$118 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 108 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 98.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Sell | AXSOME THERAPEUTICS INC | $42,462,000 | +13.7% | 1,123,929 | -0.8% | 36.04% | +9.6% |
| RNA | Sell | AVIDITY BIOSCIENCES INC | $21,144,000 | -5.4% | 889,537 | -2.0% | 17.94% | -8.8% |
| BIL | Sell | SPDR SER TRbloomberg 1-3 mo | $9,082,000 | -8.1% | 99,334 | -8.1% | 7.71% | -11.4% |
| TLT | New | ISHARES TR20 yr tr bd etf | $8,588,000 | – | 57,954 | +100.0% | 7.29% | – |
| CDTX | Buy | CIDARA THERAPEUTICS INC | $2,460,000 | -6.3% | 1,937,044 | +65.3% | 2.09% | -9.6% |
| SPPI | Sell | SPECTRUM PHARMACEUTICALS INC | $1,495,000 | -58.6% | 1,177,115 | -29.0% | 1.27% | -60.1% |
| KURA | New | KURA ONCOLOGY INC | $1,201,000 | – | 85,800 | +100.0% | 1.02% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,071,000 | +51.7% | 370 | +39.6% | 0.91% | +46.1% |
| SPY | New | SPDR S&P 500 ETF TRput | $765,000 | – | 1,700 | +100.0% | 0.65% | – |
| NVDA | New | NVIDIA CORPORATION | $735,000 | – | 2,500 | +100.0% | 0.62% | – |
| PG | PROCTER AND GAMBLE CO | $695,000 | +17.0% | 4,250 | 0.0% | 0.59% | +12.8% | |
| BAC | Sell | BK OF AMERICA CORP | $690,000 | +1.5% | 15,500 | -3.2% | 0.59% | -2.2% |
| AAPL | Sell | APPLE INC | $675,000 | +22.3% | 3,800 | -2.6% | 0.57% | +17.9% |
| MSFT | MICROSOFT CORP | $673,000 | +19.3% | 2,000 | 0.0% | 0.57% | +14.9% | |
| HD | HOME DEPOT INC | $664,000 | +26.5% | 1,600 | 0.0% | 0.56% | +22.1% | |
| MAA | New | MID-AMER APT CMNTYS INC | $639,000 | – | 2,786 | +100.0% | 0.54% | – |
| EXR | New | EXTRA SPACE STORAGE INC | $604,000 | – | 2,663 | +100.0% | 0.51% | – |
| BX | BLACKSTONE INC | $595,000 | +11.2% | 4,600 | 0.0% | 0.50% | +7.2% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $577,000 | -17.2% | 5,500 | -23.0% | 0.49% | -20.2% |
| BLK | BLACKROCK INC | $568,000 | +9.2% | 620 | 0.0% | 0.48% | +5.2% | |
| ZTS | New | ZOETIS INCcl a | $562,000 | – | 2,302 | +100.0% | 0.48% | – |
| WM | Sell | WASTE MGMT INC DEL | $559,000 | -54.8% | 3,350 | -59.6% | 0.47% | -56.5% |
| ITW | ILLINOIS TOOL WKS INC | $547,000 | +19.4% | 2,215 | 0.0% | 0.46% | +15.1% | |
| HON | HONEYWELL INTL INC | $543,000 | -1.6% | 2,602 | 0.0% | 0.46% | -5.1% | |
| AMGN | AMGEN INC | $540,000 | +5.9% | 2,400 | 0.0% | 0.46% | +2.0% | |
| PAYX | New | PAYCHEX INC | $537,000 | – | 3,936 | +100.0% | 0.46% | – |
| INTU | New | INTUIT | $536,000 | – | 834 | +100.0% | 0.46% | – |
| ROK | New | ROCKWELL AUTOMATION INC | $533,000 | – | 1,528 | +100.0% | 0.45% | – |
| MS | New | MORGAN STANLEY | $528,000 | – | 5,381 | +100.0% | 0.45% | – |
| PKI | New | PERKINELMER INC | $526,000 | – | 2,616 | +100.0% | 0.45% | – |
| SBAC | New | SBA COMMUNICATIONS CORP NEWcl a | $525,000 | – | 1,349 | +100.0% | 0.45% | – |
| DOV | New | DOVER CORP | $522,000 | – | 2,873 | +100.0% | 0.44% | – |
| PEP | PEPSICO INC | $521,000 | +15.5% | 3,000 | 0.0% | 0.44% | +11.3% | |
| ETN | EATON CORP PLC | $518,000 | +15.6% | 3,000 | 0.0% | 0.44% | +11.7% | |
| KR | New | KROGER CO | $517,000 | – | 11,428 | +100.0% | 0.44% | – |
| ARE | New | ALEXANDRIA REAL ESTATE EQ IN | $516,000 | – | 2,314 | +100.0% | 0.44% | – |
| MMM | Sell | 3M CO | $516,000 | -2.1% | 2,903 | -3.3% | 0.44% | -5.6% |
| JPM | JPMORGAN CHASE & CO | $515,000 | -3.2% | 3,250 | 0.0% | 0.44% | -6.6% | |
| DIS | DISNEY WALT CO | $511,000 | -8.4% | 3,301 | 0.0% | 0.43% | -11.6% | |
| New | ROBINHOOD MKTS INC | $510,000 | – | 28,715 | +100.0% | 0.43% | – | |
| REGN | New | REGENERON PHARMACEUTICALS | $496,000 | – | 785 | +100.0% | 0.42% | – |
| EVRG | New | EVERGY INC | $495,000 | – | 7,219 | +100.0% | 0.42% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $495,000 | – | 1,100 | +100.0% | 0.42% | – |
| WAT | New | WATERS CORP | $472,000 | – | 1,266 | +100.0% | 0.40% | – |
| KMB | Sell | KIMBERLY-CLARK CORP | $457,000 | -17.8% | 3,200 | -23.8% | 0.39% | -20.7% |
| RMD | New | RESMED INC | $449,000 | – | 1,722 | +100.0% | 0.38% | – |
| NUE | Sell | NUCOR CORP | $433,000 | -39.1% | 3,795 | -47.4% | 0.37% | -41.4% |
| XOM | EXXON MOBIL CORP | $428,000 | +3.9% | 7,000 | 0.0% | 0.36% | 0.0% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $404,000 | +9.8% | 1,350 | 0.0% | 0.34% | +5.9% | |
| KO | Sell | COCA COLA CO | $385,000 | -52.9% | 6,500 | -58.2% | 0.33% | -54.5% |
| MDT | MEDTRONIC PLC | $362,000 | -17.5% | 3,500 | 0.0% | 0.31% | -20.5% | |
| CVS | CVS HEALTH CORP | $340,000 | +21.4% | 3,300 | 0.0% | 0.29% | +17.5% | |
| MRNA | New | MODERNA INC | $334,000 | – | 1,317 | +100.0% | 0.28% | – |
| CMI | CUMMINS INC | $327,000 | -3.0% | 1,500 | 0.0% | 0.28% | -6.4% | |
| PFE | PFIZER INC | $325,000 | +37.1% | 5,500 | 0.0% | 0.28% | +32.1% | |
| HEDJ | WISDOMTREE TReurope hedged eq | $321,000 | +5.2% | 4,010 | 0.0% | 0.27% | +1.1% | |
| INTC | INTEL CORP | $309,000 | -3.4% | 6,000 | 0.0% | 0.26% | -7.1% | |
| MRK | Sell | MERCK & CO INC | $307,000 | -5.0% | 4,000 | -7.0% | 0.26% | -8.1% |
| DOW | DOW INC | $301,000 | -1.3% | 5,300 | 0.0% | 0.26% | -5.2% | |
| QCOM | QUALCOMM INC | $293,000 | +42.2% | 1,600 | 0.0% | 0.25% | +37.6% | |
| NFG | NATIONAL FUEL GAS CO | $288,000 | +22.0% | 4,500 | 0.0% | 0.24% | +17.3% | |
| QQQ | New | INVESCO QQQ TRput | $288,000 | – | 800 | +100.0% | 0.24% | – |
| QQQ | New | INVESCO QQQ TRcall | $288,000 | – | 800 | +100.0% | 0.24% | – |
| SYY | SYSCO CORP | $275,000 | 0.0% | 3,500 | 0.0% | 0.23% | -3.7% | |
| LPRO | OPEN LENDING CORP | $270,000 | -37.6% | 12,000 | 0.0% | 0.23% | -39.9% | |
| SLG | SL GREEN RLTY CORP | $251,000 | +1.2% | 3,500 | 0.0% | 0.21% | -2.3% | |
| PTON | New | PELOTON INTERACTIVE INC | $227,000 | – | 6,345 | +100.0% | 0.19% | – |
| TWTR | Buy | TWITTER INC | $205,000 | -23.8% | 4,750 | +6.7% | 0.17% | -26.6% |
| IBM | INTERNATIONAL BUSINESS MACHS | $200,000 | -3.8% | 1,500 | 0.0% | 0.17% | -7.1% | |
| GLD | New | SPDR GOLD TR | $188,000 | – | 1,100 | +100.0% | 0.16% | – |
| BLW | Sell | BLACKROCK LTD DURATION INCOM | $180,000 | -3.2% | 10,666 | -1.9% | 0.15% | -6.7% |
| SHOP | New | SHOPIFY INCput | $176,000 | – | 200 | +100.0% | 0.15% | – |
| EVM | EATON VANCE CALIF MUN BD FD | $158,000 | -2.5% | 13,579 | 0.0% | 0.13% | -6.3% | |
| NVDA | New | NVIDIA CORPORATIONput | $126,000 | – | 500 | +100.0% | 0.11% | – |
| IWM | New | ISHARES TRcall | $122,000 | – | 600 | +100.0% | 0.10% | – |
| IWM | New | ISHARES TRput | $122,000 | – | 600 | +100.0% | 0.10% | – |
| TLT | New | ISHARES TRput | $110,000 | – | 800 | +100.0% | 0.09% | – |
| TLT | New | ISHARES TRcall | $110,000 | – | 800 | +100.0% | 0.09% | – |
| AAPL | New | APPLE INCcall | $105,000 | – | 600 | +100.0% | 0.09% | – |
| AAPL | New | APPLE INCput | $105,000 | – | 600 | +100.0% | 0.09% | – |
| SHOP | New | SHOPIFY INCcall | $88,000 | – | 100 | +100.0% | 0.08% | – |
| GLD | New | SPDR GOLD TRcall | $68,000 | – | 400 | +100.0% | 0.06% | – |
| GLD | New | SPDR GOLD TRput | $68,000 | – | 400 | +100.0% | 0.06% | – |
| XOM | New | EXXON MOBIL CORPput | $48,000 | – | 600 | +100.0% | 0.04% | – |
| XOM | New | EXXON MOBIL CORPcall | $48,000 | – | 600 | +100.0% | 0.04% | – |
| RMED | RA MED SYS INC | $19,000 | -51.3% | 12,320 | 0.0% | 0.02% | -52.9% | |
| NUE | Exit | NUCOR CORPcall | $0 | – | -500 | -100.0% | 0.00% | – |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| NUE | Exit | NUCOR CORPput | $0 | – | -500 | -100.0% | 0.00% | – |
| HD | Exit | HOME DEPOT INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| UNH | Exit | UNITEDHEALTH GROUP INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| FCX | Exit | FREEPORT-MCMORAN INCput | $0 | – | -400 | -100.0% | -0.00% | – |
| UNH | Exit | UNITEDHEALTH GROUP INCput | $0 | – | -200 | -100.0% | -0.00% | – |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -34,052 | -100.0% | -0.16% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -5,100 | -100.0% | -0.18% | – |
| AX | Exit | AXOS FINANCIAL INC | $0 | – | -4,400 | -100.0% | -0.20% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -8,995 | -100.0% | -0.20% | – |
| STX | Exit | SEAGATE TECHNOLOGY HLDNGS PL | $0 | – | -3,247 | -100.0% | -0.24% | – |
| REM | Exit | ISHARES TRmortge rel etf | $0 | – | -8,037 | -100.0% | -0.26% | – |
| DISH | Exit | DISH NETWORK CORPORATIONcl a | $0 | – | -6,718 | -100.0% | -0.26% | – |
| DB | Exit | DEUTSCHE BANK A Gnamen akt | $0 | – | -26,169 | -100.0% | -0.29% | – |
| O | Exit | REALTY INCOME CORP | $0 | – | -5,264 | -100.0% | -0.30% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -11,240 | -100.0% | -0.32% | – |
| CBRE | Exit | CBRE GROUP INCcl a | $0 | – | -4,210 | -100.0% | -0.36% | – |
| TMUS | Exit | T-MOBILE US INC | $0 | – | -3,256 | -100.0% | -0.37% | – |
| T | Exit | AT&T INC | $0 | – | -16,260 | -100.0% | -0.39% | – |
| AJG | Exit | GALLAGHER ARTHUR J & CO | $0 | – | -3,016 | -100.0% | -0.39% | – |
| LH | Exit | LABORATORY CORP AMER HLDGS | $0 | – | -1,600 | -100.0% | -0.40% | – |
| NEM | Exit | NEWMONT CORP | $0 | – | -10,918 | -100.0% | -0.52% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -3,547 | -100.0% | -0.54% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -1,597 | -100.0% | -0.55% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -1,828 | -100.0% | -0.56% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -5,340 | -100.0% | -0.56% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -1,813 | -100.0% | -0.60% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -11,419 | -100.0% | -0.60% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -12,409 | -100.0% | -0.61% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -12,146 | -100.0% | -0.64% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -6,015 | -100.0% | -0.65% | – |
| DGX | Exit | QUEST DIAGNOSTICS INC | $0 | – | -5,243 | -100.0% | -0.67% | – |
| AZO | Exit | AUTOZONE INC | $0 | – | -464 | -100.0% | -0.69% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -18,012 | -100.0% | -0.76% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -8,270 | -100.0% | -0.78% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -277 | -100.0% | -0.80% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -18,184 | -100.0% | -0.83% | – |
| BR | Exit | BROADRIDGE FINL SOLUTIONS IN | $0 | – | -5,812 | -100.0% | -0.85% | – |
| ODFL | Exit | OLD DOMINION FREIGHT LINE IN | $0 | – | -6,395 | -100.0% | -1.61% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.