$111 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 65 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 68.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Sell | AXSOME THERAPEUTICS INC | $43,176,000 | +1.7% | 1,043,159 | -7.2% | 39.06% | +8.4% |
| RNA | Buy | AVIDITY BIOSCIENCES INC | $16,438,000 | -22.3% | 889,957 | +0.0% | 14.87% | -17.1% |
| BIL | Sell | SPDR SER TRbloomberg 1-3 mo | $5,775,000 | -36.4% | 63,166 | -36.4% | 5.22% | -32.2% |
| KURA | Buy | KURA ONCOLOGY INC | $5,751,000 | +378.9% | 357,620 | +316.8% | 5.20% | +410.6% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $4,778,000 | -44.4% | 36,172 | -37.6% | 4.32% | -40.7% |
| CDTX | Buy | CIDARA THERAPEUTICS INC | $1,615,000 | -34.3% | 1,939,266 | +0.1% | 1.46% | -30.0% |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $1,518,000 | +1.5% | 1,177,115 | 0.0% | 1.37% | +8.2% | |
| MDT | Buy | MEDTRONIC PLC | $1,153,000 | +218.5% | 10,389 | +196.8% | 1.04% | +239.7% |
| MRK | Buy | MERCK & CO INC | $1,113,000 | +262.5% | 13,565 | +239.1% | 1.01% | +285.8% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,056,000 | +105.0% | 7,749 | +138.4% | 0.96% | +118.5% |
| COG | New | COTERRA ENERGY INC | $1,022,000 | – | 37,888 | +100.0% | 0.92% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $934,000 | – | 9,430 | +100.0% | 0.84% | – |
| WMB | New | WILLIAMS COS INC | $925,000 | – | 27,672 | +100.0% | 0.84% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $893,000 | – | 17,529 | +100.0% | 0.81% | – |
| OKE | New | ONEOK INC NEW | $865,000 | – | 12,245 | +100.0% | 0.78% | – |
| CMI | Buy | CUMMINS INC | $861,000 | +163.3% | 4,198 | +179.9% | 0.78% | +180.2% |
| VIAC | New | PARAMOUNT GLOBAL | $853,000 | – | 22,547 | +100.0% | 0.77% | – |
| KHC | New | KRAFT HEINZ CO | $801,000 | – | 20,332 | +100.0% | 0.72% | – |
| HII | New | HUNTINGTON INGALLS INDS INC | $776,000 | – | 3,890 | +100.0% | 0.70% | – |
| ZION | New | ZIONS BANCORPORATION N A | $743,000 | – | 11,333 | +100.0% | 0.67% | – |
| K | New | KELLOGG CO | $734,000 | – | 11,385 | +100.0% | 0.66% | – |
| RF | New | REGIONS FINANCIAL CORP NEW | $717,000 | – | 32,191 | +100.0% | 0.65% | – |
| GOOG | Sell | ALPHABET INCcap stk cl c | $712,000 | -33.5% | 255 | -31.1% | 0.64% | -29.2% |
| TXN | New | TEXAS INSTRS INC | $706,000 | – | 3,849 | +100.0% | 0.64% | – |
| EOG | New | EOG RES INC | $694,000 | – | 5,823 | +100.0% | 0.63% | – |
| C | New | CITIGROUP INC | $667,000 | – | 12,489 | +100.0% | 0.60% | – |
| BBY | New | BEST BUY INC | $652,000 | – | 7,175 | +100.0% | 0.59% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $648,000 | – | 57,458 | +100.0% | 0.59% | – |
| BX | BLACKSTONE INC | $584,000 | -1.8% | 4,600 | 0.0% | 0.53% | +4.6% | |
| XOM | EXXON MOBIL CORP | $578,000 | +35.0% | 7,000 | 0.0% | 0.52% | +44.1% | |
| AAPL | Sell | APPLE INC | $559,000 | -17.2% | 3,200 | -15.8% | 0.51% | -11.7% |
| PG | Sell | PROCTER AND GAMBLE CO | $558,000 | -19.7% | 3,650 | -14.1% | 0.50% | -14.4% |
| BAC | Sell | BK OF AMERICA CORP | $553,000 | -19.9% | 13,421 | -13.4% | 0.50% | -14.7% |
| WM | WASTE MGMT INC DEL | $531,000 | -5.0% | 3,350 | 0.0% | 0.48% | +1.3% | |
| MSFT | Sell | MICROSOFT CORP | $516,000 | -23.3% | 1,675 | -16.2% | 0.47% | -18.2% |
| HON | Sell | HONEYWELL INTL INC | $497,000 | -8.5% | 2,554 | -1.8% | 0.45% | -2.4% |
| MMM | Buy | 3M CO | $492,000 | -4.7% | 3,306 | +13.9% | 0.44% | +1.6% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $476,000 | +17.8% | 1,350 | 0.0% | 0.43% | +25.7% | |
| BLK | BLACKROCK INC | $474,000 | -16.5% | 620 | 0.0% | 0.43% | -11.0% | |
| PEP | Sell | PEPSICO INC | $469,000 | -10.0% | 2,800 | -6.7% | 0.42% | -4.1% |
| ETN | EATON CORP PLC | $455,000 | -12.2% | 3,000 | 0.0% | 0.41% | -6.4% | |
| DIS | DISNEY WALT CO | $453,000 | -11.4% | 3,301 | 0.0% | 0.41% | -5.5% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $447,000 | -22.5% | 4,000 | -27.3% | 0.40% | -17.6% |
| AMGN | Sell | AMGEN INC | $423,000 | -21.7% | 1,750 | -27.1% | 0.38% | -16.4% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $419,000 | -23.4% | 2,000 | -9.7% | 0.38% | -18.3% |
| KO | COCA COLA CO | $403,000 | +4.7% | 6,500 | 0.0% | 0.36% | +11.6% | |
| KMB | KIMBERLY-CLARK CORP | $394,000 | -13.8% | 3,200 | 0.0% | 0.36% | -8.2% | |
| HD | Sell | HOME DEPOT INC | $389,000 | -41.4% | 1,300 | -18.8% | 0.35% | -37.6% |
| ROBINHOOD MKTS INC | $388,000 | -23.9% | 28,715 | 0.0% | 0.35% | -18.9% | ||
| DOW | DOW INC | $338,000 | +12.3% | 5,300 | 0.0% | 0.31% | +20.0% | |
| CVS | CVS HEALTH CORP | $334,000 | -1.8% | 3,300 | 0.0% | 0.30% | +4.5% | |
| NFG | NATIONAL FUEL GAS CO | $309,000 | +7.3% | 4,500 | 0.0% | 0.28% | +14.8% | |
| INTC | INTEL CORP | $297,000 | -3.9% | 6,000 | 0.0% | 0.27% | +2.7% | |
| HEDJ | WISDOMTREE TReurope hedged eq | $295,000 | -8.1% | 4,010 | 0.0% | 0.27% | -1.8% | |
| SYY | SYSCO CORP | $286,000 | +4.0% | 3,500 | 0.0% | 0.26% | +11.2% | |
| PFE | PFIZER INC | $285,000 | -12.3% | 5,500 | 0.0% | 0.26% | -6.5% | |
| New | SL GREEN RLTY CORP | $284,000 | – | 3,496 | +100.0% | 0.26% | – | |
| DVN | New | DEVON ENERGY CORP NEW | $263,000 | – | 4,454 | +100.0% | 0.24% | – |
| QCOM | QUALCOMM INC | $245,000 | -16.4% | 1,600 | 0.0% | 0.22% | -10.8% | |
| ENB | New | ENBRIDGE INC | $235,000 | – | 5,100 | +100.0% | 0.21% | – |
| LPRO | OPEN LENDING CORP | $227,000 | -15.9% | 12,000 | 0.0% | 0.20% | -10.5% | |
| GLD | Buy | SPDR GOLD TR | $217,000 | +15.4% | 1,200 | +9.1% | 0.20% | +22.5% |
| BLW | BLACKROCK LTD DURATION INCOM | $153,000 | -15.0% | 10,666 | 0.0% | 0.14% | -9.8% | |
| EVM | EATON VANCE CALIF MUN BD FD | $136,000 | -13.9% | 13,579 | 0.0% | 0.12% | -8.2% | |
| RMED | RA MED SYS INC | $5,000 | -73.7% | 12,320 | 0.0% | 0.01% | -68.8% | |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -600 | -100.0% | -0.04% | – |
| XOM | Exit | EXXON MOBIL CORPput | $0 | – | -600 | -100.0% | -0.04% | – |
| GLD | Exit | SPDR GOLD TRcall | $0 | – | -400 | -100.0% | -0.06% | – |
| GLD | Exit | SPDR GOLD TRput | $0 | – | -400 | -100.0% | -0.06% | – |
| SHOP | Exit | SHOPIFY INCcall | $0 | – | -100 | -100.0% | -0.08% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -600 | -100.0% | -0.09% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -600 | -100.0% | -0.09% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -800 | -100.0% | -0.09% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -800 | -100.0% | -0.09% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -600 | -100.0% | -0.10% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -600 | -100.0% | -0.10% | – |
| NVDA | Exit | NVIDIA CORPORATIONput | $0 | – | -500 | -100.0% | -0.11% | – |
| SHOP | Exit | SHOPIFY INCput | $0 | – | -200 | -100.0% | -0.15% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -1,500 | -100.0% | -0.17% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -4,750 | -100.0% | -0.17% | – |
| PTON | Exit | PELOTON INTERACTIVE INC | $0 | – | -6,345 | -100.0% | -0.19% | – |
| SLG | Exit | SL GREEN RLTY CORP | $0 | – | -3,500 | -100.0% | -0.21% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -800 | -100.0% | -0.24% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -800 | -100.0% | -0.24% | – |
| MRNA | Exit | MODERNA INC | $0 | – | -1,317 | -100.0% | -0.28% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -3,795 | -100.0% | -0.37% | – |
| RMD | Exit | RESMED INC | $0 | – | -1,722 | -100.0% | -0.38% | – |
| WAT | Exit | WATERS CORP | $0 | – | -1,266 | -100.0% | -0.40% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -1,100 | -100.0% | -0.42% | – |
| EVRG | Exit | EVERGY INC | $0 | – | -7,219 | -100.0% | -0.42% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -785 | -100.0% | -0.42% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQ IN | $0 | – | -2,314 | -100.0% | -0.44% | – |
| KR | Exit | KROGER CO | $0 | – | -11,428 | -100.0% | -0.44% | – |
| DOV | Exit | DOVER CORP | $0 | – | -2,873 | -100.0% | -0.44% | – |
| PKI | Exit | PERKINELMER INC | $0 | – | -2,616 | -100.0% | -0.45% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP NEWcl a | $0 | – | -1,349 | -100.0% | -0.45% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -5,381 | -100.0% | -0.45% | – |
| ROK | Exit | ROCKWELL AUTOMATION INC | $0 | – | -1,528 | -100.0% | -0.45% | – |
| INTU | Exit | INTUIT | $0 | – | -834 | -100.0% | -0.46% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -3,936 | -100.0% | -0.46% | – |
| ZTS | Exit | ZOETIS INCcl a | $0 | – | -2,302 | -100.0% | -0.48% | – |
| EXR | Exit | EXTRA SPACE STORAGE INC | $0 | – | -2,663 | -100.0% | -0.51% | – |
| MAA | Exit | MID-AMER APT CMNTYS INC | $0 | – | -2,786 | -100.0% | -0.54% | – |
| NVDA | Exit | NVIDIA CORPORATION | $0 | – | -2,500 | -100.0% | -0.62% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -1,700 | -100.0% | -0.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.