$164 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 83 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 95.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
AXSM | Buy | AXSOME THERAPEUTICS INC | $57,311,000 | -30.3% | 1,012,203 | +0.2% | 34.96% | -15.2% |
RNA | Sell | AVIDITY BIOSCIENCES INC | $30,226,000 | -24.6% | 1,385,864 | -11.8% | 18.44% | -8.3% |
BIL | Sell | SPDR SER TRspdr bloomberg | $16,203,000 | -3.9% | 177,084 | -3.9% | 9.88% | +16.9% |
SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $5,214,000 | -0.7% | 1,599,449 | +3.9% | 3.18% | +20.8% |
CDTX | Buy | CIDARA THERAPEUTICS INC | $3,095,000 | +34.1% | 1,163,631 | +0.8% | 1.89% | +63.2% |
SHV | ISHARES TRshort treas bd | $2,269,000 | -0.0% | 20,534 | 0.0% | 1.38% | +21.6% | |
TLT | New | ISHARES TR20 yr tr bd etf | $2,162,000 | – | 15,959 | +100.0% | 1.32% | – |
PG | Buy | PROCTER AND GAMBLE CO | $2,137,000 | +270.4% | 15,783 | +280.3% | 1.30% | +351.2% |
LNT | New | ALLIANT ENERGY CORP | $1,701,000 | – | 31,410 | +100.0% | 1.04% | – |
ED | New | CONSOLIDATED EDISON INC | $1,675,000 | – | 22,394 | +100.0% | 1.02% | – |
AEP | New | AMERICAN ELEC PWR CO INC | $1,646,000 | – | 19,439 | +100.0% | 1.00% | – |
WEC | New | WEC ENERGY GROUP INC | $1,646,000 | – | 17,585 | +100.0% | 1.00% | – |
D | New | DOMINION ENERGY INC | $1,635,000 | – | 21,524 | +100.0% | 1.00% | – |
ETR | New | ENTERGY CORP NEW | $1,613,000 | – | 16,211 | +100.0% | 0.98% | – |
DUK | Buy | DUKE ENERGY CORP NEW | $1,294,000 | +156.7% | 13,403 | +143.7% | 0.79% | +211.9% |
HD | Buy | HOME DEPOT INC | $1,039,000 | +144.5% | 3,405 | +112.8% | 0.63% | +197.7% |
ADM | New | ARCHER DANIELS MIDLAND CO | $1,011,000 | – | 17,732 | +100.0% | 0.62% | – |
VZ | New | VERIZON COMMUNICATIONS INC | $926,000 | – | 15,917 | +100.0% | 0.56% | – |
BTI | New | BRITISH AMERN TOB PLCsponsored adr | $925,000 | – | 23,867 | +100.0% | 0.56% | – |
PPL | New | PPL CORP | $915,000 | – | 31,729 | +100.0% | 0.56% | – |
SNY | New | SANOFIsponsored adr | $911,000 | – | 18,415 | +100.0% | 0.56% | – |
AZN | New | ASTRAZENECA PLCsponsored adr | $890,000 | – | 17,899 | +100.0% | 0.54% | – |
WHR | New | WHIRLPOOL CORP | $883,000 | – | 4,009 | +100.0% | 0.54% | – |
CCI | New | CROWN CASTLE INTL CORP NEW | $878,000 | – | 5,103 | +100.0% | 0.54% | – |
GOOG | Sell | ALPHABET INCcap stk cl c | $865,000 | +17.1% | 418 | -0.9% | 0.53% | +42.7% |
CMS | New | CMS ENERGY CORP | $834,000 | – | 13,617 | +100.0% | 0.51% | – |
BBY | New | BEST BUY INC | $833,000 | – | 7,253 | +100.0% | 0.51% | – |
LPRO | New | OPEN LENDING CORP | $822,000 | – | 23,209 | +100.0% | 0.50% | – |
BAC | Sell | BK OF AMERICA CORP | $813,000 | +12.1% | 21,014 | -12.2% | 0.50% | +36.6% |
IP | New | INTERNATIONAL PAPER CO | $787,000 | – | 14,557 | +100.0% | 0.48% | – |
PSA | New | PUBLIC STORAGE | $773,000 | – | 3,134 | +100.0% | 0.47% | – |
MMM | Sell | 3M CO | $771,000 | +10.1% | 4,000 | -0.1% | 0.47% | +33.9% |
MCD | New | MCDONALDS CORP | $756,000 | – | 3,371 | +100.0% | 0.46% | – |
HON | HONEYWELL INTL INC | $738,000 | +2.1% | 3,400 | 0.0% | 0.45% | +24.3% | |
PEG | New | PUBLIC SVC ENTERPRISE GRP IN | $738,000 | – | 12,258 | +100.0% | 0.45% | – |
PNW | New | PINNACLE WEST CAP CORP | $736,000 | – | 9,053 | +100.0% | 0.45% | – |
XEL | New | XCEL ENERGY INC | $722,000 | – | 10,853 | +100.0% | 0.44% | – |
UPS | New | UNITED PARCEL SERVICE INCcl b | $705,000 | – | 4,150 | +100.0% | 0.43% | – |
COF | Sell | CAPITAL ONE FINL CORP | $636,000 | -88.9% | 5,000 | -91.4% | 0.39% | -86.5% |
KMB | KIMBERLY-CLARK CORP | $626,000 | +3.1% | 4,500 | 0.0% | 0.38% | +25.7% | |
ETN | EATON CORP PLC | $622,000 | +15.0% | 4,500 | 0.0% | 0.38% | +39.9% | |
AAPL | APPLE INC | $611,000 | -7.8% | 5,000 | 0.0% | 0.37% | +12.3% | |
CMI | Buy | CUMMINS INC | $610,000 | +78.9% | 2,356 | +57.1% | 0.37% | +117.5% |
DIS | DISNEY WALT CO | $609,000 | +1.8% | 3,301 | 0.0% | 0.37% | +23.7% | |
BX | BLACKSTONE GROUP INC | $604,000 | +15.0% | 8,100 | 0.0% | 0.37% | +39.9% | |
AMGN | AMGEN INC | $597,000 | +8.2% | 2,400 | 0.0% | 0.36% | +31.4% | |
WM | WASTE MGMT INC DEL | $581,000 | +9.4% | 4,500 | 0.0% | 0.35% | +33.1% | |
JPM | JPMORGAN CHASE & CO | $563,000 | +19.8% | 3,700 | 0.0% | 0.34% | +45.3% | |
ITW | ILLINOIS TOOL WKS INC | $554,000 | +8.6% | 2,500 | 0.0% | 0.34% | +32.0% | |
MSFT | Sell | MICROSOFT CORP | $542,000 | -18.7% | 2,300 | -23.3% | 0.33% | -0.9% |
BLK | BLACKROCK INC | $528,000 | +4.6% | 700 | 0.0% | 0.32% | +27.3% | |
EMN | EASTMAN CHEM CO | $496,000 | +10.0% | 4,500 | 0.0% | 0.30% | +34.1% | |
New | TRILLIUM THERAPEUTICS INC | $460,000 | – | 42,800 | +100.0% | 0.28% | – | |
PEP | PEPSICO INC | $424,000 | -4.7% | 3,000 | 0.0% | 0.26% | +16.1% | |
MDT | MEDTRONIC PLC | $413,000 | +0.7% | 3,500 | 0.0% | 0.25% | +22.3% | |
XOM | Sell | EXXON MOBIL CORP | $391,000 | -33.6% | 7,000 | -51.0% | 0.24% | -19.3% |
INTC | INTEL CORP | $384,000 | +28.4% | 6,000 | 0.0% | 0.23% | +56.0% | |
BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $345,000 | +10.2% | 1,350 | 0.0% | 0.21% | +33.8% | |
HEDJ | WISDOMTREE TReurope hedged eq | $344,000 | +9.6% | 4,734 | 0.0% | 0.21% | +33.8% | |
KO | COCA COLA CO | $343,000 | -3.9% | 6,502 | 0.0% | 0.21% | +16.8% | |
DOW | DOW INC | $339,000 | +15.3% | 5,300 | 0.0% | 0.21% | +40.8% | |
MRK | Buy | MERCK & CO. INC | $331,000 | +35.1% | 4,300 | +43.3% | 0.20% | +64.2% |
REM | Sell | ISHARES TRmortge rel etf | $307,000 | +10.4% | 8,702 | -0.3% | 0.19% | +34.5% |
PFE | Buy | PFIZER INC | $282,000 | +39.6% | 7,782 | +41.5% | 0.17% | +70.3% |
BIIB | BIOGEN INC | $280,000 | +14.3% | 1,000 | 0.0% | 0.17% | +39.0% | |
SYY | SYSCO CORP | $276,000 | +6.2% | 3,500 | 0.0% | 0.17% | +29.2% | |
TWTR | New | TWITTER INC | $258,000 | – | 4,050 | +100.0% | 0.16% | – |
CVS | Sell | CVS HEALTH CORP | $248,000 | -62.9% | 3,300 | -66.3% | 0.15% | -54.9% |
SLG | New | SL GREEN RLTY CORP | $245,000 | – | 3,500 | +100.0% | 0.15% | – |
NFG | New | NATIONAL FUEL GAS CO | $225,000 | – | 4,500 | +100.0% | 0.14% | – |
AX | New | AXOS FINANCIAL INC | $207,000 | – | 4,400 | +100.0% | 0.13% | – |
BLW | Sell | BLACKROCK LTD DURATION INC T | $182,000 | -0.5% | 10,871 | -5.6% | 0.11% | +20.7% |
BGCP | BGC PARTNERS INCcl a | $164,000 | +20.6% | 34,052 | 0.0% | 0.10% | +47.1% | |
EVM | EATON VANCE CALIF MUN BD FD | $158,000 | -1.2% | 13,579 | 0.0% | 0.10% | +20.0% | |
RMED | RA MED SYS INC | $57,000 | -38.0% | 12,320 | 0.0% | 0.04% | -23.9% | |
DIS | New | DISNEY WALT COput | $1,000 | – | 600 | +100.0% | 0.00% | – |
MCD | New | MCDONALDS CORPcall | $1,000 | – | 200 | +100.0% | 0.00% | – |
IWM | Exit | ISHARES TRput | $0 | – | -2,000 | -100.0% | 0.00% | – |
DIS | New | DISNEY WALT COcall | $0 | – | 600 | +100.0% | 0.00% | – |
INTC | New | INTEL CORPput | $0 | – | 600 | +100.0% | 0.00% | – |
TLT | New | ISHARES TRput | $0 | – | 400 | +100.0% | 0.00% | – |
TLT | New | ISHARES TRcall | $0 | – | 400 | +100.0% | 0.00% | – |
INTC | New | INTEL CORPcall | $0 | – | 600 | +100.0% | 0.00% | – |
GLD | Exit | SPDR GOLD TRput | $0 | – | -900 | -100.0% | 0.00% | – |
BBY | New | BEST BUY INCput | $0 | – | 500 | +100.0% | 0.00% | – |
JPM | Exit | JPMORGAN CHASE & COput | $0 | – | -400 | -100.0% | 0.00% | – |
GLD | Exit | SPDR GOLD TRcall | $0 | – | -900 | -100.0% | 0.00% | – |
AMGN | Exit | AMGEN INCcall | $0 | – | -500 | -100.0% | -0.00% | – |
IWM | Exit | ISHARES TRcall | $0 | – | -1,600 | -100.0% | -0.00% | – |
GILD | Exit | GILEAD SCIENCES INC | $0 | – | -4,922 | -100.0% | -0.14% | – |
ES | Exit | EVERSOURCE ENERGY | $0 | – | -3,464 | -100.0% | -0.15% | – |
NWL | Exit | NEWELL BRANDS INC | $0 | – | -19,768 | -100.0% | -0.21% | – |
DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -3,036 | -100.0% | -0.21% | – |
MPC | Exit | MARATHON PETE CORP | $0 | – | -13,000 | -100.0% | -0.27% | – |
HES | Exit | HESS CORP | $0 | – | -10,416 | -100.0% | -0.28% | – |
K | Exit | KELLOGG CO | $0 | – | -9,801 | -100.0% | -0.31% | – |
T | Exit | AT&T INC | $0 | – | -22,207 | -100.0% | -0.32% | – |
DRE | Exit | DUKE REALTY CORP | $0 | – | -17,157 | -100.0% | -0.34% | – |
CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -32,715 | -100.0% | -0.36% | – |
CSCO | Exit | CISCO SYS INC | $0 | – | -16,071 | -100.0% | -0.36% | – |
KHC | Exit | KRAFT HEINZ CO | $0 | – | -23,029 | -100.0% | -0.40% | – |
WU | Exit | WESTERN UN CO | $0 | – | -39,562 | -100.0% | -0.44% | – |
PBR | Exit | PETROLEO BRASILEIRO SA PETROsponsored adr | $0 | – | -83,399 | -100.0% | -0.47% | – |
EVRG | Exit | EVERGY INC | $0 | – | -16,951 | -100.0% | -0.47% | – |
C | Exit | CITIGROUP INC | $0 | – | -16,134 | -100.0% | -0.50% | – |
SLV | Exit | ISHARES SILVER TRishares | $0 | – | -41,831 | -100.0% | -0.52% | – |
IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -5,250 | -100.0% | -0.52% | – |
ABBV | Exit | ABBVIE INC | $0 | – | -12,338 | -100.0% | -0.66% | – |
CAG | Exit | CONAGRA BRANDS INC | $0 | – | -37,779 | -100.0% | -0.69% | – |
ARE | Exit | ALEXANDRIA REAL ESTATE EQ IN | $0 | – | -8,419 | -100.0% | -0.75% | – |
RE | Exit | EVEREST RE GROUP LTD | $0 | – | -6,844 | -100.0% | -0.80% | – |
GRMN | Exit | GARMIN LTD | $0 | – | -14,363 | -100.0% | -0.86% | – |
CB | Exit | CHUBB LIMITED | $0 | – | -11,666 | -100.0% | -0.90% | – |
GLD | Exit | SPDR GOLD TR | $0 | – | -10,653 | -100.0% | -0.95% | – |
MS | Exit | MORGAN STANLEY | $0 | – | -28,363 | -100.0% | -0.98% | – |
KURA | Exit | KURA ONCOLOGY INC | $0 | – | -67,568 | -100.0% | -1.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
EATON CORP PLC | 32 | Q3 2023 | 1.1% |
JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-15 |
13F-HR | 2023-11-15 |
13F-HR | 2023-08-15 |
13F-HR | 2023-05-16 |
13F-HR | 2023-02-14 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-15 |
13F-HR | 2022-05-13 |
13F-HR | 2022-02-14 |
13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.