$434 Million is the total value of Newtyn Management, LLC's 55 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 71.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EBC | New | EASTERN BANKSHARES INC | $32,620,000 | – | 2,000,000 | +100.0% | 7.51% | – |
| ADNT | Sell | ADIENT PLC | $30,598,000 | +30.8% | 880,000 | -34.8% | 7.05% | +24.3% |
| CHNG | Sell | CHANGE HEALTHCARE INC | $22,380,000 | +6.4% | 1,200,000 | -17.2% | 5.15% | +1.1% |
| PCG | Sell | PG&E CORP | $21,465,000 | -18.4% | 1,722,714 | -38.5% | 4.94% | -22.4% |
| HII | HUNTINGTON INGALLS INDS INC | $21,310,000 | +21.1% | 125,000 | 0.0% | 4.91% | +15.1% | |
| SPB | SPECTRUM BRANDS HLDGS INC NE | $19,740,000 | +38.2% | 249,937 | 0.0% | 4.55% | +31.3% | |
| MIC | New | MACQUARIE INFRASTRUCTURE COR | $19,584,000 | – | 521,545 | +100.0% | 4.51% | – |
| VTOL | Buy | BRISTOW GROUP INC | $17,108,000 | +49.1% | 650,000 | +20.4% | 3.94% | +41.7% |
| CPLG | Sell | COREPOINT LODGING INC | $16,970,000 | +24.6% | 2,466,574 | -1.3% | 3.91% | +18.4% |
| SATS | Buy | ECHOSTAR CORPcl a | $14,833,000 | +858.8% | 700,000 | +1025.9% | 3.42% | +810.9% |
| LAUR | New | LAUREATE EDUCATION INCcl a | $13,104,000 | – | 900,000 | +100.0% | 3.02% | – |
| SPR | Sell | SPIRIT AEROSYSTEMS HLDGS INC | $12,704,000 | +12.0% | 325,000 | -45.8% | 2.93% | +6.4% |
| RLJPRA | RLJ LODGING TRcum conv pfd a | $12,573,000 | +10.8% | 495,000 | 0.0% | 2.90% | +5.3% | |
| VRTS | Sell | VIRTUS INVT PARTNERS INC | $10,850,000 | -26.5% | 50,000 | -53.1% | 2.50% | -30.2% |
| MACK | Buy | MERRIMACK PHARMACEUTICALS IN | $10,672,000 | +105.8% | 1,548,883 | +19.5% | 2.46% | +95.5% |
| BALY | New | BALLYS CORPORATION | $10,548,000 | – | 210,000 | +100.0% | 2.43% | – |
| CUBI | Sell | CUSTOMERS BANCORP INC | $10,247,000 | +22.0% | 563,643 | -24.8% | 2.36% | +16.0% |
| RFL | Buy | RAFAEL HLDGS INC | $9,455,000 | +62.7% | 405,440 | +8.1% | 2.18% | +54.6% |
| Buy | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $9,026,000 | +7.0% | 13,572,842 | +0.4% | 2.08% | +1.7% | |
| POR | PORTLAND GEN ELEC CO | $8,554,000 | +20.5% | 200,000 | 0.0% | 1.97% | +14.5% | |
| NODK | Sell | NI HLDGS INC | $8,101,000 | -4.1% | 493,387 | -1.3% | 1.87% | -8.8% |
| AAN | New | THE AARONS COMPANY INC | $7,426,000 | – | 391,644 | +100.0% | 1.71% | – |
| FVE | Buy | FIVE STAR SENIOR LIVING INC | $7,245,000 | +40.4% | 1,050,000 | +3.1% | 1.67% | +33.4% |
| MCMJ | MERIDA MERGER CORP I | $6,018,000 | +3.2% | 590,000 | 0.0% | 1.39% | -1.9% | |
| FTK | Sell | FLOTEK INDS INC DEL | $5,885,000 | -55.8% | 2,789,059 | -43.3% | 1.36% | -58.0% |
| PEIX | New | PACIFIC ETHANOL INC | $5,430,000 | – | 1,000,000 | +100.0% | 1.25% | – |
| AIV | New | APARTMENT INVT & MGMT COcl a | $5,296,000 | – | 1,003,100 | +100.0% | 1.22% | – |
| NWE | NORTHWESTERN CORP | $5,248,000 | +19.9% | 90,000 | 0.0% | 1.21% | +13.9% | |
| WBS | Sell | WEBSTER FINL CORP CONN | $5,058,000 | -16.7% | 120,000 | -47.8% | 1.16% | -20.9% |
| ALE | ALLETE INC | $4,955,000 | +19.7% | 80,000 | 0.0% | 1.14% | +13.8% | |
| ESRT | Sell | EMPIRE ST RLTY TR INCcl a | $4,660,000 | -30.8% | 500,000 | -54.5% | 1.07% | -34.2% |
| BKH | BLACK HILLS CORP | $4,609,000 | +14.9% | 75,000 | 0.0% | 1.06% | +9.3% | |
| Sell | TILRAY INCnote 5.000%10/0 | $4,241,000 | -44.0% | 5,000,000 | -72.2% | 0.98% | -46.8% | |
| RKT | New | ROCKET COS INC | $3,709,000 | – | 183,416 | +100.0% | 0.85% | – |
| NHF | New | NEXPOINT STRATEGIC OPPORTES | $3,682,000 | – | 350,000 | +100.0% | 0.85% | – |
| PRVL | New | PREVAIL THERAPEUTICS INC | $3,544,000 | – | 153,617 | +100.0% | 0.82% | – |
| RHP | Sell | RYMAN HOSPITALITY PPTYS INC | $3,388,000 | -55.2% | 50,000 | -75.7% | 0.78% | -57.5% |
| CAAP | Sell | CORPORACION AMER ARPTS S A | $3,192,000 | +18.9% | 800,000 | -33.6% | 0.74% | +12.9% |
| CTRA | CONTURA ENERGY INC | $2,843,000 | +55.4% | 250,000 | 0.0% | 0.66% | +47.9% | |
| AAOI | APPLIED OPTOELECTRONICS INC | $2,690,000 | -24.4% | 316,050 | 0.0% | 0.62% | -28.1% | |
| RVP | New | RETRACTABLE TECHNOLOGIES INC | $2,417,000 | – | 225,000 | +100.0% | 0.56% | – |
| REPH | RECRO PHARMA INC | $1,995,000 | +35.7% | 700,000 | 0.0% | 0.46% | +28.9% | |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $1,645,000 | – | 138,247 | +100.0% | 0.38% | – |
| CWH | Sell | CAMPING WORLD HLDGS INCcl a | $1,480,000 | -63.1% | 56,819 | -57.9% | 0.34% | -65.0% |
| SCPE | New | SC HEALTH CORP | $1,025,000 | – | 100,000 | +100.0% | 0.24% | – |
| LAZR | New | LUMINAR TECHNOLOGIES INC | $850,000 | – | 25,000 | +100.0% | 0.20% | – |
| PANA | New | PANACEA ACQUISITION CORPcl a | $585,000 | – | 50,000 | +100.0% | 0.14% | – |
| BTU | PEABODY ENGR CORP | $482,000 | +4.8% | 200,000 | 0.0% | 0.11% | 0.0% | |
| LATN | New | UNION ACQUISITION CORP II | $443,000 | – | 42,625 | +100.0% | 0.10% | – |
| TINVU | New | TIGA ACQUISITION CORPunit 99/99/9999 | $329,000 | – | 31,098 | +100.0% | 0.08% | – |
| CRSA | New | CRESCENT ACQUISITION CORP | $303,000 | – | 29,000 | +100.0% | 0.07% | – |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $295,000 | +96.7% | 295,000 | 0.0% | 0.07% | +88.9% | |
| GRNV | New | GREENVISION ACQUISITION CORP | $296,000 | – | 28,771 | +100.0% | 0.07% | – |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $267,000 | +34.2% | 27,777 | 0.0% | 0.06% | +27.1% | |
| GLEO | New | GALILEO ACQUISITION CORP | $214,000 | – | 20,980 | +100.0% | 0.05% | – |
| OAC | Exit | OAKTREE ACQUISITION CORP | $0 | – | -3,400 | -100.0% | -0.01% | – |
| SPNX | Exit | SUPERIOR ENERGY SVCS INC | $0 | – | -460,000 | -100.0% | -0.04% | – |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -25,000 | -100.0% | -0.12% | – |
| WSG | Exit | WANDA SPORTS GROUP CO LTDsponsored ads | $0 | – | -409,817 | -100.0% | -0.23% | – |
| BMYRT | Exit | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $0 | – | -450,000 | -100.0% | -0.24% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES IN | $0 | – | -2,000,000 | -100.0% | -0.27% | – |
| AOUT | Exit | AMERICAN OUTDOOR BRANDS INC | $0 | – | -220,561 | -100.0% | -0.70% | – |
| RVI | Exit | RETAIL VALUE INC | $0 | – | -252,319 | -100.0% | -0.77% | – |
| PNW | Exit | PINNACLE WEST CAP CORP | $0 | – | -60,000 | -100.0% | -1.08% | – |
| GLNG | Exit | GOLAR LNG LTD | $0 | – | -750,000 | -100.0% | -1.10% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INC | $0 | – | -182,769 | -100.0% | -1.17% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -15,000 | -100.0% | -1.22% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -250,000 | -100.0% | -1.38% | – |
| PNM | Exit | PNM RES INC | $0 | – | -140,000 | -100.0% | -1.40% | – |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -2,000,000 | -100.0% | -1.67% | – |
| TRWH | Exit | TWIN RIV WORLDWIDE HLDGS INC | $0 | – | -314,731 | -100.0% | -2.00% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -375,000 | -100.0% | -2.61% | – |
| PFNX | Exit | PFENEX INC | $0 | – | -4,500,000 | -100.0% | -13.90% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPIRIT AEROSYSTEMS HLDGS INC | 33 | Q2 2021 | 24.0% |
| NI HLDGS INC | 27 | Q3 2023 | 2.9% |
| ADIENT PLC | 26 | Q1 2023 | 17.3% |
| MERRIMACK PHARMACEUTICALS IN | 25 | Q3 2023 | 5.7% |
| PG&E CORP | 24 | Q3 2023 | 19.2% |
| SPECTRUM BRANDS HLDGS INC NE | 21 | Q3 2023 | 6.7% |
| RAFAEL HLDGS INC | 18 | Q2 2022 | 7.4% |
| CUSTOMERS BANCORP INC | 18 | Q1 2023 | 3.7% |
| BRISTOW GROUP INC | 14 | Q3 2023 | 4.8% |
| APPLIED OPTOELECTRONICS INC | 14 | Q3 2021 | 2.2% |
View Newtyn Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PFSWEB INC | February 14, 2023 | 1,206,502 | 5.3% |
| Garrett Motion Inc. | February 14, 2022 | 1,571,451 | 2.4% |
| Flexion Therapeutics Inc | November 24, 2021 | 4,400,000 | 8.7% |
| FLOTEK INDUSTRIES INC/CN/ | February 16, 2021 | 2,789,059 | 3.8% |
| Forward Pharma A/SSold out | February 16, 2021 | 0 | 0.0% |
| Pfenex Inc. | October 02, 2020 | 650,000 | 1.9% |
| CymaBay Therapeutics, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Recro Pharma, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Stable Road Acquisition Corp. | February 14, 2020 | 700,000 | 3.9% |
| CSW INDUSTRIALS, INC. | February 14, 2017 | 330,000 | 2.1% |
View Newtyn Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-03-08 |
| SC 13D/A | 2024-03-07 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13D/A | 2024-02-13 |
| SC 13D/A | 2024-01-25 |
View Newtyn Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.