$159 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 90 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 93.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Sell | AXSOME THERAPEUTICS INC | $68,198,000 | +19.0% | 1,010,945 | -0.1% | 42.91% | +22.7% |
| RNA | Sell | AVIDITY BIOSCIENCES INC | $28,830,000 | -4.6% | 1,166,747 | -15.8% | 18.14% | -1.6% |
| BIL | Sell | SPDR SER TRspdr bloomberg | $9,886,000 | -39.0% | 108,084 | -39.0% | 6.22% | -37.1% |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $6,185,000 | +18.6% | 1,649,315 | +3.1% | 3.89% | +22.4% |
| CDTX | Buy | CIDARA THERAPEUTICS INC | $2,368,000 | -23.5% | 1,172,044 | +0.7% | 1.49% | -21.1% |
| AVGO | New | BROADCOM INC | $1,694,000 | – | 3,553 | +100.0% | 1.07% | – |
| HAS | New | HASBRO INC | $1,547,000 | – | 16,363 | +100.0% | 0.97% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $1,258,000 | +123.4% | 8,085 | +118.5% | 0.79% | +130.6% |
| HFC | New | HOLLYFRONTIER CORP | $1,139,000 | – | 34,616 | +100.0% | 0.72% | – |
| IRM | New | IRON MTN INC NEW | $1,035,000 | – | 24,456 | +100.0% | 0.65% | – |
| BPY | New | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $964,000 | – | 50,876 | +100.0% | 0.61% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $946,000 | – | 17,987 | +100.0% | 0.60% | – |
| NRG | New | NRG ENERGY INC | $914,000 | – | 22,689 | +100.0% | 0.58% | – |
| GOOG | Sell | ALPHABET INCcap stk cl c | $890,000 | +2.9% | 355 | -15.1% | 0.56% | +6.1% |
| NLOK | New | NORTONLIFELOCK INC | $855,000 | – | 31,405 | +100.0% | 0.54% | – |
| GILD | New | GILEAD SCIENCES INC | $795,000 | – | 11,538 | +100.0% | 0.50% | – |
| T | New | AT&T INC | $790,000 | – | 27,454 | +100.0% | 0.50% | – |
| PSX | New | PHILLIPS 66 | $789,000 | – | 9,189 | +100.0% | 0.50% | – |
| EVRG | New | EVERGY INC | $766,000 | – | 12,684 | +100.0% | 0.48% | – |
| CF | New | CF INDS HLDGS INC | $757,000 | – | 14,715 | +100.0% | 0.48% | – |
| KIM | New | KIMCO RLTY CORP | $742,000 | – | 35,611 | +100.0% | 0.47% | – |
| ARE | New | ALEXANDRIA REAL ESTATE EQ IN | $739,000 | – | 4,063 | +100.0% | 0.46% | – |
| PNC | New | PNC FINL SVCS GROUP INC | $726,000 | – | 3,807 | +100.0% | 0.46% | – |
| BKR | New | BAKER HUGHES COMPANYcl a | $707,000 | – | 30,897 | +100.0% | 0.44% | – |
| MMM | Sell | 3M CO | $696,000 | -9.7% | 3,504 | -12.4% | 0.44% | -6.8% |
| ABBV | New | ABBVIE INC | $695,000 | – | 6,169 | +100.0% | 0.44% | – |
| COF | Sell | CAPITAL ONE FINL CORP | $689,000 | +8.3% | 4,451 | -11.0% | 0.43% | +11.6% |
| CL | New | COLGATE PALMOLIVE CO | $689,000 | – | 8,471 | +100.0% | 0.43% | – |
| AAPL | APPLE INC | $685,000 | +12.1% | 5,000 | 0.0% | 0.43% | +15.5% | |
| BAC | Sell | BK OF AMERICA CORP | $681,000 | -16.2% | 16,513 | -21.4% | 0.43% | -13.7% |
| PKG | New | PACKAGING CORP AMER | $672,000 | – | 4,965 | +100.0% | 0.42% | – |
| JNJ | New | JOHNSON & JOHNSON | $669,000 | – | 4,062 | +100.0% | 0.42% | – |
| HON | Sell | HONEYWELL INTL INC | $658,000 | -10.8% | 3,002 | -11.7% | 0.41% | -8.0% |
| CLX | New | CLOROX CO DEL | $623,000 | – | 3,461 | +100.0% | 0.39% | – |
| MSFT | MICROSOFT CORP | $623,000 | +14.9% | 2,300 | 0.0% | 0.39% | +18.4% | |
| NTAP | New | NETAPP INC | $615,000 | – | 7,520 | +100.0% | 0.39% | – |
| LPRO | Sell | OPEN LENDING CORP | $603,000 | -26.6% | 14,000 | -39.7% | 0.38% | -24.4% |
| DLR | New | DIGITAL RLTY TR INC | $596,000 | – | 3,958 | +100.0% | 0.38% | – |
| AMGN | AMGEN INC | $585,000 | -2.0% | 2,400 | 0.0% | 0.37% | +1.1% | |
| BAP | New | CREDICORP LTD | $583,000 | – | 4,814 | +100.0% | 0.37% | – |
| DIS | DISNEY WALT CO | $580,000 | -4.8% | 3,301 | 0.0% | 0.36% | -1.6% | |
| BX | Sell | BLACKSTONE GROUP INC | $573,000 | -5.1% | 5,900 | -27.2% | 0.36% | -2.2% |
| KMB | Sell | KIMBERLY-CLARK CORP | $562,000 | -10.2% | 4,200 | -6.7% | 0.35% | -7.3% |
| RELX | New | RELX PLCsponsored adr | $561,000 | – | 21,049 | +100.0% | 0.35% | – |
| PG | Sell | PROCTER AND GAMBLE CO | $560,000 | -73.8% | 4,150 | -73.7% | 0.35% | -73.0% |
| ETN | Sell | EATON CORP PLC | $548,000 | -11.9% | 3,700 | -17.8% | 0.34% | -9.0% |
| WM | Sell | WASTE MGMT INC DEL | $546,000 | -6.0% | 3,900 | -13.3% | 0.34% | -2.8% |
| DUK | Sell | DUKE ENERGY CORP NEW | $543,000 | -58.0% | 5,500 | -59.0% | 0.34% | -56.7% |
| BLK | Sell | BLACKROCK INC | $542,000 | +2.7% | 620 | -11.4% | 0.34% | +5.9% |
| EMN | EASTMAN CHEM CO | $525,000 | +5.8% | 4,500 | 0.0% | 0.33% | +8.9% | |
| HD | Sell | HOME DEPOT INC | $510,000 | -50.9% | 1,600 | -53.0% | 0.32% | -49.4% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $495,000 | -10.6% | 2,215 | -11.4% | 0.31% | -8.0% |
| PEP | PEPSICO INC | $445,000 | +5.0% | 3,000 | 0.0% | 0.28% | +8.1% | |
| XOM | EXXON MOBIL CORP | $442,000 | +13.0% | 7,000 | 0.0% | 0.28% | +16.8% | |
| MDT | MEDTRONIC PLC | $434,000 | +5.1% | 3,500 | 0.0% | 0.27% | +8.3% | |
| Sell | TRILLIUM THERAPEUTICS INC | $414,000 | -10.0% | 42,664 | -0.3% | 0.26% | -7.5% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $375,000 | +8.7% | 1,350 | 0.0% | 0.24% | +12.4% | |
| CMI | Sell | CUMMINS INC | $366,000 | -40.0% | 1,500 | -36.3% | 0.23% | -38.2% |
| KO | Sell | COCA COLA CO | $352,000 | +2.6% | 6,500 | -0.0% | 0.22% | +5.7% |
| INTC | INTEL CORP | $337,000 | -12.2% | 6,000 | 0.0% | 0.21% | -9.4% | |
| DOW | DOW INC | $335,000 | -1.2% | 5,300 | 0.0% | 0.21% | +1.9% | |
| MRK | MERCK & CO INC | $334,000 | +0.9% | 4,300 | 0.0% | 0.21% | +4.0% | |
| REM | ISHARES TRmortge rel etf | $323,000 | +5.2% | 8,702 | 0.0% | 0.20% | +8.6% | |
| TWTR | Buy | TWITTER INC | $306,000 | +18.6% | 4,450 | +9.9% | 0.19% | +22.9% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $306,000 | -11.0% | 4,010 | -15.3% | 0.19% | -8.1% |
| FE | New | FIRSTENERGY CORP | $298,000 | – | 8,019 | +100.0% | 0.19% | – |
| SLG | SL GREEN RLTY CORP | $280,000 | +14.3% | 3,500 | 0.0% | 0.18% | +18.1% | |
| CVS | CVS HEALTH CORP | $275,000 | +10.9% | 3,300 | 0.0% | 0.17% | +14.6% | |
| SYY | SYSCO CORP | $272,000 | -1.4% | 3,500 | 0.0% | 0.17% | +1.8% | |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $249,000 | – | 1,700 | +100.0% | 0.16% | – |
| STX | New | SEAGATE TECHNOLOGY HLDNGS PL | $245,000 | – | 2,783 | +100.0% | 0.15% | – |
| VLO | New | VALERO ENERGY CORP | $244,000 | – | 3,128 | +100.0% | 0.15% | – |
| NFG | NATIONAL FUEL GAS CO | $235,000 | +4.4% | 4,500 | 0.0% | 0.15% | +8.0% | |
| QCOM | New | QUALCOMM INC | $229,000 | – | 1,600 | +100.0% | 0.14% | – |
| PFE | Sell | PFIZER INC | $215,000 | -23.8% | 5,500 | -29.3% | 0.14% | -21.5% |
| AX | AXOS FINANCIAL INC | $204,000 | -1.4% | 4,400 | 0.0% | 0.13% | +1.6% | |
| ENB | New | ENBRIDGE INC | $204,000 | – | 5,100 | +100.0% | 0.13% | – |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $202,000 | -78.2% | 3,600 | -77.4% | 0.13% | -77.5% |
| BGCP | BGC PARTNERS INCcl a | $193,000 | +17.7% | 34,052 | 0.0% | 0.12% | +21.0% | |
| BLW | BLACKROCK LTD DURATION INCOM | $185,000 | +1.6% | 10,871 | 0.0% | 0.12% | +4.5% | |
| EVM | EATON VANCE CALIF MUN BD FD | $162,000 | +2.5% | 13,579 | 0.0% | 0.10% | +6.2% | |
| RMED | RA MED SYS INC | $54,000 | -5.3% | 12,320 | 0.0% | 0.03% | -2.9% | |
| HD | New | HOME DEPOT INCput | $2,000 | – | 500 | +100.0% | 0.00% | – |
| QCOM | New | QUALCOMM INCcall | $1,000 | – | 300 | +100.0% | 0.00% | – |
| MRK | New | MERCK & CO INCput | $1,000 | – | 1,200 | +100.0% | 0.00% | – |
| DIS | Exit | DISNEY WALT COcall | $0 | – | -600 | -100.0% | 0.00% | – |
| QCOM | New | QUALCOMM INCput | $0 | – | 300 | +100.0% | 0.00% | – |
| PFE | New | PFIZER INCput | $0 | – | 500 | +100.0% | 0.00% | – |
| PFE | New | PFIZER INCcall | $0 | – | 500 | +100.0% | 0.00% | – |
| NTAP | New | NETAPP INCput | $0 | – | 300 | +100.0% | 0.00% | – |
| INTC | Exit | INTEL CORPcall | $0 | – | -600 | -100.0% | 0.00% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -400 | -100.0% | 0.00% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -400 | -100.0% | 0.00% | – |
| INTC | Exit | INTEL CORPput | $0 | – | -600 | -100.0% | 0.00% | – |
| BBY | Exit | BEST BUY INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| MCD | Exit | MCDONALDS CORPcall | $0 | – | -200 | -100.0% | -0.00% | – |
| DIS | Exit | DISNEY WALT COput | $0 | – | -600 | -100.0% | -0.00% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -1,000 | -100.0% | -0.17% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -4,150 | -100.0% | -0.43% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -10,853 | -100.0% | -0.44% | – |
| PNW | Exit | PINNACLE WEST CAP CORP | $0 | – | -9,053 | -100.0% | -0.45% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GRP IN | $0 | – | -12,258 | -100.0% | -0.45% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -3,371 | -100.0% | -0.46% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -3,134 | -100.0% | -0.47% | – |
| IP | Exit | INTERNATIONAL PAPER CO | $0 | – | -14,557 | -100.0% | -0.48% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -7,253 | -100.0% | -0.51% | – |
| CMS | Exit | CMS ENERGY CORP | $0 | – | -13,617 | -100.0% | -0.51% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -5,103 | -100.0% | -0.54% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -4,009 | -100.0% | -0.54% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -17,899 | -100.0% | -0.54% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -18,415 | -100.0% | -0.56% | – |
| PPL | Exit | PPL CORP | $0 | – | -31,729 | -100.0% | -0.56% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -23,867 | -100.0% | -0.56% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -17,732 | -100.0% | -0.62% | – |
| ETR | Exit | ENTERGY CORP NEW | $0 | – | -16,211 | -100.0% | -0.98% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -21,524 | -100.0% | -1.00% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -19,439 | -100.0% | -1.00% | – |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -17,585 | -100.0% | -1.00% | – |
| ED | Exit | CONSOLIDATED EDISON INC | $0 | – | -22,394 | -100.0% | -1.02% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -31,410 | -100.0% | -1.04% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -15,959 | -100.0% | -1.32% | – |
| SHV | Exit | ISHARES TRshort treas bd | $0 | – | -20,534 | -100.0% | -1.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.