$199 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 89 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 81.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Buy | AXSOME THERAPEUTICS INC | $82,268,000 | +14.4% | 1,009,799 | +0.1% | 41.24% | -15.2% |
| RNA | New | AVIDITY BIOSCIENCES INC | $40,096,000 | – | 1,571,160 | +100.0% | 20.10% | – |
| BIL | Sell | SPDR SER TRspdr bloomberg | $16,866,000 | -15.0% | 184,284 | -15.0% | 8.46% | -37.0% |
| COF | CAPITAL ONE FINL CORP | $5,717,000 | +37.6% | 57,837 | 0.0% | 2.87% | +1.9% | |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $5,251,000 | -12.9% | 1,539,949 | +4.2% | 2.63% | -35.4% |
| CDTX | Sell | CIDARA THERAPEUTICS INC | $2,308,000 | -29.8% | 1,154,131 | -0.0% | 1.16% | -48.0% |
| SHV | ISHARES TRshort treas bd | $2,270,000 | -0.1% | 20,534 | 0.0% | 1.14% | -26.0% | |
| KURA | Sell | KURA ONCOLOGY INC | $2,207,000 | -37.7% | 67,568 | -41.6% | 1.11% | -53.9% |
| MS | New | MORGAN STANLEY | $1,944,000 | – | 28,363 | +100.0% | 0.98% | – |
| GLD | New | SPDR GOLD TR | $1,900,000 | – | 10,653 | +100.0% | 0.95% | – |
| CB | New | CHUBB LIMITED | $1,796,000 | – | 11,666 | +100.0% | 0.90% | – |
| GRMN | New | GARMIN LTD | $1,719,000 | – | 14,363 | +100.0% | 0.86% | – |
| RE | New | EVEREST RE GROUP LTD | $1,602,000 | – | 6,844 | +100.0% | 0.80% | – |
| ARE | New | ALEXANDRIA REAL ESTATE EQ IN | $1,500,000 | – | 8,419 | +100.0% | 0.75% | – |
| CAG | Sell | CONAGRA BRANDS INC | $1,370,000 | -14.3% | 37,779 | -15.6% | 0.69% | -36.4% |
| ABBV | New | ABBVIE INC | $1,322,000 | – | 12,338 | +100.0% | 0.66% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $1,029,000 | – | 5,250 | +100.0% | 0.52% | – |
| SLV | New | ISHARES SILVER TRishares | $1,028,000 | – | 41,831 | +100.0% | 0.52% | – |
| C | New | CITIGROUP INC | $995,000 | – | 16,134 | +100.0% | 0.50% | – |
| EVRG | New | EVERGY INC | $941,000 | – | 16,951 | +100.0% | 0.47% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROsponsored adr | $937,000 | – | 83,399 | +100.0% | 0.47% | – |
| WU | New | WESTERN UN CO | $868,000 | – | 39,562 | +100.0% | 0.44% | – |
| KHC | Sell | KRAFT HEINZ CO | $798,000 | -18.3% | 23,029 | -29.4% | 0.40% | -39.5% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $739,000 | +16.9% | 422 | -1.9% | 0.37% | -13.6% |
| BAC | Sell | BK OF AMERICA CORP | $725,000 | +22.3% | 23,924 | -2.9% | 0.36% | -9.5% |
| HON | Sell | HONEYWELL INTL INC | $723,000 | +29.1% | 3,400 | -0.1% | 0.36% | -4.5% |
| CSCO | New | CISCO SYS INC | $719,000 | – | 16,071 | +100.0% | 0.36% | – |
| CNP | New | CENTERPOINT ENERGY INC | $708,000 | – | 32,715 | +100.0% | 0.36% | – |
| MMM | 3M CO | $700,000 | +9.2% | 4,004 | 0.0% | 0.35% | -19.1% | |
| DRE | New | DUKE REALTY CORP | $686,000 | – | 17,157 | +100.0% | 0.34% | – |
| CVS | New | CVS HEALTH CORP | $669,000 | – | 9,802 | +100.0% | 0.34% | – |
| MSFT | MICROSOFT CORP | $667,000 | +5.7% | 3,000 | 0.0% | 0.33% | -21.8% | |
| AAPL | Sell | APPLE INC | $663,000 | -1.3% | 5,000 | -13.8% | 0.33% | -27.0% |
| T | New | AT&T INC | $639,000 | – | 22,207 | +100.0% | 0.32% | – |
| K | New | KELLOGG CO | $610,000 | – | 9,801 | +100.0% | 0.31% | – |
| KMB | Sell | KIMBERLY-CLARK CORP | $607,000 | -10.7% | 4,500 | -2.2% | 0.30% | -33.9% |
| DIS | DISNEY WALT CO | $598,000 | +45.9% | 3,301 | 0.0% | 0.30% | +8.3% | |
| XOM | Buy | EXXON MOBIL CORP | $589,000 | +145.4% | 14,299 | +104.3% | 0.30% | +82.1% |
| PG | PROCTER AND GAMBLE CO | $577,000 | 0.0% | 4,150 | 0.0% | 0.29% | -25.9% | |
| AMGN | Sell | AMGEN INC | $552,000 | -55.2% | 2,400 | -50.5% | 0.28% | -66.8% |
| HES | New | HESS CORP | $550,000 | – | 10,416 | +100.0% | 0.28% | – |
| ETN | EATON CORP PLC | $541,000 | +17.9% | 4,500 | 0.0% | 0.27% | -12.9% | |
| MPC | New | MARATHON PETE CORP | $538,000 | – | 13,000 | +100.0% | 0.27% | – |
| WM | WASTE MGMT INC DEL | $531,000 | +4.3% | 4,500 | 0.0% | 0.27% | -22.7% | |
| BX | BLACKSTONE GROUP INC | $525,000 | +24.1% | 8,100 | 0.0% | 0.26% | -8.0% | |
| ITW | ILLINOIS TOOL WKS INC | $510,000 | +5.6% | 2,500 | 0.0% | 0.26% | -21.7% | |
| BLK | BLACKROCK INC | $505,000 | +28.2% | 700 | 0.0% | 0.25% | -5.2% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $504,000 | -53.8% | 5,500 | -55.4% | 0.25% | -65.8% |
| JPM | JPMORGAN CHASE & CO | $470,000 | +32.0% | 3,700 | 0.0% | 0.24% | -2.1% | |
| EMN | EASTMAN CHEM CO | $451,000 | +28.1% | 4,500 | 0.0% | 0.23% | -5.0% | |
| PEP | PEPSICO INC | $445,000 | +7.0% | 3,000 | 0.0% | 0.22% | -20.9% | |
| HD | HOME DEPOT INC | $425,000 | -4.3% | 1,600 | 0.0% | 0.21% | -29.0% | |
| DLR | Sell | DIGITAL RLTY TR INC | $424,000 | -61.7% | 3,036 | -59.7% | 0.21% | -71.5% |
| NWL | New | NEWELL BRANDS INC | $420,000 | – | 19,768 | +100.0% | 0.21% | – |
| MDT | MEDTRONIC PLC | $410,000 | +12.6% | 3,500 | 0.0% | 0.21% | -16.3% | |
| KO | COCA COLA CO | $357,000 | +11.2% | 6,502 | 0.0% | 0.18% | -17.5% | |
| CMI | Sell | CUMMINS INC | $341,000 | -19.2% | 1,500 | -25.0% | 0.17% | -40.2% |
| HEDJ | WISDOMTREE TReurope hedged eq | $314,000 | +7.5% | 4,734 | 0.0% | 0.16% | -20.7% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $313,000 | +55.0% | 1,350 | +42.1% | 0.16% | +14.6% |
| ES | New | EVERSOURCE ENERGY | $300,000 | – | 3,464 | +100.0% | 0.15% | – |
| INTC | INTEL CORP | $299,000 | -3.9% | 6,000 | 0.0% | 0.15% | -28.6% | |
| DOW | DOW INC | $294,000 | +18.1% | 5,300 | 0.0% | 0.15% | -13.0% | |
| GILD | Sell | GILEAD SCIENCES INC | $287,000 | -77.1% | 4,922 | -75.2% | 0.14% | -83.1% |
| REM | ISHARES TRmortge rel etf | $278,000 | +23.6% | 8,732 | 0.0% | 0.14% | -8.6% | |
| SYY | SYSCO CORP | $260,000 | +19.3% | 3,500 | 0.0% | 0.13% | -12.2% | |
| BIIB | BIOGEN INC | $245,000 | -13.7% | 1,000 | 0.0% | 0.12% | -35.9% | |
| MRK | Sell | MERCK & CO. INC | $245,000 | -72.9% | 3,000 | -72.5% | 0.12% | -79.9% |
| PFE | Sell | PFIZER INC | $202,000 | -76.8% | 5,500 | -76.8% | 0.10% | -82.9% |
| BLW | BLACKROCK LTD DURATION INC T | $183,000 | +8.3% | 11,516 | 0.0% | 0.09% | -19.3% | |
| EVM | EATON VANCE CALIF MUN BD FD | $160,000 | +3.9% | 13,579 | 0.0% | 0.08% | -23.1% | |
| BGCP | BGC PARTNERS INCcl a | $136,000 | +65.9% | 34,052 | 0.0% | 0.07% | +23.6% | |
| RMED | New | RA MED SYS INC | $92,000 | – | 12,320 | +100.0% | 0.05% | – |
| AMGN | New | AMGEN INCcall | $2,000 | – | 500 | +100.0% | 0.00% | – |
| IWM | New | ISHARES TRcall | $1,000 | – | 1,600 | +100.0% | 0.00% | – |
| KO | Exit | COCA COLA COput | $0 | – | -800 | -100.0% | 0.00% | – |
| JPM | New | JPMORGAN CHASE & COput | $0 | – | 400 | +100.0% | 0.00% | – |
| IWM | New | ISHARES TRput | $0 | – | 2,000 | +100.0% | 0.00% | – |
| GLD | New | SPDR GOLD TRcall | $0 | – | 900 | +100.0% | 0.00% | – |
| GLD | New | SPDR GOLD TRput | $0 | – | 900 | +100.0% | 0.00% | – |
| PG | Exit | PROCTER AND GAMBLE COput | $0 | – | -700 | -100.0% | 0.00% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -500 | -100.0% | 0.00% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COput | $0 | – | -500 | -100.0% | 0.00% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -11,000 | -100.0% | -0.05% | – |
| RMED | Exit | RA MED SYS INC | $0 | – | -524,680 | -100.0% | -0.10% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INC | $0 | – | -3,171 | -100.0% | -0.22% | – |
| JNPR | Exit | JUNIPER NETWORKS INC | $0 | – | -25,792 | -100.0% | -0.38% | – |
| IFF | Exit | INTERNATIONAL FLAVORS&FRAGRA | $0 | – | -5,055 | -100.0% | -0.42% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB CO | $0 | – | -10,487 | -100.0% | -0.43% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -13,066 | -100.0% | -0.44% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -4,419 | -100.0% | -0.44% | – |
| ED | Exit | CONSOLIDATED EDISON INC | $0 | – | -8,528 | -100.0% | -0.45% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -11,371 | -100.0% | -0.46% | – |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -7,001 | -100.0% | -0.46% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -5,880 | -100.0% | -0.46% | – |
| TGT | Exit | TARGET CORP | $0 | – | -6,369 | -100.0% | -0.68% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -19,381 | -100.0% | -0.72% | – |
| CPB | Exit | CAMPBELL SOUP CO | $0 | – | -32,286 | -100.0% | -1.06% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -26,417 | -100.0% | -1.10% | – |
| COG | Exit | CABOT OIL & GAS CORP | $0 | – | -93,901 | -100.0% | -1.10% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -81,112 | -100.0% | -1.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.