$413 Million is the total value of Newtyn Management, LLC's 53 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 50.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFNX | New | PFENEX INC | $57,375,000 | – | 4,500,000 | +100.0% | 13.90% | – |
| PCG | Buy | PG&E CORP | $26,292,000 | +26.2% | 2,800,000 | +19.2% | 6.37% | -16.4% |
| ADNT | Buy | ADIENT PLC | $23,396,000 | +14.0% | 1,350,000 | +8.0% | 5.67% | -24.5% |
| CHNG | Buy | CHANGE HEALTHCARE INC | $21,040,000 | +44.5% | 1,450,000 | +11.5% | 5.10% | -4.3% |
| HII | New | HUNTINGTON INGALLS INDS INC | $17,594,000 | – | 125,000 | +100.0% | 4.26% | – |
| VRTS | Sell | VIRTUS INVT PARTNERS INC | $14,766,000 | +14.9% | 106,500 | -3.6% | 3.58% | -23.9% |
| SPB | SPECTRUM BRANDS HLDGS INC NE | $14,286,000 | +24.5% | 249,937 | 0.0% | 3.46% | -17.5% | |
| CPLG | Sell | COREPOINT LODGING INC | $13,625,000 | +29.3% | 2,500,000 | -0.1% | 3.30% | -14.4% |
| FTK | Sell | FLOTEK INDS INC DEL | $13,324,000 | +94.3% | 4,916,573 | -13.9% | 3.23% | +28.7% |
| VTOL | Buy | BRISTOW GROUP INC | $11,475,000 | +105.9% | 539,982 | +35.0% | 2.78% | +36.4% |
| RLJPRA | Buy | RLJ LODGING TRcum conv pfd a | $11,350,000 | +11.5% | 495,000 | +6.5% | 2.75% | -26.2% |
| SPR | Buy | SPIRIT AEROSYSTEMS HLDGS INC | $11,346,000 | +11.5% | 600,000 | +41.2% | 2.75% | -26.2% |
| FE | New | FIRSTENERGY CORP | $10,766,000 | – | 375,000 | +100.0% | 2.61% | – |
| NODK | Sell | NI HLDGS INC | $8,445,000 | +11.6% | 500,000 | -2.4% | 2.05% | -26.1% |
| New | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $8,439,000 | – | 13,514,000 | +100.0% | 2.04% | – | |
| CUBI | Buy | CUSTOMERS BANCORP INC | $8,400,000 | +39.8% | 750,000 | +50.0% | 2.04% | -7.5% |
| TRWH | Sell | TWIN RIV WORLDWIDE HLDGS INC | $8,268,000 | +9.1% | 314,731 | -7.4% | 2.00% | -27.8% |
| Sell | TILRAY INCnote 5.000%10/0 | $7,571,000 | -17.3% | 18,000,000 | -10.0% | 1.84% | -45.2% | |
| RHP | Buy | RYMAN HOSPITALITY PPTYS INC | $7,570,000 | +118.8% | 205,700 | +105.7% | 1.83% | +44.9% |
| POR | Buy | PORTLAND GEN ELEC CO | $7,100,000 | +54.4% | 200,000 | +81.8% | 1.72% | +2.2% |
| GTX | Sell | GARRETT MOTION INC | $6,900,000 | -52.8% | 2,000,000 | -24.1% | 1.67% | -68.7% |
| ESRT | New | EMPIRE ST RLTY TR INCcl a | $6,732,000 | – | 1,100,000 | +100.0% | 1.63% | – |
| WBS | WEBSTER FINL CORP CONN | $6,074,000 | -7.7% | 230,000 | 0.0% | 1.47% | -38.9% | |
| MCMJ | MERIDA MERGER CORP I | $5,832,000 | +1.0% | 590,000 | 0.0% | 1.41% | -33.1% | |
| RFL | Sell | RAFAEL HLDGS INC | $5,813,000 | +1.4% | 375,000 | -6.0% | 1.41% | -32.8% |
| PNM | PNM RES INC | $5,786,000 | +7.5% | 140,000 | 0.0% | 1.40% | -28.8% | |
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $5,673,000 | – | 250,000 | +100.0% | 1.38% | – |
| MACK | Buy | MERRIMACK PHARMACEUTICALS IN | $5,186,000 | +29.8% | 1,296,436 | +8.1% | 1.26% | -14.0% |
| FVE | Buy | FIVE STAR SENIOR LIVING INC | $5,161,000 | +32.3% | 1,018,041 | +1.8% | 1.25% | -12.3% |
| SPY | New | SPDR S&P 500 ETF TRput | $5,023,000 | – | 15,000 | +100.0% | 1.22% | – |
| SMCI | Sell | SUPER MICRO COMPUTER INC | $4,825,000 | -25.2% | 182,769 | -19.5% | 1.17% | -50.4% |
| GLNG | New | GOLAR LNG LTD | $4,541,000 | – | 750,000 | +100.0% | 1.10% | – |
| PNW | PINNACLE WEST CAP CORP | $4,473,000 | +1.7% | 60,000 | 0.0% | 1.08% | -32.6% | |
| NWE | NORTHWESTERN CORP | $4,378,000 | -10.8% | 90,000 | 0.0% | 1.06% | -40.9% | |
| ALE | ALLETE INC | $4,139,000 | -5.3% | 80,000 | 0.0% | 1.00% | -37.3% | |
| CWH | CAMPING WORLD HLDGS INCcl a | $4,016,000 | +9.5% | 135,000 | 0.0% | 0.97% | -27.5% | |
| BKH | Buy | BLACK HILLS CORP | $4,012,000 | +41.6% | 75,000 | +50.0% | 0.97% | -6.3% |
| AAOI | APPLIED OPTOELECTRONICS INC | $3,556,000 | +3.5% | 316,050 | 0.0% | 0.86% | -31.4% | |
| RVI | RETAIL VALUE INC | $3,172,000 | +1.7% | 252,319 | 0.0% | 0.77% | -32.6% | |
| AOUT | New | AMERICAN OUTDOOR BRANDS INC | $2,874,000 | – | 220,561 | +100.0% | 0.70% | – |
| CAAP | Sell | CORPORACION AMER ARPTS S A | $2,685,000 | +1.1% | 1,203,974 | -1.1% | 0.65% | -33.0% |
| CTRA | CONTURA ENERGY INC | $1,830,000 | +140.8% | 250,000 | 0.0% | 0.44% | +59.4% | |
| SATS | New | ECHOSTAR CORPcl a | $1,547,000 | – | 62,170 | +100.0% | 0.38% | – |
| REPH | New | RECRO PHARMA INC | $1,470,000 | – | 700,000 | +100.0% | 0.36% | – |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $1,099,000 | +38.8% | 2,000,000 | +33.3% | 0.27% | -8.3% |
| BMYRT | New | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $1,013,000 | – | 450,000 | +100.0% | 0.24% | – |
| WSG | Buy | WANDA SPORTS GROUP CO LTDsponsored ads | $951,000 | +13.2% | 409,817 | +2.5% | 0.23% | -25.1% |
| ARNC | Sell | ARCONIC CORPORATION | $476,000 | -75.1% | 25,000 | -81.8% | 0.12% | -83.5% |
| BTU | New | PEABODY ENERGY CORP NEW | $460,000 | – | 200,000 | +100.0% | 0.11% | – |
| PSTHWS | New | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $199,000 | – | 27,777 | +100.0% | 0.05% | – |
| SPNX | Buy | SUPERIOR ENERGY SVCS INC | $167,000 | -63.4% | 460,000 | +15.0% | 0.04% | -76.0% |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $150,000 | -2.0% | 295,000 | 0.0% | 0.04% | -35.7% | |
| OAC | New | OAKTREE ACQUISITION CORP | $40,000 | – | 3,400 | +100.0% | 0.01% | – |
| SSPKW | Exit | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $0 | – | -200,000 | -100.0% | -0.04% | – |
| CNTY | Exit | CENTURY CASINOS INC | $0 | – | -115,033 | -100.0% | -0.18% | – |
| FSKR | Exit | FS KKR CAP CORP II | $0 | – | -53,300 | -100.0% | -0.25% | – |
| UEPS | Exit | NET 1 UEPS TECHNOLOGIES INC | $0 | – | -322,055 | -100.0% | -0.36% | – |
| GHC | Exit | GRAHAM HLDGS CO | $0 | – | -10,000 | -100.0% | -1.25% | – |
| CPRX | Exit | CATALYST PHARMACEUTICALS INC | $0 | – | -1,000,000 | -100.0% | -1.69% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -200,000 | -100.0% | -1.87% | – |
| HUD | Exit | HUDSON LTD | $0 | – | -1,900,000 | -100.0% | -3.39% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPIRIT AEROSYSTEMS HLDGS INC | 33 | Q2 2021 | 24.0% |
| NI HLDGS INC | 27 | Q3 2023 | 2.9% |
| ADIENT PLC | 26 | Q1 2023 | 17.3% |
| MERRIMACK PHARMACEUTICALS IN | 25 | Q3 2023 | 5.7% |
| PG&E CORP | 24 | Q3 2023 | 19.2% |
| SPECTRUM BRANDS HLDGS INC NE | 21 | Q3 2023 | 6.7% |
| RAFAEL HLDGS INC | 18 | Q2 2022 | 7.4% |
| CUSTOMERS BANCORP INC | 18 | Q1 2023 | 3.7% |
| BRISTOW GROUP INC | 14 | Q3 2023 | 4.8% |
| APPLIED OPTOELECTRONICS INC | 14 | Q3 2021 | 2.2% |
View Newtyn Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PFSWEB INC | February 14, 2023 | 1,206,502 | 5.3% |
| Garrett Motion Inc. | February 14, 2022 | 1,571,451 | 2.4% |
| Flexion Therapeutics Inc | November 24, 2021 | 4,400,000 | 8.7% |
| FLOTEK INDUSTRIES INC/CN/ | February 16, 2021 | 2,789,059 | 3.8% |
| Forward Pharma A/SSold out | February 16, 2021 | 0 | 0.0% |
| Pfenex Inc. | October 02, 2020 | 650,000 | 1.9% |
| CymaBay Therapeutics, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Recro Pharma, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Stable Road Acquisition Corp. | February 14, 2020 | 700,000 | 3.9% |
| CSW INDUSTRIALS, INC. | February 14, 2017 | 330,000 | 2.1% |
View Newtyn Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-03-08 |
| SC 13D/A | 2024-03-07 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13D/A | 2024-02-13 |
| SC 13D/A | 2024-01-25 |
View Newtyn Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.