	1.69%	–
POR	New	PORTLAND GEN ELEC CO	$4,599,000	–	110,000	–	1.68%	–
PNW	New	PINNACLE WEST CAP CORP	$4,397,000	–	60,000	–	1.61%	–
ALE	New	ALLETE INC	$4,369,000	–	80,000	–	1.60%	–
MACK	New	MERRIMACK PHARMACEUTICALS IN	$3,995,000	–	1,199,606	–	1.46%	–
FVE	New	FIVE STAR SENIOR LIVING INC	$3,900,000	–	1,000,000	–	1.43%	–
CWH	New	CAMPING WORLD HLDGS INCcl a	$3,667,000	–	135,000	–	1.34%	–
RHP	New	RYMAN HOSPITALITY PPTYS INC	$3,460,000	–	100,000	–	1.27%	–
AAOI	New	APPLIED OPTOELECTRONICS INC	$3,435,000	–	316,050	–	1.26%	–
GHC	New	GRAHAM HLDGS CO	$3,427,000	–	10,000	–	1.25%	–
RVI	New	RETAIL VALUE INC	$3,119,000	–	252,319	–	1.14%	–
BKH	New	BLACK HILLS CORP	$2,833,000	–	50,000	–	1.04%	–
CAAP	New	CORPORACION AMER ARPTS S A	$2,655,000	–	1,217,800	–	0.97%	–
ARNC	New	ARCONIC CORPORATION	$1,910,000	–	137,084	–	0.70%	–
UEPS	New	NET 1 UEPS TECHNOLOGIES INC	$979,000	–	322,055	–	0.36%	–
WSG	New	WANDA SPORTS GROUP CO LTDsponsored ads	$840,000	–	400,000	–	0.31%	–
FET	New	FORUM ENERGY TECHNOLOGIES IN	$792,000	–	1,500,000	–	0.29%	–
CTRA	New	CONTURA ENERGY INC	$760,000	–	250,000	–	0.28%	–
FSKR	New	FS KKR CAP CORP II	$687,000	–	53,300	–	0.25%	–
CNTY	New	CENTURY CASINOS INC	$477,000	–	115,033	–	0.18%	–
SPNX	New	SUPERIOR ENERGY SVCS INC	$456,000	–	400,000	–	0.17%	–
MCMJW	New	MERIDA MERGER CORP I*w exp 11/07/202	$153,000	–	295,000	–	0.06%	–
SSPKW	New	SILVER SPIKE ACQUISITION COR*w exp 08/02/202	$100,000	–	200,000	–	0.04%	–

Q4 2019

			Value		Shares		↓ Weighting
TBPH	Exit	THERAVANCE BIOPHARMA INC	$0	–	-63,681	–	-0.12%	–
FTK	Exit	FLOTEK INDS INC DEL	$0	–	-1,177,085	–	-0.24%	–
GTX	Exit	GARRETT MOTION INCcall	$0	–	-322,800	–	-0.30%	–
FWP	Exit	FORWARD PHARMA A/Ssponsored ads	$0	–	-3,209,706	–	-0.31%	–
AAOI	Exit	APPLIED OPTOELECTRONICS INC	$0	–	-346,050	–	-0.36%	–
NIHD	Exit	NII HLDGS INC	$0	–	-2,300,000	–	-0.42%	–
RVI	Exit	RETAIL VALUE INC	$0	–	-125,000	–	-0.44%	–
MACK	Exit	MERRIMACK PHARMACEUTICALS IN	$0	–	-1,173,166	–	-0.50%	–
UEPS	Exit	NET 1 UEPS TECHNOLOGIES INC	$0	–	-1,794,086	–	-0.60%	–
THCAU	Exit	TUSCAN HLDGS CORP IIunit 04/01/2026	$0	–	-740,000	–	-0.70%	–
TLRY	Exit	TILRAY INC	$0	–	-304,036	–	-0.71%	–
CAAP	Exit	CORPORACION AMER ARPTS S A	$0	–	-2,046,000	–	-0.87%	–
THCB	Exit	TUSCAN HOLDINGS CORP	$0	–	-950,000	–	-0.88%	–
PETS	Exit	PETMED EXPRESS INC	$0	–	-525,999	–	-0.89%	–
NODK	Exit	NI HLDGS INC	$0	–	-575,000	–	-0.93%	–
RFL	Exit	RAFAEL HLDGS INC	$0	–	-487,997	–	-0.96%	–
CPLG	Exit	COREPOINT LODGING INC	$0	–	-1,295,043	–	-1.23%	–
SPB	Exit	SPECTRUM BRANDS HLDGS INC NE	$0	–	-249,937	–	-1.24%	–
CWH	Exit	CAMPING WORLD HLDGS INCcl a	$0	–	-1,500,000	–	-1.26%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-150,000	–	-1.28%	–
CUBI	Exit	CUSTOMERS BANCORP INC	$0	–	-675,000	–	-1.32%	–
TLRY	Exit	TILRAY INCput	$0	–	-602,200	–	-1.40%	–
CTVA	Exit	CORTEVA INC	$0	–	-600,000	–	-1.58%	–
TRWH	Exit	TWIN RIV WORLDWIDE HLDGS INC	$0	–	-758,583	–	-1.63%	–
SSPKU	Exit	SILVER SPIKE ACQUISITION CORunit 99/99/9999	$0	–	-1,800,000	–	-1.71%	–
SKY	Exit	SKYLINE CHAMPION CORPORATION	$0	–	-625,000	–	-1.77%	–
GTX	Exit	GARRETT MOTION INC	$0	–	-1,975,000	–	-1.85%	–
PCG	Exit	PG&E CORP	$0	–	-2,054,875	–	-1.93%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-275,000	–	-2.13%	–
ADNT	Exit	ADIENT PLCcall	$0	–	-1,000,000	–	-2.16%	–
ATGE	Exit	ADTALEM GLOBAL ED INC	$0	–	-626,000	–	-2.24%	–
LSXMA	Exit	LIBERTY MEDIA CORP DELAWARE	$0	–	-666,874	–	-2.61%	–
	Exit	TILRAY INCdebt 5.000%10/0	$0	–	-49,000,000	–	-3.01%	–
DIOD	Exit	DIODES INCput	$0	–	-800,000	–	-3.02%	–
AABA	Exit	ALTABA INC	$0	–	-1,800,000	–	-3.30%	–
ADNT	Exit	ADIENT PLCput	$0	–	-1,871,000	–	-4.04%	–
ADNT	Exit	ADIENT PLC	$0	–	-2,000,000	–	-4.32%	–
PCG	Exit	PG&E CORPcall	$0	–	-5,312,200	–	-5.00%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-347,000	–	-9.69%	–
IWM	Exit	ISHARES TRput	$0	–	-2,179,500	–	-31.04%	–

Q3 2019

			Value		Shares		↓ Weighting
IWM	Buy	ISHARES TRput	$329,846,000	+108.6%	2,179,500	+114.3%	31.04%	+52.0%
SPY	Buy	SPDR S&P 500 ETF TRput	$102,979,000	+444.9%	347,000	+438.0%	9.69%	+297.0%
PCG	Buy	PG&E CORPcall	$53,122,000	+131.8%	5,312,200	+431.2%	5.00%	+68.8%
ADNT	Sell	ADIENT PLC	$45,920,000	-35.2%	2,000,000	-31.5%	4.32%	-52.8%
AABA	Buy	ALTABA INC	$35,064,000	-37.5%	1,800,000	+122.4%	3.30%	-54.5%
DIOD	New	DIODES INCput	$32,120,000	–	800,000	–	3.02%	–
	Sell	TILRAY INCdebt 5.000%10/0	$31,973,000	-30.5%	49,000,000	-14.0%	3.01%	-49.4%
ADNT	New	ADIENT PLCcall	$22,960,000	–	1,000,000	–	2.16%	–
PCG	Sell	PG&E CORP	$20,549,000	-69.4%	2,054,875	-29.9%	1.93%	-77.7%
GTX	Buy	GARRETT MOTION INC	$19,671,000	-17.3%	1,975,000	+27.4%	1.85%	-39.8%
SSPKU	New	SILVER SPIKE ACQUISITION CORunit 99/99/9999	$18,162,000	–	1,800,000	–	1.71%	–
TRWH	New	TWIN RIV WORLDWIDE HLDGS INC	$17,318,000	–	758,583	–	1.63%	–
CTVA	Sell	CORTEVA INC	$16,800,000	-35.1%	600,000	-31.4%	1.58%	-52.7%
TLRY	Buy	TILRAY INCput	$14,898,000	+220.0%	602,200	+502.2%	1.40%	+133.3%
CUBI	Buy	CUSTOMERS BANCORP INC	$14,000,000	+19.7%	675,000	+21.2%	1.32%	-12.7%
CWH	Buy	CAMPING WORLD HLDGS INCcl a	$13,350,000	+48.3%	1,500,000	+106.9%	1.26%	+8.0%
CPLG	New	COREPOINT LODGING INC	$13,093,000	–	1,295,043	–	1.23%	–
RFL	Buy	RAFAEL HLDGS INC	$10,228,000	-19.0%	487,997	+11.1%	0.96%	-41.0%
THCB	Buy	TUSCAN HOLDINGS CORP	$9,310,000	+1.7%	950,000	+2.7%	0.88%	-26.0%
CAAP	Buy	CORPORACION AMER ARPTS S A	$9,268,000	+33.6%	2,046,000	+138.0%	0.87%	-2.7%
TLRY	Buy	TILRAY INC	$7,522,000	+29.9%	304,036	+144.4%	0.71%	-5.3%
THCAU	New	TUSCAN HLDGS CORP IIunit 04/01/2026	$7,437,000	–	740,000	–	0.70%	–
UEPS	Buy	NET 1 UEPS TECHNOLOGIES INC	$6,405,000	+77.1%	1,794,086	+98.5%	0.60%	+29.1%
MACK	Sell	MERRIMACK PHARMACEUTICALS IN	$5,268,000	-28.2%	1,173,166	-3.2%	0.50%	-47.6%
RVI	Sell	RETAIL VALUE INC	$4,630,000	-53.0%	125,000	-55.9%	0.44%	-65.8%
NIHD	Buy	NII HLDGS INC	$4,508,000	+44.2%	2,300,000	+24.3%	0.42%	+5.0%
FWP	Buy	FORWARD PHARMA A/Ssponsored ads	$3,274,000	+182.0%	3,209,706	+184.8%	0.31%	+105.3%
GTX	New	GARRETT MOTION INCcall	$3,215,000	–	322,800	–	0.30%	–
FTK	New	FLOTEK INDS INC DEL	$2,590,000	–	1,177,085	–	0.24%	–
TBPH	New	THERAVANCE BIOPHARMA INC	$1,241,000	–	63,681	–	0.12%	–
VRTS	Exit	VIRTUS INVT PARTNERS INC	$0	–	-75,000	–	-1.04%	–

Q2 2019

			Value		Shares		↓ Weighting
IWM	New	ISHARES TRput	$158,144,000	–	1,017,000	–	20.43%	–
ADNT	New	ADIENT PLC	$70,868,000	–	2,920,000	–	9.15%	–
PCG	New	PG&E CORP	$67,144,000	–	2,929,485	–	8.67%	–
AABA	New	ALTABA INC	$56,144,000	–	809,345	–	7.25%	–
	New	TILRAY INCdebt 5.000%10/0	$45,992,000	–	57,000,000	–	5.94%	–
ADNT	New	ADIENT PLCput	$45,409,000	–	1,871,000	–	5.86%	–
ATGE	New	ADTALEM GLOBAL ED INC	$28,201,000	–	626,000	–	3.64%	–
CTVA	New	CORTEVA INC	$25,874,000	–	875,000	–	3.34%	–
LSXMA	New	LIBERTY MEDIA CORP DELAWARE	$25,215,000	–	666,874	–	3.26%	–
GTX	New	GARRETT MOTION INC	$23,793,000	–	1,550,000	–	3.07%	–
PCG	New	PG&E CORPcall	$22,920,000	–	1,000,000	–	2.96%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$22,377,000	–	275,000	–	2.89%	–
SPY	New	SPDR S&P 500 ETF TRput	$18,899,000	–	64,500	–	2.44%	–
EXAS	New	EXACT SCIENCES CORP	$17,706,000	–	150,000	–	2.29%	–
SKY	New	SKYLINE CHAMPION CORPORATION	$17,113,000	–	625,000	–	2.21%	–
SPB	New	SPECTRUM BRANDS HLDGS INC NE	$13,439,000	–	249,937	–	1.74%	–
RFL	New	RAFAEL HLDGS INC	$12,626,000	–	439,172	–	1.63%	–
CUBI	New	CUSTOMERS BANCORP INC	$11,693,000	–	556,810	–	1.51%	–
NODK	New	NI HLDGS INC	$10,126,000	–	575,000	–	1.31%	–
RVI	New	RETAIL VALUE INC	$9,855,000	–	283,200	–	1.27%	–
THCB	New	TUSCAN HOLDINGS CORP	$9,158,000	–	925,000	–	1.18%	–
CWH	New	CAMPING WORLD HLDGS INCcl a	$9,005,000	–	725,000	–	1.16%	–
PETS	New	PETMED EXPRESS INC	$8,242,000	–	525,999	–	1.06%	–
VRTS	New	VIRTUS INVT PARTNERS INC	$8,055,000	–	75,000	–	1.04%	–
MACK	New	MERRIMACK PHARMACEUTICALS IN	$7,333,000	–	1,212,144	–	0.95%	–
CAAP	New	CORPORACION AMER ARPTS S A	$6,938,000	–	859,673	–	0.90%	–
TLRY	New	TILRAY INC	$5,792,000	–	124,400	–	0.75%	–
TLRY	New	TILRAY INCput	$4,656,000	–	100,000	–	0.60%	–
UEPS	New	NET 1 UEPS TECHNOLOGIES INC	$3,616,000	–	903,951	–	0.47%	–
AAOI	New	APPLIED OPTOELECTRONICS INC	$3,557,000	–	346,050	–	0.46%	–
NIHD	New	NII HLDGS INC	$3,126,000	–	1,849,900	–	0.40%	–
FWP	New	FORWARD PHARMA A/Ssponsored adr	$1,161,000	–	1,127,200	–	0.15%	–

Q4 2018

			Value		Shares		↓ Weighting
SIGM	Exit	SIGMA DESIGNS INC	$0	–	-1,536,474	–	-0.04%	–
WMGIZ	Exit	WRIGHT MED GROUP N Vright 03/01/2019	$0	–	-373,531	–	-0.09%	–
RFL	Exit	RAFAEL HLDGS INC	$0	–	-425,000	–	-0.61%	–
MACK	Exit	MERRIMACK PHARMACEUTICALS IN	$0	–	-675,000	–	-0.62%	–
CAAP	Exit	CORPORACION AMER ARPTS S A	$0	–	-475,000	–	-0.69%	–
PETQ	Exit	PETIQ INC	$0	–	-150,000	–	-1.01%	–
HEAR	Exit	TURTLE BEACH CORP	$0	–	-380,000	–	-1.30%	–
RVI	Exit	RETAIL VALUE INC	$0	–	-242,316	–	-1.36%	–
REPH	Exit	RECRO PHARMA INC	$0	–	-1,329,611	–	-1.62%	–
NODK	Exit	NI HLDGS INC	$0	–	-572,800	–	-1.65%	–
LSXMK	Exit	LIBERTY MEDIA CORP DELAWARE	$0	–	-257,428	–	-1.91%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-150,000	–	-2.03%	–
AAOI	Exit	APPLIED OPTOELECTRONICS INC	$0	–	-513,452	–	-2.17%	–
ARLO	Exit	ARLO TECHNOLOGIES INC	$0	–	-1,202,061	–	-2.98%	–
LSXMA	Exit	LIBERTY MEDIA CORP DELAWARE	$0	–	-454,847	–	-3.38%	–
AIMC	Exit	ALTRA INDL MOTION CORP	$0	–	-500,000	–	-3.53%	–
FCEA	Exit	FOREST CITY RLTY TR INC	$0	–	-860,500	–	-3.70%	–
SMTA	Exit	SPIRIT MTA REIT	$0	–	-1,900,000	–	-3.75%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-275,000	–	-4.32%	–
SMCI	Exit	SUPER MICRO COMPUTER INC	$0	–	-1,328,500	–	-4.69%	–
ADNT	Exit	ADIENT PLC	$0	–	-700,000	–	-4.71%	–
ATGE	Exit	ADTALEM GLOBAL ED INC	$0	–	-626,000	–	-5.16%	–
SPB	Exit	SPECTRUM BRANDS HLDGS INC NE	$0	–	-404,937	–	-5.18%	–
ILPT	Exit	INDUSTRIAL LOGISTICS PPTYS T	$0	–	-1,355,000	–	-5.34%	–
AABA	Exit	ALTABA INC	$0	–	-782,000	–	-9.12%	–
TLRY	Exit	TILRAY INCcall	$0	–	-373,200	–	-9.17%	–
PCG	Exit	PG&E CORPcall	$0	–	-1,225,000	–	-9.65%	–
PCG	Exit	PG&E CORP	$0	–	-1,300,000	–	-10.24%	–

Q3 2018

			Value		Shares		↓ Weighting
PCG	Sell	PG&E CORP	$59,813,000	-37.5%	1,300,000	-42.2%	10.24%	-42.9%
PCG	Buy	PG&E CORPcall	$56,362,000	+17.7%	1,225,000	+8.9%	9.65%	+7.7%
TLRY	New	TILRAY INCcall	$53,599,000	–	373,200	–	9.17%	–
AABA	Buy	ALTABA INC	$53,270,000	+25.9%	782,000	+35.3%	9.12%	+15.2%
ILPT	Buy	INDUSTRIAL LOGISTICS PPTYS T	$31,179,000	+50.8%	1,355,000	+46.5%	5.34%	+38.0%
SPB	New	SPECTRUM BRANDS HLDGS INC NE	$30,257,000	–	404,937	–	5.18%	–
ADNT	Sell	ADIENT PLC	$27,517,000	-68.9%	700,000	-61.1%	4.71%	-71.6%
SMCI	New	SUPER MICRO COMPUTER INC	$27,380,000	–	1,328,500	–	4.69%	–
SMTA	Buy	SPIRIT MTA REIT	$21,888,000	+23.2%	1,900,000	+10.1%	3.75%	+12.7%
FCEA	Sell	FOREST CITY RLTY TR INC	$21,590,000	-60.1%	860,500	-63.7%	3.70%	-63.5%
AIMC	New	ALTRA INDL MOTION CORP	$20,650,000	–	500,000	–	3.53%	–
LSXMA	New	LIBERTY MEDIA CORP DELAWARE	$19,759,000	–	454,847	–	3.38%	–
ARLO	New	ARLO TECHNOLOGIES INC	$17,442,000	–	1,202,061	–	2.98%	–
AAOI	New	APPLIED OPTOELECTRONICS INC	$12,662,000	–	513,452	–	2.17%	–
LSXMK	New	LIBERTY MEDIA CORP DELAWARE	$11,185,000	–	257,428	–	1.91%	–
REPH	Buy	RECRO PHARMA INC	$9,454,000	+112.2%	1,329,611	+49.8%	1.62%	+94.0%
RVI	New	RETAIL VALUE INC	$7,921,000	–	242,316	–	1.36%	–
HEAR	Sell	TURTLE BEACH CORP	$7,577,000	-29.0%	380,000	-27.6%	1.30%	-35.0%
PETQ	New	PETIQ INC	$5,897,000	–	150,000	–	1.01%	–
CAAP	New	CORPORACION AMER ARPTS S A	$4,057,000	–	475,000	–	0.69%	–
MACK	Buy	MERRIMACK PHARMACEUTICALS IN	$3,598,000	+15.7%	675,000	+6.6%	0.62%	+5.8%
RFL	Buy	RAFAEL HLDGS INC	$3,570,000	+11.0%	425,000	+21.4%	0.61%	+1.5%
SIGM	Sell	SIGMA DESIGNS INC	$223,000	-98.2%	1,536,474	-23.2%	0.04%	-98.3%
CPLG	Exit	COREPOINT LODGING INC	$0	–	-168,491	–	-0.82%	–
PRSP	Exit	PERSPECTA INC	$0	–	-250,000	–	-0.96%	–
QCP	Exit	QUALITY CARE PPTYS INC	$0	–	-355,740	–	-1.43%	–
PETS	Exit	PETMED EXPRESS INC	$0	–	-275,000	–	-2.27%	–
HRG	Exit	HRG GROUP INC	$0	–	-2,418,245	–	-5.92%	–

Q2 2018

			Value		Shares		↓ Weighting
PCG	New	PG&E CORP	$95,760,000	–	2,250,000	–	17.92%	–
ADNT	New	ADIENT PLC	$88,542,000	–	1,800,000	–	16.57%	–
FCEA	New	FOREST CITY RLTY TR INC	$54,048,000	–	2,369,500	–	10.11%	–
PCG	New	PG&E CORPcall	$47,880,000	–	1,125,000	–	8.96%	–
AABA	New	ALTABA INC	$42,315,000	–	578,000	–	7.92%	–
HRG	New	HRG GROUP INC	$31,655,000	–	2,418,245	–	5.92%	–
ATGE	New	ADTALEM GLOBAL ED INC	$30,111,000	–	626,000	–	5.63%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$23,625,000	–	275,000	–	4.42%	–
ILPT	New	INDUSTRIAL LOGISTICS PPTYS T	$20,674,000	–	925,000	–	3.87%	–
SMTA	New	SPIRIT MTA REIT	$17,768,000	–	1,725,000	–	3.32%	–
SIGM	New	SIGMA DESIGNS INC	$12,205,000	–	2,000,858	–	2.28%	–
PETS	New	PETMED EXPRESS INC	$12,114,000	–	275,000	–	2.27%	–
HEAR	New	TURTLE BEACH CORP	$10,668,000	–	525,000	–	2.00%	–
NODK	New	NI HLDGS INC	$9,709,000	–	572,800	–	1.82%	–
EXAS	New	EXACT SCIENCES CORP	$8,969,000	–	150,000	–	1.68%	–
QCP	New	QUALITY CARE PPTYS INC	$7,652,000	–	355,740	–	1.43%	–
PRSP	New	PERSPECTA INC	$5,138,000	–	250,000	–	0.96%	–
REPH	New	RECRO PHARMA INC	$4,456,000	–	887,700	–	0.83%	–
CPLG	New	COREPOINT LODGING INC	$4,364,000	–	168,491	–	0.82%	–
RFL	New	RAFAEL HLDGS INC	$3,217,000	–	350,000	–	0.60%	–
MACK	New	MERRIMACK PHARMACEUTICALS IN	$3,109,000	–	633,297	–	0.58%	–
WMGIZ	New	WRIGHT MED GROUP N Vright 03/01/2019	$514,000	–	373,531	–	0.10%	–

Q4 2017

			Value		Shares		↓ Weighting
WMGIZ	Exit	WRIGHT MED GROUP N Vright 03/01/2019	$0	–	-230,000	–	-0.06%	–
FWP	Exit	FORWARD PHARMA A/Ssponsored adr	$0	–	-268,903	–	-0.26%	–
MACK	Exit	MERRIMACK PHARMACEUTICALS IN	$0	–	-390,000	–	-0.92%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-1,800,000	–	-1.54%	–
NODK	Exit	NI HLDGS INC	$0	–	-600,000	–	-1.74%	–
AAOI	Exit	APPLIED OPTOELECTRONICS INC	$0	–	-200,000	–	-2.09%	–
LILA	Exit	LIBERTY GLOBAL PLC	$0	–	-585,000	–	-2.25%	–
FRGI	Exit	FIESTA RESTAURANT GROUP INC	$0	–	-1,000,000	–	-3.07%	–
LBRDA	Exit	LIBERTY BROADBAND CORP	$0	–	-245,000	–	-3.73%	–
QCP	Exit	QUALITY CARE PPTYS INC	$0	–	-1,500,000	–	-3.76%	–
LILAK	Exit	LIBERTY GLOBAL PLC	$0	–	-1,090,000	–	-4.10%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-350,000	–	-4.40%	–
TWX	Exit	TIME WARNER INC	$0	–	-268,000	–	-4.44%	–
UHAL	Exit	AMERCO	$0	–	-119,000	–	-7.21%	–
EFX	Exit	EQUIFAX INC	$0	–	-425,000	–	-7.28%	–
AABA	Exit	ALTABA INC	$0	–	-700,000	–	-7.49%	–
HRG	Exit	HRG GROUP INC	$0	–	-3,290,000	–	-8.30%	–
ATGE	Exit	ADTALEM GLOBAL ED INC	$0	–	-1,600,000	–	-9.27%	–
FCEA	Exit	FOREST CITY RLTY TR INC	$0	–	-2,625,000	–	-10.82%	–
ADNT	Exit	ADIENT PLC	$0	–	-1,275,000	–	-17.30%	–

Q3 2017

			Value		Shares		↓ Weighting
ADNT	Sell	ADIENT PLC	$107,087,000	+7.4%	1,275,000	-16.4%	17.30%	+2.7%
FCEA	Sell	FOREST CITY RLTY TR INC	$66,964,000	-20.8%	2,625,000	-25.0%	10.82%	-24.3%
ATGE	Buy	ADTALEM GLOBAL ED INC	$57,360,000	+8.0%	1,600,000	+14.3%	9.27%	+3.3%
HRG	Sell	HRG GROUP INC	$51,357,000	-13.4%	3,290,000	-1.8%	8.30%	-17.2%
AABA	Sell	ALTABA INC	$46,368,000	-29.1%	700,000	-41.7%	7.49%	-32.1%
EFX	New	EQUIFAX INC	$45,046,000	–	425,000	–	7.28%	–
UHAL	Sell	AMERCO	$44,613,000	-22.4%	119,000	-24.2%	7.21%	-25.7%
TWX	Sell	TIME WARNER INC	$27,457,000	-0.6%	268,000	-2.5%	4.44%	-4.9%
SPR	Sell	SPIRIT AEROSYSTEMS HLDGS INC	$27,202,000	-40.3%	350,000	-55.5%	4.40%	-42.9%
LILAK	Sell	LIBERTY GLOBAL PLC	$25,397,000	+7.4%	1,090,000	-1.4%	4.10%	+2.7%
QCP	Buy	QUALITY CARE PPTYS INC	$23,250,000	+41.1%	1,500,000	+66.7%	3.76%	+35.0%
LBRDA	New	LIBERTY BROADBAND CORP	$23,074,000	–	245,000	–	3.73%	–
FRGI	New	FIESTA RESTAURANT GROUP INC	$19,000,000	–	1,000,000	–	3.07%	–
LILA	Buy	LIBERTY GLOBAL PLC	$13,900,000	+16.1%	585,000	+6.4%	2.25%	+11.1%
AAOI	New	APPLIED OPTOELECTRONICS INC	$12,934,000	–	200,000	–	2.09%	–
NODK	Buy	NI HLDGS INC	$10,740,000	+5.4%	600,000	+5.3%	1.74%	+0.8%
MACK	New	MERRIMACK PHARMACEUTICALS IN	$5,671,000	–	390,000	–	0.92%	–
FWP	New	FORWARD PHARMA A/Ssponsored adr	$1,584,000	–	268,903	–	0.26%	–
WMGIZ	New	WRIGHT MED GROUP N Vright 03/01/2019	$361,000	–	230,000	–	0.06%	–
EEX	Exit	EMERALD EXPOSITIONS EVENTS I	$0	–	-450,000	–	-1.66%	–
HMHC	Exit	HOUGHTON MIFFLIN HARCOURT CO	$0	–	-1,436,000	–	-2.98%	–

Q2 2017

			Value		Shares		↓ Weighting
ADNT	New	ADIENT PLC	$99,705,000	–	1,525,000	–	16.84%	–
FCEA	New	FOREST CITY RLTY TR INC	$84,595,000	–	3,500,000	–	14.29%	–
AABA	New	ALTABA INC	$65,376,000	–	1,200,000	–	11.04%	–
HRG	New	HRG GROUP INC	$59,329,000	–	3,350,000	–	10.02%	–
UHAL	New	AMERCO	$57,471,000	–	157,000	–	9.71%	–
ATGE	New	ADTALEM GLOBAL ED INC	$53,130,000	–	1,400,000	–	8.97%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$45,558,000	–	786,300	–	7.70%	–
TWX	New	TIME WARNER INC	$27,613,000	–	275,000	–	4.66%	–
LILAK	New	LIBERTY GLOBAL PLC	$23,658,000	–	1,105,000	–	4.00%	–
HMHC	New	HOUGHTON MIFFLIN HARCOURT CO	$17,663,000	–	1,436,000	–	2.98%	–
QCP	New	QUALITY CARE PPTYS INC	$16,479,000	–	900,000	–	2.78%	–
LILA	New	LIBERTY GLOBAL PLC	$11,974,000	–	550,000	–	2.02%	–
NODK	New	NI HLDGS INC	$10,192,000	–	570,000	–	1.72%	–
EEX	New	EMERALD EXPOSITIONS EVENTS I	$9,855,000	–	450,000	–	1.66%	–
TXMD	New	THERAPEUTICSMD INC	$9,486,000	–	1,800,000	–	1.60%	–

Q4 2016

			Value		Shares		↓ Weighting
ASFI	Exit	ASTA FDG INC	$0	–	-244,700	–	-0.60%	–
SLV	Exit	ISHARES SILVER TRUSTishares	$0	–	-220,000	–	-0.94%	–
QHCCQ	Exit	QUORUM HEALTH CORP	$0	–	-900,000	–	-1.32%	–
NYRT	Exit	NEW YORK REIT INC	$0	–	-687,012	–	-1.47%	–
SLG	Exit	SL GREEN RLTY CORPput	$0	–	-75,000	–	-1.90%	–
WMGIZ	Exit	WRIGHT MED GROUP INCright 03/01/2019	$0	–	-6,300,000	–	-1.92%	–
AXDX	Exit	ACCELERATE DIAGNOSTICS INC	$0	–	-600,000	–	-3.83%	–
GHC	Exit	GRAHAM HLDGS CO	$0	–	-38,500	–	-4.34%	–
COTY	Exit	COTY INC	$0	–	-800,000	–	-4.41%	–
CSWI	Exit	CSW INDUSTRIALS INC	$0	–	-785,000	–	-5.96%	–
DV	Exit	DEVRY ED GROUP INC	$0	–	-1,800,000	–	-9.73%	–
UHAL	Exit	AMERCO	$0	–	-130,000	–	-9.88%	–
HRG	Exit	HRG GROUP INC	$0	–	-3,070,000	–	-11.30%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-1,200,000	–	-12.53%	–
BLL	Exit	BALL CORP	$0	–	-750,000	–	-14.41%	–
FCEA	Exit	FOREST CITY RLTY TR INC	$0	–	-2,850,000	–	-15.45%	–

Q3 2016

			Value		Shares		↓ Weighting
FCEA	Sell	FOREST CITY RLTY TR INC	$65,921,000	-40.9%	2,850,000	-43.0%	15.45%	-28.1%
BLL	Sell	BALL CORP	$61,463,000	-5.5%	750,000	-16.7%	14.41%	+15.0%
SPR	Sell	SPIRIT AEROSYSTEMS HLDGS INC	$53,448,000	-24.7%	1,200,000	-27.3%	12.53%	-8.3%
HRG	Sell	HRG GROUP INC	$48,199,000	+8.2%	3,070,000	-5.4%	11.30%	+31.7%
UHAL	Buy	AMERCO	$42,150,000	+87.6%	130,000	+116.7%	9.88%	+128.3%
DV	Buy	DEVRY ED GROUP INC	$41,508,000	+69.2%	1,800,000	+30.9%	9.73%	+106.0%
CSWI	Sell	CSW INDUSTRIALS INC	$25,426,000	-39.3%	785,000	-38.9%	5.96%	-26.1%
COTY	New	COTY INC	$18,800,000	–	800,000	–	4.41%	–
GHC	Sell	GRAHAM HLDGS CO	$18,533,000	-24.7%	38,500	-23.4%	4.34%	-8.3%
AXDX	New	ACCELERATE DIAGNOSTICS INC	$16,356,000	–	600,000	–	3.83%	–
SLG	New	SL GREEN RLTY CORPput	$8,108,000	–	75,000	–	1.90%	–
NYRT	New	NEW YORK REIT INC	$6,286,000	–	687,012	–	1.47%	–
QHCCQ	Buy	QUORUM HEALTH CORP	$5,643,000	-35.3%	900,000	+10.5%	1.32%	-21.2%
SLV	New	ISHARES SILVER TRUSTishares	$4,004,000	–	220,000	–	0.94%	–
ASFI	Sell	ASTA FDG INC	$2,569,000	-20.1%	244,700	-19.5%	0.60%	-2.7%
HTZ	Exit	HERTZ GLOBAL HOLDINGS INC	$0	–	-24,794	–	-0.16%	–
PSTG	Exit	PURE STORAGE INCcl a	$0	–	-200,000	–	-0.42%	–
FUR	Exit	WINTHROP RLTY TRsh ben int new	$0	–	-302,378	–	-0.51%	–
NR	Exit	NEWPARK RES INCnote 4.0% 10/0	$0	–	-5,000,000	–	-0.89%	–
COKE	Exit	COCA COLA BOTTLING CO CONS	$0	–	-37,193	–	-1.06%	–
ECPG	Exit	ENCORE CAP GROUP INCnote 3.0% 7/0	$0	–	-10,482,000	–	-1.50%	–
STC	Exit	STEWART INFORMATION SVCS COR	$0	–	-400,000	–	-3.19%	–
CCEP	Exit	COCA COLA EUROPEAN PARTNERS	$0	–	-500,000	–	-3.44%	–
NGVT	Exit	INGEVITY CORP	$0	–	-1,055,000	–	-6.92%	–

Q2 2016

			Value		Shares		↓ Weighting
FCEA	New	FOREST CITY RLTY TR INC	$111,550,000	–	5,000,000	–	21.48%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$70,950,000	–	1,650,000	–	13.66%	–
BLL	New	BALL CORP	$65,061,000	–	900,000	–	12.53%	–
HRG	New	HRG GROUP INC	$44,554,000	–	3,245,000	–	8.58%	–
CSWI	New	CSW INDUSTRIALS INC	$41,904,000	–	1,285,000	–	8.07%	–
NGVT	New	INGEVITY CORP	$35,912,000	–	1,055,000	–	6.92%	–
GHC	New	GRAHAM HLDGS CO	$24,612,000	–	50,275	–	4.74%	–
DV	New	DEVRY ED GROUP INC	$24,530,000	–	1,375,000	–	4.72%	–
UHAL	New	AMERCO	$22,473,000	–	60,000	–	4.33%	–
CCEP	New	COCA COLA EUROPEAN PARTNERS	$17,845,000	–	500,000	–	3.44%	–
STC	New	STEWART INFORMATION SVCS COR	$16,564,000	–	400,000	–	3.19%	–
QHCCQ	New	QUORUM HEALTH CORP	$8,725,000	–	814,700	–	1.68%	–
WMGIZ	New	WRIGHT MED GROUP NVright 03/01/2019	$7,875,000	–	6,300,000	–	1.52%	–
ECPG	New	ENCORE CAP GROUP INCnote 3.0% 7/0	$7,770,000	–	10,482,000	–	1.50%	–
COKE	New	COCA COLA BOTTLING CO CONS	$5,485,000	–	37,193	–	1.06%	–
NR	New	NEWPARK RES INCnote 4.0% 10/0	$4,619,000	–	5,000,000	–	0.89%	–
ASFI	New	ASTA FDG INC	$3,214,000	–	304,057	–	0.62%	–
FUR	New	WINTHROP RLTY TRsh ben int new	$2,658,000	–	302,378	–	0.51%	–
PSTG	New	PURE STORAGE INCcl a	$2,180,000	–	200,000	–	0.42%	–
HTZ	New	HERTZ GLOBAL HOLDINGS INC	$853,000	–	24,794	–	0.16%	–

Q4 2015

			Value		Shares		↓ Weighting
BP	Exit	BP PLCcall	$0	–	-200,000	–	-1.58%	–
IMO	Exit	IMPERIAL OIL LTDcall	$0	–	-200,000	–	-1.64%	–
BPT	Exit	BP PRUDHOE BAY RTY TRput	$0	–	-155,300	–	-1.65%	–
IMO	Exit	IMPERIAL OIL LTD	$0	–	-250,000	–	-2.04%	–
CSWC	Exit	CAPITAL SOUTHWEST CORP	$0	–	-282,477	–	-3.46%	–
SNC	Exit	STATE NATL COS INC	$0	–	-1,470,000	–	-3.55%	–
INXN	Exit	INTERXION HOLDING N.V	$0	–	-630,000	–	-4.41%	–
OCN	Exit	OCWEN FINL CORP	$0	–	-3,300,000	–	-5.72%	–
KLXI	Exit	KLX INC	$0	–	-730,000	–	-6.74%	–
WMGIZ	Exit	WRIGHT MED GROUP INCright 03/01/2019	$0	–	-5,855,000	–	-6.84%	–
NWS	Exit	NEWS CORP NEWcl b	$0	–	-2,325,000	–	-7.70%	–
BLL	Exit	BALL CORP	$0	–	-750,000	–	-12.05%	–
FCEA	Exit	FOREST CITY ENTERPRISES INCcl a	$0	–	-4,000,000	–	-20.80%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-1,750,000	–	-21.85%	–

Q3 2015

			Value		Shares		↓ Weighting
SPR	Sell	SPIRIT AEROSYSTEMS HLDGS INC	$84,595,000	-15.7%	1,750,000	-3.8%	21.85%	-9.1%
FCEA	Buy	FOREST CITY ENTERPRISES INCcl a	$80,520,000	-2.8%	4,000,000	+6.7%	20.80%	+4.7%
BLL	New	BALL CORP	$46,650,000	–	750,000	–	12.05%	–
NWS	Sell	NEWS CORP NEWcl b	$29,807,000	-30.9%	2,325,000	-23.3%	7.70%	-25.6%
WMGIZ	Buy	WRIGHT MED GROUP INCright 03/01/2019	$26,465,000	+23.4%	5,855,000	+9.4%	6.84%	+32.9%
KLXI	New	KLX INC	$26,090,000	–	730,000	–	6.74%	–
OCN	Buy	OCWEN FINL CORP	$22,143,000	-30.2%	3,300,000	+6.1%	5.72%	-24.8%
INXN	New	INTERXION HOLDING N.V	$17,060,000	–	630,000	–	4.41%	–
SNC	Buy	STATE NATL COS INC	$13,745,000	-13.1%	1,470,000	+0.7%	3.55%	-6.4%
CSWC	New	CAPITAL SOUTHWEST CORP	$13,389,000	–	282,477	–	3.46%	–
BPT	New	BP PRUDHOE BAY RTY TRput	$6,381,000	–	155,300	–	1.65%	–
MLNK	Exit	MODUSLINK GLOBAL SOLUTIONS I	$0	–	-210,000	–	-0.17%	–
GHC	Exit	GRAHAM HLDGS CO	$0	–	-11,300	–	-2.91%	–
RUSHB	Exit	RUSH ENTERPRISES INCcl b	$0	–	-535,044	–	-3.08%	–
XHR	Exit	XENIA HOTELS & RESORTS INC	$0	–	-949,200	–	-4.95%	–
HCBK	Exit	HUDSON CITY BANCORP	$0	–	-5,072,754	–	-12.01%	–

Q2 2015

			Value		Shares		↓ Weighting
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$100,300,000	–	1,820,000	–	24.04%	–
FCEA	New	FOREST CITY ENTERPRISES INCcl a	$82,875,000	–	3,750,000	–	19.87%	–
HCBK	New	HUDSON CITY BANCORP	$50,119,000	–	5,072,754	–	12.01%	–
NWS	New	NEWS CORP NEWcl b	$43,155,000	–	3,030,573	–	10.34%	–
OCN	New	OCWEN FINL CORP	$31,730,000	–	3,110,800	–	7.61%	–
WMGIZ	New	WRIGHT MED GROUP INCright 03/01/2019	$21,454,000	–	5,350,003	–	5.14%	–
XHR	New	XENIA HOTELS & RESORTS INC	$20,636,000	–	949,200	–	4.95%	–
SNC	New	STATE NATL COS INC	$15,815,000	–	1,460,266	–	3.79%	–
RUSHB	New	RUSH ENTERPRISES INCcl b	$12,841,000	–	535,044	–	3.08%	–
GHC	New	GRAHAM HLDGS CO	$12,148,000	–	11,300	–	2.91%	–
IMO	New	IMPERIAL OIL LTD	$9,655,000	–	250,000	–	2.31%	–
BP	New	BP PLCcall	$7,992,000	–	200,000	–	1.92%	–
IMO	New	IMPERIAL OIL LTDcall	$7,724,000	–	200,000	–	1.85%	–
MLNK	New	MODUSLINK GLOBAL SOLUTIONS I	$714,000	–	210,000	–	0.17%	–

Q4 2014

			Value		Shares		↓ Weighting
SIGA	Exit	SIGA TECHNOLOGIES INC	$0	–	-304,181	–	-0.14%	–
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-1,767,800	–	-0.27%	–
LUK	Exit	LEUCADIA NATL CORP	$0	–	-51,100	–	-0.40%	–
	Exit	BREITBURN ENERGY PARTNERS LPput	$0	–	-100,000	–	-0.67%	–
WMGIZ	Exit	WRIGHT MED GROUP INCright 03/01/2019	$0	–	-2,700,000	–	-1.96%	–
MLNK	Exit	MODUSLINK GLOBAL SOLUTIONS I	$0	–	-1,818,148	–	-2.14%	–
SSP	Exit	SCRIPPS E W CO OHIOcl a new	$0	–	-422,380	–	-2.27%	–
LNC	Exit	LINCOLN NATL CORP IND	$0	–	-145,000	–	-2.56%	–
	Exit	IMPERIAL OIL LTDcall	$0	–	-200,000	–	-3.11%	–
GHC	Exit	GRAHAM HLDGS CO	$0	–	-20,000	–	-4.60%	–
F113PS	Exit	COVIDIEN PLC	$0	–	-200,000	–	-5.69%	–
VOD	Exit	VODAFONE GROUP PLC NEWspnsr adr no par	$0	–	-600,000	–	-6.50%	–
IMO	Exit	IMPERIAL OIL LTD	$0	–	-470,000	–	-7.30%	–
RUSHB	Exit	RUSH ENTERPRISES INCcl b	$0	–	-785,000	–	-7.73%	–
	Exit	BP PLCcall	$0	–	-750,000	–	-10.85%	–
SWAY	Exit	STARWOOD WAYPOINT RESIDENTL	$0	–	-1,300,000	–	-11.13%	–
NWS	Exit	NEWS CORP NEWcl b	$0	–	-2,100,000	–	-11.15%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-1,720,000	–	-21.54%	–

Q3 2014

			Value		Shares		↓ Weighting
SWAY	Buy	STARWOOD WAYPOINT RESIDENTL	$33,813,000	+8.5%	1,300,000	+9.3%	11.13%	+30.1%
	New	BP PLCcall	$32,963,000	–	750,000	–	10.85%	–
RUSHB	Buy	RUSH ENTERPRISES INCcl b	$23,479,000	+0.3%	785,000	+5.5%	7.73%	+20.4%
VOD	Sell	VODAFONE GROUP PLC NEWspnsr adr no par	$19,734,000	-53.5%	600,000	-52.8%	6.50%	-44.2%
F113PS	New	COVIDIEN PLC	$17,302,000	–	200,000	–	5.69%	–
GHC	Buy	GRAHAM HLDGS CO	$13,992,000	+8.2%	20,000	+11.1%	4.60%	+29.9%
LNC	New	LINCOLN NATL CORP IND	$7,769,000	–	145,000	–	2.56%	–
SSP	New	SCRIPPS E W CO OHIOcl a new	$6,889,000	–	422,380	–	2.27%	–
MLNK	Sell	MODUSLINK GLOBAL SOLUTIONS I	$6,491,000	-8.7%	1,818,148	-4.4%	2.14%	+9.5%
LUK	New	LEUCADIA NATL CORP	$1,218,000	–	51,100	–	0.40%	–
GCVRZ	Sell	SANOFIright 12/31/2020	$822,000	-17.8%	1,767,800	-11.6%	0.27%	-1.1%
SIGA	Sell	SIGA TECHNOLOGIES INC	$440,000	-94.0%	304,181	-88.3%	0.14%	-92.8%
RHP	Exit	RYMAN HOSPITALITY PPTYS INC	$0	–	-30,000	–	-0.40%	–
QLTI	Exit	QLT INC	$0	–	-364,200	–	-0.62%	–
	Exit	NORTHSTAR RLTY FIN CORPcall	$0	–	-581,000	–	-2.68%	–
DSW	Exit	DSW INCcl a	$0	–	-400,000	–	-3.07%	–
ALLY	Exit	ALLY FINL INC	$0	–	-542,500	–	-3.56%	–
AIG	Exit	AMERICAN INTL GROUP INC	$0	–	-475,000	–	-7.11%	–
	Exit	BP PLCcall	$0	–	-750,000	–	-10.85%	–

Q2 2014

			Value		Shares		↓ Weighting
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$57,964,000	–	1,720,000	–	15.90%	–
VOD	New	VODAFONE GROUP PLC NEWspnsr adr no par	$42,416,000	–	1,270,333	–	11.64%	–
	New	BP PLCcall	$39,563,000	–	750,000	–	10.85%	–
NWS	New	NEWS CORP NEWcl b	$36,645,000	–	2,100,000	–	10.05%	–
SWAY	New	STARWOOD WAYPOINT RESIDENTL	$31,171,000	–	1,189,295	–	8.55%	–
AIG	New	AMERICAN INTL GROUP INC	$25,926,000	–	475,000	–	7.11%	–
IMO	New	IMPERIAL OIL LTD	$24,736,000	–	470,000	–	6.79%	–
RUSHB	New	RUSH ENTERPRISES INCcl b	$23,405,000	–	744,200	–	6.42%	–
ALLY	New	ALLY FINL INC	$12,963,000	–	542,500	–	3.56%	–
GHC	New	GRAHAM HLDGS CO	$12,926,000	–	18,000	–	3.55%	–
DSW	New	DSW INCcl a	$11,176,000	–	400,000	–	3.07%	–
	New	IMPERIAL OIL LTDcall	$10,526,000	–	200,000	–	2.89%	–
	New	NORTHSTAR RLTY FIN CORPcall	$9,761,000	–	581,000	–	2.68%	–
SIGA	New	SIGA TECHNOLOGIES INC	$7,332,000	–	2,600,000	–	2.01%	–
MLNK	New	MODUSLINK GLOBAL SOLUTIONS I	$7,113,000	–	1,902,000	–	1.95%	–
WMGIZ	New	WRIGHT MED GROUP INCright 03/01/2019	$4,023,000	–	2,700,000	–	1.10%	–
QLTI	New	QLT INC	$2,251,000	–	364,200	–	0.62%	–
	New	BREITBURN ENERGY PARTNERS LPput	$2,195,000	–	100,000	–	0.60%	–
RHP	New	RYMAN HOSPITALITY PPTYS INC	$1,445,000	–	30,000	–	0.40%	–
GCVRZ	New	SANOFIright 12/31/2020	$1,000,000	–	2,000,000	–	0.27%	–

Q4 2013

			Value		Shares		↓ Weighting
WMGIZ	Exit	WRIGHT MED GROUP INCright 03/01/2019	$0	–	-1,710,000	–	-0.24%	–
QLTI	Exit	QLT INC	$0	–	-225,000	–	-0.41%	–
SIGA	Exit	SIGA TECHNOLOGIES INC	$0	–	-501,473	–	-0.76%	–
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-1,400,000	–	-1.12%	–
NWSA	Exit	NEWS CORP NEWcl a	$0	–	-225,000	–	-1.42%	–
KRNY	Exit	KEARNY FINL CORP	$0	–	-533,000	–	-2.15%	–
GYRO	Exit	GYRODYNE CO AMER INC	$0	–	-110,000	–	-3.25%	–
CST	Exit	CST BRANDS INC	$0	–	-350,000	–	-4.11%	–
RUSHB	Exit	RUSH ENTERPRISES INCcl b	$0	–	-525,000	–	-4.71%	–
NWS	Exit	NEWS CORP NEWcl b	$0	–	-900,000	–	-5.83%	–
RHP	Exit	RYMAN HOSPITALITY PPTYS INC	$0	–	-520,000	–	-7.07%	–
SPR	Exit	SPIRIT AEROSYSTEMS HLDGS INC	$0	–	-750,000	–	-7.16%	–
BP	Exit	BP PLCsponsored adr	$0	–	-450,000	–	-7.45%	–
AIG	Exit	AMERICAN INTL GROUP INC	$0	–	-405,000	–	-7.76%	–
WPO	Exit	WASHINGTON POST COcl b	$0	–	-35,922	–	-8.66%	–
TFSL	Exit	TFS FINL CORP	$0	–	-1,900,000	–	-8.96%	–
HII	Exit	HUNTINGTON INGALLS INDS INC	$0	–	-450,000	–	-11.95%	–
VOD	Exit	VODAFONE GROUP PLC NEWspons adr new	$0	–	-1,225,000	–	-16.98%	–

Q3 2013

			Value		Shares		↓ Weighting
VOD	Buy	VODAFONE GROUP PLC NEWspons adr new	$43,095,000	+49.9%	1,225,000	+22.5%	16.98%	+35.5%
HII	Sell	HUNTINGTON INGALLS INDS INC	$30,330,000	+7.4%	450,000	-10.0%	11.95%	-3.0%
WPO	Sell	WASHINGTON POST COcl b	$21,961,000	+13.5%	35,922	-10.2%	8.66%	+2.5%
AIG	Sell	AMERICAN INTL GROUP INC	$19,695,000	+3.7%	405,000	-4.7%	7.76%	-6.3%
BP	New	BP PLCsponsored adr	$18,913,000	–	450,000	–	7.45%	–
SPR	Buy	SPIRIT AEROSYSTEMS HLDGS INC	$18,180,000	+30.2%	750,000	+15.4%	7.16%	+17.7%
RHP	Sell	RYMAN HOSPITALITY PPTYS INC	$17,945,000	-23.3%	520,000	-13.3%	7.07%	-30.7%
NWS	New	NEWS CORP NEWcl b	$14,787,000	–	900,000	–	5.83%	–
CST	Buy	CST BRANDS INC	$10,430,000	+12.8%	350,000	+16.7%	4.11%	+2.0%
GYRO	Buy	GYRODYNE CO AMER INC	$8,239,000	+74.6%	110,000	+66.7%	3.25%	+57.8%
NWSA	New	NEWS CORP NEWcl a	$3,613,000	–	225,000	–	1.42%	–
GCVRZ	Sell	SANOFIright 12/31/2020	$2,828,000	-6.5%	1,400,000	-10.6%	1.12%	-15.4%
SIGA	New	SIGA TECHNOLOGIES INC	$1,926,000	–	501,473	–	0.76%	–
QLTI	New	QLT INC	$1,042,000	–	225,000	–	0.41%	–
WMGIZ	Buy	WRIGHT MED GROUP INCright 03/01/2019	$607,000	-78.3%	1,710,000	+66.0%	0.24%	-80.4%
	Exit	LINNCO LLCput	$0	–	-40,000	–	-0.64%	–
MAXY	Exit	MAXYGEN INC	$0	–	-835,736	–	-0.90%	–
ETFC	Exit	E TRADE FINANCIAL CORP	$0	–	-350,000	–	-1.93%	–
SIR	Exit	SELECT INCOME REIT	$0	–	-250,000	–	-3.06%	–
EGL	Exit	ENGILITY HLDGS INC	$0	–	-275,000	–	-3.41%	–
ALC	Exit	ASSISTED LIVING CONCPT NEV Ncl a new	$0	–	-1,325,000	–	-6.91%	–

Q2 2013

			Value		Shares		↓ Weighting
VOD	New	VODAFONE GROUP PLC NEWspons adr new	$28,740,000	–	1,000,000	–	12.54%	–
HII	New	HUNTINGTON INGALLS INDS INC	$28,240,000	–	500,000	–	12.32%	–
RHP	New	RYMAN HOSPITALITY PPTYS INC	$23,406,000	–	600,000	–	10.21%	–
TFSL	New	TFS FINL CORP	$21,280,000	–	1,900,000	–	9.28%	–
WPO	New	WASHINGTON POST COcl b	$19,351,000	–	40,000	–	8.44%	–
AIG	New	AMERICAN INTL GROUP INC	$18,997,000	–	425,000	–	8.28%	–
ALC	New	ASSISTED LIVING CONCPT NEV Ncl a new	$15,847,000	–	1,325,000	–	6.91%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$13,962,000	–	650,000	–	6.09%	–
RUSHB	New	RUSH ENTERPRISES INCcl b	$11,298,000	–	525,000	–	4.93%	–
CST	New	CST BRANDS INC	$9,243,000	–	300,000	–	4.03%	–
EGL	New	ENGILITY HLDGS INC	$7,815,000	–	275,000	–	3.41%	–
SIR	New	SELECT INCOME REIT	$7,010,000	–	250,000	–	3.06%	–
KRNY	New	KEARNY FINL CORP	$5,591,000	–	533,000	–	2.44%	–
GYRO	New	GYRODYNE CO AMER INC	$4,719,000	–	66,004	–	2.06%	–
ETFC	New	E TRADE FINANCIAL CORP	$4,431,000	–	350,000	–	1.93%	–
GCVRZ	New	SANOFIright 12/31/2020	$3,023,000	–	1,566,546	–	1.32%	–
WMGIZ	New	WRIGHT MED GROUP INCright 03/01/2019	$2,791,000	–	1,030,000	–	1.22%	–
MAXY	New	MAXYGEN INC	$2,073,000	–	835,736	–	0.90%	–
	New	LINNCO LLCput	$1,465,000	–	40,000	–	0.64%	–

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