$114 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 86 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 78.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Buy | AXSOME THERAPEUTICS INC | $37,332,000 | -45.3% | 1,132,645 | +12.0% | 32.86% | -23.4% |
| RNA | Sell | AVIDITY BIOSCIENCES INC | $22,353,000 | -22.5% | 907,567 | -22.2% | 19.68% | +8.5% |
| BIL | SPDR SER TRspdr bloomberg | $9,885,000 | -0.0% | 108,084 | 0.0% | 8.70% | +39.9% | |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $3,612,000 | -41.6% | 1,656,815 | +0.5% | 3.18% | -18.3% |
| CDTX | CIDARA THERAPEUTICS INC | $2,625,000 | +10.9% | 1,172,044 | 0.0% | 2.31% | +55.1% | |
| ODFL | New | OLD DOMINION FREIGHT LINE IN | $1,829,000 | – | 6,395 | +100.0% | 1.61% | – |
| WM | Buy | WASTE MGMT INC DEL | $1,238,000 | +126.7% | 8,290 | +112.6% | 1.09% | +216.9% |
| BR | New | BROADRIDGE FINL SOLUTIONS IN | $969,000 | – | 5,812 | +100.0% | 0.85% | – |
| FAST | New | FASTENAL CO | $938,000 | – | 18,184 | +100.0% | 0.83% | – |
| AMZN | New | AMAZON COM INC | $910,000 | – | 277 | +100.0% | 0.80% | – |
| ABBV | Buy | ABBVIE INC | $892,000 | +28.3% | 8,270 | +34.1% | 0.78% | +79.6% |
| SNY | New | SANOFIsponsored adr | $868,000 | – | 18,012 | +100.0% | 0.76% | – |
| KO | Buy | COCA COLA CO | $817,000 | +132.1% | 15,566 | +139.5% | 0.72% | +225.3% |
| AZO | New | AUTOZONE INC | $788,000 | – | 464 | +100.0% | 0.69% | – |
| DGX | New | QUEST DIAGNOSTICS INC | $762,000 | – | 5,243 | +100.0% | 0.67% | – |
| YUM | New | YUM BRANDS INC | $736,000 | – | 6,015 | +100.0% | 0.65% | – |
| USB | New | US BANCORP DEL | $722,000 | – | 12,146 | +100.0% | 0.64% | – |
| NUE | New | NUCOR CORP | $711,000 | – | 7,214 | +100.0% | 0.63% | – |
| GOOG | Sell | ALPHABET INCcap stk cl c | $706,000 | -20.7% | 265 | -25.4% | 0.62% | +11.1% |
| DUK | Buy | DUKE ENERGY CORP NEW | $697,000 | +28.4% | 7,141 | +29.8% | 0.61% | +79.5% |
| LNT | New | ALLIANT ENERGY CORP | $695,000 | – | 12,409 | +100.0% | 0.61% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $685,000 | – | 11,419 | +100.0% | 0.60% | – |
| BAC | Sell | BK OF AMERICA CORP | $680,000 | -0.1% | 16,012 | -3.0% | 0.60% | +40.0% |
| ANTM | New | ANTHEM INC | $676,000 | – | 1,813 | +100.0% | 0.60% | – |
| SJM | New | SMUCKER J M CO | $641,000 | – | 5,340 | +100.0% | 0.56% | – |
| LMT | New | LOCKHEED MARTIN CORP | $631,000 | – | 1,828 | +100.0% | 0.56% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $624,000 | – | 1,597 | +100.0% | 0.55% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $615,000 | – | 3,547 | +100.0% | 0.54% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $594,000 | +6.1% | 4,250 | +2.4% | 0.52% | +48.6% |
| NEM | New | NEWMONT CORP | $593,000 | – | 10,918 | +100.0% | 0.52% | – |
| MSFT | Sell | MICROSOFT CORP | $564,000 | -9.5% | 2,000 | -13.0% | 0.50% | +26.8% |
| DIS | DISNEY WALT CO | $558,000 | -3.8% | 3,301 | 0.0% | 0.49% | +34.5% | |
| KMB | KIMBERLY-CLARK CORP | $556,000 | -1.1% | 4,200 | 0.0% | 0.49% | +38.1% | |
| AAPL | Sell | APPLE INC | $552,000 | -19.4% | 3,900 | -22.0% | 0.49% | +12.8% |
| HON | Sell | HONEYWELL INTL INC | $552,000 | -16.1% | 2,602 | -13.3% | 0.49% | +17.4% |
| BX | Sell | BLACKSTONE INC | $535,000 | -6.6% | 4,600 | -22.0% | 0.47% | +30.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $532,000 | -57.7% | 3,250 | -59.8% | 0.47% | -40.8% |
| MMM | Sell | 3M CO | $527,000 | -24.3% | 3,003 | -14.3% | 0.46% | +5.9% |
| HD | HOME DEPOT INC | $525,000 | +2.9% | 1,600 | 0.0% | 0.46% | +43.9% | |
| BLK | BLACKROCK INC | $520,000 | -4.1% | 620 | 0.0% | 0.46% | +34.3% | |
| AMGN | AMGEN INC | $510,000 | -12.8% | 2,400 | 0.0% | 0.45% | +22.0% | |
| ITW | ILLINOIS TOOL WKS INC | $458,000 | -7.5% | 2,215 | 0.0% | 0.40% | +29.6% | |
| PEP | PEPSICO INC | $451,000 | +1.3% | 3,000 | 0.0% | 0.40% | +41.8% | |
| LH | New | LABORATORY CORP AMER HLDGS | $450,000 | – | 1,600 | +100.0% | 0.40% | – |
| ETN | Sell | EATON CORP PLC | $448,000 | -18.2% | 3,000 | -18.9% | 0.39% | +14.2% |
| AJG | New | GALLAGHER ARTHUR J & CO | $448,000 | – | 3,016 | +100.0% | 0.39% | – |
| T | Sell | AT&T INC | $439,000 | -44.4% | 16,260 | -40.8% | 0.39% | -22.3% |
| MDT | MEDTRONIC PLC | $439,000 | +1.2% | 3,500 | 0.0% | 0.39% | +41.4% | |
| LPRO | Sell | OPEN LENDING CORP | $433,000 | -28.2% | 12,000 | -14.3% | 0.38% | +0.5% |
| TMUS | New | T-MOBILE US INC | $416,000 | – | 3,256 | +100.0% | 0.37% | – |
| XOM | EXXON MOBIL CORP | $412,000 | -6.8% | 7,000 | 0.0% | 0.36% | +30.6% | |
| CBRE | New | CBRE GROUP INCcl a | $410,000 | – | 4,210 | +100.0% | 0.36% | – |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $368,000 | -1.9% | 1,350 | 0.0% | 0.32% | +37.3% | |
| FCX | New | FREEPORT-MCMORAN INCcl b | $366,000 | – | 11,240 | +100.0% | 0.32% | – |
| O | New | REALTY INCOME CORP | $341,000 | – | 5,264 | +100.0% | 0.30% | – |
| CMI | CUMMINS INC | $337,000 | -7.9% | 1,500 | 0.0% | 0.30% | +29.1% | |
| DB | New | DEUTSCHE BANK A Gnamen akt | $332,000 | – | 26,169 | +100.0% | 0.29% | – |
| MRK | MERCK & CO INC | $323,000 | -3.3% | 4,300 | 0.0% | 0.28% | +35.2% | |
| INTC | INTEL CORP | $320,000 | -5.0% | 6,000 | 0.0% | 0.28% | +33.0% | |
| HEDJ | WISDOMTREE TReurope hedged eq | $305,000 | -0.3% | 4,010 | 0.0% | 0.27% | +39.4% | |
| DOW | DOW INC | $305,000 | -9.0% | 5,300 | 0.0% | 0.27% | +27.5% | |
| DISH | New | DISH NETWORK CORPORATIONcl a | $292,000 | – | 6,718 | +100.0% | 0.26% | – |
| REM | Sell | ISHARES TRmortge rel etf | $291,000 | -9.9% | 8,037 | -7.6% | 0.26% | +26.1% |
| CVS | CVS HEALTH CORP | $280,000 | +1.8% | 3,300 | 0.0% | 0.25% | +42.2% | |
| SYY | SYSCO CORP | $275,000 | +1.1% | 3,500 | 0.0% | 0.24% | +41.5% | |
| TWTR | TWITTER INC | $269,000 | -12.1% | 4,450 | 0.0% | 0.24% | +22.8% | |
| STX | Buy | SEAGATE TECHNOLOGY HLDNGS PL | $268,000 | +9.4% | 3,247 | +16.7% | 0.24% | +53.2% |
| SLG | SL GREEN RLTY CORP | $248,000 | -11.4% | 3,500 | 0.0% | 0.22% | +23.9% | |
| PFE | PFIZER INC | $237,000 | +10.2% | 5,500 | 0.0% | 0.21% | +54.8% | |
| NFG | NATIONAL FUEL GAS CO | $236,000 | +0.4% | 4,500 | 0.0% | 0.21% | +40.5% | |
| NLOK | Sell | NORTONLIFELOCK INC | $228,000 | -73.3% | 8,995 | -71.4% | 0.20% | -62.6% |
| AX | AXOS FINANCIAL INC | $227,000 | +11.3% | 4,400 | 0.0% | 0.20% | +56.2% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $208,000 | -16.5% | 1,500 | -11.8% | 0.18% | +16.6% |
| QCOM | QUALCOMM INC | $206,000 | -10.0% | 1,600 | 0.0% | 0.18% | +25.7% | |
| ENB | ENBRIDGE INC | $203,000 | -0.5% | 5,100 | 0.0% | 0.18% | +39.8% | |
| BLW | BLACKROCK LTD DURATION INCOM | $186,000 | +0.5% | 10,871 | 0.0% | 0.16% | +41.4% | |
| BGCP | BGC PARTNERS INCcl a | $177,000 | -8.3% | 34,052 | 0.0% | 0.16% | +28.9% | |
| EVM | EATON VANCE CALIF MUN BD FD | $162,000 | 0.0% | 13,579 | 0.0% | 0.14% | +40.2% | |
| RMED | RA MED SYS INC | $39,000 | -27.8% | 12,320 | 0.0% | 0.03% | 0.0% | |
| UNH | New | UNITEDHEALTH GROUP INCput | $2,000 | – | 200 | +100.0% | 0.00% | – |
| FCX | New | FREEPORT-MCMORAN INCput | $1,000 | – | 400 | +100.0% | 0.00% | – |
| QCOM | Exit | QUALCOMM INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| NUE | New | NUCOR CORPcall | $0 | – | 500 | +100.0% | 0.00% | – |
| NUE | New | NUCOR CORPput | $0 | – | 500 | +100.0% | 0.00% | – |
| HD | Sell | HOME DEPOT INCput | $0 | -100.0% | 300 | -40.0% | 0.00% | -100.0% |
| HD | New | HOME DEPOT INCcall | $0 | – | 300 | +100.0% | 0.00% | – |
| UNH | New | UNITEDHEALTH GROUP INCcall | $0 | – | 200 | +100.0% | 0.00% | – |
| PFE | Exit | PFIZER INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| NTAP | Exit | NETAPP INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| QCOM | Exit | QUALCOMM INCcall | $0 | – | -300 | -100.0% | -0.00% | – |
| MRK | Exit | MERCK & CO INCput | $0 | – | -1,200 | -100.0% | -0.00% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -3,600 | -100.0% | -0.13% | – |
| VLO | Exit | VALERO ENERGY CORP | $0 | – | -3,128 | -100.0% | -0.15% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -8,019 | -100.0% | -0.19% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -42,664 | -100.0% | -0.26% | – | |
| EMN | Exit | EASTMAN CHEM CO | $0 | – | -4,500 | -100.0% | -0.33% | – |
| RELX | Exit | RELX PLCsponsored adr | $0 | – | -21,049 | -100.0% | -0.35% | – |
| BAP | Exit | CREDICORP LTD | $0 | – | -4,814 | -100.0% | -0.37% | – |
| DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -3,958 | -100.0% | -0.38% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -7,520 | -100.0% | -0.39% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -3,461 | -100.0% | -0.39% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -4,062 | -100.0% | -0.42% | – |
| PKG | Exit | PACKAGING CORP AMER | $0 | – | -4,965 | -100.0% | -0.42% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -4,451 | -100.0% | -0.43% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -8,471 | -100.0% | -0.43% | – |
| BKR | Exit | BAKER HUGHES COMPANYcl a | $0 | – | -30,897 | -100.0% | -0.44% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -3,807 | -100.0% | -0.46% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQ IN | $0 | – | -4,063 | -100.0% | -0.46% | – |
| KIM | Exit | KIMCO RLTY CORP | $0 | – | -35,611 | -100.0% | -0.47% | – |
| CF | Exit | CF INDS HLDGS INC | $0 | – | -14,715 | -100.0% | -0.48% | – |
| EVRG | Exit | EVERGY INC | $0 | – | -12,684 | -100.0% | -0.48% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -9,189 | -100.0% | -0.50% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -11,538 | -100.0% | -0.50% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -22,689 | -100.0% | -0.58% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -17,987 | -100.0% | -0.60% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $0 | – | -50,876 | -100.0% | -0.61% | – |
| IRM | Exit | IRON MTN INC NEW | $0 | – | -24,456 | -100.0% | -0.65% | – |
| HFC | Exit | HOLLYFRONTIER CORP | $0 | – | -34,616 | -100.0% | -0.72% | – |
| HAS | Exit | HASBRO INC | $0 | – | -16,363 | -100.0% | -0.97% | – |
| AVGO | Exit | BROADCOM INC | $0 | – | -3,553 | -100.0% | -1.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.